Menawat Arun Swarup

SEC source: 0001213900-26-104665 · ownership.xml · derivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,609

Underlying: Common Stock · 126,050 shares

Expires not disclosed

F1 · derivative.exercise_price: On September 25, 2026, the Reporting Person was granted 126,050 deferred stock units ("DSUs") under the Issuer's 2024 Long-Term Incentive Plan, which vest quarterly over a twelve (12)-month period. Each DSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: On September 25, 2026, the Reporting Person was granted 126,050 deferred stock units ("DSUs") under the Issuer's 2024 Long-Term Incentive Plan, which vest quarterly over a twelve (12)-month period. Each DSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: On September 25, 2026, the Reporting Person was granted 126,050 deferred stock units ("DSUs") under the Issuer's 2024 Long-Term Incentive Plan, which vest quarterly over a twelve (12)-month period. Each DSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001493152-26-031531 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035,560

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-26-000120 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 992,457

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001213900-25-104097 · ownership.xml · derivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,559

Underlying: Common Stock · 73,892 shares

Expires not disclosed

F1 · derivative.exercise_price: On October 28, 2025, the Reporting Person was granted 73,892 deferred stock units ("DSUs") under the Issuer's 2024 Long-Term Incentive Plan, which vest quarterly over a twelve (12)-month period. Each DSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: On October 28, 2025, the Reporting Person was granted 73,892 deferred stock units ("DSUs") under the Issuer's 2024 Long-Term Incentive Plan, which vest quarterly over a twelve (12)-month period. Each DSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: On October 28, 2025, the Reporting Person was granted 73,892 deferred stock units ("DSUs") under the Issuer's 2024 Long-Term Incentive Plan, which vest quarterly over a twelve (12)-month period. Each DSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001641172-25-017797 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 945,509

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001437749-25-017885 · rdgdoc.xml · derivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F1 · kind: On May 19, 2025, the Reporting Person was granted restricted stock units under the Issuer's 2024 Long-Term Incentive Plan ("Plan") for 125,000 shares of common stock, in consideration of the services to be rendered by the Reporting Person to the Company, which shall vest quarterly over a period of three years from May 19, 2025, subject to satisfaction of the Reporting Person's continuous service.

F1 · derivative.exercise_date: On May 19, 2025, the Reporting Person was granted restricted stock units under the Issuer's 2024 Long-Term Incentive Plan ("Plan") for 125,000 shares of common stock, in consideration of the services to be rendered by the Reporting Person to the Company, which shall vest quarterly over a period of three years from May 19, 2025, subject to satisfaction of the Reporting Person's continuous service.

F1 · derivative.expiration_date: On May 19, 2025, the Reporting Person was granted restricted stock units under the Issuer's 2024 Long-Term Incentive Plan ("Plan") for 125,000 shares of common stock, in consideration of the services to be rendered by the Reporting Person to the Company, which shall vest quarterly over a period of three years from May 19, 2025, subject to satisfaction of the Reporting Person's continuous service.

SEC source: 0001171843-25-003336 · ownership.xml · nonDerivative · entry 2

Menawat Arun Swarup · CIK 0001685893 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 587,089

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.70 to $4.78, inclusive. The reporting person undertakes to provide to Profound Medical Corp., any security holder of Profound Medical Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0001171843-25-003336 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,062

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.30 to $4.35, inclusive. The reporting person undertakes to provide to Profound Medical Corp., any security holder of Profound Medical Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

SEC source: 0001437749-25-007342 · rdgdoc.xml · derivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 16,667 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 10, 2025, the Reporting Person was granted 16,667 DSUs under the Issuer's 2024 Long-Term Incentive Plan. A total of 8,333 DSUs vested immediately on the date of grant. Another 4,167 DSUs will vest on June 10, 2025, and an additional 4,167 DSUs will vest on September 10, 2025. Each DSU represents a contingent right to receive one share of common stock of the Issuer.

F1 · derivative.exercise_date: On March 10, 2025, the Reporting Person was granted 16,667 DSUs under the Issuer's 2024 Long-Term Incentive Plan. A total of 8,333 DSUs vested immediately on the date of grant. Another 4,167 DSUs will vest on June 10, 2025, and an additional 4,167 DSUs will vest on September 10, 2025. Each DSU represents a contingent right to receive one share of common stock of the Issuer.

F1 · derivative.expiration_date: On March 10, 2025, the Reporting Person was granted 16,667 DSUs under the Issuer's 2024 Long-Term Incentive Plan. A total of 8,333 DSUs vested immediately on the date of grant. Another 4,167 DSUs will vest on June 10, 2025, and an additional 4,167 DSUs will vest on September 10, 2025. Each DSU represents a contingent right to receive one share of common stock of the Issuer.

SEC source: 0001493152-25-000100 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 901,841

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-24-025866 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845,344

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-24-000114 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 791,869

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-23-023295 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 726,934

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-23-000121 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,315

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-22-018356 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,261

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-22-000296 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,734

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-21-016172 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,285

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-21-000294 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,285

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-20-012665 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,285

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-20-000220 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,285

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-19-009943 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,285

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-19-000102 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,285

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents).

SEC source: 0001289340-18-000067 · edgar.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,285

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents).

SEC source: 0001289340-18-000043 · edgar.xml · derivative · entry 4

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 153,846 shares

Expires 2021-09-29

SEC source: 0001289340-18-000043 · edgar.xml · derivative · entry 3

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,846

Underlying: Common Stock · 153,846 shares

Expires 2021-09-29

F1 · date: On February 28, 2018, the issuer and certain holders of outstanding warrants issued pursuant to the Stock Purchase Agreement dated September 26, 2016, including the reporting person, entered into an amendment to the warrants. The amendment provided that the exercise price of the warrants would be reduced for a limited period of time, provided that at least $6 million of warrants was exercised during the limited period. This condition was satisfied on March 1, 2018.

F2 · price: The transactions reported in the first two lines of Table II above report the amendment of the warrant to temporarily reduce the exercise price from $0.70 per share to $0.28 per share. The amendment is reported as the disposition of the old warrant and the acquisition of a new one. The amendment to the warrant was approved by a transaction committee consisting solely of independent directors for purposes of Rules 16b-3(d) and (e).

SEC source: 0001289340-18-000043 · edgar.xml · derivative · entry 2

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 153,846 shares

Expires 2021-09-29

F1 · date: On February 28, 2018, the issuer and certain holders of outstanding warrants issued pursuant to the Stock Purchase Agreement dated September 26, 2016, including the reporting person, entered into an amendment to the warrants. The amendment provided that the exercise price of the warrants would be reduced for a limited period of time, provided that at least $6 million of warrants was exercised during the limited period. This condition was satisfied on March 1, 2018.

F2 · price: The transactions reported in the first two lines of Table II above report the amendment of the warrant to temporarily reduce the exercise price from $0.70 per share to $0.28 per share. The amendment is reported as the disposition of the old warrant and the acquisition of a new one. The amendment to the warrant was approved by a transaction committee consisting solely of independent directors for purposes of Rules 16b-3(d) and (e).

SEC source: 0001289340-18-000043 · edgar.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,285

SEC source: 0001289340-18-000016 · edgar.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,439

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents).

SEC source: 0000950138-17-000534 · edgar.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,439

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents).

SEC source: 0001289340-16-000157 · edgar.xml · derivative · entry 2

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 155,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Initial conversion/exericise price. The conversion/exercise price is subject to adjustment.

F2 · derivative.exercise_date: The Series A convertible preferred stock is convertible at the election of the holder at anytime and has no expiration date.

F2 · derivative.expiration_date: The Series A convertible preferred stock is convertible at the election of the holder at anytime and has no expiration date.

F3 · derivative.underlying_shares: The number of shares of common stock issued upon conversion was calculated based on the stated value of the convertible preferred stock of $1,000 per share increased by the amount of dividends at a rate of 6% per annum, which was cumulative and accrued daily from the date of issuance on the $1,000 stated value and the conversion price of $.65 per share.

SEC source: 0001289340-16-000157 · edgar.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The number of shares of common stock issued upon conversion was calculated based on the stated value of the convertible preferred stock of $1,000 per share increased by the amount of dividends at a rate of 6% per annum, which was cumulative and accrued daily from the date of issuance on the $1,000 stated value and the conversion price of $.65 per share.

SEC source: 0001289340-16-000153 · edgar.xml · derivative · entry 3

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,846

Underlying: Common Stock · 153,846 shares

Expires 2021-09-29

F2 · derivative.exercise_price: Initial conversion/exercise price. The conversion/exercise price is subject to adjustment.

F5 · kind: The warrants were acquired in connection with the purchase of Series A convertible preferred stock.

F6 · derivative.underlying_shares: The number of shares is based on the initial exercise price of $.70. The exercise price is subject to adjustment.

SEC source: 0001289340-16-000153 · edgar.xml · derivative · entry 2

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 153,846 shares

Expires not disclosed

F2 · derivative.exercise_price: Initial conversion/exercise price. The conversion/exercise price is subject to adjustment.

F3 · derivative.exercise_date: The Series A convertible preferred stock is convertible at the election of the holder at any time and has no expiration date.

F3 · derivative.expiration_date: The Series A convertible preferred stock is convertible at the election of the holder at any time and has no expiration date.

F4 · derivative.underlying_shares: The number of shares is based on the initial conversion price of $.65. The conversion price is subject to adjustment. For purposes of determining the number of shares of common stock upon conversion, the value of the convertible preferred stock will be increased by the amount of dividends at a rate of 6% per annum, which will be cumulative and accrue daily from the date of issuance on the $1,000 stated value.

SEC source: 0001289340-16-000153 · edgar.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest over a period of two (2) years with 50% vesting on the first anniversary of the date of the grant and the remaining 50% vesting on the second anniversary of the date of the grant.