Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REDWOOD TRUST INCRWT · Entity 5400 | Director | September 30, 2026 | September 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REDWOOD TRUST INC
Report date September 30, 2026 · Filed September 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $3.85 | Direct | 28,951.88 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 28,951.88 · Balance 28,951.88 F1: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2: 100% vested at grant. F3: No expiration date is applicable to deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.
F2: 100% vested at grant.
F3: No expiration date is applicable to deferred stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2018 Filed May 22, 2018 23:29 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 6,016 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001233565-18-000006 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,016 Underlying: Common Stock · 6,016 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2021. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 29, 2018 Filed Mar 29, 2018 20:52 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 4,466.09 | $0.00 Strike: $15.31 | $0.00 |
DisclosureSEC source: 0001233565-18-000004 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,466.09 Underlying: Common Stock · 4,466.09 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 29, 2018 Filed Feb 15, 2019 22:12 UTC | REDWOOD TRUST INC RWT · Entity 5400 | OtherCommon Stock | 318.65 | $15.27 | $4,865.79 |
DisclosureSEC source: 0001233565-19-000002 · edgardoc.xml · nonDerivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,455.69 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| December 28, 2017 Filed Dec 28, 2017 21:16 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 4,480.72 | $0.00 Strike: $14.98 | $0.00 |
DisclosureSEC source: 0001233565-17-000014 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,480.72 Underlying: Common Stock · 4,480.72 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 22:41 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 4,041.01 | $0.00 Strike: $16.33 | $0.00 |
DisclosureSEC source: 0001233565-17-000012 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,041.01 Underlying: Common Stock · 4,041.01 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 21:18 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 3,785.9 | $0.00 Strike: $16.98 | $0.00 |
DisclosureSEC source: 0001233565-17-000010 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,785.9 Underlying: Common Stock · 3,785.9 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 18, 2017 Filed May 19, 2017 21:54 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 5,778 | $0.00 Strike: $16.44 | $0.00 |
DisclosureSEC source: 0001233565-17-000008 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,778 Underlying: Common Stock · 5,778 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2020. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 21:47 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 3,676.65 | $0.00 Strike: $16.60 | $0.00 |
DisclosureSEC source: 0001233565-17-000006 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,676.65 Underlying: Common Stock · 3,676.65 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2017 Filed Feb 6, 2018 23:55 UTC | REDWOOD TRUST INC RWT · Entity 5400 | OtherCommon Stock | 288.91 | $16.56 | $4,784.35 |
DisclosureSEC source: 0001233565-18-000002 · edgardoc.xml · nonDerivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Pension Disclosed balance after: 22,436.91 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:02 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 4,082.41 | $0.00 Strike: $15.16 | $0.00 |
DisclosureSEC source: 0001233565-17-000002 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,082.41 Underlying: Common Stock · 4,082.41 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 29, 2016 Filed Feb 14, 2017 23:04 UTC | REDWOOD TRUST INC RWT · Entity 5400 | OtherCommon Stock | 308.13 | $15.25 | $4,699.29 |
DisclosureSEC source: 0001233565-17-000004 · edgardoc.xml · nonDerivative · entry 4 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,848.13 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:56 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 4,185.14 | $0.00 Strike: $14.03 | $0.00 |
DisclosureSEC source: 0001233565-16-000021 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,185.14 Underlying: Common Stock · 4,185.14 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2016 Filed Feb 14, 2017 23:04 UTC | REDWOOD TRUST INC RWT · Entity 5400 | OtherCommon Stock | 326.54 | $14.11 | $4,607.81 |
DisclosureSEC source: 0001233565-17-000004 · edgardoc.xml · nonDerivative · entry 3 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,540 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| June 30, 2016 Filed Feb 14, 2017 23:04 UTC | REDWOOD TRUST INC RWT · Entity 5400 | OtherCommon Stock | 334.21 | $13.51 | $4,514.17 |
DisclosureSEC source: 0001233565-17-000004 · edgardoc.xml · nonDerivative · entry 2 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,213.46 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| March 31, 2016 Filed Feb 14, 2017 23:04 UTC | REDWOOD TRUST INC RWT · Entity 5400 | OtherCommon Stock | 345.26 | $12.80 | $4,417.60 |
DisclosureSEC source: 0001233565-17-000004 · edgardoc.xml · nonDerivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 73,879.25 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.