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person · Reporting owner

Cummings Mary Griffin

Disclosed activity across 2 companies

Tapewire entity
34573
SEC CIK
0001589283

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PEOPLES FINANCIAL SERVICES CORP.PFIS · Entity 5235EVP/GENERAL COUNSELJune 26, 2026June 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEOPLES FINANCIAL SERVICES CORP.

Report date June 26, 2026 · Filed June 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect661 Reported balance After 2026-06-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-26 · Grant · Acquired 661 · Balance 661

F2: Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock.

F5: On 6/26/2026, Ms. Cummings was granted 661 RSUs vesting in three annual installments beginning 6/26/2027.

Common StockSEC Table I · non-derivativeDirect6,780 Reported balance Holding disclosure · report date 2026-06-26 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 6,780

F1: This amount includes 657 shares of time based restricted common stock and 6,123 shares owned by Ms. Cummings.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect477 Reported balance Holding disclosure · report date 2026-06-26 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 477

F2: Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock.

F3: On 3/28/2025, Ms. Cummings was granted 723 RSUs vesting in three annual installments.

F4: 246 RSUs vested on 3/11/2026 leaving 239 RSUs to vest on 3/11/2027 and 238 RSUs to vest on 3/11/2028.

Filing footnotes · ownership attribution and instrument terms

F1: This amount includes 657 shares of time based restricted common stock and 6,123 shares owned by Ms. Cummings.

F2: Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock.

F3: On 3/28/2025, Ms. Cummings was granted 723 RSUs vesting in three annual installments.

F4: 246 RSUs vested on 3/11/2026 leaving 239 RSUs to vest on 3/11/2027 and 238 RSUs to vest on 3/11/2028.

F5: On 6/26/2026, Ms. Cummings was granted 661 RSUs vesting in three annual installments beginning 6/26/2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FNCB Bancorp, Inc.

Report date July 01, 2024 · Filed July 01, 2024

Section 16 reporting ended · disclosed 2024-07-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect0 Ending reported balance After 2024-07-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-07-01 · Tax withholding · Disposed 3,057 · Balance 46,241.266

F1: Represents shares of the Issuer's Common Stock forfeited by the Reporting Person to the Issuer for payment of tax liability by withholding shares of the Issuers' Common Stock incident to the vesting of shares of the Issuer's Common Stock issued in accordance with Rule 16b-3.

Row 2 · 2024-07-01 · Disposition to issuer · Disposed 46,241.266 · Balance 0

F2: The shares were disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 27, 2023, by and between Peoples Financial Services Corp. ("Peoples") and FNCB Bancorp, Inc. ("FNCB"). Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each share of common stock, $1.25 par value, of FNCB was converted into the right to receive 0.1460 shares of common stock, $2.00 par value, of Peoples and cash in lieu of fractional shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of the Issuer's Common Stock forfeited by the Reporting Person to the Issuer for payment of tax liability by withholding shares of the Issuers' Common Stock incident to the vesting of shares of the Issuer's Common Stock issued in accordance with Rule 16b-3.

F2: The shares were disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 27, 2023, by and between Peoples Financial Services Corp. ("Peoples") and FNCB Bancorp, Inc. ("FNCB"). Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each share of common stock, $1.25 par value, of FNCB was converted into the right to receive 0.1460 shares of common stock, $2.00 par value, of Peoples and cash in lieu of fractional shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2026 Filed Jun 30, 2026 15:22 UTC PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 GrantRestricted Stock Unit · Derivative 661 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-022106 · rdgdoc.xml · derivative · entry 3

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 661

Underlying: Common Stock · 661 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock.

F5 · derivative.exercise_date: On 6/26/2026, Ms. Cummings was granted 661 RSUs vesting in three annual installments beginning 6/26/2027.

F5 · derivative.expiration_date: On 6/26/2026, Ms. Cummings was granted 661 RSUs vesting in three annual installments beginning 6/26/2027.

Read SEC document
May 15, 2026 Filed May 19, 2026 18:56 UTC PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 Tax withholdingCommon Stock 60 $56.35 $3,381.00
Disclosure

SEC source: 0001437749-26-017766 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,780

F1 · balance_after: This amount includes 657 shares of time based restricted common stock and 6,123 shares owned by Ms. Cummings.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 20:30 UTC PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 Exercise / conversionRestricted Stock Unit · Derivative 246 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-008235 · rdgdoc.xml · derivative · entry 3

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 3/28/2025, Ms. Cummings was granted 723 RSUs vesting in three annual installments beginning 3/11/2026.

F3 · derivative.expiration_date: On 3/28/2025, Ms. Cummings was granted 723 RSUs vesting in three annual installments beginning 3/11/2026.

F4 · balance_after: 246 RSUs vested on 3/11/2026 leaving 239 RSUs to vest on 3/11/2027 and 238 RSUs to vest on 3/11/2028.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 20:30 UTC PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 Tax withholdingCommon Stock 83 $51.80 $4,299.40
Disclosure

SEC source: 0001437749-26-008235 · rdgdoc.xml · nonDerivative · entry 2

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,840

F2 · balance_after: This amount includes 876 shares of time based restricted common stock and 5,964 shares owned by Ms. Cummings.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 20:30 UTC PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 Exercise / conversionCommon Stock 246 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-008235 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
March 11, 2026 Filed May 19, 2026 18:56 UTC PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 Exercise / conversionRestricted Stock Unit · Derivative 246 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-017766 · rdgdoc.xml · derivative · entry 2

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 3/28/2025, Ms. Cummings was granted 723 RSUs vesting in three annual installments beginning 3/11/2026.

F3 · derivative.expiration_date: On 3/28/2025, Ms. Cummings was granted 723 RSUs vesting in three annual installments beginning 3/11/2026.

F4 · balance_after: 246 RSUs vested on 3/11/2026 leaving 239 RSUs to vest on 3/11/2027 and 238 RSUs to vest on 3/11/2028.

Read SEC document
May 15, 2025 Filed May 19, 2025 13:31 UTC PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 Tax withholdingCommon Stock 74 $50.55 $3,740.70
Disclosure

SEC source: 0001437749-25-017528 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,677

F1 · balance_after: This amount includes 876.0000 shares of time based restricted common stock owned by Ms. Cummings; and 5801.0000 shares owned by Ms. Cummings.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 21:49 UTC PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 GrantRestricted Stock Unit · Derivative 722 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010505 · rdgdoc.xml · derivative · entry 2

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 722

Underlying: Common Stock · 722 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PFIS common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 11, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 11, 2026.

Read SEC document
March 28, 2025 Filed Apr 8, 2025 16:19 UTC Amendment PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 GrantRestricted Stock Unit · Derivative 723 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-011340 · rdgdoc.xml · derivative · entry 2

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723

Underlying: Common Stock · 723 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PFIS common stock.

F2 · shares: Adjusted number of restricted stock units due to a calculation error.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 11, 2026.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 11, 2026.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 22:07 UTC PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 GrantCOMMON STOCK 6,751 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-021807 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,751

F1 · price: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 27, 2023, by and between Peoples Financial Services Corp. ("Peoples") and FNCB Bancorp, Inc. ("FNCB"), on July 1, 2024 (the "Closing Date") FNCB merged with and into Peoples (the "Merger"), with Peoples continuing as the surviving company of the Merger. Pursuant to the Merger Agreement, on the Closing Date each share of FNCB common stock held by the reporting person was converted into the right to receive 0.1460 of a share of common stock of Peoples rounded down to the nearest whole number of shares.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 17:41 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 Disposition to issuerCOMMON STOCK 46,241.266 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-021772 · rdgdoc.xml · nonDerivative · entry 2

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The shares were disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 27, 2023, by and between Peoples Financial Services Corp. ("Peoples") and FNCB Bancorp, Inc. ("FNCB"). Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each share of common stock, $1.25 par value, of FNCB was converted into the right to receive 0.1460 shares of common stock, $2.00 par value, of Peoples and cash in lieu of fractional shares.

F2 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 27, 2023, by and between Peoples Financial Services Corp. ("Peoples") and FNCB Bancorp, Inc. ("FNCB"). Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each share of common stock, $1.25 par value, of FNCB was converted into the right to receive 0.1460 shares of common stock, $2.00 par value, of Peoples and cash in lieu of fractional shares.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 17:41 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 Tax withholdingCOMMON STOCK 3,057 $6.75 $20,634.75
Disclosure

SEC source: 0001437749-24-021772 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,241.266

F1 · shares: Represents shares of the Issuer's Common Stock forfeited by the Reporting Person to the Issuer for payment of tax liability by withholding shares of the Issuers' Common Stock incident to the vesting of shares of the Issuer's Common Stock issued in accordance with Rule 16b-3.

Read SEC document
May 15, 2024 Filed May 16, 2024 16:37 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 Tax withholdingCOMMON STOCK 1,573 $5.80 $9,123.40
Disclosure

SEC source: 0001437749-24-017303 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,351.2663

F1 · balance_after: This amount includes 18,365 shares of time-based restricted common stock solely owned by Ms. Cummings; and 30,986.2663 shares solely owned by Ms. Cummings.

Read SEC document
May 15, 2024 Filed May 17, 2024 16:32 UTC Amendment FNCB Bancorp, Inc. FNCB · Entity 89368 Tax withholdingCOMMON STOCK 1,626 $5.80 $9,430.80
Disclosure

SEC source: 0001437749-24-017497 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,298.2663

F1 · shares: Shares adjusted to reflect the correct amount of shares disposed of for the payment of tax liability on 5/15/2024.

F2 · balance_after: This amount includes 18,365 shares of time-based restricted common stock solely owned by Ms. Cummings; and 30,933.2663 shares solely owned by Ms. Cummings.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 16:12 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 GrantCOMMON STOCK 7,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-008517 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,924.2663

F1 · kind: The time-based common stock vest in five (5) equal annual installments which begin 5/15/2025, 5/15/2026, 5/15/2027, 5/15/2028 and 5/15/2029.

F2 · balance_after: This amount includes 23,180 shares of time-based restricted common stock solely owned by Ms. Cummings; and 27,744.2663 shares solely owned by Ms. Cummings.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 17:51 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 GrantCOMMON STOCK 230.4266 $5.86 $1,350.30
Disclosure

SEC source: 0001437749-23-026389 · rdgdoc.xml · nonDerivative · entry 2

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,254.0253

Read SEC document
September 15, 2023 Filed Sep 19, 2023 17:51 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 GrantCOMMON STOCK 170.241 $6.52 $1,109.84
Disclosure

SEC source: 0001437749-23-026389 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,424.2663

F1 · balance_after: This amount includes 15,680 shares of time-based restricted common stock solely owned by Ms. Cummings; and 27,744.2663 shares solely owned by Ms. Cummings which includes 400.6676 shares acquired under the Issuer's Dividend Reinvestment and Stock Purchase Plan in September 2023.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 18:25 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 GrantCOMMON STOCK 382.5314 $6.56 $2,510.40
Disclosure

SEC source: 0001437749-23-017888 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,023.5987

F1 · balance_after: This amount includes 15,680 shares of time-based restricted common stock solely owned by Ms. Cummings; and 27,343.5987 shares held solely by Ms. Cummings which includes 382.5314 shares acquired in June 2023 under the Issuer's Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 17:10 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 GrantCOMMON STOCK 7,225 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007086 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,641.0673

F1 · kind: The time-based common stock vest in five (5) equal annual installments which begin 5/15/2024, 5/15/2025, 5/15/2026, 5/15/2027 and 5/15/2028.

F2 · balance_after: This amount includes 19,629 shares of time-based restricted common stock solely owned by Ms. Cummings; and 23,012.0673 shares held solely by Ms. Cummings which includes 286.0633 shares acquired in March 2023 under the Issuer's Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:26 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 GrantCOMMON STOCK 243.7817 $8.33 $2,030.56
Disclosure

SEC source: 0001437749-22-029360 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,130.004

F1 · balance_after: This amount includes 12,404 shares of time-based restricted common stock solely owned by Ms. Cummings; and 22,726.0040 shares held solely by Ms. Cummings which includes 243.7817 shares acquired in December 2022 under the Issuer's Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 16:35 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 GrantCOMMON STOCK 248.9873 $8.18 $2,037.44
Disclosure

SEC source: 0001437749-22-022714 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,886.2223

F1 · balance_after: This amount includes 12,404 shares of time-based restricted common stock solely owned by Ms. Cummings; and 22,482.2223 shares held solely by Ms. Cummings which includes 248.9873 shares acquired in September 2022 under the Issuer's Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 14:40 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 GrantCOMMON STOCK 109.108 $8.01 $873.67
Disclosure

SEC source: 0001437749-22-015267 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,637.235

F1 · balance_after: This amount includes 12,404 shares of time-based restricted common stock solely owned by Ms. Cummings; and 22,233.2350 shares held solely by Ms. Cummings which includes 109.1080 shares acquired in June 2022 under the Issuer's Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:30 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 GrantCOMMON STOCK 3,870 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006594 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,528.127

F1 · kind: The time-based common stock vest in five (5) equal annual installments which begin 5/15/2023, 5/15/2024, 5/15/2025, 5/15/2026 and 5/15/2027.

F2 · balance_after: This amount includes 16,103 shares of time-based restricted common stock solely owned by Ms. Cummings; and 18,425.1270 shares held solely by Ms. Cummings which includes 88.5900 shares acquired in March 2022 under the Issuer's Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:06 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 98.034 $8.77 $859.69
Disclosure

SEC source: 0001437749-21-028876 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,569.537

F1 · balance_after: This amount includes 12,233 shares of time-based restricted common stock solely owned by Ms. Cummings; and 18,336.5370 shares held solely by Ms. Cummings which includes 98.0340 shares acquired on December 2021 under the Issuer's Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:05 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 106.606 $7.99 $851.69
Disclosure

SEC source: 0001437749-21-022334 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,471.503

F1 · balance_after: This amount includes 12,233 shares of time-based restricted common stock solely owned by Ms. Cummings; and 18,238.5030 shares held solely by Ms. Cummings which includes 106.6060 shares acquired on September 2021 under the Issuer's Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 13:48 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 90.1 $7.50 $675.96
Disclosure

SEC source: 0001437749-21-015040 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,364.897

F1 · balance_after: This amount includes 12,233 shares of time-based restricted common stock solely owned by Ms. Cummings; and 18,131.8970 shares held solely by Ms. Cummings which includes 90.1000 shares acquired on June 2021 under the Issuer's Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 14:22 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 GrantCOMMON STOCK 4,524 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-006281 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,274.797

F1 · kind: The time-based common stock vest in five (5) equal annual installments which begin 5/15/22, 5/15/23, 5/15/24, 5/15/25, and 5/15/26.

F2 · balance_after: This amount includes 15,030 shares of time-based restricted common stock solely owned by Ms. Cummings; and 15,244.7970 shares held solely by Ms. Cummings which includes 79.0310 shares acquired on March 2021 under the Issuer's Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:57 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 80.239 $7.61 $610.86
Disclosure

SEC source: 0001437749-20-025573 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,671.766

F1 · balance_after: This amount includes 10,506 shares of time-based restricted common stock solely owned by Ms. Cummings; and 15,165.7660 shares held solely by Ms. Cummings which includes 80.2390 shares acquired in December 2020 under the Issuer's Dividend Reinvestment and Stock Purchase Plan ("DRP").

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September 15, 2020 Filed Sep 17, 2020 15:43 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 91.704 $6.61 $605.82
Disclosure

SEC source: 0001437749-20-019815 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,591.527

F1 · balance_after: This amount includes 10,506 shares of time-based restricted common stock solely owned by Ms. Cummings; and 15,085.5270 shares held solely by Ms. Cummings which includes 91.7040 shares acquired in September 2020 under the Issuer's Dividend Reinvestment and Stock Purchase Plan ("DRP").

Read SEC document
June 15, 2020 Filed Jun 17, 2020 17:05 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 92.707 $6.48 $600.71
Disclosure

SEC source: 0001437749-20-013337 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,499.823

F1 · balance_after: This amount includes 10,506 shares of time-based restricted common stock solely owned by Ms. Cummings; and 14,993.8230 shares held solely by Ms. Cummings which includes 92.707 shares acquired in June 2020 under the Issuer's Dividend Reinvestment and Stock Purchase Plan ("DRP").

Read SEC document
March 16, 2020 Filed Mar 18, 2020 17:18 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 GrantCOMMON STOCK 4,769 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-005585 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,407.116

F1 · kind: The time-based common stock vest in five (5) equal annual installments which begin 5/16/21, 5/16/22, 5/16/23, 5/16/24, and 5/16/25.

F2 · balance_after: This amount includes 12,347 shares of time-based restricted common stock solely owned by Ms. Cummings; and 13,060.1160 shares held solely by Ms. Cummings which includes 87.351 shares acquired on March 2020 under the Issuer's Dividend Reinvestment and Stock Purchase Plan.

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March 15, 2019 Filed Mar 19, 2019 16:54 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 GrantCOMMON STOCK 3,683 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-005281 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,353.194

F1 · kind: The time-based common stock vest in five (5) equal annual installments which begin 5/15/20, 5/15/21, 5/15/22, 5/15/23, and 5/15/24.

F2 · balance_after: This amount includes 9,716 shares of time-based restricted common stock solely owned by Ms. Cummings; and 10,637.194 shares held solely by Ms. Cummings which includes 69.790 shares acquired on March 19, 2019 under the Issuer's Dividend Reinvestment and Stock Purchase Plan.

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December 19, 2018 Filed Dec 21, 2018 15:28 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 54.628 $9.62 $525.64
Disclosure

SEC source: 0001437749-18-022487 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600.404

F1 · kind: Ms. Cummings is a participant in the FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP for December 2018.

F2 · balance_after: Ms. Cummings owns 6,033 shares of time-based restricted common stock; and 10,567.404 shares held solely by Ms. Cummings.

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September 19, 2018 Filed Sep 21, 2018 14:38 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 39.765 $10.54 $418.92
Disclosure

SEC source: 0001437749-18-017295 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,545.776

F1 · kind: Ms. Cummings is a participant in the FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP for September 2018.

F2 · balance_after: Ms. Cummings owns 6,033 shares of time-based restricted common stock; and 10,512.7760 shares held solely by Ms. Cummings.

F3 · balance_after: Total shares have been adjusted due to the conversion of the FNCB Bancorp, Inc.'s transfer agent and LTIP administrator. Fractional shares held in Ms. Cummings' LTIP were rounded down to the nearest whole share when transferred to the new transfer agent.

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June 22, 2018 Filed Jun 26, 2018 17:37 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 35.6681 $8.95 $319.29
Disclosure

SEC source: 0001437749-18-012462 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · EVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,506.3279

F1 · kind: Ms. Cummings is a participant in the FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP for June 208.

F2 · balance_after: Ms. Cummings owns 6,033 shares of time-based restricted common stock; and 10,473.3279 shares held solely by Ms. Cummings.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 16:25 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 31.8582 $9.12 $290.52
Disclosure

SEC source: 0001437749-18-005343 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · SVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,470.6598

F1 · kind: Ms. Cummings is a participant in the FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP for March 208.

F2 · balance_after: Ms. Cummings owns 9,176 shares of time-based restricted common stock; and 7,294.6598 shares held solely by Ms. Cummings.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 16:36 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 GrantCOMMON STOCK 2,892 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-003912 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · SVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,438.8016

F1 · kind: The time-based restricted common stock vests in five (5) equal annual installments which begins 5/15/19, 5/15/20, 5/15/21, 5/15/22 and 5/15/23.

F2 · balance_after: Ms. Cummings owns 9,176 shares of time-based restricted common stock; and 7,262.8016 shares held solely by Ms. Cummings.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 18:11 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 39.1803 $7.37 $288.94
Disclosure

SEC source: 0001437749-18-000170 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · SVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,546.8016

F1 · kind: Ms. Cummings is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP during December 2017.

F2 · balance_after: This amount includes 39.1803 shares acquired pursuant to the DRP; 6,284 shares of time-based restricted common stock solely owned by Ms. Cummings; and 7,223.6213 shares held solely by Ms. Cummings.

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September 27, 2017 Filed Sep 28, 2017 16:41 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 27.7014 $7.79 $215.88
Disclosure

SEC source: 0001437749-17-016471 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · SVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,507.6213

F1 · kind: Ms. Cummings is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP during September 2017.

F2 · balance_after: This amount includes 27.7014 shares acquired pursuant to the DRP; 6,284 shares of time-based restricted common stock solely owned by Ms. Cummings; and 7,195.9199 shares held solely by Ms. Cummings.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 15:23 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 28.6096 $7.52 $215.02
Disclosure

SEC source: 0001437749-17-011474 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · SVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,479.9199

F1 · kind: Ms. Cummings is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP on 6/15/17.

F2 · balance_after: This amount includes 28.6096 shares acquired pursuant to the DRP; 6,284 shares of time-based restricted common stock solely owned by Ms. Cummings; and 7,167.3103 shares held solely by Ms. Cummings.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:08 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 20.7756 $6.54 $135.89
Disclosure

SEC source: 0001437749-17-004852 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · SVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,451.3103

F1 · kind: Ms. Cummings is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP in 2017.

F2 · balance_after: This amount includes 20.7756 shares acquired pursuant to the DRP; 8,902 shares of time-based restricted common stock solely owned by Ms. Cummings; and 4,528.5347 shares held solely by Ms. Cummings.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 16:05 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 GrantCOMMON STOCK 2,635 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-003771 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · SVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,430.5347

F1 · shares: The time-based restricted common stock vests in five (5) equal annual installments which begins 5/15/18, 5/15/19, 5/15/20, 5/15/21 and 5/15/22.

F2 · balance_after: This amount includes 8,902 shares of time-based restricted common stock solely owned by Ms. Cummings; and 4,528.5347 shares held solely by Ms. Cummings.

Read SEC document
December 15, 2016 Filed Feb 14, 2017 18:10 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 1.019 $6.05 $6.16
Disclosure

SEC source: 0001437749-17-002487 · rdgdoc.xml · nonDerivative · entry 2

Cummings Mary Griffin · CIK 0001589283 · SVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,778.2818

F1 · kind: Ms. Cummings is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of her participation in the DRP in 2016.

Read SEC document
December 15, 2016 Filed Feb 14, 2017 18:10 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 17.2529 $5.93 $102.29
Disclosure

SEC source: 0001437749-17-002487 · rdgdoc.xml · nonDerivative · entry 1

Cummings Mary Griffin · CIK 0001589283 · SVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,795.5347

F1 · kind: Ms. Cummings is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of her participation in the DRP in 2016.

F2 · balance_after: This amount includes 45.5347 shares acquired pursuant to the DRP; 7,167 shares of time-based restricted common stock solely owned by Ms. Cummings; 3,583 shares held solely by Ms. Cummings.

Read SEC document
September 15, 2016 Filed Feb 14, 2017 18:10 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 0.822 $4.98 $4.09
Disclosure

SEC source: 0001437749-17-002487 · rdgdoc.xml · nonDerivative · entry 4

Cummings Mary Griffin · CIK 0001589283 · SVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,763.3466

F1 · kind: Ms. Cummings is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of her participation in the DRP in 2016.

Read SEC document
September 15, 2016 Filed Feb 14, 2017 18:10 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 13.9162 $4.88 $67.92
Disclosure

SEC source: 0001437749-17-002487 · rdgdoc.xml · nonDerivative · entry 3

Cummings Mary Griffin · CIK 0001589283 · SVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,777.2628

F1 · kind: Ms. Cummings is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of her participation in the DRP in 2016.

Read SEC document
June 15, 2016 Filed Feb 14, 2017 18:10 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 0.699 $5.84 $4.08
Disclosure

SEC source: 0001437749-17-002487 · rdgdoc.xml · nonDerivative · entry 6

Cummings Mary Griffin · CIK 0001589283 · SVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,750.699

F1 · kind: Ms. Cummings is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of her participation in the DRP in 2016.

Read SEC document
June 15, 2016 Filed Feb 14, 2017 18:10 UTC FNCB Bancorp, Inc. FNCB · Entity 89368 OtherCOMMON STOCK 11.8256 $5.72 $67.68
Disclosure

SEC source: 0001437749-17-002487 · rdgdoc.xml · nonDerivative · entry 5

Cummings Mary Griffin · CIK 0001589283 · SVP/GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,762.5246

F1 · kind: Ms. Cummings is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of her participation in the DRP in 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.