FOWKE BENJAMIN G S III

SEC source: 0001628280-26-064440 · wk-form4_1790957253.xml · derivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,504

Underlying: Common Stock · 379 shares

Expires not disclosed

F3 · price: Was AEP Stock Price at the time of the transaction.

F2 · derivative.exercise_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F2 · derivative.expiration_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001628280-26-046422 · wk-form4_1782928611.xml · derivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,070

Underlying: Common Stock · 310 shares

Expires not disclosed

F3 · price: Was AEP Stock Price at the time of the transaction.

F2 · derivative.exercise_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F2 · derivative.expiration_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001628280-26-023020 · wk-form4_1775154112.xml · derivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,710

Underlying: Common Stock · 324 shares

Expires not disclosed

F3 · price: Was AEP Stock Price at the time of the transaction.

F2 · derivative.exercise_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F2 · derivative.expiration_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001628280-26-000304 · wk-form4_1767638336.xml · derivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,340

Underlying: Common Stock · 368 shares

Expires not disclosed

F3 · price: Was AEP Stock Price at the time of the transaction.

F2 · derivative.exercise_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F2 · derivative.expiration_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001628280-25-056943 · wk-form4_1765826775.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,898

F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025.

SEC source: 0001628280-25-052536 · wk-form4_1763405219.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,898

F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025.

SEC source: 0001628280-25-044873 · wk-form4_1760446162.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,898

F1 · shares: The sale reported within this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025.

SEC source: 0001628280-25-043566 · wk-form4_1759420290.xml · derivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,922

Underlying: Common Stock · 377 shares

Expires not disclosed

F3 · price: Was AEP Stock Price at the time of the transaction.

F2 · derivative.exercise_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F2 · derivative.expiration_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001206908-25-000007 · wk-form4_1757958630.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,898

F1 · shares: The sale reported within this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025.

SEC source: 0000004904-25-000149 · wk-form4_1755543523.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,898

F1 · shares: The sale reported within this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025.

SEC source: 0000004904-25-000117 · wk-form4_1751469751.xml · derivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,498

Underlying: Common Stock · 409.59 shares

Expires not disclosed

F3 · price: Was AEP Stock Price at the time of the transaction.

F2 · derivative.exercise_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F2 · derivative.expiration_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0002052433-25-000015 · wk-form4_1743620263.xml · derivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,042.36

Underlying: Common Stock · 388.94 shares

Expires not disclosed

F3 · price: Was AEP Stock Price at the time of the transaction.

F2 · derivative.exercise_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F2 · derivative.expiration_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001398889-25-000016 · wk-form4_1735938141.xml · derivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,613.44

Underlying: Common Stock · 351.79 shares

Expires not disclosed

F2 · price: Was AEP Stock Price at the time of the transaction.

F3 · derivative.exercise_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F3 · derivative.expiration_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001398889-25-000016 · wk-form4_1735938141.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,265.69

F1 · security: The reporting director deferred the receipt of his $30,537 quarterly cash retainer into the AEP Stock Fund under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. The reporting director may transfer amounts in the AEP Stock Fund into an alternative investment at any time.

F2 · price: Was AEP Stock Price at the time of the transaction.

SEC source: 0001398889-24-000193 · wk-form4_1727702910.xml · nonDerivative · entry 2

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,898

F1 · shares: On September 26, 2024, Mr. Fowke received 9,926 unrestricted stock units for his service as Senior Advisor to the Company. 4,502 unrestricted stock units were withheld to satisfy his tax liability.

SEC source: 0001398889-24-000193 · wk-form4_1727702910.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,400

F1 · shares: On September 26, 2024, Mr. Fowke received 9,926 unrestricted stock units for his service as Senior Advisor to the Company. 4,502 unrestricted stock units were withheld to satisfy his tax liability.

SEC source: 0001398889-24-000188 · wk-form4_1724860567.xml · nonDerivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,473

F2 · shares: On August 26, 2024, Mr. Fowke received 10,098 unrestricted stock units for his service as Senior Advisor to the Company. 4,606 unrestricted stock units were withheld to satisfy his tax liability.

SEC source: 0001398889-24-000188 · wk-form4_1724860567.xml · nonDerivative · entry 2

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,079

F2 · shares: On August 26, 2024, Mr. Fowke received 10,098 unrestricted stock units for his service as Senior Advisor to the Company. 4,606 unrestricted stock units were withheld to satisfy his tax liability.

SEC source: 0001398889-24-000188 · wk-form4_1724860567.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,981

F1 · shares: Mr. Fowke's restricted stock units (73,494) granted on February 26, 2024 vested on August 1, 2024. Upon vesting, 33,514 restricted stock units were withheld to satisfy his tax liability.

SEC source: 0001398889-24-000125 · wk-form4_1712086184.xml · derivative · entry 2

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Interim CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,143.52

Underlying: Common Stock · 493.61 shares

Expires not disclosed

F2 · price: Was AEP Stock Price at the time of the transaction.

F3 · derivative.exercise_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F3 · derivative.expiration_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001398889-24-000125 · wk-form4_1712086184.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Interim CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,206.25

F1 · security: The reporting director deferred the receipt of his $26,667 quarterly cash retainer into the AEP Stock Fund under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. The reporting director may transfer amounts in the AEP Stock Fund into an alternative investment at any time.

F2 · price: Was AEP Stock Price at the time of the transaction.

SEC source: 0001398889-24-000062 · wk-form4_1709059901.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Interim CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,693.55

F1 · date: Each restricted stock unit represents a contingent right to receive one share of AEP common stock. These restricted stock units will vest subject to Mr. Fowke's continuous employment through the first to occur of February 26, 2025 or upon his replacement with a permanent chief executive officer.

F2 · price: Was AEP Stock Price at the time of the transaction.

F3 · balance_after: The reporting director deferred the receipt of his $40,000 quarterly cash retainer into the AEP Stock Fund under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. The reporting director may transfer amounts in the AEP Stock Fund into an alternative investment at any time.

SEC source: 0001398889-24-000020 · wk-form4_1704299077.xml · derivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,774.82

Underlying: Common Stock · 523.27 shares

Expires not disclosed

F2 · price: Was AEP Stock Price at the time of the transaction.

F1 · derivative.exercise_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F1 · derivative.expiration_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001398889-24-000025 · wk-form4a_1706035150.xml · derivative · entry 2

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,774.82

Underlying: Common Stock · 523.27 shares

Expires not disclosed

F4 · shares: Acquisition pursuant to the AEP Stock Unit Plan for Non-Employee Directors

F2 · price: Was AEP's stock price at time of transaction.

F5 · derivative.exercise_date: Stock Units are paid to the director in cash or shares of common stock upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F5 · derivative.expiration_date: Stock Units are paid to the director in cash or shares of common stock upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F6 · balance_after: Includes units of reinvested dividends acquired pursuant to the dividend reinvestment feature of the Plan.

SEC source: 0001398889-24-000025 · wk-form4a_1706035150.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,922.55

F1 · security: The reporting director deferred the receipt of his $40,000 quarterly cash retainer into the AEP Stock Fund under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. The reporting director may transfer amounts in the AEP Stock Fund into an alternative investment at any time.

F2 · price: Was AEP's stock price at time of transaction.

F3 · balance_after: Omitted on prior report

SEC source: 0001398889-23-000149 · wk-form4_1696358473.xml · derivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,216.02

Underlying: Common Stock · 565.009 shares

Expires not disclosed

F2 · price: Was AEP Stock Price at the time of the transaction.

F1 · derivative.exercise_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F1 · derivative.expiration_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001920310-23-000017 · wk-form4_1688565701.xml · derivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,623

Underlying: Common Stock · 504.751 shares

Expires not disclosed

F2 · price: Was AEP Stock Price at the time of the transaction.

F1 · derivative.exercise_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F1 · derivative.expiration_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001398889-23-000093 · wf-form4_168063342847426.xml · derivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,097.45

Underlying: Common Stock · 467.084 shares

Expires not disclosed

F1 · derivative.exercise_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F1 · derivative.expiration_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001398889-23-000013 · wf-form4_167286349581014.xml · derivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,615.05

Underlying: Common Stock · 429.173 shares

Expires not disclosed

F1 · derivative.exercise_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F1 · derivative.expiration_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001920310-22-000029 · wf-form4_166490582560817.xml · derivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,175.77

Underlying: Common Stock · 471.37 shares

Expires not disclosed

F1 · derivative.exercise_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F1 · derivative.expiration_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001398889-22-000159 · wf-form4_165704856828036.xml · derivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699.2

Underlying: Common Stock · 424.745 shares

Expires not disclosed

F1 · shares: Acquisition pursuant to the AEP Stock Unit Accumulation Plan for Non-Employee Directors.

F3 · price: Was AEP Stock Price at the time of the transaction.

F2 · derivative.exercise_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F2 · derivative.expiration_date: Stock Units are paid to the director in cash or shares upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001398889-22-000100 · wf-form4_164909691097832.xml · derivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272.29

Underlying: Common Stock · 272.29 shares

Expires not disclosed

F1 · shares: Acquisition pursuant to the AEP Stock Unit Accumulation Plan for Non-Employee Directors.

F3 · price: Was AEP Stock Price at the time of the transaction.

F2 · derivative.exercise_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

F2 · derivative.expiration_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter.

SEC source: 0001567619-21-022101 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,555

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.47 to $67.685, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001567619-21-016667 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,555

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.55 to $69.915, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001567619-21-011825 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,903

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.11 to $70.555, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001567619-21-010519 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,997

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.59 to $71.81, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001567619-21-004440 · doc1.xml · derivative · entry 5

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,410.874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 29,806 units.

F5 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F5 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

SEC source: 0001567619-21-004440 · doc1.xml · nonDerivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,098

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

SEC source: 0001567619-21-004440 · doc1.xml · nonDerivative · entry 2

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,374.255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001567619-21-004440 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,963.381

SEC source: 0001567619-21-000588 · doc1.xml · derivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,414

Underlying: Common Stock · 27,414 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

SEC source: 0001567619-20-015649 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,733

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.96 to $71.58, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001567619-20-011685 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,531

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.65 to $65.98, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001567619-20-004812 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,327

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.23 to $70.77, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001567619-20-004508 · doc1.xml · derivative · entry 5

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,988.881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 32,004 units.

F5 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.

F5 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.

SEC source: 0001567619-20-004508 · doc1.xml · nonDerivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,956

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

SEC source: 0001567619-20-004508 · doc1.xml · nonDerivative · entry 2

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,331.342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001567619-20-004508 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,342.461

SEC source: 0001567619-20-000468 · doc1.xml · derivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,341

Underlying: Common Stock · 27,341 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

SEC source: 0001567619-19-013200 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,862

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.42 to $60.32 inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.