Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESTABLISHMENT LABS HOLDINGS INC.ESTA · Entity 4473 | Director | September 30, 2026 | October 03, 2026 |
| TerrAscend Corp.TSNDF · Entity 6184 | Director | June 23, 2026 | June 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESTABLISHMENT LABS HOLDINGS INC.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 178,205 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 253 · Balance 178,205 F1: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.
TerrAscend Corp.
Report date June 23, 2026 · Filed June 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible DebenturesSEC Table II · derivative / convertible security · Conversion / exercise price $0.87 · Expires 2031-09-30 | Direct | 1,000 |
Reported balance
After 2026-06-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-23 · Grant · Acquired 1,000 · Balance 1,000 F2: Represents secured convertible debentures (the "Debentures") of TerrAscend Corp. (the "Company") having an aggregate principal amount of $1,000,000, purchased by the Reporting Person at a purchase price of $1,000 per Debenture in a private placement that closed on June 23, 2026. The Debentures mature on September 30, 2031 and bear interest at 8.00% per annum, payable quarterly in arrears in cash, provided that the Company may elect to pay all or any portion of such interest in kind by capitalizing it as additional principal. The Debentures are convertible at a conversion price of $0.87 per share pursuant to the terms set forth in the Debentures, as may be adjusted pursuant to the terms of the Debentures. F3: Calculated based on the $1,000,000 aggregate principal amount of Debentures divided by the $0.87 conversion price. |
| Common SharesSEC Table I · non-derivative | Direct | 2,451,337 |
Reported balance
Holding disclosure · report date 2026-06-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,451,337 F1: The Reporting Person's Table I holdings have been updated to exclude 2,000 convertible debentures previously reported as being issued as common shares on June 23, 2023, which have matured and were repaid in full in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person's Table I holdings have been updated to exclude 2,000 convertible debentures previously reported as being issued as common shares on June 23, 2023, which have matured and were repaid in full in cash.
F2: Represents secured convertible debentures (the "Debentures") of TerrAscend Corp. (the "Company") having an aggregate principal amount of $1,000,000, purchased by the Reporting Person at a purchase price of $1,000 per Debenture in a private placement that closed on June 23, 2026. The Debentures mature on September 30, 2031 and bear interest at 8.00% per annum, payable quarterly in arrears in cash, provided that the Company may elect to pay all or any portion of such interest in kind by capitalizing it as additional principal. The Debentures are convertible at a conversion price of $0.87 per share pursuant to the terms set forth in the Debentures, as may be adjusted pursuant to the terms of the Debentures.
F3: Calculated based on the $1,000,000 aggregate principal amount of Debentures divided by the $0.87 conversion price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2018 Filed Jul 23, 2018 20:27 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | ConversionCommon Shares | 12,699 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009510 · wf-form4_153237764514299.xml · nonDerivative · entry 1 SCHUTTER EDWARD J · CIK 0001254555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class A Ordinary Shares automatically converted into Common Shares on a one-for-one basis upon the closing of the Issuer's initial public offering of Common Shares and had no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.