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Silberman Michael W

Disclosed activity across 2 companies

Tapewire entity
34490
SEC CIK
0001813990

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Eos Energy Enterprises, Inc.EOSE · Entity 4901Chief Legal OfficerJune 26, 2026June 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Eos Energy Enterprises, Inc.

Report date June 26, 2026 · Filed June 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect298,277 Ending reported balance After 2026-06-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-26 · Exercise / conversion · Acquired 29,996 · Balance 313,275

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

Row 2 · 2026-06-30 · Sale · Disposed 14,998 · Balance 298,277

F2: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2025 to cover estimated tax withholding obligations in connection with the vesting of restricted stock units.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.68 to $6.18, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect59,991 Reported balance After 2026-06-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-26 · Exercise / conversion · Disposed 29,996 · Balance 59,991

F4: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, which will vest in three equal installments on each of the first three anniversaries of the grant date, subject to continued service through each vesting date.

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F5: Not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2025 to cover estimated tax withholding obligations in connection with the vesting of restricted stock units.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.68 to $6.18, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, which will vest in three equal installments on each of the first three anniversaries of the grant date, subject to continued service through each vesting date.

F5: Not applicable.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TRECORA RESOURCES

Report date June 24, 2022 · Filed June 28, 2022

Section 16 reporting ended · disclosed 2022-06-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect0 Reported balance After 2022-06-24 transaction · row 1
1 source row

Row 1 · 2022-06-24 · Other · Disposed 27,217 · Balance 0

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-06-27 · Disposition to issuer · Disposed 2,674 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F4: Represents the remaining portion of a grant of 8,021 restricted stock units in June 2020, which were originally scheduled to vest in three equal annual installments beginning on February 13, 2021.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-06-27 · Disposition to issuer · Disposed 8,369 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F5: Represents the remaining portion of a grant of 12,553 restricted stock units in February 2021, which were originally scheduled to vest in three equal annual installments beginning on February 25, 2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-27 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-06-27 · Disposition to issuer · Disposed 10,689 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F6: These restricted stock units were granted in February 2022 and were originally scheduled to vest in three equal annual installments beginning on February 16, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-06-27 · Disposition to issuer · Disposed 8,021 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F7: Represents performance-based restricted stock units granted in 2020, which were originally scheduled to vest based on the achievement of certain performance criteria following a three year performance period that began on January 1, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-06-27 · Disposition to issuer · Disposed 12,552 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F8: Represents performance-based restricted stock units granted in 2021, which were originally scheduled to vest based on the achievement of certain performance criteria following a three year performance period that began on January 1, 2021.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-27 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-06-27 · Disposition to issuer · Disposed 10,688 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F9: Represents performance-based restricted stock units granted in 2022, which were originally scheduled to vest based on the achievement of certain performance criteria following a three year performance period that began on January 1, 2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-27 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-06-27 · Disposition to issuer · Disposed 12,290 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F10: Represents the remaining portion of a grant of 36,866 restricted stock units in June 2020, which were originally scheduled to vest in three equal annual installments beginning on June 1, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F4: Represents the remaining portion of a grant of 8,021 restricted stock units in June 2020, which were originally scheduled to vest in three equal annual installments beginning on February 13, 2021.

F5: Represents the remaining portion of a grant of 12,553 restricted stock units in February 2021, which were originally scheduled to vest in three equal annual installments beginning on February 25, 2022.

F6: These restricted stock units were granted in February 2022 and were originally scheduled to vest in three equal annual installments beginning on February 16, 2023.

F7: Represents performance-based restricted stock units granted in 2020, which were originally scheduled to vest based on the achievement of certain performance criteria following a three year performance period that began on January 1, 2020.

F8: Represents performance-based restricted stock units granted in 2021, which were originally scheduled to vest based on the achievement of certain performance criteria following a three year performance period that began on January 1, 2021.

F9: Represents performance-based restricted stock units granted in 2022, which were originally scheduled to vest based on the achievement of certain performance criteria following a three year performance period that began on January 1, 2022.

F10: Represents the remaining portion of a grant of 36,866 restricted stock units in June 2020, which were originally scheduled to vest in three equal annual installments beginning on June 1, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2026 Filed Jun 30, 2026 21:06 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 SaleCommon Stock 14,998 $5.87 $88,038.26
Disclosure

SEC source: 0001628280-26-046289 · wk-form4_1782853590.xml · nonDerivative · entry 2

Silberman Michael W · CIK 0001813990 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 298,277

F2 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2025 to cover estimated tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.68 to $6.18, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 21:06 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 Exercise / conversionRestricted Stock Units · Derivative 29,996 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-046289 · wk-form4_1782853590.xml · derivative · entry 3

Silberman Michael W · CIK 0001813990 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,991

Underlying: Common Stock · 29,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, which will vest in three equal installments on each of the first three anniversaries of the grant date, subject to continued service through each vesting date.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Not applicable.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 21:06 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 Exercise / conversionCommon Stock 29,996 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-046289 · wk-form4_1782853590.xml · nonDerivative · entry 1

Silberman Michael W · CIK 0001813990 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 313,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

Read SEC document
January 23, 2026 Filed Jan 23, 2026 21:34 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 SaleCommon Stock 41,667 $17.74 $739,172.58
Disclosure

SEC source: 0001628280-26-003307 · wk-form4_1769204095.xml · nonDerivative · entry 2

Silberman Michael W · CIK 0001813990 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,279

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2025 to cover estimated tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.27 to $18.26, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 22, 2026 Filed Jan 23, 2026 21:34 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 Exercise / conversionRestricted Stock Units · Derivative 83,334 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-003307 · wk-form4_1769204095.xml · derivative · entry 3

Silberman Michael W · CIK 0001813990 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,333

Underlying: Common Stock · 83,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, which will vest in three equal installments on each of the first three anniversaries of the grant date, subject to continued service through each vesting date.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Not applicable.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 22, 2026 Filed Jan 23, 2026 21:34 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 Exercise / conversionCommon Stock 83,334 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-003307 · wk-form4_1769204095.xml · nonDerivative · entry 1

Silberman Michael W · CIK 0001813990 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 324,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2025 Filed Jul 30, 2025 01:43 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 SaleCommon Stock 65,625 $5.94 $389,812.50
Disclosure

SEC source: 0001805077-25-000147 · wk-form4_1753839820.xml · nonDerivative · entry 2

Silberman Michael W · CIK 0001813990 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 241,612

F2 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025 to cover estimated tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $6.29, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 25, 2025 Filed Jul 30, 2025 01:43 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 Exercise / conversionRestricted Stock Units · Derivative 145,833 $0.00 $0.00
Disclosure

SEC source: 0001805077-25-000147 · wk-form4_1753839820.xml · derivative · entry 3

Silberman Michael W · CIK 0001813990 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 291,667

Underlying: Common Stock · 145,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, which will vest in three equal installments on each of the first three anniversaries of the grant date, subject to continued service through each vesting date.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Not applicable.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
July 25, 2025 Filed Jul 30, 2025 01:43 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 Exercise / conversionCommon Stock 145,833 $0.00 $0.00
Disclosure

SEC source: 0001805077-25-000147 · wk-form4_1753839820.xml · nonDerivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 307,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

Read SEC document
June 26, 2025 Filed Jun 27, 2025 20:07 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 GrantRestricted Stock Units · Derivative 89,987 $0.00 $0.00
Disclosure

SEC source: 0001805077-25-000126 · wk-form4_1751054858.xml · derivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,987

Underlying: Common Stock · 89,987 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, which will vest in three equal installments on each of the first three anniversaries of the grant date, subject to continued service through each vesting date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 16, 2025 Filed May 16, 2025 22:13 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 SaleCommon Stock 100,943 $6.86 $692,468.98
Disclosure

SEC source: 0001805077-25-000086 · wk-form4_1747433619.xml · nonDerivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,404

F1 · shares: The sales reported on this Form 4 represent the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of performance-based restricted stock units. The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.73 to $7.10, inclusive.

Read SEC document
May 08, 2025 Filed May 12, 2025 21:38 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 205,625 $0.00 $0.00
Disclosure

SEC source: 0001805077-25-000057 · wk-form4_1747085912.xml · derivative · entry 3

Silberman Michael W · CIK 0001813990 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 205,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On July 25, 2024, the reporting person was granted PRSUs to receive 218,750 shares of common stock, which vest based on the achievement of certain performance milestones in the Company's June 21, 2024 credit and guaranty agreement. On May 8th, 2025, the Company's Compensation Committee certified the achievement of 15 of the 16 milestones and 205,625 PRSUs vested. The remaining 13,125 PRSUs associated with the final milestone have been forfeited.

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 08, 2025 Filed May 12, 2025 21:38 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 GrantPerformance-Based Restricted Stock Units · Derivative 205,625 $0.00 $0.00
Disclosure

SEC source: 0001805077-25-000057 · wk-form4_1747085912.xml · derivative · entry 2

Silberman Michael W · CIK 0001813990 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,625

Underlying: Common Stock · 205,625 shares

Expires not disclosed

F2 · security: On July 25, 2024, the reporting person was granted PRSUs to receive 218,750 shares of common stock, which vest based on the achievement of certain performance milestones in the Company's June 21, 2024 credit and guaranty agreement. On May 8th, 2025, the Company's Compensation Committee certified the achievement of 15 of the 16 milestones and 205,625 PRSUs vested. The remaining 13,125 PRSUs associated with the final milestone have been forfeited.

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 08, 2025 Filed May 12, 2025 21:38 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 Exercise / conversionCommon Stock 205,625 $0.00 $0.00
Disclosure

SEC source: 0001805077-25-000057 · wk-form4_1747085912.xml · nonDerivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of common stock.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 01:19 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 Exercise / conversionRestricted Stock Units · Derivative 83,333 $0.00 $0.00
Disclosure

SEC source: 0001805077-25-000007 · wk-form4_1737681583.xml · derivative · entry 3

Silberman Michael W · CIK 0001813990 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,667

Underlying: Common Stock · 83,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of the first three anniversaries of the grant date, or if earlier, upon a Change in Control (as defined in the 2020 Incentive Plan), subject to continued service through each vesting date.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 01:19 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 Tax withholdingCommon Stock 26,611 $5.84 $155,408.24
Disclosure

SEC source: 0001805077-25-000007 · wk-form4_1737681583.xml · nonDerivative · entry 2

Silberman Michael W · CIK 0001813990 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,722

F1 · shares: Represents shares withheld from vested restricted stock unit ("RSU") award to satisfy tax obligations, as permitted by the Company's Amended and Restated 2020 Incentive Plan.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 01:19 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 Exercise / conversionCommon Stock 83,333 $0.00 $0.00
Disclosure

SEC source: 0001805077-25-000007 · wk-form4_1737681583.xml · nonDerivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2024 Filed Jul 30, 2024 00:18 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 GrantRestricted Stock Units · Derivative 437,500 $0.00 $0.00
Disclosure

SEC source: 0001805077-24-000075 · wk-form4_1722298680.xml · derivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,500

Underlying: Common Stock · 437,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, which will vest in three equal installments on each of the first three anniversaries of the grant date, subject to continued service through each vesting date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 15:34 UTC TRECORA RESOURCES TREC · Entity 125810 Disposition to issuerRestricted Stock Units · Derivative 12,290 $9.81 $120,564.90
Disclosure

SEC source: 0000007039-22-000061 · wf-form4_165644482837339.xml · derivative · entry 8

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 12,290 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · date: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3 · price: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F10 · derivative.exercise_date: Represents the remaining portion of a grant of 36,866 restricted stock units in June 2020, which were originally scheduled to vest in three equal annual installments beginning on June 1, 2021.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F10 · derivative.expiration_date: Represents the remaining portion of a grant of 36,866 restricted stock units in June 2020, which were originally scheduled to vest in three equal annual installments beginning on June 1, 2021.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 15:34 UTC TRECORA RESOURCES TREC · Entity 125810 Disposition to issuerRestricted Stock Units · Derivative 10,688 $9.81 $104,849.28
Disclosure

SEC source: 0000007039-22-000061 · wf-form4_165644482837339.xml · derivative · entry 7

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 10,688 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · date: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3 · price: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F9 · derivative.exercise_date: Represents performance-based restricted stock units granted in 2022, which were originally scheduled to vest based on the achievement of certain performance criteria following a three year performance period that began on January 1, 2022.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F9 · derivative.expiration_date: Represents performance-based restricted stock units granted in 2022, which were originally scheduled to vest based on the achievement of certain performance criteria following a three year performance period that began on January 1, 2022.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 15:34 UTC TRECORA RESOURCES TREC · Entity 125810 Disposition to issuerRestricted Stock Units · Derivative 12,552 $9.81 $123,135.12
Disclosure

SEC source: 0000007039-22-000061 · wf-form4_165644482837339.xml · derivative · entry 6

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 12,552 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · date: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3 · price: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F8 · derivative.exercise_date: Represents performance-based restricted stock units granted in 2021, which were originally scheduled to vest based on the achievement of certain performance criteria following a three year performance period that began on January 1, 2021.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F8 · derivative.expiration_date: Represents performance-based restricted stock units granted in 2021, which were originally scheduled to vest based on the achievement of certain performance criteria following a three year performance period that began on January 1, 2021.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 15:34 UTC TRECORA RESOURCES TREC · Entity 125810 Disposition to issuerRestricted Stock Units · Derivative 8,021 $9.81 $78,686.01
Disclosure

SEC source: 0000007039-22-000061 · wf-form4_165644482837339.xml · derivative · entry 5

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 8,021 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · date: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3 · price: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F7 · derivative.exercise_date: Represents performance-based restricted stock units granted in 2020, which were originally scheduled to vest based on the achievement of certain performance criteria following a three year performance period that began on January 1, 2020.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F7 · derivative.expiration_date: Represents performance-based restricted stock units granted in 2020, which were originally scheduled to vest based on the achievement of certain performance criteria following a three year performance period that began on January 1, 2020.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 15:34 UTC TRECORA RESOURCES TREC · Entity 125810 Disposition to issuerRestricted Stock Units · Derivative 10,689 $9.81 $104,859.09
Disclosure

SEC source: 0000007039-22-000061 · wf-form4_165644482837339.xml · derivative · entry 4

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 10,689 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · date: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3 · price: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F6 · derivative.exercise_date: These restricted stock units were granted in February 2022 and were originally scheduled to vest in three equal annual installments beginning on February 16, 2023.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F6 · derivative.expiration_date: These restricted stock units were granted in February 2022 and were originally scheduled to vest in three equal annual installments beginning on February 16, 2023.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 15:34 UTC TRECORA RESOURCES TREC · Entity 125810 Disposition to issuerRestricted Stock Units · Derivative 8,369 $9.81 $82,099.89
Disclosure

SEC source: 0000007039-22-000061 · wf-form4_165644482837339.xml · derivative · entry 3

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 8,369 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · date: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3 · price: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F5 · derivative.exercise_date: Represents the remaining portion of a grant of 12,553 restricted stock units in February 2021, which were originally scheduled to vest in three equal annual installments beginning on February 25, 2022.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F5 · derivative.expiration_date: Represents the remaining portion of a grant of 12,553 restricted stock units in February 2021, which were originally scheduled to vest in three equal annual installments beginning on February 25, 2022.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 15:34 UTC TRECORA RESOURCES TREC · Entity 125810 Disposition to issuerRestricted Stock Units · Derivative 2,674 $9.81 $26,231.94
Disclosure

SEC source: 0000007039-22-000061 · wf-form4_165644482837339.xml · derivative · entry 2

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,674 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · date: On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.

F3 · price: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F4 · derivative.exercise_date: Represents the remaining portion of a grant of 8,021 restricted stock units in June 2020, which were originally scheduled to vest in three equal annual installments beginning on February 13, 2021.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each unvested restricted stock unit was automatically cancelled immediately prior to the Effective Time and converted into a deferred cash award equal to the product of (i) $9.81 multiplied by (ii) the number of shares of common stock underlying such restricted stock unit (with any such restricted stock unit that are subject to performance-based vesting being deemed earned assuming achievement of target performance), less any applicable withholding taxes. Such deferred cash awards will be payable on the earlier of January 20, 2023 or on a qualifying termination as prescribed by the Merger Agreement.

F4 · derivative.expiration_date: Represents the remaining portion of a grant of 8,021 restricted stock units in June 2020, which were originally scheduled to vest in three equal annual installments beginning on February 13, 2021.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 15:34 UTC TRECORA RESOURCES TREC · Entity 125810 OtherCommon stock 27,217 $9.81 $266,998.77
Disclosure

SEC source: 0000007039-22-000061 · wf-form4_165644482837339.xml · nonDerivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 01, 2022 Filed Jun 2, 2022 16:03 UTC TRECORA RESOURCES TREC · Entity 125810 Exercise / conversionRestricted Stock Units · Derivative 12,288 Not disclosed Not disclosed
Disclosure

SEC source: 0000007039-22-000055 · wf-form4_165420017220382.xml · derivative · entry 2

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,283

Underlying: Common stock · 12,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

F1 · price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Vests in three (3) equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: Vests in three (3) equal installments beginning on the first anniversary of the grant date.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 16:03 UTC TRECORA RESOURCES TREC · Entity 125810 Exercise / conversionCommon stock 12,288 Not disclosed Not disclosed
Disclosure

SEC source: 0000007039-22-000055 · wf-form4_165420017220382.xml · nonDerivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 16:46 UTC TRECORA RESOURCES TREC · Entity 125810 Exercise / conversionRestricted Stock Units · Derivative 4,184 $0.00 $0.00
Disclosure

SEC source: 0000007039-22-000019 · wf-form4_164617116463315.xml · derivative · entry 3

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,571

Underlying: Common stock · 4,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Vesting of 1/3 of restricted stock which was granted on 02/25/21 and vests in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: Vesting of 1/3 of restricted stock which was granted on 02/25/21 and vests in three equal installments beginning on the first anniversary of the grant date.

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February 25, 2022 Filed Mar 1, 2022 16:46 UTC TRECORA RESOURCES TREC · Entity 125810 Tax withholdingCommon stock 1,172 $8.90 $10,430.80
Disclosure

SEC source: 0000007039-22-000019 · wf-form4_164617116463315.xml · nonDerivative · entry 2

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,929

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February 25, 2022 Filed Mar 1, 2022 16:46 UTC TRECORA RESOURCES TREC · Entity 125810 Exercise / conversionCommon stock 4,184 $0.00 $0.00
Disclosure

SEC source: 0000007039-22-000019 · wf-form4_164617116463315.xml · nonDerivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

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February 16, 2022 Filed Feb 18, 2022 16:20 UTC TRECORA RESOURCES TREC · Entity 125810 GrantRestricted Stock Units · Derivative 21,377 $0.00 $0.00
Disclosure

SEC source: 0000007039-22-000012 · wf-form4_164521918544549.xml · derivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,755

Underlying: Common stock · 21,377 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: One half of award vests ratably over 3 years beginning with the first anniversary date of the grant date. The remaining 50% vest at the end of three years subject to performance criteria.

F2 · derivative.expiration_date: One half of award vests ratably over 3 years beginning with the first anniversary date of the grant date. The remaining 50% vest at the end of three years subject to performance criteria.

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February 13, 2022 Filed Feb 15, 2022 16:44 UTC TRECORA RESOURCES TREC · Entity 125810 Exercise / conversionRestricted Stock Units · Derivative 2,674 $0.00 $0.00
Disclosure

SEC source: 0000007039-22-000008 · wf-form4_164496144157212.xml · derivative · entry 3

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,378

Underlying: Common stock · 2,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Vesting of 1/3 of restricted stock which was granted on 02/13/20 and vests in three equal installments beginning on the first anniversary of the grant date.

F1 · derivative.expiration_date: Vesting of 1/3 of restricted stock which was granted on 02/13/20 and vests in three equal installments beginning on the first anniversary of the grant date.

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February 13, 2022 Filed Feb 15, 2022 16:44 UTC TRECORA RESOURCES TREC · Entity 125810 Tax withholdingCommon stock 749 $8.79 $6,583.71
Disclosure

SEC source: 0000007039-22-000008 · wf-form4_164496144157212.xml · nonDerivative · entry 2

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,917

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February 13, 2022 Filed Feb 15, 2022 16:44 UTC TRECORA RESOURCES TREC · Entity 125810 Exercise / conversionCommon stock 2,674 $0.00 $0.00
Disclosure

SEC source: 0000007039-22-000008 · wf-form4_164496144157212.xml · nonDerivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of 1/3 of restricted stock which was granted on 02/13/20 and vests in three equal installments beginning on the first anniversary of the grant date.

F2 · price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

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June 01, 2021 Filed Jun 3, 2021 19:01 UTC TRECORA RESOURCES TREC · Entity 125810 Exercise / conversionRestricted Stock Units · Derivative 12,288 Not disclosed Not disclosed
Disclosure

SEC source: 0000007039-21-000080 · wf-form4_162276128511006.xml · derivative · entry 3

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,052

Underlying: Common stock · 12,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

F1 · price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Vests in three (3) equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: Vests in three (3) equal installments beginning on the first anniversary of the grant date.

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June 01, 2021 Filed Jun 3, 2021 19:01 UTC TRECORA RESOURCES TREC · Entity 125810 Tax withholdingCommon stock 4,301 $8.26 $35,526.26
Disclosure

SEC source: 0000007039-21-000080 · wf-form4_162276128511006.xml · nonDerivative · entry 2

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,992

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June 01, 2021 Filed Jun 3, 2021 19:01 UTC TRECORA RESOURCES TREC · Entity 125810 Exercise / conversionCommon stock 12,288 Not disclosed Not disclosed
Disclosure

SEC source: 0000007039-21-000080 · wf-form4_162276128511006.xml · nonDerivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:15 UTC TRECORA RESOURCES TREC · Entity 125810 GrantRestricted Stock Units · Derivative 25,105 $7.12 $178,747.60
Disclosure

SEC source: 0000007039-21-000028 · wf-form4_161463326407114.xml · derivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,971

Underlying: Common stock · 25,105 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: One half of award vests ratably over 3 years beginning with the first anniversary date of the grant date. The remaining 50% vest at the end of three years subject to performance criteria.

F2 · derivative.expiration_date: One half of award vests ratably over 3 years beginning with the first anniversary date of the grant date. The remaining 50% vest at the end of three years subject to performance criteria.

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February 13, 2021 Filed Apr 1, 2021 09:25 UTC TRECORA RESOURCES TREC · Entity 125810 Exercise / conversionRestricted Stock Units · Derivative 2,673 Not disclosed Not disclosed
Disclosure

SEC source: 0000007039-21-000044 · wf-form4_161728347784723.xml · derivative · entry 4

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,340

Underlying: Common stock · 2,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of 1/3 of restricted stock which was granted on 06/01/2020 and vests in three equal installments on 02/13/2021, 02/13/2022, and 02/13/2023.

F2 · price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Vesting of 1/3 of restricted stock which was granted on 06/01/2020 and vests in three equal installments on 02/13/2021, 02/13/2022, and 02/13/2023.

F1 · derivative.expiration_date: Vesting of 1/3 of restricted stock which was granted on 06/01/2020 and vests in three equal installments on 02/13/2021, 02/13/2022, and 02/13/2023.

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February 13, 2021 Filed Apr 1, 2021 09:25 UTC TRECORA RESOURCES TREC · Entity 125810 Tax withholdingCommon stock 668 $7.18 $4,796.24
Disclosure

SEC source: 0000007039-21-000044 · wf-form4_161728347784723.xml · nonDerivative · entry 2

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,005

F3 · shares: Withheld for tax liability.

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February 13, 2021 Filed Apr 1, 2021 09:25 UTC TRECORA RESOURCES TREC · Entity 125810 Exercise / conversionCommon stock 2,673 Not disclosed Not disclosed
Disclosure

SEC source: 0000007039-21-000044 · wf-form4_161728347784723.xml · nonDerivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of 1/3 of restricted stock which was granted on 06/01/2020 and vests in three equal installments on 02/13/2021, 02/13/2022, and 02/13/2023.

F2 · price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

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June 01, 2020 Filed Jun 3, 2020 16:16 UTC TRECORA RESOURCES TREC · Entity 125810 Grantrestricted stock units · Derivative 36,866 $6.51 $239,997.66
Disclosure

SEC source: 0000007039-20-000106 · wf-form4_159121536769563.xml · derivative · entry 1

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,866

Underlying: Common stock · 36,866 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Vests in three (3) equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: Vests in three (3) equal installments beginning on the first anniversary of the grant date.

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June 01, 2020 Filed Apr 1, 2021 09:25 UTC TRECORA RESOURCES TREC · Entity 125810 GrantRestricted Stock Units · Derivative 16,042 $6.50 $104,273.00
Disclosure

SEC source: 0000007039-21-000044 · wf-form4_161728347784723.xml · derivative · entry 3

Silberman Michael W · CIK 0001813990 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,013

Underlying: Common stock · 16,042 shares

Expires not disclosed

F2 · derivative.exercise_price: Granted as officer compensation. Converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: One half of award vests ratably over 3 years on 02/13/2021, 02/13/2022, and 02/13/2023. The remaining 50% vest at the end of three years subject to performance criteria.

F4 · derivative.expiration_date: One half of award vests ratably over 3 years on 02/13/2021, 02/13/2022, and 02/13/2023. The remaining 50% vest at the end of three years subject to performance criteria.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.