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person · Reporting owner

HAGEDORN JAMES

Disclosed activity across 1 company

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34627
SEC CIK
0001180171

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SCOTTS MIRACLE-GRO COSMG · Entity 4142Director · CEO · 10% ownerJune 26, 2026June 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SCOTTS MIRACLE-GRO CO

Report date June 26, 2026 · Filed June 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect245,449.926 Reported balance After 2026-06-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-26 · Grant · Acquired 1,272.152 · Balance 245,449.926

F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2019 Filed Jan 31, 2019 18:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,187.2371 $70.19 $83,332.17
Disclosure

SEC source: 0001182489-19-000017 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,045.8301

Underlying: Common Shares · 1,187.2371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
January 25, 2019 Filed Jan 31, 2019 22:43 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 34.5841 $57.83 $2,000.00
Disclosure

SEC source: 0001182489-19-000039 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,196.529

Read SEC document
January 14, 2019 Filed Jan 16, 2019 21:44 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 26,954 $68.50 $1,846,349.00
Disclosure

SEC source: 0001012975-19-000063 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,814,791

F2 · price: The transaction was executed in multiple trades at prices ranging from $68.25 to $68.98. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of his pecuniary interest.

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January 14, 2019 Filed Jan 16, 2019 21:44 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 23,046 $68.00 $1,567,128.00
Disclosure

SEC source: 0001012975-19-000063 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,841,745

F1 · price: The transaction was executed in multiple trades at prices ranging from $67.25 to $68.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of his pecuniary interest.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 22:08 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,513.004 $59.33 $89,766.53
Disclosure

SEC source: 0001552781-18-000536 · ownership.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,858.593

Underlying: Common Shares · 1,513.004 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 18:10 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 859.422 $68.01 $58,449.29
Disclosure

SEC source: 0001182489-18-000487 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,345.589

Underlying: Common Shares · 859.422 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 18:10 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 53.3106 $69.20 $3,689.11
Disclosure

SEC source: 0001182489-18-000487 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,161.9449

Read SEC document
November 26, 2018 Filed Nov 28, 2018 15:06 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,208.183 $74.29 $89,755.92
Disclosure

SEC source: 0001182489-18-000458 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,486.167

Underlying: Common Shares · 1,208.183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 13:39 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,315.101 $68.25 $89,755.64
Disclosure

SEC source: 0001182489-18-000451 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,277.984

Underlying: Common Shares · 1,315.101 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 12:32 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,151.127 $77.98 $89,764.88
Disclosure

SEC source: 0001182489-18-000423 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,962.883

Underlying: Common Shares · 1,151.127 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 724.543 $77.34 $56,036.16
Disclosure

SEC source: 0001552781-18-000393 · ownership.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,811.756

Underlying: Common Shares · 724.543 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 47.1541 $77.82 $3,669.53
Disclosure

SEC source: 0001552781-18-000393 · ownership.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,108.643

Read SEC document
August 27, 2018 Filed Aug 29, 2018 13:11 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,202.703 $74.63 $89,757.72
Disclosure

SEC source: 0001552781-18-000371 · ownership.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,087.213

Underlying: Common Shares · 1,202.703 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:34 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,104.377 $81.28 $89,763.76
Disclosure

SEC source: 0001182489-18-000314 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,884.51

Underlying: Common Shares · 1,104.377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 13:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,103.941 $81.31 $89,761.44
Disclosure

SEC source: 0001182489-18-000289 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,780.133

Underlying: Common Shares · 1,103.941 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 14:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 69,909 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0001182489-18-000285 · edgar.xml · derivative · entry 7

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 69,909 shares

Expires 2018-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 14:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 5,725 $79.39 $454,480.84
Disclosure

SEC source: 0001182489-18-000285 · edgar.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,061.4802

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.23 to $79.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 14:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 28,066 $79.89 $2,242,218.00
Disclosure

SEC source: 0001182489-18-000285 · edgar.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,786.4802

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.50 to $80.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 14:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 36,118 $80.58 $2,910,337.87
Disclosure

SEC source: 0001182489-18-000285 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,852.4802

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.26 to $81.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 14:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 69,909 $20.59 $1,439,426.31
Disclosure

SEC source: 0001182489-18-000285 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,970.4802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 20:06 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 86,686 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0001182489-18-000282 · edgar.xml · derivative · entry 12

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,909

Underlying: Common Shares · 86,686 shares

Expires 2018-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 20:06 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 23,007 $82.63 $1,900,980.98
Disclosure

SEC source: 0001182489-18-000282 · edgar.xml · nonDerivative · entry 8

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,061.4802

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2018.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.41 to $82.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 7.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 20:06 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 35,753 $83.51 $2,985,836.71
Disclosure

SEC source: 0001182489-18-000282 · edgar.xml · nonDerivative · entry 7

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,068.4802

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2018.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.98 to $83.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 6.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 20:06 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 19,121 $84.51 $1,615,974.99
Disclosure

SEC source: 0001182489-18-000282 · edgar.xml · nonDerivative · entry 6

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,821.4802

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.98 to $84.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 20:06 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 8,805 $85.37 $751,660.84
Disclosure

SEC source: 0001182489-18-000282 · edgar.xml · nonDerivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,942.4802

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.97 to $85.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 20:06 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 86,686 $20.59 $1,784,864.74
Disclosure

SEC source: 0001182489-18-000282 · edgar.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,747.4802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:06 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 53,791 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0001182489-18-000282 · edgar.xml · derivative · entry 11

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,595

Underlying: Common Shares · 53,791 shares

Expires 2018-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:06 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 18,868 $86.23 $1,627,063.11
Disclosure

SEC source: 0001182489-18-000282 · edgar.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,061.4802

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.93 to $86.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:06 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 34,923 $85.73 $2,993,889.42
Disclosure

SEC source: 0001182489-18-000282 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,929.4802

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.32 to $85.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

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June 18, 2018 Filed Jun 20, 2018 20:06 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 53,791 $20.59 $1,107,556.69
Disclosure

SEC source: 0001182489-18-000282 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,852.4802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 08, 2018 Filed Jun 12, 2018 19:23 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 601.873 $86.32 $51,953.68
Disclosure

SEC source: 0001182489-18-000265 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,676.192

Underlying: Common Shares · 601.873 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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June 08, 2018 Filed Jun 12, 2018 19:23 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 40.5497 $86.80 $3,519.64
Disclosure

SEC source: 0001182489-18-000265 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,061.4802

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May 29, 2018 Filed May 31, 2018 15:24 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,046.49 $85.77 $89,757.45
Disclosure

SEC source: 0001182489-18-000250 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,074.319

Underlying: Common Shares · 1,046.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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May 11, 2018 Filed May 14, 2018 20:10 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 18,877 $81.28 $1,534,303.68
Disclosure

SEC source: 0001182489-18-000228 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,020.9305

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.96 to $81.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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April 26, 2018 Filed Apr 30, 2018 13:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,076.103 $83.41 $89,757.75
Disclosure

SEC source: 0001182489-18-000199 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,027.829

Underlying: Common Shares · 1,076.103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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March 26, 2018 Filed Mar 28, 2018 18:26 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,993.691 $85.59 $170,640.01
Disclosure

SEC source: 0001182489-18-000174 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,951.726

Underlying: Common Shares · 1,993.691 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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March 09, 2018 Filed Mar 13, 2018 21:47 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 541.455 $91.53 $49,559.38
Disclosure

SEC source: 0001182489-18-000137 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,958.035

Underlying: Common Shares · 541.455 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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March 09, 2018 Filed Mar 13, 2018 21:47 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 37.9372 $92.37 $3,504.36
Disclosure

SEC source: 0001182489-18-000137 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,897.9305

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February 26, 2018 Filed Feb 28, 2018 17:47 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 909.533 $91.62 $83,331.41
Disclosure

SEC source: 0001182489-18-000122 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,416.58

Underlying: Common Shares · 909.533 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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February 06, 2018 Filed Feb 8, 2018 14:58 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 463.7839 $73.31 $34,000.00
Disclosure

SEC source: 0001552781-18-000092 · e18058_hagedorn-form4.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,859.9933

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February 02, 2018 Filed Feb 6, 2018 22:05 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 25,310 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000079 · e18047_hagedorn-form4.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,396.2094

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January 31, 2018 Filed Feb 6, 2018 22:05 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 26.0654 $76.73 $2,000.00
Disclosure

SEC source: 0001552781-18-000079 · e18047_hagedorn-form4.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,086.2094

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January 30, 2018 Filed Feb 1, 2018 23:52 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 12,654 $91.96 $1,163,661.84
Disclosure

SEC source: 0001552781-18-000053 · e18038_hagedorn-form4.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,060.144

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January 30, 2018 Filed Feb 1, 2018 23:52 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 31,531 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000053 · e18038_hagedorn-form4.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,714.144

F1 · date: On January 30, 2015, the reporting person was granted an award of 31,531 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2018, the award settled.

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January 26, 2018 Filed Jan 29, 2018 19:03 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 769.767 $108.26 $83,334.98
Disclosure

SEC source: 0001552781-18-000039 · e18026_hagedorn-form4.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,507.047

Underlying: Common Shares · 769.767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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January 02, 2018 Filed Jan 22, 2018 20:55 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 20.4876 $97.62 $2,000.00
Disclosure

SEC source: 0001182489-18-000026 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,183.144

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December 26, 2017 Filed Dec 28, 2017 14:08 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 871.161 $103.04 $89,764.43
Disclosure

SEC source: 0001182489-17-000597 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,737.28

Underlying: Common Shares · 871.161 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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December 08, 2017 Filed Dec 12, 2017 21:37 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 475.072 $100.93 $47,949.02
Disclosure

SEC source: 0001182489-17-000580 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,866.119

Underlying: Common Shares · 475.072 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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December 08, 2017 Filed Dec 12, 2017 21:37 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 30.3008 $102.47 $3,105.04
Disclosure

SEC source: 0001182489-17-000580 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,162.6564

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November 30, 2017 Filed Dec 5, 2017 20:59 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 22.4694 $89.01 $2,000.00
Disclosure

SEC source: 0001182489-17-000561 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,132.3556

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.