SCHUTTER EDWARD J

SEC source: 0001254555-26-000008 · wk-form4_1790975487.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,205

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

SEC source: 0001254555-26-000006 · wk-form4_1782943579.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,952

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

SEC source: 0002064832-26-000245 · form4.xml · derivative · entry 2

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Shares · 1,149,425 shares

Expires 2031-09-30

F2 · security: Represents secured convertible debentures (the "Debentures") of TerrAscend Corp. (the "Company") having an aggregate principal amount of $1,000,000, purchased by the Reporting Person at a purchase price of $1,000 per Debenture in a private placement that closed on June 23, 2026. The Debentures mature on September 30, 2031 and bear interest at 8.00% per annum, payable quarterly in arrears in cash, provided that the Company may elect to pay all or any portion of such interest in kind by capitalizing it as additional principal. The Debentures are convertible at a conversion price of $0.87 per share pursuant to the terms set forth in the Debentures, as may be adjusted pursuant to the terms of the Debentures.

F3 · derivative.underlying_shares: Calculated based on the $1,000,000 aggregate principal amount of Debentures divided by the $0.87 conversion price.

SEC source: 0001254555-26-000005 · wk-form4_1779826012.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,736

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 22, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001254555-26-000003 · wk-form4_1775168663.xml · derivative · entry 2

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 36,780 shares

Expires 2026-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One half of the shares subject to the option vested on October 1, 2016 and one sixth of the shares subject to the option vested on each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001254555-26-000003 · wk-form4_1775168663.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares were acquired upon the cash exercise of a stock option at an exercise price of $4.11 per share.

SEC source: 0001254555-26-000002 · wk-form4_1775073988.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,602

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

SEC source: 0001254555-26-000001 · wk-form4_1767651607.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,272

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

SEC source: 0002064832-25-000022 · form4.xml · nonDerivative · entry 2

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,453,337

F1 · shares: The shares reported as dispositions were originally purchased in open market transactions between November 18, 2021 and March 21, 2022 at prices ranging from $5.53 to $6.30 per share, inclusive, and are being sold for tax reasons. An aggregate of 1,041,021 shares were purchased in multiple transactions at prices ranging from $0.37 to $0.43, inclusive, on May 13, 2025, and as such, the Reporting Person expects to hold approximately the same number of shares at a lower tax basis at the end of the current fiscal year compared to the prior year.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $0.4322 to $0.4528, inclusive. The Reporting Person undertakes to provide to TerrAscend, any security holder of TerrAscend, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

SEC source: 0002064832-25-000022 · form4.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,749,511

F1 · shares: The shares reported as dispositions were originally purchased in open market transactions between November 18, 2021 and March 21, 2022 at prices ranging from $5.53 to $6.30 per share, inclusive, and are being sold for tax reasons. An aggregate of 1,041,021 shares were purchased in multiple transactions at prices ranging from $0.37 to $0.43, inclusive, on May 13, 2025, and as such, the Reporting Person expects to hold approximately the same number of shares at a lower tax basis at the end of the current fiscal year compared to the prior year.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $0.4047 to $0.4202, inclusive. The Reporting Person undertakes to provide to TerrAscend, any security holder of TerrAscend, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0001254555-25-000009 · wk-form4_1759354759.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,015

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

SEC source: 0001254555-25-000007 · wk-form4_1751406845.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,558

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

SEC source: 0001415889-25-018191 · form4-06252025_080618.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,999,511

F1 · shares: These shares represent a restricted share unit ("RSU") award for service as a director of the Issuer. The shares underlying the RSUs will vest in full on December 31, 2025, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.

SEC source: 0001628280-25-031644 · wk-form4_1750109237.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,119

F1 · kind: The shares were transferred to EJS Capital Management LLC as a capital contribution. The Reporting Person is a member of EJS Capital Management LLC; however, the Reporting Person has no voting and dispositive power over the shares owned by EJS Capital Management LLC. The Reporting Person disclaims beneficial ownership of the shares held by EJS Capital Management LLC.

SEC source: 0001628280-25-030539 · wk-form4_1749591056.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,208

F1 · kind: Shares transferred as a gift to EJS Family Trust, an irrevocable trust. The Reporting Person disclaims beneficial ownership.

SEC source: 0001254555-25-000004 · wk-form4_1749261101.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,406

F1 · kind: Shares transferred as a gift to LSS Family Trust, an irrevocable trust. The Reporting Person disclaims beneficial ownership.

SEC source: 0001254555-25-000003 · wk-form4_1748376129.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,777

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 23, 2026 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001415889-25-012731 · form4-05132025_030509.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,577,396

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.37 to $0.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001254555-25-000002 · wk-form4_1743539560.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,364

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

SEC source: 0001415889-25-009043 · form4-03262025_090345.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,536,375

F1 · shares: Shares were withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted share units pursuant to an equity plan administered by the Issuer.

SEC source: 0001415889-25-000376 · form4-01032025_090140.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,538,797

F1 · shares: Shares were withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted share units pursuant to an equity plan administered by the Issuer.

SEC source: 0001254555-25-000001 · wk-form4_1735938521.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,905

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

SEC source: 0001254555-24-000007 · wk-form4_1727900370.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,499

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

SEC source: 0001254555-24-000006 · wk-form4_1719952702.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,066

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

SEC source: 0001415889-24-017729 · form4-06212024_120606.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,610,280

F1 · shares: These shares represent a restricted share unit ("RSU") award for service as a director of the Issuer. The shares underlying the RSUs will vest in full on December 31, 2024, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.

SEC source: 0001254555-24-000005 · wk-form4_1716931417.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,654

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 24, 2025 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001254555-24-000004 · wk-form4_1712090815.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,320

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

F1 · price: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

SEC source: 0001254555-24-000003 · wk-form4_1709673579.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,952

F1 · kind: Represents an award of common stock under the Issuer's 2018 Equity Incentive Plan, vesting immediately, for services provided related to the February 2024 private equity placement.

F1 · price: Represents an award of common stock under the Issuer's 2018 Equity Incentive Plan, vesting immediately, for services provided related to the February 2024 private equity placement.

SEC source: 0001254555-24-000002 · wk-form4_1704329302.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,610

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

F1 · price: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

SEC source: 0001254555-23-000005 · wk-form4_1696365137.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,886

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

F1 · price: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

SEC source: 0001254555-23-000003 · wk-form4_1688588201.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,504

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

F1 · price: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

SEC source: 0001209191-23-039995 · doc4.xml · derivative · entry 2

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Shares · 1,000 shares

Expires 2025-06-23

F1 · price: The reported securities are included within 2,000 convertible debentures purchased by the Reporting Person for $1,000 per debenture. Each debenture consists of one common share and one-half warrant to purchase one common share.

SEC source: 0001209191-23-039995 · doc4.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,455,221

F1 · price: The reported securities are included within 2,000 convertible debentures purchased by the Reporting Person for $1,000 per debenture. Each debenture consists of one common share and one-half warrant to purchase one common share.

SEC source: 0001209191-23-039724 · doc4.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,453,221

F1 · shares: These shares represent an annual grant of restricted share units ("RSUs") for service as a director of the Issuer. The shares underlying the RSUs will vest in full on December 31, 2023, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.

SEC source: 0001254555-23-000001 · wf-form4_168513181819746.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,231

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 24, 2024 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001104659-22-075930 · tm2220111-2_4seq1.xml · nonDerivative · entry 2

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,328,516

F2 · price: Represents a grant of an equity award that will vest on December 31, 2022.

SEC source: 0001104659-22-075930 · tm2220111-2_4seq1.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251,145

F1 · price: Represents a grant of an equity award that vested on the same as the grant, June 27, 2022.

SEC source: 0001688757-22-000073 · wf-form4_165592854510538.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,907

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 17, 2023 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001104659-22-036798 · tm2129883-17_4seq1.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,547

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $5.5293 to $5.60, inclusive. The reporting person undertakes to provide TerrAscend Corp., any security holder of TerrAscend Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001254555-21-000003 · wf-form4_163793161970578.xml · nonDerivative · entry 2

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,562

SEC source: 0001254555-21-000003 · wf-form4_163793161970578.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,562

SEC source: 0001628280-21-024061 · wf-form4_163770331714126.xml · nonDerivative · entry 4

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,095

SEC source: 0001628280-21-024061 · wf-form4_163770331714126.xml · nonDerivative · entry 3

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,995

SEC source: 0001628280-21-024061 · wf-form4_163770331714126.xml · nonDerivative · entry 2

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,895

SEC source: 0001628280-21-024061 · wf-form4_163770331714126.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,095

SEC source: 0001628280-21-011125 · wf-form4_162206138271724.xml · derivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares · 10,000 shares

Expires 2031-05-25

F1 · derivative.exercise_date: The shares subject to the option vest in full on the earlier of May 25, 2022 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001254555-20-000001 · wf-form4_159061179884137.xml · derivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares · 10,000 shares

Expires 2030-05-26

F1 · derivative.exercise_date: The shares subject to the option vest in full on the earlier of May 26, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001254555-19-000003 · wf-form4_155976665717179.xml · derivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares · 10,000 shares

Expires 2029-06-03

F1 · derivative.exercise_date: The shares subject to the option vest in full on the earlier of June 3, 2020 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001254555-19-000004 · wf-form4_155976687731492.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,535

F1 · kind: The shares were received pursuant to a pro rata distribution from CPH TU, LP of which the Reporting Person is a limited partner. The acquisition of such shares was exempt pursuant to Rule 16a-9.

SEC source: 0001628280-18-009510 · wf-form4_153237764514299.xml · derivative · entry 2

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class A Ordinary Shares automatically converted into Common Shares on a one-for-one basis upon the closing of the Issuer's initial public offering of Common Shares and had no expiration date.

F1 · derivative.exercise_date: The Class A Ordinary Shares automatically converted into Common Shares on a one-for-one basis upon the closing of the Issuer's initial public offering of Common Shares and had no expiration date.

F1 · derivative.expiration_date: The Class A Ordinary Shares automatically converted into Common Shares on a one-for-one basis upon the closing of the Issuer's initial public offering of Common Shares and had no expiration date.