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person · Reporting owner

HAGEDORN JAMES

Disclosed activity across 1 company

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34627
SEC CIK
0001180171

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SCOTTS MIRACLE-GRO COSMG · Entity 4142Director · CEO · 10% ownerJune 26, 2026June 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SCOTTS MIRACLE-GRO CO

Report date June 26, 2026 · Filed June 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect245,449.926 Reported balance After 2026-06-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-26 · Grant · Acquired 1,272.152 · Balance 245,449.926

F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 27, 2017 Filed Nov 29, 2017 13:07 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 920.73 $97.49 $89,761.97
Disclosure

SEC source: 0001182489-17-000549 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,391.047

Underlying: Common Shares · 920.73 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
October 31, 2017 Filed Nov 29, 2017 13:07 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 22.3065 $89.66 $2,000.00
Disclosure

SEC source: 0001182489-17-000549 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,109.8834

Read SEC document
October 26, 2017 Filed Oct 30, 2017 13:23 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 901.258 $99.60 $89,765.30
Disclosure

SEC source: 0001182489-17-000538 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,470.317

Underlying: Common Shares · 901.258 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
October 02, 2017 Filed Oct 30, 2017 13:23 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 22.5963 $88.51 $2,000.00
Disclosure

SEC source: 0001182489-17-000538 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,087.5769

Read SEC document
September 25, 2017 Filed Sep 27, 2017 19:29 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 925.163 $97.02 $89,759.31
Disclosure

SEC source: 0001182489-17-000504 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,569.059

Underlying: Common Shares · 925.163 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 18:55 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 490.825 $94.15 $46,211.17
Disclosure

SEC source: 0001182489-17-000490 · edgar.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,643.896

Underlying: Common Shares · 490.825 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 18:55 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 32.391 $94.68 $3,066.67
Disclosure

SEC source: 0001182489-17-000490 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,064.9806

Read SEC document
August 31, 2017 Filed Sep 12, 2017 18:55 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 23.2477 $86.03 $2,000.00
Disclosure

SEC source: 0001182489-17-000490 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,032.5896

Read SEC document
August 28, 2017 Filed Aug 29, 2017 22:04 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 10,007 $94.08 $941,458.56
Disclosure

SEC source: 0001012975-17-000666 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,864,791

F1 · kind: Represents the sale for the account of James Hagedorn and certain family members of a portion of their proportionate interest in the Issuer's common shares (the "Common Shares") held by the Hagedorn Partnership, L.P.

F3 · price: The transaction was executed in multiple trades at prices ranging from $93.38 to $94.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.

F5 · ownership.nature: Represents the aggregate proportionate interest of James Hagedorn and those family members in whose holdings he may be deemed to have a pecuniary interest in the Common Shares held by Hagedorn Partnership, L.P.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 19:38 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 957.832 $93.70 $89,748.86
Disclosure

SEC source: 0001182489-17-000469 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,153.071

Underlying: Common Shares · 957.832 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
August 25, 2017 Filed Aug 29, 2017 22:04 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 5,993 $94.86 $568,495.98
Disclosure

SEC source: 0001012975-17-000666 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,874,798

F1 · kind: Represents the sale for the account of James Hagedorn and certain family members of a portion of their proportionate interest in the Issuer's common shares (the "Common Shares") held by the Hagedorn Partnership, L.P.

F2 · price: The transaction was executed in multiple trades at prices ranging from $$94.71 to $95.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.

F5 · ownership.nature: Represents the aggregate proportionate interest of James Hagedorn and those family members in whose holdings he may be deemed to have a pecuniary interest in the Common Shares held by Hagedorn Partnership, L.P.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 18:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 42,499 $0.00 Strike: $36.37 $0.00
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · derivative · entry 10

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 42,499 shares

Expires 2017-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 18:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 36,529 $96.39 $3,520,975.52
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · nonDerivative · entry 6

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,009.3419

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.79 to $96.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 18:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 5,970 $95.36 $569,308.75
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · nonDerivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,538.3419

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.80 to $95.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 18:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 42,499 $36.37 $1,545,688.63
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,508.3419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 18:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 49,858 $0.00 Strike: $36.37 $0.00
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · derivative · entry 9

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,499

Underlying: Common Shares · 49,858 shares

Expires 2017-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 18:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 31,111 $96.70 $3,008,583.03
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,009.3419

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.50 to $97.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 18:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 18,747 $96.32 $1,805,624.80
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,120.3419

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.77 to $96.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 18:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 49,858 $36.37 $1,813,335.46
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,867.3419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 18:39 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 43,444 $0.00 Strike: $36.37 $0.00
Disclosure

SEC source: 0001182489-17-000460 · edgar.xml · derivative · entry 6

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,357

Underlying: Common Shares · 43,444 shares

Expires 2017-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 18:39 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 43,444 $95.60 $4,153,272.47
Disclosure

SEC source: 0001182489-17-000460 · edgar.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,009.3419

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.35 to $96.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 18:39 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 43,444 $36.37 $1,580,058.28
Disclosure

SEC source: 0001182489-17-000460 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,453.3419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 14, 2017 18:39 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 23.1508 $86.39 $2,000.00
Disclosure

SEC source: 0001182489-17-000460 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,009.3419

Read SEC document
July 26, 2017 Filed Jul 28, 2017 13:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 937.791 $95.70 $89,746.60
Disclosure

SEC source: 0001182489-17-000442 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,195.239

Underlying: Common Shares · 937.791 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 30, 2017 Filed Jul 28, 2017 13:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 24.8416 $80.51 $2,000.00
Disclosure

SEC source: 0001182489-17-000442 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,986.1911

Read SEC document
June 26, 2017 Filed Jun 28, 2017 16:57 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 997.367 $89.99 $89,753.06
Disclosure

SEC source: 0001182489-17-000392 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,257.448

Underlying: Common Shares · 997.367 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 501.166 $83.55 $41,872.42
Disclosure

SEC source: 0001182489-17-000344 · edgar.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,260.081

Underlying: Common Shares · 501.166 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 34.024 $83.89 $2,854.32
Disclosure

SEC source: 0001182489-17-000344 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,961.3495

Read SEC document
May 31, 2017 Filed Jun 13, 2017 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 25.6575 $77.95 $2,000.00
Disclosure

SEC source: 0001182489-17-000344 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,927.3255

Read SEC document
May 26, 2017 Filed May 31, 2017 16:20 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,017.178 $88.23 $89,745.61
Disclosure

SEC source: 0001182489-17-000339 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,758.915

Underlying: Common Shares · 1,017.178 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
May 03, 2017 Filed May 5, 2017 19:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 14,684 $88.74 $1,303,005.30
Disclosure

SEC source: 0001182489-17-000307 · edgar.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,901.668

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.48 to $89.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

Read SEC document
May 03, 2017 Filed May 5, 2017 19:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 18,420 $88.29 $1,626,349.69
Disclosure

SEC source: 0001182489-17-000307 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,585.668

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.83 to $88.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
May 01, 2017 Filed May 5, 2017 19:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 22.8859 $87.39 $2,000.00
Disclosure

SEC source: 0001182489-17-000307 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,005.668

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April 26, 2017 Filed May 1, 2017 13:24 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 923.283 $97.21 $89,752.34
Disclosure

SEC source: 0001182489-17-000292 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,741.737

Underlying: Common Shares · 923.283 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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March 31, 2017 Filed May 1, 2017 13:24 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 23.7954 $84.05 $2,000.00
Disclosure

SEC source: 0001182489-17-000292 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,982.7821

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March 27, 2017 Filed Mar 29, 2017 18:59 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,875.045 $91.42 $171,416.61
Disclosure

SEC source: 0001182489-17-000270 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,818.454

Underlying: Common Shares · 1,875.045 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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March 10, 2017 Filed Mar 14, 2017 20:54 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 435.287 $91.42 $39,793.94
Disclosure

SEC source: 0001182489-17-000253 · edgar.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,943.412

Underlying: Common Shares · 435.287 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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March 10, 2017 Filed Mar 14, 2017 20:54 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 30.7366 $91.67 $2,817.62
Disclosure

SEC source: 0001182489-17-000253 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,958.9867

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February 28, 2017 Filed Mar 14, 2017 20:54 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 24.5188 $81.57 $2,000.00
Disclosure

SEC source: 0001182489-17-000253 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,928.2501

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February 27, 2017 Filed Mar 1, 2017 18:48 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 922.151 $90.37 $83,334.79
Disclosure

SEC source: 0001182489-17-000210 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,508.125

Underlying: Common Shares · 922.151 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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January 31, 2017 Filed Feb 1, 2017 20:29 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 24.1633 $82.77 $2,000.00
Disclosure

SEC source: 0001182489-17-000098 · edgar.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,799.7313

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January 31, 2017 Filed Feb 2, 2017 16:29 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 27,681 $91.97 $2,545,821.57
Disclosure

SEC source: 0001182489-17-000129 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,903.7313

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:29 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 60,785 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000129 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,584.7313

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January 30, 2017 Filed Feb 1, 2017 20:29 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 24,629 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000098 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,775.568

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:29 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 33,344 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000098 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,146.568

F1 · date: On January 29, 2016, the reporting person was granted an award of 33,344 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2017, the Compensation and Organization Committee certified performance with respect to 33,344 restricted stock units.

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January 26, 2017 Filed Jan 30, 2017 21:07 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 884.088 $94.26 $83,334.13
Disclosure

SEC source: 0001182489-17-000071 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,585.974

Underlying: Common Shares · 884.088 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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January 03, 2017 Filed Jan 30, 2017 21:07 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 23.4412 $85.32 $2,000.00
Disclosure

SEC source: 0001182489-17-000071 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,802.568

Read SEC document
December 27, 2016 Filed Dec 29, 2016 18:43 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 937.196 $95.76 $89,745.89
Disclosure

SEC source: 0001182489-16-001336 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,701.886

Underlying: Common Shares · 937.196 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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December 15, 2016 Filed Dec 19, 2016 19:10 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 1,300 $95.89 $124,659.99
Disclosure

SEC source: 0001182489-16-001330 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,779.1268

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.83 to $95.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3.

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December 15, 2016 Filed Dec 19, 2016 19:10 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 14,684 $95.38 $1,400,514.40
Disclosure

SEC source: 0001182489-16-001330 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,079.1268

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.76 to $95.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.