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organization · Reporting owner

Topline Capital Partners, LP

Disclosed activity across 9 companies

Tapewire entity
34405
SEC CIK
0001754074

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACCESS Newswire Inc.ISDR · Entity 764410% ownerAugust 27, 2024August 29, 2024
Cognyte Software Ltd.CGNT · Entity 531410% ownerSeptember 11, 2024September 12, 2024
GREEN DOT CORPGDOT · Entity 516310% ownerDecember 27, 2024December 31, 2024
Heritage Global Inc.HGBL · Entity 25610% ownerApril 14, 2023April 18, 2023
NERDWALLET, INC.NRDS · Entity 228010% ownerJune 26, 2026June 30, 2026
NeuroMetrix, Inc.NURO · Entity 1400810% ownerJune 10, 2021June 14, 2021
Optex Systems Holdings IncOPXS · Entity 700510% ownerJune 26, 2025June 30, 2025
Paysign, Inc.PAYS · Entity 522010% ownerJanuary 13, 2025January 15, 2025
Usio, Inc.USIO · Entity 216610% ownerNovember 09, 2022November 14, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACCESS Newswire Inc.

Report date August 27, 2024 · Filed August 29, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect709,264 Ending reported balance After 2024-08-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-08-27 · Purchase · Acquired 19,826 · Balance 705,150

Row 2 · 2024-08-28 · Purchase · Acquired 4,114 · Balance 709,264

Cognyte Software Ltd.

Report date September 11, 2024 · Filed September 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,020,184 Ending reported balance After 2024-09-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-09-11 · Purchase · Acquired 553,591 · Balance 8,604,144

Row 2 · 2024-09-12 · Purchase · Acquired 416,040 · Balance 9,020,184

GREEN DOT CORP

Report date December 27, 2024 · Filed December 31, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,376,787 Ending reported balance After 2024-12-31 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-12-27 · Sale · Disposed 247,230 · Balance 6,088,737

Row 2 · 2024-12-30 · Sale · Disposed 380,611 · Balance 5,708,126

Row 3 · 2024-12-31 · Sale · Disposed 331,339 · Balance 5,376,787

Heritage Global Inc.

Report date April 14, 2023 · Filed April 18, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,617,885 Ending reported balance After 2023-04-18 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-04-14 · Sale · Disposed 74,162 · Balance 3,718,415

Row 2 · 2023-04-17 · Sale · Disposed 55,972 · Balance 3,662,443

Row 3 · 2023-04-18 · Sale · Disposed 44,558 · Balance 3,617,885

NERDWALLET, INC.

Report date June 26, 2026 · Filed June 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,289,285 Ending reported balance After 2026-06-30 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-06-26 · Sale · Disposed 919,153 · Balance 4,331,992

Row 2 · 2026-06-29 · Sale · Disposed 587,835 · Balance 3,744,157

Row 3 · 2026-06-30 · Sale · Disposed 454,872 · Balance 3,289,285

NeuroMetrix, Inc.

Report date June 10, 2021 · Filed June 14, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect570,478 Reported balance After 2021-06-10 transaction · row 1
1 source row

Row 1 · 2021-06-10 · Purchase · Acquired 28,238 · Balance 570,478

Optex Systems Holdings Inc

Report date June 26, 2025 · Filed June 30, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect691,256 Ending reported balance After 2025-06-30 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2025-06-26 · Sale · Disposed 30,945 · Balance 748,956

Row 2 · 2025-06-27 · Sale · Disposed 10,000 · Balance 738,956

Row 3 · 2025-06-30 · Sale · Disposed 47,700 · Balance 691,256

Paysign, Inc.

Report date January 13, 2025 · Filed January 15, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,336,146 Ending reported balance After 2025-01-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-01-13 · Sale · Disposed 154,982 · Balance 5,456,146

Row 2 · 2025-01-14 · Sale · Disposed 120,000 · Balance 5,336,146

Usio, Inc.

Report date November 09, 2022 · Filed November 14, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,427,912 Ending reported balance After 2022-11-11 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-11-09 · Sale · Disposed 112,508 · Balance 2,825,435

Row 2 · 2022-11-10 · Sale · Disposed 39,994 · Balance 2,785,441

Row 3 · 2022-11-11 · Sale · Disposed 357,529 · Balance 2,427,912

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2024 Filed Jan 31, 2024 23:49 UTC Paysign, Inc. PAYS · Entity 5220 PurchaseCommon Stock 12,604 $3.03 $38,190.12
Disclosure

SEC source: 0001754074-24-000003 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,485,012

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:49 UTC Paysign, Inc. PAYS · Entity 5220 PurchaseCommon Stock 8,379 $2.87 $24,047.73
Disclosure

SEC source: 0001754074-24-000003 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,472,408

Read SEC document
January 25, 2024 Filed Jan 26, 2024 00:03 UTC Paysign, Inc. PAYS · Entity 5220 PurchaseCommon Stock 15,059 $2.83 $42,616.97
Disclosure

SEC source: 0001754074-24-000002 · primary_doc.xml · nonDerivative · entry 3

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464,029

Read SEC document
January 24, 2024 Filed Jan 26, 2024 00:03 UTC Paysign, Inc. PAYS · Entity 5220 PurchaseCommon Stock 73,000 $2.80 $204,400.00
Disclosure

SEC source: 0001754074-24-000002 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,448,970

Read SEC document
January 23, 2024 Filed Jan 26, 2024 00:03 UTC Paysign, Inc. PAYS · Entity 5220 PurchaseCommon Stock 19,098 $2.74 $52,328.52
Disclosure

SEC source: 0001754074-24-000002 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,375,970

Read SEC document
April 18, 2023 Filed Apr 18, 2023 22:48 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 44,558 $3.00 $133,674.00
Disclosure

SEC source: 0001754074-23-000007 · primary_doc.xml · nonDerivative · entry 3

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,617,885

Read SEC document
April 17, 2023 Filed Apr 18, 2023 22:48 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 55,972 $3.02 $169,035.44
Disclosure

SEC source: 0001754074-23-000007 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,662,443

Read SEC document
April 14, 2023 Filed Apr 18, 2023 22:48 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 74,162 $3.00 $222,486.00
Disclosure

SEC source: 0001754074-23-000007 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,718,415

Read SEC document
April 13, 2023 Filed Apr 13, 2023 22:43 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 24,084 $2.91 $70,084.44
Disclosure

SEC source: 0001754074-23-000006 · primary_doc.xml · nonDerivative · entry 3

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,792,577

Read SEC document
April 12, 2023 Filed Apr 13, 2023 22:43 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 9,199 $2.90 $26,677.10
Disclosure

SEC source: 0001754074-23-000006 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,816,661

Read SEC document
April 11, 2023 Filed Apr 13, 2023 22:43 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 32,666 $2.84 $92,771.44
Disclosure

SEC source: 0001754074-23-000006 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,825,860

Read SEC document
April 06, 2023 Filed Apr 7, 2023 23:25 UTC Optex Systems Holdings Inc OPXS · Entity 7005 PurchaseCommon Stock 15,000 $2.99 $44,850.00
Disclosure

SEC source: 0001754074-23-000005 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 806,063

Read SEC document
April 05, 2023 Filed Apr 7, 2023 23:25 UTC Optex Systems Holdings Inc OPXS · Entity 7005 PurchaseCommon Stock 2,400 $2.96 $7,104.00
Disclosure

SEC source: 0001754074-23-000005 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 791,063

Read SEC document
April 04, 2023 Filed Apr 5, 2023 20:59 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 1,934 $2.84 $5,492.56
Disclosure

SEC source: 0001754074-23-000004 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,858,526

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:59 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 50,000 $2.88 $144,000.00
Disclosure

SEC source: 0001754074-23-000004 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,860,460

Read SEC document
March 30, 2023 Filed Mar 30, 2023 22:18 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 16,269 $2.88 $46,854.72
Disclosure

SEC source: 0001754074-23-000003 · primary_doc.xml · nonDerivative · entry 3

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,910,460

Read SEC document
March 29, 2023 Filed Mar 30, 2023 22:18 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 19,283 $2.86 $55,149.38
Disclosure

SEC source: 0001754074-23-000003 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,926,729

Read SEC document
March 27, 2023 Filed Mar 30, 2023 22:18 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 35,345 $2.88 $101,793.60
Disclosure

SEC source: 0001754074-23-000003 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,946,012

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:05 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 49,497 $2.87 $142,056.39
Disclosure

SEC source: 0001754074-23-000002 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,981,357

Read SEC document
March 16, 2023 Filed Mar 16, 2023 20:41 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 48,113 $2.82 $135,678.66
Disclosure

SEC source: 0001754074-23-000001 · primary_doc.xml · nonDerivative · entry 3

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,030,854

Read SEC document
March 15, 2023 Filed Mar 16, 2023 20:41 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 81,795 $2.90 $237,205.50
Disclosure

SEC source: 0001754074-23-000001 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,078,967

Read SEC document
March 14, 2023 Filed Mar 16, 2023 20:41 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 259,238 $2.90 $751,790.20
Disclosure

SEC source: 0001754074-23-000001 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,160,762

Read SEC document
November 11, 2022 Filed Nov 14, 2022 22:39 UTC Usio, Inc. USIO · Entity 2166 SaleCommon Stock 357,529 $2.06 $736,509.74
Disclosure

SEC source: 0001754074-22-000004 · primary_doc.xml · nonDerivative · entry 3

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,427,912

Read SEC document
November 10, 2022 Filed Nov 14, 2022 22:39 UTC Usio, Inc. USIO · Entity 2166 SaleCommon Stock 39,994 $1.93 $77,188.42
Disclosure

SEC source: 0001754074-22-000004 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,785,441

Read SEC document
November 09, 2022 Filed Nov 14, 2022 22:39 UTC Usio, Inc. USIO · Entity 2166 SaleCommon Stock 112,508 $2.11 $237,391.88
Disclosure

SEC source: 0001754074-22-000004 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,825,435

Read SEC document
October 19, 2022 Filed Oct 21, 2022 21:08 UTC Usio, Inc. USIO · Entity 2166 SaleCommon Stock 47,974 $2.13 $102,184.62
Disclosure

SEC source: 0001754074-22-000003 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937,943

Read SEC document
October 06, 2022 Filed Oct 7, 2022 20:35 UTC Usio, Inc. USIO · Entity 2166 SaleCommon Stock 11,771 $1.68 $19,775.28
Disclosure

SEC source: 0001792549-22-000002 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,985,917

Read SEC document
October 05, 2022 Filed Oct 7, 2022 20:35 UTC Usio, Inc. USIO · Entity 2166 SaleCommon Stock 9,717 $1.74 $16,907.58
Disclosure

SEC source: 0001792549-22-000002 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,997,688

Read SEC document
August 16, 2022 Filed Aug 16, 2022 21:12 UTC Usio, Inc. USIO · Entity 2166 SaleCommon Stock 44,950 $1.60 $71,920.00
Disclosure

SEC source: 0001754074-22-000001 · primary_doc.xml · nonDerivative · entry 3

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,007,405

Read SEC document
August 15, 2022 Filed Aug 16, 2022 21:12 UTC Usio, Inc. USIO · Entity 2166 SaleCommon Stock 144,042 $1.69 $243,430.98
Disclosure

SEC source: 0001754074-22-000001 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,052,355

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:12 UTC Usio, Inc. USIO · Entity 2166 SaleCommon Stock 129,352 $1.73 $223,778.96
Disclosure

SEC source: 0001754074-22-000001 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,196,397

Read SEC document
November 30, 2021 Filed Dec 1, 2021 23:47 UTC Usio, Inc. USIO · Entity 2166 SaleCommon Stock 320 $7.91 $2,531.20
Disclosure

SEC source: 0001754074-21-000008 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,325,749

Read SEC document
November 29, 2021 Filed Dec 1, 2021 23:47 UTC Usio, Inc. USIO · Entity 2166 SaleCommon Stock 14,018 $7.98 $111,863.64
Disclosure

SEC source: 0001754074-21-000008 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,326,069

Read SEC document
November 26, 2021 Filed Nov 26, 2021 20:53 UTC Usio, Inc. USIO · Entity 2166 SaleCommon Stock 7,117 $8.00 $56,936.00
Disclosure

SEC source: 0001754074-21-000007 · primary_doc.xml · nonDerivative · entry 3

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,340,087

Read SEC document
November 24, 2021 Filed Nov 26, 2021 20:53 UTC Usio, Inc. USIO · Entity 2166 SaleCommon Stock 99,682 $8.17 $814,401.94
Disclosure

SEC source: 0001754074-21-000007 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,347,204

Read SEC document
November 23, 2021 Filed Nov 26, 2021 20:53 UTC Usio, Inc. USIO · Entity 2166 SaleCommon Stock 28,114 $7.93 $222,944.02
Disclosure

SEC source: 0001754074-21-000007 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,446,886

Read SEC document
June 10, 2021 Filed Jun 14, 2021 18:22 UTC NeuroMetrix, Inc. NURO · Entity 14008 PurchaseCommon Stock 28,238 $3.42 $96,573.96
Disclosure

SEC source: 0001754074-21-000003 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,478

Read SEC document
December 30, 2020 Filed Dec 31, 2020 22:56 UTC Usio, Inc. USIO · Entity 2166 PurchaseCommon Stock 100,000 $1.32 $131,750.00
Disclosure

SEC source: 0001754074-20-000008 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,475,000

Read SEC document
December 18, 2020 Filed Dec 18, 2020 22:20 UTC Usio, Inc. USIO · Entity 2166 PurchaseCommon Stock 8,593 $2.11 $18,131.23
Disclosure

SEC source: 0001754074-20-000007 · primary_doc.xml · nonDerivative · entry 3

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375,000

Read SEC document
December 17, 2020 Filed Dec 18, 2020 22:20 UTC Usio, Inc. USIO · Entity 2166 PurchaseCommon Stock 108,221 $2.01 $217,524.21
Disclosure

SEC source: 0001754074-20-000007 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,366,407

Read SEC document
December 16, 2020 Filed Dec 18, 2020 22:20 UTC Usio, Inc. USIO · Entity 2166 PurchaseCommon Stock 153,575 $2.04 $313,293.00
Disclosure

SEC source: 0001754074-20-000007 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,258,186

Read SEC document
December 07, 2020 Filed Dec 8, 2020 23:44 UTC Usio, Inc. USIO · Entity 2166 PurchaseCommon Stock 96,691 $1.79 $173,076.89
Disclosure

SEC source: 0001754074-20-000006 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,104,611

Read SEC document
October 06, 2020 Filed Oct 6, 2020 21:33 UTC Heritage Global Inc. HGBL · Entity 256 PurchaseCommon Stock 32,292 $1.91 $61,677.72
Disclosure

SEC source: 0001754074-20-000004 · primary_doc.xml · nonDerivative · entry 4

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,420,000

Read SEC document
October 05, 2020 Filed Oct 6, 2020 21:33 UTC Heritage Global Inc. HGBL · Entity 256 PurchaseCommon Stock 27,708 $1.86 $51,536.88
Disclosure

SEC source: 0001754074-20-000004 · primary_doc.xml · nonDerivative · entry 3

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,387,708

Read SEC document
October 02, 2020 Filed Oct 6, 2020 21:33 UTC Heritage Global Inc. HGBL · Entity 256 PurchaseCommon Stock 48,937 $1.82 $89,065.34
Disclosure

SEC source: 0001754074-20-000004 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,360,000

Read SEC document
October 02, 2020 Filed Oct 6, 2020 21:33 UTC Heritage Global Inc. HGBL · Entity 256 PurchaseCommon Stock 800,000 $1.75 $1,400,000.00
Disclosure

SEC source: 0001754074-20-000004 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,311,063

Read SEC document
May 22, 2020 Filed May 22, 2020 19:59 UTC Heritage Global Inc. HGBL · Entity 256 PurchaseCommon Stock 264,000 $1.09 $287,760.00
Disclosure

SEC source: 0001754074-20-000002 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,511,063

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.