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HAGEDORN JAMES

Disclosed activity across 1 company

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34627
SEC CIK
0001180171

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SCOTTS MIRACLE-GRO COSMG · Entity 4142Director · CEO · 10% ownerJune 26, 2026June 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SCOTTS MIRACLE-GRO CO

Report date June 26, 2026 · Filed June 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect245,449.926 Reported balance After 2026-06-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-26 · Grant · Acquired 1,272.152 · Balance 245,449.926

F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2024 Filed May 9, 2024 22:55 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 21,375 $69.29 $1,481,073.75
Disclosure

SEC source: 0001062993-24-009816 · form4.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Baxter Nathan Eric · CIK 0001785595 · EVP and COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,755,637

F1 · price: The transaction was executed in multiple trades at prices ranging from $68.87 to $69.83. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.direct: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Robert Hagedorn, Susan Hagedorn and Nathan Baxter are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
April 26, 2024 Filed Apr 29, 2024 17:55 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,232.005 $67.64 $83,332.82
Disclosure

SEC source: 0001443984-24-000125 · wk-form4_1714413348.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,022.688

Underlying: Common Shares · 1,232.005 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
April 25, 2024 Filed May 29, 2024 17:45 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 35.2796 $56.69 $2,000.00
Disclosure

SEC source: 0001443984-24-000133 · wk-form4_1717004720.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,050.7067

Read SEC document
March 26, 2024 Filed Mar 28, 2024 16:28 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,154.801 $72.16 $83,330.44
Disclosure

SEC source: 0001443984-24-000111 · wk-form4_1711643304.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,790.683

Underlying: Common Shares · 1,154.801 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
March 25, 2024 Filed Apr 9, 2024 14:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 32.9272 $60.74 $2,000.00
Disclosure

SEC source: 0001443984-24-000123 · wk-form4_1712671347.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,015.4271

Read SEC document
March 08, 2024 Filed Mar 12, 2024 17:52 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,779.65 $69.15 $123,053.90
Disclosure

SEC source: 0001443984-24-000098 · wk-form4_1710265951.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,635.882

Underlying: Common Shares · 1,779.65 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 17:52 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 86.6428 $67.87 $5,880.71
Disclosure

SEC source: 0001443984-24-000098 · wk-form4_1710265951.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,982.4999

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:08 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 1,604 $66.68 $106,954.72
Disclosure

SEC source: 0001062993-24-005686 · form4.xml · nonDerivative · entry 3

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · CEO and President · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,777,012

F3 · price: The transaction was executed in multiple trades at prices ranging from $66.65 to $66.75. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.direct: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:08 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 33,073 $65.92 $2,180,172.16
Disclosure

SEC source: 0001062993-24-005686 · form4.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · CEO and President · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,778,616

F2 · price: The transaction was executed in multiple trades at prices ranging from $65.55 to $66.64. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.direct: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:08 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 51,679 $65.05 $3,361,718.95
Disclosure

SEC source: 0001062993-24-005686 · form4.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · CEO and President · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,811,689

F1 · price: The transaction was executed in multiple trades at prices ranging from $64.55 to $65.54. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.direct: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 20:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionPhantom Stock · Derivative 738.381 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000079 · wk-form4_1709325037.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,856.232

Underlying: Common Shares · 738.381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F4 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F4 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 20:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 28 $63.02 $1,764.56
Disclosure

SEC source: 0001443984-24-000079 · wk-form4_1709325037.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,854.9071

Read SEC document
February 28, 2024 Filed Mar 1, 2024 20:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 738 Not disclosed Not disclosed
Disclosure

SEC source: 0001443984-24-000079 · wk-form4_1709325037.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,882.9071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit was the economic equivalent of one share of Issuer's common shares. On February 28, 2024, the reporting person's phantom stock units were settled for an equal number of shares of Issuer's common shares. Partial shares were paid out in cash.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 20:29 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 2,148.044 $59.12 $126,992.36
Disclosure

SEC source: 0001443984-24-000074 · wk-form4_1709152176.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,594.613

Underlying: Common Shares · 2,148.044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
February 23, 2024 Filed Mar 12, 2024 17:52 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 40.95 $48.84 $2,000.00
Disclosure

SEC source: 0001443984-24-000098 · wk-form4_1710265951.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,895.8571

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:04 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 3,147 $53.53 $168,458.91
Disclosure

SEC source: 0001443984-24-000035 · wk-form4_1707339867.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,144.9071

Read SEC document
January 26, 2024 Filed Jan 29, 2024 21:28 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,423.482 $58.54 $83,330.64
Disclosure

SEC source: 0001443984-24-000023 · wk-form4_1706563703.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,446.569

Underlying: Common Shares · 1,423.482 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
January 25, 2024 Filed Feb 1, 2024 19:28 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 41.6406 $48.03 $2,000.00
Disclosure

SEC source: 0001443984-24-000027 · wk-form4_1706815716.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,291.9071

Read SEC document
January 23, 2024 Filed Jan 25, 2024 17:14 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 43,759 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000013 · wk-form4_1706202856.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,250.2665

F1 · date: On February 3, 2023, the Issuer made a grant to the Reporting Person of 43,759 performance units (the "2023 grant"). Under the award agreement, the 2023 grant included an issuance provision under which the Reporting Person would receive a range of 50% to 100% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan performance period. On January 23, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2023 grant were satisfied to the extent required to permit for the issuance of shares equal to 100% of the original grant. The grant continues to be subject to service based vesting requirements that will be fully satisfied on February 3, 2026.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 16:31 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionPhantom Stock · Derivative 660.184 $0.00 $0.00
Disclosure

SEC source: 0001443984-24-000002 · wk-form4_1704385903.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,023.087

Underlying: Common Shares · 660.184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F4 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F4 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 16:31 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 660 Not disclosed Not disclosed
Disclosure

SEC source: 0001443984-24-000002 · wk-form4_1704385903.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,491.2665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit was the economic equivalent of one share of Issuer's common shares. On January 2, 2024, the reporting person's phantom stock units were settled for an equal number of shares of Issuer's common shares. Partial shares were paid out in cash.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 14:22 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,398.814 $64.58 $90,335.41
Disclosure

SEC source: 0001443984-23-000386 · wk-form4_1703773334.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,683.271

Underlying: Common Shares · 1,398.814 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
December 22, 2023 Filed Jan 4, 2024 16:31 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 37.0714 $53.95 $2,000.00
Disclosure

SEC source: 0001443984-24-000002 · wk-form4_1704385903.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,831.2665

Read SEC document
December 08, 2023 Filed Dec 11, 2023 21:09 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 27,402 $60.86 $1,667,685.72
Disclosure

SEC source: 0001062993-23-022313 · form4.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · CEO and President · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 13,896,368

F2 · price: The transaction was executed in multiple trades at prices ranging from $59.95 to $61.81. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:47 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,940.147 $61.48 $119,280.24
Disclosure

SEC source: 0001443984-23-000373 · wk-form4_1702428434.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,284.457

Underlying: Common Shares · 1,940.147 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:47 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 95.4439 $60.47 $5,771.90
Disclosure

SEC source: 0001443984-23-000373 · wk-form4_1702428434.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,794.1951

Read SEC document
December 07, 2023 Filed Dec 11, 2023 21:09 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 46,525 $61.23 $2,848,725.75
Disclosure

SEC source: 0001062993-23-022313 · form4.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · CEO and President · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 13,923,770

F1 · price: The transaction was executed in multiple trades at prices ranging from $60.77 to $61.8352. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

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November 27, 2023 Filed Nov 29, 2023 18:44 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,617.839 $55.84 $90,340.13
Disclosure

SEC source: 0001443984-23-000328 · wk-form4_1701283476.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,344.31

Underlying: Common Shares · 1,617.839 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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November 24, 2023 Filed Dec 4, 2023 21:08 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 42.7807 $46.75 $2,000.00
Disclosure

SEC source: 0001443984-23-000334 · wk-form4_1701724120.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,698.7512

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November 16, 2023 Filed Nov 20, 2023 18:04 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantStock Option (right to buy) · Derivative 277,947 $0.00 Strike: $56.87 $0.00
Disclosure

SEC source: 0001443984-23-000324 · wk-form4_1700503444.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,947

Underlying: Common Shares · 277,947 shares

Expires 2033-11-16

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November 03, 2023 Filed Nov 6, 2023 17:52 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 9,784 $54.63 $534,525.36
Disclosure

SEC source: 0001443984-23-000306 · wk-form4_1699293154.xml · nonDerivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,655.9705

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.2000 to $55.0300, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

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November 03, 2023 Filed Nov 6, 2023 17:52 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 6,648 $53.87 $358,103.16
Disclosure

SEC source: 0001443984-23-000306 · wk-form4_1699293154.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,439.9705

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.200 to $54.1900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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November 02, 2023 Filed Nov 6, 2023 17:52 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 1,239 $53.04 $65,715.32
Disclosure

SEC source: 0001443984-23-000306 · wk-form4_1699293154.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,087.9705

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.0300 to $53.0500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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November 02, 2023 Filed Nov 6, 2023 17:52 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 63,021 $52.68 $3,320,015.60
Disclosure

SEC source: 0001443984-23-000306 · wk-form4_1699293154.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,326.9705

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.0300 to $53.0200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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October 26, 2023 Filed Oct 30, 2023 18:01 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 2,011.537 $44.91 $90,338.13
Disclosure

SEC source: 0001443984-23-000304 · wk-form4_1698688909.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,726.471

Underlying: Common Shares · 2,011.537 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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October 25, 2023 Filed Nov 6, 2023 17:52 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 52.9942 $37.74 $2,000.00
Disclosure

SEC source: 0001443984-23-000306 · wk-form4_1699293154.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,347.9705

Read SEC document
September 26, 2023 Filed Sep 28, 2023 19:11 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,730.596 $52.20 $90,337.11
Disclosure

SEC source: 0001443984-23-000274 · wk-form4_1695928268.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,714.934

Underlying: Common Shares · 1,730.596 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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September 25, 2023 Filed Oct 10, 2023 13:07 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 46.5983 $42.92 $2,000.00
Disclosure

SEC source: 0001443984-23-000296 · wk-form4_1696943270.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,294.9764

Read SEC document
September 08, 2023 Filed Sep 12, 2023 17:56 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 2,160.286 $52.89 $114,259.69
Disclosure

SEC source: 0001443984-23-000270 · wk-form4_1694541398.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,984.338

Underlying: Common Shares · 2,160.286 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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September 08, 2023 Filed Sep 12, 2023 17:56 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 103.2212 $54.71 $5,647.13
Disclosure

SEC source: 0001443984-23-000270 · wk-form4_1694541398.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,248.3781

Read SEC document
August 28, 2023 Filed Aug 29, 2023 17:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,702.298 $53.07 $90,340.95
Disclosure

SEC source: 0001443984-23-000234 · wk-form4_1693330812.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,824.052

Underlying: Common Shares · 1,702.298 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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August 25, 2023 Filed Sep 6, 2023 19:14 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 45.9242 $43.55 $2,000.00
Disclosure

SEC source: 0001443984-23-000240 · wk-form4_1694027653.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,145.1569

Read SEC document
August 07, 2023 Filed Aug 7, 2023 17:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 3 $56.08 $168.24
Disclosure

SEC source: 0001443984-23-000220 · wk-form4_1691429714.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,064.7261

Read SEC document
August 07, 2023 Filed Aug 7, 2023 17:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 6,448 $55.43 $357,389.43
Disclosure

SEC source: 0001443984-23-000220 · wk-form4_1691429714.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,067.7261

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.05 to $56.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
August 04, 2023 Filed Aug 7, 2023 17:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 29,120 $56.92 $1,657,382.27
Disclosure

SEC source: 0001443984-23-000220 · wk-form4_1691429714.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,515.7261

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.41 to $57.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
August 04, 2023 Filed Aug 7, 2023 17:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 19,429 $55.71 $1,082,401.25
Disclosure

SEC source: 0001443984-23-000220 · wk-form4_1691429714.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,635.7261

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.41 to $56.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
July 26, 2023 Filed Jul 28, 2023 16:49 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,192.633 $69.87 $83,329.27
Disclosure

SEC source: 0001443984-23-000216 · wk-form4_1690562988.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,121.754

Underlying: Common Shares · 1,192.633 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
July 25, 2023 Filed Aug 21, 2023 12:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 34.5066 $57.96 $2,000.00
Disclosure

SEC source: 0001443984-23-000226 · wk-form4_1692620375.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,099.2327

Read SEC document
June 26, 2023 Filed Jun 28, 2023 19:37 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantPhantom Stock · Derivative 1,440.387 $57.85 $83,326.39
Disclosure

SEC source: 0001443984-23-000184 · wk-form4_1687981034.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,929.121

Underlying: Common Shares · 1,440.687 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
June 23, 2023 Filed Jul 6, 2023 14:09 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 41.0931 $48.67 $2,000.00
Disclosure

SEC source: 0001443984-23-000204 · wk-form4_1688652564.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,064.7261

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.