Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICOLD REALTY TRUSTCOLD · Entity 4019 | Director | May 18, 2026 | May 20, 2026 |
| ATLAS TECHNICAL CONSULTANTS, INC.ATCX · Entity 15871 | Director | March 19, 2020 | March 23, 2020 |
| COMPASS MINERALS INTERNATIONAL INCCMP · Entity 4940 | Director | September 30, 2026 | October 02, 2026 |
| CST BRANDS, LLCCST · Entity 153560 | Director | June 28, 2017 | June 30, 2017 |
| LSB INDUSTRIES, INC.LXU · Entity 5122 | Director | June 02, 2017 | June 06, 2017 |
| NCR Atleos CorpNATL · Entity 4147 | Director | September 30, 2026 | October 03, 2026 |
| NCR Voyix CorpNCR · Entity 293 | Director | September 29, 2023 | October 03, 2023 |
| RideNow Group, Inc.RMBL · Entity 6256 | Director | June 05, 2019 | June 06, 2019 |
| SilverBox Corp IIISBXC · Entity 116368 | Founding Partner · 10% owner | February 27, 2023 | February 28, 2023 |
| SilverBox Corp IVSBXD · Entity 6036 | Founding Partner · 10% owner | August 15, 2024 | August 15, 2024 |
| SilverBox Corp VSBXE · Entity 5781 | Founding Partner · 10% owner | December 02, 2025 | December 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICOLD REALTY TRUST
Report date May 18, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Operating Partnership Profits UnitsSEC Table II · derivative / convertible security | Direct | 12,422 |
Reported balance
After 2026-05-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-18 · Grant · Acquired 12,422 · Balance 12,422 F1: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of Americold Realty Trust, Inc. stockholders following the grant date. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F2: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of Americold Realty Trust, Inc. stockholders following the grant date. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.
F2: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.
ATLAS TECHNICAL CONSULTANTS, INC.
Report date March 19, 2020 · Filed March 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 76,280 |
Reported balance
After 2020-03-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-19 · Grant · Acquired 18,592 · Balance 76,280 F1: On March 19, 2020 (the "Grant Date") the Reporting Person received an award of restricted stock units ("RSUs"), which were fully vested as of the Grant Date. Each RSU represents the right to receive one share of Class A common stock, par value $0.0001 per share ("Class A common stock"), of Atlas Technical Consultants, Inc. Except as otherwise provide in the applicable RSU award agreement, the shares of Class A common stock underlying the RSUs will be delivered to the Reporting Person on December 1, 2020 or within 30 days thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 19, 2020 (the "Grant Date") the Reporting Person received an award of restricted stock units ("RSUs"), which were fully vested as of the Grant Date. Each RSU represents the right to receive one share of Class A common stock, par value $0.0001 per share ("Class A common stock"), of Atlas Technical Consultants, Inc. Except as otherwise provide in the applicable RSU award agreement, the shares of Class A common stock underlying the RSUs will be delivered to the Reporting Person on December 1, 2020 or within 30 days thereafter.
COMPASS MINERALS INTERNATIONAL INC
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 97,372 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 1,702 · Balance 97,372 F1: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 21,000 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.
CST BRANDS, LLC
Report date June 28, 2017 · Filed June 30, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.01SEC Table I · non-derivative | Direct | 5,361 |
Ending reported balance
After 2017-06-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-06-28 · Exercise / conversion · Acquired 2,793 · Balance 8,154 F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). Row 2 · 2017-06-28 · Disposition to issuer · Disposed 2,793 · Balance 5,361 F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-06-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-06-28 · Exercise / conversion · Disposed 2,793 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
F2: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K.
F3: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement).
LSB INDUSTRIES, INC.
Report date June 02, 2017 · Filed June 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,941 |
Reported balance
After 2017-06-02 transaction · row 1
1 source rowRow 1 · 2017-06-02 · Grant · Acquired 6,332 · Balance 10,941 F1: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the June 2, 2017 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the June 2, 2017 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control.
NCR Atleos Corp
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,736 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 1,273 · Balance 13,736 F1: These are stocks acquired under the NCR Atleos Director Compensation Program (the "Compensation Program") as part of the reporting person's quarterly cash retainer. The reporting person elected to defer receipt of the quarterly cash retainer as NCR Atleos common stock to be received following the termination of the reporting person's service as a director. F2: The phantom stock units are converted into common stock on a one-for-one basis. F3: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: These are stocks acquired under the NCR Atleos Director Compensation Program (the "Compensation Program") as part of the reporting person's quarterly cash retainer. The reporting person elected to defer receipt of the quarterly cash retainer as NCR Atleos common stock to be received following the termination of the reporting person's service as a director.
F2: The phantom stock units are converted into common stock on a one-for-one basis.
F3: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.
NCR Voyix Corp
Report date September 29, 2023 · Filed October 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,596 |
Reported balance
After 2023-09-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-09-29 · Grant · Acquired 2,596 · Balance 2,596 F1: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program. F2: The phantom stock units are converted into common stock on a one-for-one basis. F3: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.
F2: The phantom stock units are converted into common stock on a one-for-one basis.
F3: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.
RideNow Group, Inc.
Report date June 05, 2019 · Filed June 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 40,000 |
Reported balance
After 2019-06-05 transaction · row 1
1 source rowRow 1 · 2019-06-05 · Purchase · Acquired 10,000 · Balance 40,000 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 35,000 |
Reported balance
Holding disclosure · report date 2019-06-05 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 35,000 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock. F2: These RSUs were granted on June 3, 2019. F3: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,115 |
Reported balance
Holding disclosure · report date 2019-06-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 15,115 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock. F4: These RSUs were granted on October 8, 2018. F5: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.
F2: These RSUs were granted on June 3, 2019.
F3: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.
F4: These RSUs were granted on October 8, 2018.
F5: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.
SilverBox Corp III
Report date February 27, 2023 · Filed February 28, 2023
Jointly reported with SilverBox Engaged Sponsor III LLC, BOXWOOD HOLDINGS II LLC, Kadenacy Stephen M
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2023-02-27 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-269713) under the heading "Description of Securities - Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: These shares represent Class B common stock held SilverBox Sponsor III LLC, acquired pursuant to a subscription agreement by and between SilverBox Sponsor III LLC and the issuer. The Class B common stock owned by the reporting person includes up to 450,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. F3: SilverBox Sponsor III LLC is the record holder of the shares reported herein. Boxwood Holdings II LLC is the managing member of SilverBox Sponsor III LLC, Mr. Kadenacy, the issuer's Chairman and Chief Executive Officer and Mr. Reece, the issuer's Founding Partner, are each a principal of Boxwood Holdings II LLC. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by SilverBox Sponsor III LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interests they may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-269713) under the heading "Description of Securities - Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
F2: These shares represent Class B common stock held SilverBox Sponsor III LLC, acquired pursuant to a subscription agreement by and between SilverBox Sponsor III LLC and the issuer. The Class B common stock owned by the reporting person includes up to 450,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
F3: SilverBox Sponsor III LLC is the record holder of the shares reported herein. Boxwood Holdings II LLC is the managing member of SilverBox Sponsor III LLC, Mr. Kadenacy, the issuer's Chairman and Chief Executive Officer and Mr. Reece, the issuer's Founding Partner, are each a principal of Boxwood Holdings II LLC. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by SilverBox Sponsor III LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interests they may have therein, directly or indirectly.
SilverBox Corp IV
Report date August 15, 2024 · Filed August 15, 2024
Jointly reported with SilverBox Sponsor IV LLC, Kadenacy Stephen M
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2024-08-15 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-280315) under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: These shares represent Class B ordinary shares held SilverBox Sponsor IV LLC, acquired pursuant to a subscription agreement by and between SilverBox Sponsor IV LLC and the issuer. The Class B ordinary shares owned by the reporting person includes up to 750,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. F3: SilverBox Sponsor IV LLC is the record holder of the shares reported herein. Boxwood Holdings III LLC is the managing member of SilverBox Sponsor IV LLC, Mr. Kadenacy, the issuer's Chairman and Chief Executive Officer and Mr. Reece, the issuer's Founding Partner, are each a principal of Boxwood Holdings III LLC. As such, they may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by SilverBox Sponsor IV LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interests they may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-280315) under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
F2: These shares represent Class B ordinary shares held SilverBox Sponsor IV LLC, acquired pursuant to a subscription agreement by and between SilverBox Sponsor IV LLC and the issuer. The Class B ordinary shares owned by the reporting person includes up to 750,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
F3: SilverBox Sponsor IV LLC is the record holder of the shares reported herein. Boxwood Holdings III LLC is the managing member of SilverBox Sponsor IV LLC, Mr. Kadenacy, the issuer's Chairman and Chief Executive Officer and Mr. Reece, the issuer's Founding Partner, are each a principal of Boxwood Holdings III LLC. As such, they may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by SilverBox Sponsor IV LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interests they may have therein, directly or indirectly.
SilverBox Corp V
Report date December 02, 2025 · Filed December 02, 2025
Jointly reported with SilverBox Sponsor V LLC, Kadenacy Stephen M
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary sharesSEC Table I · non-derivative | Direct | 195,000 |
Reported balance
Holding disclosure · report date 2025-12-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 195,000 F1: Represents Class A ordinary shares, par value $0.0001 per share, of the Issuer (the "Private Placement Shares") that are included in the 195,000 private placement units (the "Private Placement Units") that will be purchased by SilverBox Sponsor V LLC (the "Sponsor") from the Issuer in a private placement at $10.00 per Private Placement Unit, as described in the Issuer's registration statement on Form S-1 (File No. 333-289783) (the "Registration Statement"). Each Private Placement Unit is comprised of one Private Placement Share and one-third of one redeemable warrant (the "Private Placement Warrants"), each whole Private Placement Warrant exercisable to purchase one Private Placement Share. Does not represent any Private Placement Shares issuable upon the exercise of Private Placement Warrants. |
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2025-12-02 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: As described in the Registration Statement under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F3: These shares represent Class B ordinary shares held by the Sponsor, acquired pursuant to a subscription agreement by and between the Sponsor and the Issuer. The Class B ordinary shares owned by the reporting persons includes up to 900,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. F4: The Sponsor is the record holder of the shares reported herein. Boxwood Holdings V LLC is the managing member of the Sponsor, Mr. Kadenacy, the issuer's Chairman and Chief Executive Officer and Mr. Reece, the Issuer's Founding Partner, are each a principal of Boxwood Holdings V LLC. As such, they may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by the Sponsor. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interests they may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Class A ordinary shares, par value $0.0001 per share, of the Issuer (the "Private Placement Shares") that are included in the 195,000 private placement units (the "Private Placement Units") that will be purchased by SilverBox Sponsor V LLC (the "Sponsor") from the Issuer in a private placement at $10.00 per Private Placement Unit, as described in the Issuer's registration statement on Form S-1 (File No. 333-289783) (the "Registration Statement"). Each Private Placement Unit is comprised of one Private Placement Share and one-third of one redeemable warrant (the "Private Placement Warrants"), each whole Private Placement Warrant exercisable to purchase one Private Placement Share. Does not represent any Private Placement Shares issuable upon the exercise of Private Placement Warrants.
F2: As described in the Registration Statement under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
F3: These shares represent Class B ordinary shares held by the Sponsor, acquired pursuant to a subscription agreement by and between the Sponsor and the Issuer. The Class B ordinary shares owned by the reporting persons includes up to 900,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
F4: The Sponsor is the record holder of the shares reported herein. Boxwood Holdings V LLC is the managing member of the Sponsor, Mr. Kadenacy, the issuer's Chairman and Chief Executive Officer and Mr. Reece, the Issuer's Founding Partner, are each a principal of Boxwood Holdings V LLC. As such, they may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by the Sponsor. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interests they may have therein, directly or indirectly.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BRC Inc.
Report date August 10, 2022 · Filed August 11, 2022
Jointly reported with SILVERBOX ENGAGED SPONSOR LLC, SilverBox Capital LLC, Kadenacy Stephen M
Section 16 reporting ended · disclosed 2022-08-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-08-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-08-10 · Other · Disposed 8,315,759 · Balance 0 F1: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC (the "Sponsor"), and Mr. Reece and Mr. Kadenacy are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class A common stock held directly by the Sponsor. Represents the distribution of shares of Class A common stock of BRC Inc. for no consideration by the Sponsor to its members on a pro rata basis in accordance with their respective interests. As a result, the Sponsor and the other reporting persons are no longer a 10% Owner. |
Filing footnotes · ownership attribution and instrument terms
F1: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC (the "Sponsor"), and Mr. Reece and Mr. Kadenacy are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class A common stock held directly by the Sponsor. Represents the distribution of shares of Class A common stock of BRC Inc. for no consideration by the Sponsor to its members on a pro rata basis in accordance with their respective interests. As a result, the Sponsor and the other reporting persons are no longer a 10% Owner.
Del Frisco's Restaurant Group, Inc.
Report date September 25, 2019 · Filed September 25, 2019
Section 16 reporting ended · disclosed 2019-09-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-09-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-09-25 · Disposition to issuer · Disposed 50,000 · Balance 9,570 F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of June 23, 2019, by and among issuer, Harlan Parent, Inc. and Harlan Merger Sub, Inc. (the "Merger Agreement"), pursuant to which Merger Sub Inc. merged with and into the issuer (the "Merger") effective as of September 25, 2019. Row 2 · 2019-09-25 · Disposition to issuer · Disposed 9,570 · Balance 0 F2: Pursuant to the Merger Agreement, each restricted stock share outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to $8. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of June 23, 2019, by and among issuer, Harlan Parent, Inc. and Harlan Merger Sub, Inc. (the "Merger Agreement"), pursuant to which Merger Sub Inc. merged with and into the issuer (the "Merger") effective as of September 25, 2019.
F2: Pursuant to the Merger Agreement, each restricted stock share outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to $8.
Quotient Technology Inc.
Report date September 05, 2023 · Filed September 07, 2023
Section 16 reporting ended · disclosed 2023-09-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-09-05 transaction · row 1
1 source rowRow 1 · 2023-09-05 · Disposition to issuer · Disposed 150,520 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of June 20, 2023 (the "Merger Agreement"), by and among the Issuer, CB Neptune Holdings, LLC, a Delaware limited liability company ("Parent"), and NRS Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), effective September 5, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding, non-dissenting share of the Issuer's common stock and each Issuer restricted stock unit ("RSU") outstanding as of immediately prior to the Effective Time automatically converted into the right to receive $4.00 in cash, without interest thereon and subject to applicable withholding taxes, with the exception of 40,095 of the 44,080 RSUs the Reporting Person was awarded on August 3, 2023, which were cancelled for no consideration in accordance with their terms, with such cancellation being exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rules 16a-4(d) and 16b-6(d) thereunder. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of June 20, 2023 (the "Merger Agreement"), by and among the Issuer, CB Neptune Holdings, LLC, a Delaware limited liability company ("Parent"), and NRS Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), effective September 5, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").
F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding, non-dissenting share of the Issuer's common stock and each Issuer restricted stock unit ("RSU") outstanding as of immediately prior to the Effective Time automatically converted into the right to receive $4.00 in cash, without interest thereon and subject to applicable withholding taxes, with the exception of 40,095 of the 44,080 RSUs the Reporting Person was awarded on August 3, 2023, which were cancelled for no consideration in accordance with their terms, with such cancellation being exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rules 16a-4(d) and 16b-6(d) thereunder.
SILVERBOX ENGAGED MERGER CORP I
Report date February 09, 2022 · Filed February 09, 2022
Jointly reported with SILVERBOX ENGAGED SPONSOR LLC, SilverBox Capital LLC, Kadenacy Stephen M
Section 16 reporting ended · disclosed 2022-02-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-02-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-02-09 · Other · Disposed 4,812,243 · Balance 0 F1: Represents Class B common stock converted into shares of Class A common stock of BRC Inc. ("PubCo") through a series of transactions in connection with the business combination of the Issuer and Authentic Brands LLC ("Authentic Brands"), pursuant to that certain Business Combination Agreement, dated as of November 2, 2021, by and among the Issuer, Authentic Brands, PubCo and the other entities party thereto. F2: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC, and Mr. Reece and Mr. Kadenacy, the Issuer's Chairman and Chief Executive Officer, respectively, are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by SilverBox Engaged Sponsor LLC. Such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest such person may have therein, directly or indirectly. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2027-02-09 | Direct | 0 |
Reported balance
After 2022-02-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-02-09 · Other · Acquired 6,266,667 · Balance 0 F1: Represents Class B common stock converted into shares of Class A common stock of BRC Inc. ("PubCo") through a series of transactions in connection with the business combination of the Issuer and Authentic Brands LLC ("Authentic Brands"), pursuant to that certain Business Combination Agreement, dated as of November 2, 2021, by and among the Issuer, Authentic Brands, PubCo and the other entities party thereto. F2: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC, and Mr. Reece and Mr. Kadenacy, the Issuer's Chairman and Chief Executive Officer, respectively, are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by SilverBox Engaged Sponsor LLC. Such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest such person may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Class B common stock converted into shares of Class A common stock of BRC Inc. ("PubCo") through a series of transactions in connection with the business combination of the Issuer and Authentic Brands LLC ("Authentic Brands"), pursuant to that certain Business Combination Agreement, dated as of November 2, 2021, by and among the Issuer, Authentic Brands, PubCo and the other entities party thereto.
F2: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC, and Mr. Reece and Mr. Kadenacy, the Issuer's Chairman and Chief Executive Officer, respectively, are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by SilverBox Engaged Sponsor LLC. Such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest such person may have therein, directly or indirectly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2021 Filed May 17, 2021 23:09 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionDeferred Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-21-000114 · wf-form4_162129294181431.xml · derivative · entry 3 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Deferred Stock Units · 2,500 shares Expires 2021-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2021 Filed May 17, 2021 23:09 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-21-000114 · wf-form4_162129294181431.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:06 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 359 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-21-000073 · wf-form4_161730745945052.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,684 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 22:42 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 94 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-21-000062 · wf-form4_161653933608499.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,325 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:48 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-21-000016 · wf-form4_160988332194319.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,231 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 21:47 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000214 · wf-form4_160815522802369.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,866 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 18:49 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000192 · wf-form4_160157815068468.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,771 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:43 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 132 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000181 · wf-form4_160028178191979.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,391 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 19:38 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000153 · wf-form4_159363231262648.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,259 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 21:23 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000136 · wf-form4_159234258864219.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,797 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| May 14, 2020 Filed May 15, 2020 19:06 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantDeferred Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000116 · wf-form4_158956955299882.xml · derivative · entry 3 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Deferred Stock Units · 2,500 shares Expires 2021-05-14 F2 · shares: Represents annual grant of deferred stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date. Read SEC document |
| May 14, 2020 Filed May 15, 2020 19:06 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 561 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000116 · wf-form4_158956955299882.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,730 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 21:05 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000078 · wf-form4_158577510504370.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,169 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 22:11 UTC | ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 | GrantClass A common stock | 18,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-007176 · ownership.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,280 F1 · security: On March 19, 2020 (the "Grant Date") the Reporting Person received an award of restricted stock units ("RSUs"), which were fully vested as of the Grant Date. Each RSU represents the right to receive one share of Class A common stock, par value $0.0001 per share ("Class A common stock"), of Atlas Technical Consultants, Inc. Except as otherwise provide in the applicable RSU award agreement, the shares of Class A common stock underlying the RSUs will be delivered to the Reporting Person on December 1, 2020 or within 30 days thereafter. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:34 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000054 · wf-form4_158447367445119.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,902 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 20:18 UTC | ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 | OtherClass A Common Stock | 32,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-007885 · doc4.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,688 F1 · shares: In connection with the acquisition (the "Acquisition") of Atlas Technical Consultants, Inc. ("Atlas") by Boxwood Merger Corporation, Inc. ("Boxwood"), Helena Capital Advisors, LP ("Helena") along with other financial advisors and underwriters, elected to receive their respective fees in connection with the Acquisition in the form of Class A common stock of Atlas ("Class A common stock") in lieu of cash. As Mr. Reece resigned from Helena on October 14th, 2019, he did not participate in the election to receive shares of Class A common stock in lieu of a cash fee. On November 5, 2019, Mr. Reece executed a separation agreement with Helena (the "Separation Agreement") where he released all claims on future equity and also assumed certain obligations. F2 · shares: (continued from footnote 1) The Separation Agreement obligated Helena to make certain cash payments to Mr. Reece in the future. As Helena elected to receive shares of Class A common stock in lieu of a cash fee in connection with work that it had undertaken for Boxwood, the principals of Helena elected to distribute a portion of these shares to Mr. Reece in satisfaction of the obligation owed him under the Separation Agreement. As a result of this payment under the Separation Agreement, Mr. Reece received 32,688 shares of Class A common stock on March 10th, 2020 with a value of $10.23 per share. Mr. Reece has elected to include these shares of Class A common stock with the securities currently held by Mr. Reece that are subject to a lockup period ending on February 14, 2021 pursuant to a lockup agreement entered into by the Mr. Reece in connection with the Acquisition. F1 · price: In connection with the acquisition (the "Acquisition") of Atlas Technical Consultants, Inc. ("Atlas") by Boxwood Merger Corporation, Inc. ("Boxwood"), Helena Capital Advisors, LP ("Helena") along with other financial advisors and underwriters, elected to receive their respective fees in connection with the Acquisition in the form of Class A common stock of Atlas ("Class A common stock") in lieu of cash. As Mr. Reece resigned from Helena on October 14th, 2019, he did not participate in the election to receive shares of Class A common stock in lieu of a cash fee. On November 5, 2019, Mr. Reece executed a separation agreement with Helena (the "Separation Agreement") where he released all claims on future equity and also assumed certain obligations. F2 · price: (continued from footnote 1) The Separation Agreement obligated Helena to make certain cash payments to Mr. Reece in the future. As Helena elected to receive shares of Class A common stock in lieu of a cash fee in connection with work that it had undertaken for Boxwood, the principals of Helena elected to distribute a portion of these shares to Mr. Reece in satisfaction of the obligation owed him under the Separation Agreement. As a result of this payment under the Separation Agreement, Mr. Reece received 32,688 shares of Class A common stock on March 10th, 2020 with a value of $10.23 per share. Mr. Reece has elected to include these shares of Class A common stock with the securities currently held by Mr. Reece that are subject to a lockup period ending on February 14, 2021 pursuant to a lockup agreement entered into by the Mr. Reece in connection with the Acquisition. Read SEC document |
| February 14, 2020 Filed Feb 20, 2020 00:29 UTC | ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 | Exercise / conversionClass F Common Stock · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005163 · doc4.xml · derivative · entry 2 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the consummation of the initial business combination (the "Closing") of Atlas Technical Consultants, Inc. (the "Issuer") on February 14, 2020, each outstanding share of the Issuer's Class F common stock, par value $0.0001 per share ("Founder Shares"), was converted into one share of the Issuer's Class A common stock, par value $0.0001 ("Class A common stock"). The Reporting Person held 25,000 Founder Shares prior to the Closing, which were converted into 25,000 shares of Class A common stock immediately after the Closing. F1 · shares: Immediately upon the consummation of the initial business combination (the "Closing") of Atlas Technical Consultants, Inc. (the "Issuer") on February 14, 2020, each outstanding share of the Issuer's Class F common stock, par value $0.0001 per share ("Founder Shares"), was converted into one share of the Issuer's Class A common stock, par value $0.0001 ("Class A common stock"). The Reporting Person held 25,000 Founder Shares prior to the Closing, which were converted into 25,000 shares of Class A common stock immediately after the Closing. F2 · derivative.exercise_date: The Founder Shares were convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities - Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-228018) and had no expiration date. F2 · derivative.expiration_date: The Founder Shares were convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities - Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-228018) and had no expiration date. Read SEC document |
| February 14, 2020 Filed Feb 20, 2020 00:29 UTC | ATLAS TECHNICAL CONSULTANTS, INC. ATCX · Entity 15871 | Exercise / conversionClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-005163 · doc4.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the consummation of the initial business combination (the "Closing") of Atlas Technical Consultants, Inc. (the "Issuer") on February 14, 2020, each outstanding share of the Issuer's Class F common stock, par value $0.0001 per share ("Founder Shares"), was converted into one share of the Issuer's Class A common stock, par value $0.0001 ("Class A common stock"). The Reporting Person held 25,000 Founder Shares prior to the Closing, which were converted into 25,000 shares of Class A common stock immediately after the Closing. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:13 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 799 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-20-000017 · wf-form4_157808601297073.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,851 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:01 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000263 · wf-form4_157670284632645.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,052 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 22:35 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000221 · wf-form4_157005573678204.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,027 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| September 25, 2019 Filed Sep 25, 2019 14:04 UTC | Del Frisco's Restaurant Group, Inc. DFRG · Entity 154639 | Disposition to issuerCommon Stock | 9,570 | $8.00 | $76,560.00 |
DisclosureSEC source: 0001415301-19-000101 · wf-form4_156943466489879.xml · nonDerivative · entry 2 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to the Merger Agreement, each restricted stock share outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to $8. Read SEC document |
| September 25, 2019 Filed Sep 25, 2019 14:04 UTC | Del Frisco's Restaurant Group, Inc. DFRG · Entity 154639 | Disposition to issuerCommon Stock | 50,000 | $8.00 | $400,000.00 |
DisclosureSEC source: 0001415301-19-000101 · wf-form4_156943466489879.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,570 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger dated as of June 23, 2019, by and among issuer, Harlan Parent, Inc. and Harlan Merger Sub, Inc. (the "Merger Agreement"), pursuant to which Merger Sub Inc. merged with and into the issuer (the "Merger") effective as of September 25, 2019. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 21:07 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000199 · wf-form4_156875442646958.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:59 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 887 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000160 · wf-form4_156201472785177.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,149 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 20:17 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000139 · wf-form4_156080264822362.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 12:53 UTC | Del Frisco's Restaurant Group, Inc. DFRG · Entity 154639 | GrantCommon Stock | 5,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001415301-19-000061 · wf-form4_156079041475341.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,570 F1 · price: Consists of shares of restricted stock granted by the Company as compensation for services Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 12:29 UTC | RideNow Group, Inc. RMBL · Entity 6256 | PurchaseClass B Common Stock | 10,000 | $4.25 | $42,500.00 |
DisclosureSEC source: 0001654954-19-007034 · section16.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:55 UTC | RideNow Group, Inc. RMBL · Entity 6256 | GrantRestricted Stock Units · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-007025 · section16.xml · derivative · entry 2 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Class B Common Stock · 35,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock. F2 · derivative.exercise_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period. F2 · derivative.expiration_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period. Read SEC document |
| May 10, 2019 Filed May 13, 2019 20:58 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | PurchaseCommon Stock | 1,000 | $53.51 | $53,510.00 |
DisclosureSEC source: 0001227654-19-000123 · wf-form4_155778112339088.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,000 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 18:33 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 259 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000072 · wf-form4_155414362297940.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259 F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| February 21, 2019 Filed Feb 21, 2019 17:01 UTC | Del Frisco's Restaurant Group, Inc. DFRG · Entity 154639 | GrantCommon Stock | 4,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001415301-19-000020 · wf-form4_155078645844816.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,213 F1 · price: Consists of shares of restricted stock granted pursuant to the Company's 2012 Long-Term Incentive Plan as compensation for services. Read SEC document |
| October 30, 2018 Filed Oct 31, 2018 20:09 UTC | RideNow Group, Inc. RMBL · Entity 6256 | PurchaseClass B Common Stock | 20,000 | $5.50 | $109,940.00 |
DisclosureSEC source: 0001654954-18-011782 · section16.xml · nonDerivative · entry 2 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F2 · price: Represents the weighted average purchase price of the shares purchased ranging from a low of $5.23 to a high of $5.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 30, 2018 Filed Oct 31, 2018 20:09 UTC | RideNow Group, Inc. RMBL · Entity 6256 | GrantClass B Common Stock | 10,000 | $8.10 | $81,000.00 |
DisclosureSEC source: 0001654954-18-011782 · section16.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: These purchases were made by the Reporting Person in a private (PIPE) transaction with the Issuer, which transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3(d)(1). F1 · balance_after: These purchases were made by the Reporting Person in a private (PIPE) transaction with the Issuer, which transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3(d)(1). Read SEC document |
| October 08, 2018 Filed Oct 31, 2018 20:09 UTC | RideNow Group, Inc. RMBL · Entity 6256 | GrantRestricted Stock Units · Derivative | 15,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-011782 · section16.xml · derivative · entry 3 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,115 Underlying: Class B Common Stock · 15,115 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock. F4 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date. The shares underlying the vested RSUs will be delivered to the Reporting Person on an annual basis during the thirteenth months following the grant date. F4 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date. The shares underlying the vested RSUs will be delivered to the Reporting Person on an annual basis during the thirteenth months following the grant date. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 12:58 UTC | CST BRANDS, LLC CST · Entity 153560 | Exercise / conversionRestricted Stock Units · Derivative | 2,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001659413-17-000006 · wf-form4_149884190300451.xml · derivative · entry 3 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3 · derivative.exercise_date: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). F2 · derivative.expiration_date: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3 · derivative.expiration_date: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 12:58 UTC | CST BRANDS, LLC CST · Entity 153560 | Disposition to issuerCommon Stock, Par Value $0.01 | 2,793 | $48.53 | $135,544.29 |
DisclosureSEC source: 0001659413-17-000006 · wf-form4_149884190300451.xml · nonDerivative · entry 2 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,361 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · shares: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3 · shares: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · price: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3 · price: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 12:58 UTC | CST BRANDS, LLC CST · Entity 153560 | Exercise / conversionCommon Stock, Par Value $0.01 | 2,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001659413-17-000006 · wf-form4_149884190300451.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · shares: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3 · shares: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 19:31 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | GrantCommon Stock | 6,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023933 · doc1.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,941 F1 · shares: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the June 2, 2017 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 13:04 UTC | CST BRANDS, LLC CST · Entity 153560 | Exercise / conversionRestricted Stock Units · Derivative | 3,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001659413-17-000004 · wf-form4_148916907623252.xml · derivative · entry 2 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. F3 · derivative.expiration_date: On March 8, 2016, the reporting person was granted 3,483 restricted stock units that vest in one annual installment on the first anniversary date of the grant date. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 13:04 UTC | CST BRANDS, LLC CST · Entity 153560 | Exercise / conversionCommon Stock | 3,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001659413-17-000004 · wf-form4_148916907623252.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of common stock acquired upon vesting of restricted stock units. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 19:06 UTC | CST BRANDS, LLC CST · Entity 153560 | GrantRestricted Stock Units · Derivative | 2,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001659413-17-000002 · wf-form4_148772197039084.xml · derivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,276 Underlying: Common Stock · 2,793 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest in full either on the first anniversary of the date of grant, or at completion of the merger of a subsidiary of Circle K Stores Inc. with and into CST Brands, Inc., whichever comes first. F2 · derivative.expiration_date: The restricted stock units vest in full either on the first anniversary of the date of grant, or at completion of the merger of a subsidiary of Circle K Stores Inc. with and into CST Brands, Inc., whichever comes first. Read SEC document |
| November 24, 2016 Filed Nov 28, 2016 15:55 UTC | CST BRANDS, LLC CST · Entity 153560 | Exercise / conversionRestricted Stock Units · Derivative | 1,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001659413-16-000008 · wf-form4_148036648698611.xml · derivative · entry 2 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,878 Underlying: Common Stock · 1,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. F3 · derivative.expiration_date: On November 24, 2015, the reporting person was granted 1,878 restricted stock units that vest in one annual installment on the first anniversary date of the grant date. Read SEC document |
| November 24, 2016 Filed Nov 28, 2016 15:55 UTC | CST BRANDS, LLC CST · Entity 153560 | Exercise / conversionCmomon Stock | 1,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001659413-16-000008 · wf-form4_148036648698611.xml · nonDerivative · entry 1 Reece Joseph E · CIK 0001659413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of common stock acquired upon vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.