Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FISERV INCFISV · Entity 3167 | Director | September 30, 2026 | October 02, 2026 |
| PRICE T ROWE GROUP INCTROW · Entity 3212 | CFO, COO & Vice President | August 31, 2021 | September 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FISERV INC
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation Notional UnitsSEC Table II · derivative / convertible security | Direct | 2,021 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 775 · Balance 2,021 F1: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2026, in respect of $35,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2026, the closing price of Fiserv's common stock was $45.18 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2026, in respect of $35,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2026, the closing price of Fiserv's common stock was $45.18 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.
PRICE T ROWE GROUP INC
Report date August 31, 2021 · Filed September 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,565 |
Ending reported balance
After 2021-08-31 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-08-31 · Disposition to issuer · Disposed 1,769 · Balance 27,345 Row 2 · 2021-08-31 · Disposition to issuer · Disposed 8,161 · Balance 19,184 Row 3 · 2021-08-31 · Disposition to issuer · Disposed 5,795 · Balance 13,389 Row 4 · 2021-08-31 · Disposition to issuer · Disposed 7,824 · Balance 5,565 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 02:37 UTC | FISERV INC FISV · Entity 3167 | GrantDeferred Compensation Notional Units · Derivative | 775 | $45.18 | $35,014.50 |
DisclosureSEC source: 0001731465-26-000012 · wk-form4_1790894274.xml · derivative · entry 1 Dufetel Celine S · CIK 0001731465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,021 Underlying: Common Stock · 775 shares Expires not disclosed F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2026, in respect of $35,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2026, the closing price of Fiserv's common stock was $45.18 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2026, in respect of $35,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2026, the closing price of Fiserv's common stock was $45.18 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2026, in respect of $35,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2026, the closing price of Fiserv's common stock was $45.18 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2026, in respect of $35,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2026, the closing price of Fiserv's common stock was $45.18 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 23:41 UTC | FISERV INC FISV · Entity 3167 | GrantDeferred Compensation Notional Units · Derivative | 663 | $49.05 | $32,520.15 |
DisclosureSEC source: 0001731465-26-000010 · wk-form4_1782949291.xml · derivative · entry 1 Dufetel Celine S · CIK 0001731465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,246 Underlying: Common Stock · 663 shares Expires not disclosed F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2026, in respect of $32,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2026, the closing price of Fiserv's common stock was $49.05 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2026, in respect of $32,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2026, the closing price of Fiserv's common stock was $49.05 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2026, in respect of $32,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2026, the closing price of Fiserv's common stock was $49.05 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2026, in respect of $32,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2026, the closing price of Fiserv's common stock was $49.05 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. Read SEC document |
| May 21, 2026 Filed May 22, 2026 20:06 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 4,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001731465-26-000008 · wk-form4_1779480388.xml · nonDerivative · entry 1 Dufetel Celine S · CIK 0001731465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,435 F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 20:07 UTC | FISERV INC FISV · Entity 3167 | GrantDeferred Compensation Notional Units · Derivative | 583 | $55.80 | $32,531.40 |
DisclosureSEC source: 0001731465-26-000006 · wk-form4_1775160450.xml · derivative · entry 1 Dufetel Celine S · CIK 0001731465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 583 Underlying: Common Stock · 583 shares Expires not disclosed F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2026, in respect of $32,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2026, the closing price of Fiserv's common stock was $55.80 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2026, in respect of $32,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2026, the closing price of Fiserv's common stock was $55.80 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2026, in respect of $32,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2026, the closing price of Fiserv's common stock was $55.80 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2026, in respect of $32,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2026, the closing price of Fiserv's common stock was $55.80 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 23:32 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 1,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001731465-26-000004 · wk-form4_1767655940.xml · nonDerivative · entry 1 Dufetel Celine S · CIK 0001731465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,314 F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:12 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Disposition to issuerCommon Stock | 7,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005692 · primarydocument.xml · nonDerivative · entry 4 Dufetel Celine S · CIK 0001731465 · CFO, COO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,565 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:12 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Disposition to issuerCommon Stock | 5,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005692 · primarydocument.xml · nonDerivative · entry 3 Dufetel Celine S · CIK 0001731465 · CFO, COO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,389 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:12 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Disposition to issuerCommon Stock | 8,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005692 · primarydocument.xml · nonDerivative · entry 2 Dufetel Celine S · CIK 0001731465 · CFO, COO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,184 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:12 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Disposition to issuerCommon Stock | 1,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005692 · primarydocument.xml · nonDerivative · entry 1 Dufetel Celine S · CIK 0001731465 · CFO, COO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,345 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 14:04 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 1,260 | $162.14 | $204,296.40 |
DisclosureSEC source: 0001562180-21-001719 · primarydocument.xml · nonDerivative · entry 2 Dufetel Celine S · CIK 0001731465 · CFO, COO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,114 F1 · shares: Shares were withheld to pay for taxes on Performance Stock Units that vested on 2/26/2021. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 14:04 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 427 | $162.14 | $69,233.78 |
DisclosureSEC source: 0001562180-21-001719 · primarydocument.xml · nonDerivative · entry 1 Dufetel Celine S · CIK 0001731465 · CFO, COO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,374 F1 · shares: Shares were withheld to pay for taxes on Performance Stock Units that vested on 2/26/2021. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 13:57 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 1,400 | $149.34 | $209,076.00 |
DisclosureSEC source: 0001562180-20-007223 · primarydocument.xml · nonDerivative · entry 1 Dufetel Celine S · CIK 0001731465 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,801 Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:19 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 8,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-007165 · primarydocument.xml · nonDerivative · entry 1 Dufetel Celine S · CIK 0001731465 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,201 F1 · shares: 12/8/2020 - The restricted stock unit award is settled in shares of common stock upon vesting. The awards vest in three annual installments beginning on December 10, 2021. As previously disclosed in the Company's 2019 Proxy Statement, in addition to this time-based award, the officer was also granted a performance-based award, which if earned, would vest in two annual installments beginning on December 10, 2024. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 14:24 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 1,260 | $118.01 | $148,692.60 |
DisclosureSEC source: 0001562180-20-001956 · primarydocument.xml · nonDerivative · entry 2 Dufetel Celine S · CIK 0001731465 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,040 F1 · shares: These shares were withheld to pay for taxes on Performance Stock Units that vested on 2/28/2020. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 14:24 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 427 | $118.01 | $50,390.27 |
DisclosureSEC source: 0001562180-20-001956 · primarydocument.xml · nonDerivative · entry 1 Dufetel Celine S · CIK 0001731465 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,300 F1 · shares: These shares were withheld to pay for taxes on Performance Stock Units that vested on 2/28/2020. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:24 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 13,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001157 · primarydocument.xml · nonDerivative · entry 1 Dufetel Celine S · CIK 0001731465 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,727 F1 · shares: On February 12, 2020, the Executive Compensation and Management Development Committee certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on February 28, 2020. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:04 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 8,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005910 · primarydocument.xml · nonDerivative · entry 1 Dufetel Celine S · CIK 0001731465 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,687 F1 · shares: 12/3/2019 - The restricted stock unit award is settled in shares of common stock upon vesting. The awards vest in three annual installments beginning on December 10, 2020. As previously disclosed in the Company's 2019 Proxy Statement, in addition to this time-based award, the officer was also granted a performance-based award, which if earned, would vest in two annual installments beginning on December 8, 2023. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 18:48 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 427 | $100.43 | $42,883.61 |
DisclosureSEC source: 0001562180-19-001568 · primarydocument.xml · nonDerivative · entry 1 Dufetel Celine S · CIK 0001731465 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,994 F1 · shares: These shares were withheld to pay for taxes on Performance Stock Units that vested on 2/28/2019. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 18:44 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 4,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001022 · primarydocument.xml · nonDerivative · entry 1 Dufetel Celine S · CIK 0001731465 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,421 F1 · shares: On February 13, 2019, the Executive Compensation and Management Development Committee certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on February 28, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.