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person · Reporting owner

Noto Anthony

Disclosed activity across 4 companies

Tapewire entity
33918
SEC CIK
0001613438

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FRANKLIN TEMPLETON INCBEN · Entity 462DirectorFebruary 03, 2026February 04, 2026
SoFi Technologies, Inc.SOFI · Entity 3232Director · Chief Executive OfficerSeptember 14, 2026September 16, 2026
TWITTER, INC.TWTR · Entity 15435COOFebruary 11, 2018February 14, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FRANKLIN TEMPLETON INC

Report date February 03, 2026 · Filed February 04, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.10SEC Table I · non-derivativeDirect47,152 Reported balance After 2026-02-03 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2026-02-03 · Grant · Acquired 7,593 · Balance 47,152

F1: Due to administrative error, this amendment is solely to correct the transaction date, no other change.

Filing footnotes · ownership attribution and instrument terms

F1: Due to administrative error, this amendment is solely to correct the transaction date, no other change.

SoFi Technologies, Inc.

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,276,337 Ending reported balance After 2026-09-14 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-09-14 · Exercise / conversion · Acquired 136,166 · Balance 12,255,208

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Row 2 · 2026-09-14 · Exercise / conversion · Acquired 154,197 · Balance 12,409,405

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Row 3 · 2026-09-14 · Exercise / conversion · Acquired 55,191 · Balance 12,464,596

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Row 4 · 2026-09-14 · Tax withholding · Disposed 188,259 · Balance 12,276,337

F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect816,992 Reported balance After 2026-09-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-14 · Exercise / conversion · Disposed 136,166 · Balance 816,992

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect513,990 Reported balance After 2026-09-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-14 · Exercise / conversion · Disposed 154,197 · Balance 513,990

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect772,668 Reported balance After 2026-09-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-14 · Exercise / conversion · Disposed 55,191 · Balance 772,668

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

TWITTER, INC.

Report date February 11, 2018 · Filed February 14, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,308,267 Last balance in matching sequence After 2018-02-12 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2018-02-11 · Grant · Acquired 30,450 · Balance 2,340,718

F1: Represents the vesting of shares underlying performance restricted stock units (RSUs), earned by the Reporting Person upon achievement of certain performance criteria set by the Issuer's Compensation Committee for fiscal year 2017. The shares underlying the performance RSUs were originally reported at 100% of target. Pursuant to the performance targets set by the Compensation Committee, the Reporting Person was eligible to earn more or less than the target number, depending upon the achievement, if any, of the performance targets set by the Committee.

F2: Of the reported shares 1,414,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Row 2 · 2018-02-12 · Tax withholding · Disposed 32,451 · Balance 2,308,267

F3: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

F2: Of the reported shares 1,414,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of shares underlying performance restricted stock units (RSUs), earned by the Reporting Person upon achievement of certain performance criteria set by the Issuer's Compensation Committee for fiscal year 2017. The shares underlying the performance RSUs were originally reported at 100% of target. Pursuant to the performance targets set by the Compensation Committee, the Reporting Person was eligible to earn more or less than the target number, depending upon the achievement, if any, of the performance targets set by the Committee.

F2: Of the reported shares 1,414,063 shares are represented by RSUs and 40,380 shares are held jointly with the Reporting Person's spouse.

F3: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Warner Bros. Discovery, Inc.

Report date October 06, 2026 · Filed October 07, 2026

Section 16 reporting ended · disclosed 2026-10-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-10-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-06 · Disposition to issuer · Disposed 45,306 · Balance 0

F1: On October 6, 2026, pursuant to the Agreement and Plan of Merger, dated February 27, 2026 (the "Merger Agreement"), by and among Warner Bros. Discovery, Inc. ("WBD"), Skydance Corporation (f/k/a Paramount Skydance Corporation) ("SKYD") and Prince Sub Inc., a wholly owned subsidiary of SKYD ("Merger Sub"), Merger Sub merged with and into WBD, with WBD surviving as a wholly owned subsidiary of SKYD (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each share of WBD's Series A common stock, par value $0.01 per share ("Series A Common Stock"), issued and outstanding immediately prior to the Effective Time (except as otherwise provided in the Merger Agreement) was converted into the right to receive an amount in cash equal to $31.01666668 (the "Per Share Merger Consideration"), without interest.

F3: The total amount beneficially owned reflects a removal from Table I to Table II of Series A Common Stock underlying 9,067 restricted stock units ("RSUs") that have been amended by WBD to provide that such RSUs would be settled solely in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-10-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-06 · Disposition to issuer · Disposed 9,067 · Balance 0

F5: Each RSU represents a right to receive an amount in cash equivalent to the value of one share of Series A Common Stock upon vesting.

F1: On October 6, 2026, pursuant to the Agreement and Plan of Merger, dated February 27, 2026 (the "Merger Agreement"), by and among Warner Bros. Discovery, Inc. ("WBD"), Skydance Corporation (f/k/a Paramount Skydance Corporation) ("SKYD") and Prince Sub Inc., a wholly owned subsidiary of SKYD ("Merger Sub"), Merger Sub merged with and into WBD, with WBD surviving as a wholly owned subsidiary of SKYD (the "Merger").

F6: Under the Merger Agreement, at the Effective Time, each outstanding vested RSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Series A Common Stock subject to the RSU multiplied by (b) the Per Share Merger Consideration, less applicable withholding taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,067 Reported balance Holding disclosure · report date 2026-10-06 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 9,067

F4: On June 9, 2026, the Reporting Person was granted a total of 9,067 RSUs, which were previously reported in Table I of Form 4 by the Reporting Person. Effective October 2, 2026, WBD amended the terms of such previously granted RSUs to provide that such RSUs would be settled solely in cash. Accordingly, such RSUs are now being reported in Table II of Form 4 as derivative securities.

F5: Each RSU represents a right to receive an amount in cash equivalent to the value of one share of Series A Common Stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: On October 6, 2026, pursuant to the Agreement and Plan of Merger, dated February 27, 2026 (the "Merger Agreement"), by and among Warner Bros. Discovery, Inc. ("WBD"), Skydance Corporation (f/k/a Paramount Skydance Corporation) ("SKYD") and Prince Sub Inc., a wholly owned subsidiary of SKYD ("Merger Sub"), Merger Sub merged with and into WBD, with WBD surviving as a wholly owned subsidiary of SKYD (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each share of WBD's Series A common stock, par value $0.01 per share ("Series A Common Stock"), issued and outstanding immediately prior to the Effective Time (except as otherwise provided in the Merger Agreement) was converted into the right to receive an amount in cash equal to $31.01666668 (the "Per Share Merger Consideration"), without interest.

F3: The total amount beneficially owned reflects a removal from Table I to Table II of Series A Common Stock underlying 9,067 restricted stock units ("RSUs") that have been amended by WBD to provide that such RSUs would be settled solely in cash.

F4: On June 9, 2026, the Reporting Person was granted a total of 9,067 RSUs, which were previously reported in Table I of Form 4 by the Reporting Person. Effective October 2, 2026, WBD amended the terms of such previously granted RSUs to provide that such RSUs would be settled solely in cash. Accordingly, such RSUs are now being reported in Table II of Form 4 as derivative securities.

F5: Each RSU represents a right to receive an amount in cash equivalent to the value of one share of Series A Common Stock upon vesting.

F6: Under the Merger Agreement, at the Effective Time, each outstanding vested RSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Series A Common Stock subject to the RSU multiplied by (b) the Per Share Merger Consideration, less applicable withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2026 Filed Oct 7, 2026 00:38 UTC Warner Bros. Discovery, Inc. WBD · Entity 2976 Disposition to issuerRestricted Stock Units · Derivative 9,067 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-26-000026 · wk-form4_1791333510.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 9,067 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a right to receive an amount in cash equivalent to the value of one share of Series A Common Stock upon vesting.

F1 · kind: On October 6, 2026, pursuant to the Agreement and Plan of Merger, dated February 27, 2026 (the "Merger Agreement"), by and among Warner Bros. Discovery, Inc. ("WBD"), Skydance Corporation (f/k/a Paramount Skydance Corporation) ("SKYD") and Prince Sub Inc., a wholly owned subsidiary of SKYD ("Merger Sub"), Merger Sub merged with and into WBD, with WBD surviving as a wholly owned subsidiary of SKYD (the "Merger").

F6 · price: Under the Merger Agreement, at the Effective Time, each outstanding vested RSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Series A Common Stock subject to the RSU multiplied by (b) the Per Share Merger Consideration, less applicable withholding taxes.

F6 · derivative.exercise_date: Under the Merger Agreement, at the Effective Time, each outstanding vested RSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Series A Common Stock subject to the RSU multiplied by (b) the Per Share Merger Consideration, less applicable withholding taxes.

F6 · derivative.expiration_date: Under the Merger Agreement, at the Effective Time, each outstanding vested RSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Series A Common Stock subject to the RSU multiplied by (b) the Per Share Merger Consideration, less applicable withholding taxes.

Read SEC document
October 06, 2026 Filed Oct 7, 2026 00:38 UTC Warner Bros. Discovery, Inc. WBD · Entity 2976 Disposition to issuerSeries A Common Stock 45,306 $31.02 $1,405,242.61
Disclosure

SEC source: 0001613438-26-000026 · wk-form4_1791333510.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On October 6, 2026, pursuant to the Agreement and Plan of Merger, dated February 27, 2026 (the "Merger Agreement"), by and among Warner Bros. Discovery, Inc. ("WBD"), Skydance Corporation (f/k/a Paramount Skydance Corporation) ("SKYD") and Prince Sub Inc., a wholly owned subsidiary of SKYD ("Merger Sub"), Merger Sub merged with and into WBD, with WBD surviving as a wholly owned subsidiary of SKYD (the "Merger").

F2 · price: At the effective time of the Merger (the "Effective Time"), each share of WBD's Series A common stock, par value $0.01 per share ("Series A Common Stock"), issued and outstanding immediately prior to the Effective Time (except as otherwise provided in the Merger Agreement) was converted into the right to receive an amount in cash equal to $31.01666668 (the "Per Share Merger Consideration"), without interest.

F3 · balance_after: The total amount beneficially owned reflects a removal from Table I to Table II of Series A Common Stock underlying 9,067 restricted stock units ("RSUs") that have been amended by WBD to provide that such RSUs would be settled solely in cash.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 01:00 UTC Warner Bros. Discovery, Inc. WBD · Entity 2976 GrantSeries A Common Stock 929 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000024 · wk-form4_1790888403.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,373

F1 · shares: Mr. Noto elected to receive shares of common stock in lieu of a quarterly cash retainer in respect of his services as a director.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 55,191 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000022 · wk-form4_1789602225.xml · derivative · entry 7

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,668

Underlying: Common Stock · 55,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F5 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

F5 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 154,197 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000022 · wk-form4_1789602225.xml · derivative · entry 6

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,990

Underlying: Common Stock · 154,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 136,166 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000022 · wk-form4_1789602225.xml · derivative · entry 5

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 816,992

Underlying: Common Stock · 136,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Tax withholdingCommon Stock 188,259 $17.32 $3,260,645.88
Disclosure

SEC source: 0001613438-26-000022 · wk-form4_1789602225.xml · nonDerivative · entry 4

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,276,337

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 55,191 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-26-000022 · wk-form4_1789602225.xml · nonDerivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,464,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 154,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-26-000022 · wk-form4_1789602225.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,409,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 136,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-26-000022 · wk-form4_1789602225.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,255,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:35 UTC Warner Bros. Discovery, Inc. WBD · Entity 2976 GrantSeries A Common Stock 1,079 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000020 · wk-form4_1782938127.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,444

F1 · shares: Mr. Noto elected to receive shares of common stock in lieu of a quarterly cash retainer in respect of his services as a director.

Read SEC document
June 16, 2026 Filed Jun 16, 2026 20:15 UTC SoFi Technologies, Inc. SOFI · Entity 3232 PurchaseCommon Stock 13,888 $18.06 $250,786.73
Disclosure

SEC source: 0001613438-26-000016 · wk-form4_1781640941.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,960,507

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $18.0578 reported in Column 4 is the weighted average purchase price for the 13,888 shares acquired by the Reporting Person within a range of $18.025 to $18.070 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:01 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 55,190 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000018 · wk-form4_1781740901.xml · derivative · entry 7

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 827,859

Underlying: Common Stock · 55,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F5 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

F5 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:01 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 154,198 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000018 · wk-form4_1781740901.xml · derivative · entry 6

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,187

Underlying: Common Stock · 154,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:01 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 136,165 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000018 · wk-form4_1781740901.xml · derivative · entry 5

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 953,158

Underlying: Common Stock · 136,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:01 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Tax withholdingCommon Stock 187,018 $16.58 $3,100,758.44
Disclosure

SEC source: 0001613438-26-000018 · wk-form4_1781740901.xml · nonDerivative · entry 4

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,119,042

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:01 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 55,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-26-000018 · wk-form4_1781740901.xml · nonDerivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,306,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:01 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 154,198 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-26-000018 · wk-form4_1781740901.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,250,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:01 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 136,165 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-26-000018 · wk-form4_1781740901.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,096,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:55 UTC Warner Bros. Discovery, Inc. WBD · Entity 2976 GrantSeries A Common Stock 9,067 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000014 · wk-form4_1781211312.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,365

Read SEC document
May 11, 2026 Filed May 11, 2026 18:58 UTC SoFi Technologies, Inc. SOFI · Entity 3232 PurchaseCommon Stock 15,545 $16.00 $248,780.63
Disclosure

SEC source: 0001613438-26-000012 · wk-form4_1778525889.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,946,619

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $16.0039 reported in Column 4 is the weighted average purchase price for the 15,545 shares acquired by the Reporting Person within a range of $15.99 to $16.05 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
May 08, 2026 Filed May 8, 2026 20:02 UTC SoFi Technologies, Inc. SOFI · Entity 3232 PurchaseCommon Stock 15,878 $15.73 $249,768.88
Disclosure

SEC source: 0001613438-26-000010 · wk-form4_1778270533.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,931,074

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $15.7305 reported in Column 4 is the weighted average purchase price for the 15,878 shares acquired by the Reporting Person within a range of $15.68 to $15.75 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
March 27, 2026 Filed Mar 30, 2026 21:35 UTC Warner Bros. Discovery, Inc. WBD · Entity 2976 GrantSeries A Common Stock 1,063 $0.00 $0.00
Disclosure

SEC source: 0001437107-26-000036 · wk-form4_1774904695.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,298

F1 · shares: Mr. Noto elected to receive shares of common stock in lieu of quarterly cash retainer in respect of his services as a director.

Read SEC document
March 17, 2026 Filed Mar 17, 2026 20:05 UTC SoFi Technologies, Inc. SOFI · Entity 3232 PurchaseCommon Stock 28,900 $17.32 $500,516.21
Disclosure

SEC source: 0001613438-26-000006 · wk-form4_1773777942.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,704,352

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $17.3189 reported in Column 4 is the weighted average purchase price for the 28,900 shares acquired by the Reporting Person within a range of $17.255 to $17.340 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
March 16, 2026 Filed Mar 19, 2026 00:16 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 154,197 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000008 · wk-form4_1773879399.xml · derivative · entry 5

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 822,385

Underlying: Common Stock · 154,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
March 16, 2026 Filed Mar 19, 2026 00:16 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 305,651 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000008 · wk-form4_1773879399.xml · derivative · entry 4

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,089,323

Underlying: Common Stock · 305,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024.

Read SEC document
March 16, 2026 Filed Mar 19, 2026 00:16 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Tax withholdingCommon Stock 249,004 $17.76 $4,422,311.04
Disclosure

SEC source: 0001613438-26-000008 · wk-form4_1773879399.xml · nonDerivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,915,196

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
March 16, 2026 Filed Mar 19, 2026 00:16 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 154,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-26-000008 · wk-form4_1773879399.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,164,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
March 16, 2026 Filed Mar 19, 2026 00:16 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 305,651 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-26-000008 · wk-form4_1773879399.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,010,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 23:18 UTC SoFi Technologies, Inc. SOFI · Entity 3232 GrantRestricted Stock Unit · Derivative 883,049 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000004 · wk-form4_1773443928.xml · derivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 883,049

Underlying: Common Stock · 883,049 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

Read SEC document
March 02, 2026 Filed Mar 2, 2026 20:36 UTC SoFi Technologies, Inc. SOFI · Entity 3232 PurchaseCommon Stock 56,000 $17.88 $1,001,515.20
Disclosure

SEC source: 0001613438-26-000002 · wk-form4_1772483795.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,675,452

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $17.8842 reported in Column 4 is the weighted average purchase price for the 56,000 shares acquired by the Reporting Person within a range of $17.500 to $18.205 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
February 04, 2026 Filed Feb 4, 2026 20:18 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantCommon Stock, par value $.10 7,593 $27.00 $205,011.00
Disclosure

SEC source: 0000038777-26-000037 · form4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,152

Read SEC document
February 03, 2026 Filed Feb 4, 2026 22:09 UTC Amendment FRANKLIN TEMPLETON INC BEN · Entity 462 GrantCommon Stock, par value $.10 7,593 $27.00 $205,011.00
Disclosure

SEC source: 0000038777-26-000049 · form4a.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,152

F1 · date: Due to administrative error, this amendment is solely to correct the transaction date, no other change.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 22:50 UTC Warner Bros. Discovery, Inc. WBD · Entity 2976 GrantSeries A Common Stock 1,036 $0.00 $0.00
Disclosure

SEC source: 0001437107-25-000226 · wk-form4_1766530199.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,235

F1 · shares: Mr. Noto elected to receive shares of common stock in lieu of a quarterly cash retainer in respect of his services as a director.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 17,134 $0.00 $0.00
Disclosure

SEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · derivative · entry 5

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 976,582

Underlying: Common Stock · 17,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 559,716 $0.00 $0.00
Disclosure

SEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · derivative · entry 4

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,394,974

Underlying: Common Stock · 559,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 28, 2022, March 22, 2023, and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 28, 2022, March 22, 2023, and March 13, 2024.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Tax withholdingCommon Stock 305,304 $27.28 $8,328,693.12
Disclosure

SEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · nonDerivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,619,452

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 17,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,924,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 559,716 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,907,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
November 05, 2025 Filed Nov 8, 2025 02:22 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionPerformance Stock Units · Derivative 2,142,859 $0.00 $0.00
Disclosure

SEC source: 0001613438-25-000006 · wk-form4_1762568555.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,285,719

Underlying: Common Stock · 2,142,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.

F1 · derivative.exercise_date: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.

F1 · derivative.expiration_date: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.

Read SEC document
November 05, 2025 Filed Nov 8, 2025 02:22 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Tax withholdingCommon Stock 1,133,722 $27.16 $30,791,889.52
Disclosure

SEC source: 0001613438-25-000006 · wk-form4_1762568555.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,347,906

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled PSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
November 05, 2025 Filed Nov 8, 2025 02:22 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 2,142,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-25-000006 · wk-form4_1762568555.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,481,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.

F2 · price: PSUs convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 21:03 UTC Warner Bros. Discovery, Inc. WBD · Entity 2976 GrantSeries A Common Stock 1,473 $0.00 $0.00
Disclosure

SEC source: 0001437107-25-000205 · wk-form4_1759352600.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,199

F1 · shares: Mr. Noto elected to receive shares of common stock in lieu of a quarterly cash retainer in respect of his services as a director.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 22:06 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 17,133 $0.00 $0.00
Disclosure

SEC source: 0001613438-25-000004 · wk-form4_1758146772.xml · derivative · entry 5

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 993,716

Underlying: Common Stock · 17,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 22:06 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionRestricted Stock Unit · Derivative 559,714 $0.00 $0.00
Disclosure

SEC source: 0001613438-25-000004 · wk-form4_1758146772.xml · derivative · entry 4

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,954,690

Underlying: Common Stock · 559,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 28, 2022, March 22, 2023, and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 28, 2022, March 22, 2023, and March 13, 2024.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 22:06 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Tax withholdingCommon Stock 301,821 $26.55 $8,013,347.55
Disclosure

SEC source: 0001613438-25-000004 · wk-form4_1758146772.xml · nonDerivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,338,769

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 22:06 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 17,133 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-25-000004 · wk-form4_1758146772.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,640,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 22:06 UTC SoFi Technologies, Inc. SOFI · Entity 3232 Exercise / conversionCommon Stock 559,714 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-25-000004 · wk-form4_1758146772.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,623,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
August 28, 2025 Filed Aug 28, 2025 22:37 UTC SoFi Technologies, Inc. SOFI · Entity 3232 OtherPrepaid Forward Contract · Derivative 1,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-25-000193 · wk-form4_1756420638.xml · derivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 1,500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On August 28, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about August 28, 2028 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $24,107,850. The Reporting Person pledged 1,500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · derivative.exercise_price: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock prior to the Maturity Date (the "Settlement Price") is less than $49.18 ("Cap Level") but greater than $18.21 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · derivative.exercise_price: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

F1 · kind: On August 28, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about August 28, 2028 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $24,107,850. The Reporting Person pledged 1,500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · kind: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock prior to the Maturity Date (the "Settlement Price") is less than $49.18 ("Cap Level") but greater than $18.21 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · kind: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

F1 · price: On August 28, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about August 28, 2028 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $24,107,850. The Reporting Person pledged 1,500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · price: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock prior to the Maturity Date (the "Settlement Price") is less than $49.18 ("Cap Level") but greater than $18.21 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · price: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

F1 · derivative.exercise_date: On August 28, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about August 28, 2028 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $24,107,850. The Reporting Person pledged 1,500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · derivative.exercise_date: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock prior to the Maturity Date (the "Settlement Price") is less than $49.18 ("Cap Level") but greater than $18.21 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · derivative.exercise_date: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

F1 · derivative.expiration_date: On August 28, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about August 28, 2028 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $24,107,850. The Reporting Person pledged 1,500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · derivative.expiration_date: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock prior to the Maturity Date (the "Settlement Price") is less than $49.18 ("Cap Level") but greater than $18.21 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · derivative.expiration_date: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

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June 30, 2025 Filed Jul 3, 2025 12:21 UTC Warner Bros. Discovery, Inc. WBD · Entity 2976 GrantSeries A Common Stock 2,509 $0.00 $0.00
Disclosure

SEC source: 0001437107-25-000164 · wk-form4_1751545254.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,726

F1 · shares: Mr. Noto elected to receive shares of common stock in lieu of a quarterly cash retainer in respect of his services as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.