Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Crane Harbor Acquisition Corp.CHAC · Entity 73155 | Chief Financial Officer | April 24, 2025 | May 23, 2025 |
| Crane Harbor Acquisition Corp. IICRAN · Entity 5508 | Chief Financial Officer | December 15, 2025 | December 15, 2025 |
| Osprey Acquisition Corp. IIIOSPRU · Entity 5640 | Chief Financial Officer | June 30, 2026 | June 30, 2026 |
| Resource Real Estate Opportunity REIT, Inc.NONE · Entity 143262 | See Remarks | January 28, 2021 | February 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Crane Harbor Acquisition Corp.
Report date April 24, 2025 · Filed May 23, 2025
This filing explicitly reported no securities owned.
Crane Harbor Acquisition Corp. II
Report date December 15, 2025 · Filed December 15, 2025
This filing explicitly reported no securities owned.
Osprey Acquisition Corp. III
Report date June 30, 2026 · Filed June 30, 2026
This filing explicitly reported no securities owned.
Resource Real Estate Opportunity REIT, Inc.
Report date January 28, 2021 · Filed February 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-01-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-01-28 · Disposition to issuer · Disposed 141,423 · Balance 0 F1: Reflects the disposition of restricted stock granted under the Issuer's 2020 Long-Term Incentive Plan (the "2020 LTIP") in connection with the merger (the "Merger") of the Issuer with and into Revolution I Merger Sub, LLC, an indirect subsidiary of Resource REIT, Inc. ("Resource REIT"). The 2020 LTIP and the outstanding restricted stock awarded thereunder were assumed and continued by Resource REIT at the effective time of the Merger. The outstanding restricted stock awards under the 2020 LTIP were adjusted to be awards with respect to the common stock of Resource REIT, par value $0.01 per share. Restricted stock awarded under the 2020 LTIP vest in two tranches - 40% of the total number of shares vested upon the consummation of the Merger and 60% of the total number of shares will vest upon a liquidity event so long as the reporting person remains continuously employed through such vesting date. F2: (Continued from footnote 1) The vesting of shares awarded to the Reporting Person under the 2020 LTIP in connection with the Merger is reported on the Reporting Person's Form 4 for Resource REIT filed with the SEC on February 1, 2021. |
| Convertible StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-01-28 · Disposition to issuer · Disposed 1,008 · Balance 0 F3: Reflects the disposition of shares of the Issuer's convertible stock in connection with the Merger. In the Merger, each share of the Issuer's convertible stock, par value $0.01 per share, was converted into the right to receive $0.02 in cash (without interest). |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the disposition of restricted stock granted under the Issuer's 2020 Long-Term Incentive Plan (the "2020 LTIP") in connection with the merger (the "Merger") of the Issuer with and into Revolution I Merger Sub, LLC, an indirect subsidiary of Resource REIT, Inc. ("Resource REIT"). The 2020 LTIP and the outstanding restricted stock awarded thereunder were assumed and continued by Resource REIT at the effective time of the Merger. The outstanding restricted stock awards under the 2020 LTIP were adjusted to be awards with respect to the common stock of Resource REIT, par value $0.01 per share. Restricted stock awarded under the 2020 LTIP vest in two tranches - 40% of the total number of shares vested upon the consummation of the Merger and 60% of the total number of shares will vest upon a liquidity event so long as the reporting person remains continuously employed through such vesting date.
F2: (Continued from footnote 1) The vesting of shares awarded to the Reporting Person under the 2020 LTIP in connection with the Merger is reported on the Reporting Person's Form 4 for Resource REIT filed with the SEC on February 1, 2021.
F3: Reflects the disposition of shares of the Issuer's convertible stock in connection with the Merger. In the Merger, each share of the Issuer's convertible stock, par value $0.01 per share, was converted into the right to receive $0.02 in cash (without interest).
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ACRES Commercial Realty Corp.
Report date June 09, 2021 · Filed June 09, 2021
Section 16 reporting ended · disclosed 2021-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,760 |
Reported balance
Holding disclosure · report date 2021-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 46,760 |
| Common StockSEC Table I · non-derivative | IndirectAs UGMA Custodian | 124 |
Reported balance
Holding disclosure · report date 2021-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 124 |
| 8.625% Series C Cumulative Redeemable Preferred StockSEC Table I · non-derivative | Direct | 4,709 |
Reported balance
Holding disclosure · report date 2021-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,709 |
Alternative Credit Income Fund
Report date September 09, 2020 · Filed September 10, 2020
Section 16 reporting ended · disclosed 2020-09-10. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
RESOURCE AMERICA, INC.
Report date September 08, 2016 · Filed September 12, 2016
Section 16 reporting ended · disclosed 2016-09-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-08 transaction · row 1
1 source rowRow 1 · 2016-09-08 · Disposition to issuer · Disposed 226,789 · Balance 0 F1: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration. |
| Common StockSEC Table I · non-derivative | IndirectAs UTMA Custodian for Daughter | 0 |
Reported balance
After 2016-09-08 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-09-08 · Disposition to issuer · Disposed 6,109 · Balance 0 F1: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration. F2: The reporting person disclaims beneficial ownership of these shares. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(K) Plan Account | 0 |
Reported balance
After 2016-09-08 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2016-09-08 · Disposition to issuer · Disposed 43,342 · Balance 0 F1: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.14 · Expires 2019-05-21 | Direct | 0 |
Reported balance
After 2016-09-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-09-08 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration.
F2: The reporting person disclaims beneficial ownership of these shares.
Resource REIT, Inc.
Report date May 19, 2022 · Filed May 19, 2022
Section 16 reporting ended · disclosed 2022-05-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-05-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-05-19 · Grant · Acquired 171,686 · Balance 351,191 F1: Represents vesting of each outstanding share of unvested performance-based restricted common stock of Resource REIT, Inc. (the "Company") granted pursuant to the Company's 2020 Long-Term Incentive Plan immediately prior to the effective time of the merger (the "Effective Time"), at target-level achievement in accordance with the terms of the Agreement and Plan of Merger, dated as of January 23, 2022 (the "Merger Agreement"), by and among the Company, Rapids Parent LLC and Rapids Merger Sub LLC. Row 2 · 2022-05-19 · Disposition to issuer · Disposed 351,191 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, (i) each outstanding share of common stock, par value $0.01 per share, of the Company ("Common Stock"), was automatically cancelled and converted into the right to receive an amount in cash equal to $14.75 per share, without interest (the "Common Stock Consideration") and (ii) each outstanding share of unvested time-vested restricted Common Stock granted pursuant to the Company's 2020 Long-Term Incentive Plan automatically vested and all restrictions and reacquisition rights thereon lapsed and had the right to receive the Common Stock Consideration, less any applicable withholding taxes, plus the amount of all accrued and unpaid cash dividends up to and including the Effective Time in accordance with the terms of the applicable award agreement. |
| Convertible StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-19 transaction · row 3
1 source rowRow 3 · 2022-05-19 · Disposition to issuer · Disposed 798 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each share of convertible stock, par value $0.01 per share of the Company issued and outstanding immediately prior to the Effective Time, was automatically cancelled and converted into the right to receive, in accordance with the terms of the Merger Agreement, an amount in cash, without interest, equal to $1,846.76 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of each outstanding share of unvested performance-based restricted common stock of Resource REIT, Inc. (the "Company") granted pursuant to the Company's 2020 Long-Term Incentive Plan immediately prior to the effective time of the merger (the "Effective Time"), at target-level achievement in accordance with the terms of the Agreement and Plan of Merger, dated as of January 23, 2022 (the "Merger Agreement"), by and among the Company, Rapids Parent LLC and Rapids Merger Sub LLC.
F2: Pursuant to the Merger Agreement, at the Effective Time, (i) each outstanding share of common stock, par value $0.01 per share, of the Company ("Common Stock"), was automatically cancelled and converted into the right to receive an amount in cash equal to $14.75 per share, without interest (the "Common Stock Consideration") and (ii) each outstanding share of unvested time-vested restricted Common Stock granted pursuant to the Company's 2020 Long-Term Incentive Plan automatically vested and all restrictions and reacquisition rights thereon lapsed and had the right to receive the Common Stock Consideration, less any applicable withholding taxes, plus the amount of all accrued and unpaid cash dividends up to and including the Effective Time in accordance with the terms of the applicable award agreement.
F3: Pursuant to the Merger Agreement, at the Effective Time, each share of convertible stock, par value $0.01 per share of the Company issued and outstanding immediately prior to the Effective Time, was automatically cancelled and converted into the right to receive, in accordance with the terms of the Merger Agreement, an amount in cash, without interest, equal to $1,846.76 per share.
Resource Real Estate Diversified Income Fund
Report date May 15, 2020 · Filed May 18, 2020
Section 16 reporting ended · disclosed 2020-05-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-05-15 transaction · row 1
1 source rowRow 1 · 2020-05-15 · Other · Disposed 5,386.148 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2022 Filed May 19, 2022 17:54 UTC | Resource REIT, Inc. N/A · Entity 127122 | Disposition to issuerConvertible Stock | 798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-030409 · doc4.xml · nonDerivative · entry 3 Elliott Thomas C · CIK 0001332163 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each share of convertible stock, par value $0.01 per share of the Company issued and outstanding immediately prior to the Effective Time, was automatically cancelled and converted into the right to receive, in accordance with the terms of the Merger Agreement, an amount in cash, without interest, equal to $1,846.76 per share. Read SEC document |
| May 19, 2022 Filed May 19, 2022 17:54 UTC | Resource REIT, Inc. N/A · Entity 127122 | Disposition to issuerCommon Stock | 351,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-030409 · doc4.xml · nonDerivative · entry 2 Elliott Thomas C · CIK 0001332163 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, at the Effective Time, (i) each outstanding share of common stock, par value $0.01 per share, of the Company ("Common Stock"), was automatically cancelled and converted into the right to receive an amount in cash equal to $14.75 per share, without interest (the "Common Stock Consideration") and (ii) each outstanding share of unvested time-vested restricted Common Stock granted pursuant to the Company's 2020 Long-Term Incentive Plan automatically vested and all restrictions and reacquisition rights thereon lapsed and had the right to receive the Common Stock Consideration, less any applicable withholding taxes, plus the amount of all accrued and unpaid cash dividends up to and including the Effective Time in accordance with the terms of the applicable award agreement. Read SEC document |
| May 19, 2022 Filed May 19, 2022 17:54 UTC | Resource REIT, Inc. N/A · Entity 127122 | GrantCommon Stock | 171,686 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-030409 · doc4.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,191 F1 · price: Represents vesting of each outstanding share of unvested performance-based restricted common stock of Resource REIT, Inc. (the "Company") granted pursuant to the Company's 2020 Long-Term Incentive Plan immediately prior to the effective time of the merger (the "Effective Time"), at target-level achievement in accordance with the terms of the Agreement and Plan of Merger, dated as of January 23, 2022 (the "Merger Agreement"), by and among the Company, Rapids Parent LLC and Rapids Merger Sub LLC. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 17:53 UTC | Resource REIT, Inc. N/A · Entity 127122 | Tax withholdingCommon Stock | 13,396 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-011563 · doc4.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,504.868 F1 · price: There is no established market for shares of the Issuer's common stock, par value $0.01 per share ("Resource REIT Common Stock"). On January 23, 2022, the Issuer entered into a definitive agreement with Blackstone Real Estate Income Trust, Inc. ("BREIT"), under which BREIT will acquire all of the outstanding shares of Resource REIT Common Stock for $14.75 per share in an all-cash transaction. F2 · balance_after: 131,874 shares remain subject to vesting. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 19:11 UTC | Resource REIT, Inc. N/A · Entity 127122 | GrantCommon Stock | 79,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002127 · doc4.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,900.87 F1 · shares: The Reporting Person has been granted 79,194 shares of restricted stock under the Issuer's 2020 Long-Term Incentive Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 4, 2023. F2 · balance_after: 158,213 shares remain subject to vesting. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:36 UTC | Resource REIT, Inc. N/A · Entity 127122 | GrantCommon Stock | 79,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012493 · doc4.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,706.87 F1 · shares: The Reporting Person has been granted 79,019 shares of restricted stock under the Issuer's 2020 Long-Term Incentive Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on February 17, 2022. F2 · balance_after: 79,019 shares remain subject to vesting. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 21:07 UTC | Resource Real Estate Opportunity REIT, Inc. NONE · Entity 143262 | Disposition to issuerConvertible Stock · Derivative | 1,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003951 · doc4.xml · derivative · entry 2 Elliott Thomas C · CIK 0001332163 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,008 shares Expires not disclosed F3 · derivative.exercise_price: Reflects the disposition of shares of the Issuer's convertible stock in connection with the Merger. In the Merger, each share of the Issuer's convertible stock, par value $0.01 per share, was converted into the right to receive $0.02 in cash (without interest). F3 · price: Reflects the disposition of shares of the Issuer's convertible stock in connection with the Merger. In the Merger, each share of the Issuer's convertible stock, par value $0.01 per share, was converted into the right to receive $0.02 in cash (without interest). F3 · derivative.exercise_date: Reflects the disposition of shares of the Issuer's convertible stock in connection with the Merger. In the Merger, each share of the Issuer's convertible stock, par value $0.01 per share, was converted into the right to receive $0.02 in cash (without interest). F3 · derivative.expiration_date: Reflects the disposition of shares of the Issuer's convertible stock in connection with the Merger. In the Merger, each share of the Issuer's convertible stock, par value $0.01 per share, was converted into the right to receive $0.02 in cash (without interest). Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 21:07 UTC | Resource Real Estate Opportunity REIT, Inc. NONE · Entity 143262 | Disposition to issuerCommon Stock | 141,423 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003951 · doc4.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Reflects the disposition of restricted stock granted under the Issuer's 2020 Long-Term Incentive Plan (the "2020 LTIP") in connection with the merger (the "Merger") of the Issuer with and into Revolution I Merger Sub, LLC, an indirect subsidiary of Resource REIT, Inc. ("Resource REIT"). The 2020 LTIP and the outstanding restricted stock awarded thereunder were assumed and continued by Resource REIT at the effective time of the Merger. The outstanding restricted stock awards under the 2020 LTIP were adjusted to be awards with respect to the common stock of Resource REIT, par value $0.01 per share. Restricted stock awarded under the 2020 LTIP vest in two tranches - 40% of the total number of shares vested upon the consummation of the Merger and 60% of the total number of shares will vest upon a liquidity event so long as the reporting person remains continuously employed through such vesting date. F2 · security: (Continued from footnote 1) The vesting of shares awarded to the Reporting Person under the 2020 LTIP in connection with the Merger is reported on the Reporting Person's Form 4 for Resource REIT filed with the SEC on February 1, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 02:49 UTC | Resource REIT, Inc. N/A · Entity 127122 | Tax withholdingCommon Stock | 34,565.84 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-004003 · doc4.xml · nonDerivative · entry 2 Elliott Thomas C · CIK 0001332163 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,687.87 F2 · price: There is no established market for shares of Resource REIT Common Stock. On March 19, 2020, the board of directors of the Issuer approved an estimated value per share of Resource REIT Common Stock of $9.08. For a full description of the methodologies used to calculate the Issuer's estimated value per share as of December 31, 2019, see Part II, Item 5, "Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities - Market Information" its Annual Report on Form 10-K for the year ended December 31, 2019 filed with the Securities and Exchange Commission on March 20, 2020. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 02:49 UTC | Resource REIT, Inc. N/A · Entity 127122 | GrantCommon Stock | 69,253.71 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-004003 · doc4.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,253.71 F1 · price: Reflects the assumption of restricted stock awards granted under the 2020 Long-Term Incentive Plan (the "2020 LTIP") of Resource Real Estate Opportunity REIT, Inc. ("REIT I"), which was assumed and adjusted by the Issuer to become awards with respect to the common stock of the Issuer, par value $0.01 per share, at the effective time of REIT I's merger with and into Revolution I Merger Sub, LLC, an indirect subsidiary of the Issuer (the "Merger"). These shares, which represent 40% of the total number of shares granted under the 2020 LTIP, vested upon the consummation of the Merger. An additional 103,880.57 shares, which represent the remaining 60% of the total number of shares granted under the 2020 LTIP, will vest upon a liquidity event so long as the Reporting Person remains continuously employed through such vesting date. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:06 UTC | ACRES Commercial Realty Corp. XAN · Entity 6763 | GrantCommon Stock | 15,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-020162 · ownership.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,284 F1 · price: The reporting person has been granted 15,695 shares of restricted common stock under the Issuer's Second Amended & Restated Omnibus Equity Compensation Plan (the "Plan"). These shares will fully vest on July 31, 2021 and are receivable on account of the Reporting Person's service as a Director of the Company and without additional consideration. F2 · balance_after: Includes 15,695 shares which remain subject to vesting under the Plan. Read SEC document |
| May 15, 2020 Filed May 18, 2020 19:23 UTC | Resource Real Estate Diversified Income Fund RREDX · Entity 148807 | OtherClass A Shares | 5,386.148 | $9.51 | $51,222.27 |
DisclosureSEC source: 0001567619-20-010662 · doc1.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · SVP & Treasurer of adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:48 UTC | ACRES Commercial Realty Corp. XAN · Entity 6763 | Purchase8.625% Series C Cumulative Redeemable Preferred Stock | 1,999 | $21.00 | $41,979.00 |
DisclosureSEC source: 0001567619-20-006317 · doc1.xml · nonDerivative · entry 6 Elliott Thomas C · CIK 0001332163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,709 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:48 UTC | ACRES Commercial Realty Corp. XAN · Entity 6763 | Purchase8.625% Series C Cumulative Redeemable Preferred Stock | 2,710 | $20.99 | $56,882.63 |
DisclosureSEC source: 0001567619-20-006317 · doc1.xml · nonDerivative · entry 5 Elliott Thomas C · CIK 0001332163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,710 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:48 UTC | ACRES Commercial Realty Corp. XAN · Entity 6763 | PurchaseCommon Stock | 110 | $8.83 | $971.30 |
DisclosureSEC source: 0001567619-20-006317 · doc1.xml · nonDerivative · entry 2 Elliott Thomas C · CIK 0001332163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,589 F1 · balance_after: Includes 18,466 shares which remain subject to vesting under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:48 UTC | ACRES Commercial Realty Corp. XAN · Entity 6763 | PurchaseCommon Stock | 7,200 | $8.84 | $63,648.00 |
DisclosureSEC source: 0001567619-20-006317 · doc1.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,479 F1 · balance_after: Includes 18,466 shares which remain subject to vesting under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:07 UTC | ACRES Commercial Realty Corp. XAN · Entity 6763 | GrantCommon Stock | 8,445 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-001819 · doc4.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,279 F1 · price: The Reporting Person has been granted 8,445 shares of restricted stock under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 21, 2021. F2 · balance_after: 24,476 shares remain subject to vesting. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:53 UTC | ACRES Commercial Realty Corp. XAN · Entity 6763 | GrantCommon Stock | 9,823 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001886 · doc4.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,834 F1 · price: The Reporting Person has been granted 9,823 shares of restricted stock under the Issuer's Amended and Restated Omnibus Equity Compensation Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 22, 2020. F2 · balance_after: 33,683 shares remain subject to vesting. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:21 UTC | ACRES Commercial Realty Corp. RSO · Entity 6763 | PurchaseCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-013260 · doc1.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,011 F1 · price: On March 12, 2018, the reporting person purchased, in multiple transactions, a total of 10,000 shares of common stock of Resource Capital Corp. at prices ranging from $9.25 to $9.3275. F2 · balance_after: 27,332 shares remain subject to vesting. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 21:28 UTC | ACRES Commercial Realty Corp. RSO · Entity 6763 | Other8.50% Series A Cumulative Redeemable Preferred Stock | 2,127 | $25.00 | $53,175.00 |
DisclosureSEC source: 0001140361-18-004472 · doc1.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The issuer redeemed all of its issued and outstanding 8.50% Series A Cumulative Redeemable Preferred Stock for $25 per share on January 31, 2018. F1 · price: The issuer redeemed all of its issued and outstanding 8.50% Series A Cumulative Redeemable Preferred Stock for $25 per share on January 31, 2018. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:44 UTC | ACRES Commercial Realty Corp. RSO · Entity 6763 | GrantCommon Stock | 10,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-002782 · doc1.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,011 F1 · price: The undersigned was granted 10,416 restricted common shares under the issuer's Amended & Restated Omnibus Equity Compensation Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 18, 2019. F2 · balance_after: 40,805 shares remain subject to vesting. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 10:58 UTC | RESOURCE AMERICA, INC. REXI · Entity 105983 | Disposition to issuerStock Option · Derivative | 5,000 | Not disclosed Strike: $8.14 | Not disclosed |
DisclosureSEC source: 0001140361-16-079429 · doc1.xml · derivative · entry 4 Elliott Thomas C · CIK 0001332163 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-05-21 F1 · price: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 10:58 UTC | RESOURCE AMERICA, INC. REXI · Entity 105983 | Disposition to issuerCommon Stock | 43,342 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-079429 · doc1.xml · nonDerivative · entry 3 Elliott Thomas C · CIK 0001332163 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(K) Plan Account Disclosed balance after: 0 F1 · price: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 10:58 UTC | RESOURCE AMERICA, INC. REXI · Entity 105983 | Disposition to issuerCommon Stock | 6,109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-079429 · doc1.xml · nonDerivative · entry 2 Elliott Thomas C · CIK 0001332163 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA Custodian for Daughter Disclosed balance after: 0 F1 · price: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration. F2 · ownership.direct: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 10:58 UTC | RESOURCE AMERICA, INC. REXI · Entity 105983 | Disposition to issuerCommon Stock | 226,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-079429 · doc1.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration. Read SEC document |
| March 13, 2013 Filed Nov 14, 2018 22:01 UTC | Resource Real Estate Diversified Income Fund RREDX · Entity 148807 | PurchaseClass A Shares | 3,500 | $10.00 | $35,000.00 |
DisclosureSEC source: 0001567619-18-006366 · doc1.xml · nonDerivative · entry 1 Elliott Thomas C · CIK 0001332163 · SVP & Treasurer of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,880.119 F1 · date: Mr. Elliott became an officer of Resource Real Estate, LLC ("RRE"), the investment adviser to the issuer, on February 1, 2010. Upon the issuer commencing operations on March 12, 2013, Mr. Elliott became a reporting person subject to the reporting obligation on Form 3 under Section 16 of the Securities Exchange Act of 1934. An initial Form 3 should have been filed on the reporting person's behalf within the applicable Form 3 reporting period following such date. This Form 5 is hereby filed in respect of the initial Form 3 that was not previously filed. Mr. Elliot acquired Class A shares of the issuer on February 13, 2013. This transaction should have been reported on Form 4 within the applicable Form 4 reporting period following such date. This Form 5 is hereby filed in respect of the Form 4 that was not previously filed. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.