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person · Reporting owner

Reece Joseph E

Disclosed activity across 15 companies

Tapewire entity
33883
SEC CIK
0001659413

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICOLD REALTY TRUSTCOLD · Entity 4019DirectorMay 18, 2026May 20, 2026
ATLAS TECHNICAL CONSULTANTS, INC.ATCX · Entity 15871DirectorMarch 19, 2020March 23, 2020
COMPASS MINERALS INTERNATIONAL INCCMP · Entity 4940DirectorSeptember 30, 2026October 02, 2026
CST BRANDS, LLCCST · Entity 153560DirectorJune 28, 2017June 30, 2017
LSB INDUSTRIES, INC.LXU · Entity 5122DirectorJune 02, 2017June 06, 2017
NCR Atleos CorpNATL · Entity 4147DirectorSeptember 30, 2026October 03, 2026
NCR Voyix CorpNCR · Entity 293DirectorSeptember 29, 2023October 03, 2023
RideNow Group, Inc.RMBL · Entity 6256DirectorJune 05, 2019June 06, 2019
SilverBox Corp IIISBXC · Entity 116368Founding Partner · 10% ownerFebruary 27, 2023February 28, 2023
SilverBox Corp IVSBXD · Entity 6036Founding Partner · 10% ownerAugust 15, 2024August 15, 2024
SilverBox Corp VSBXE · Entity 5781Founding Partner · 10% ownerDecember 02, 2025December 02, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICOLD REALTY TRUST

Report date May 18, 2026 · Filed May 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Operating Partnership Profits UnitsSEC Table II · derivative / convertible securityDirect12,422 Reported balance After 2026-05-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-18 · Grant · Acquired 12,422 · Balance 12,422

F1: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of Americold Realty Trust, Inc. stockholders following the grant date. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

Filing footnotes · ownership attribution and instrument terms

F1: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of Americold Realty Trust, Inc. stockholders following the grant date. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

ATLAS TECHNICAL CONSULTANTS, INC.

Report date March 19, 2020 · Filed March 23, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect76,280 Reported balance After 2020-03-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-03-19 · Grant · Acquired 18,592 · Balance 76,280

F1: On March 19, 2020 (the "Grant Date") the Reporting Person received an award of restricted stock units ("RSUs"), which were fully vested as of the Grant Date. Each RSU represents the right to receive one share of Class A common stock, par value $0.0001 per share ("Class A common stock"), of Atlas Technical Consultants, Inc. Except as otherwise provide in the applicable RSU award agreement, the shares of Class A common stock underlying the RSUs will be delivered to the Reporting Person on December 1, 2020 or within 30 days thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: On March 19, 2020 (the "Grant Date") the Reporting Person received an award of restricted stock units ("RSUs"), which were fully vested as of the Grant Date. Each RSU represents the right to receive one share of Class A common stock, par value $0.0001 per share ("Class A common stock"), of Atlas Technical Consultants, Inc. Except as otherwise provide in the applicable RSU award agreement, the shares of Class A common stock underlying the RSUs will be delivered to the Reporting Person on December 1, 2020 or within 30 days thereafter.

COMPASS MINERALS INTERNATIONAL INC

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect97,372 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 1,702 · Balance 97,372

F1: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

Common StockSEC Table I · non-derivativeIndirectBy Trust21,000 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 21,000

Filing footnotes · ownership attribution and instrument terms

F1: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

CST BRANDS, LLC

Report date June 28, 2017 · Filed June 30, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $0.01SEC Table I · non-derivativeDirect5,361 Ending reported balance After 2017-06-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-06-28 · Exercise / conversion · Acquired 2,793 · Balance 8,154

F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K.

F3: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement).

Row 2 · 2017-06-28 · Disposition to issuer · Disposed 2,793 · Balance 5,361

F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K.

F3: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-06-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-06-28 · Exercise / conversion · Disposed 2,793 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K.

F3: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement).

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K.

F3: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement).

LSB INDUSTRIES, INC.

Report date June 02, 2017 · Filed June 06, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,941 Reported balance After 2017-06-02 transaction · row 1
1 source row

Row 1 · 2017-06-02 · Grant · Acquired 6,332 · Balance 10,941

F1: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the June 2, 2017 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the June 2, 2017 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control.

NCR Atleos Corp

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect13,736 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 1,273 · Balance 13,736

F1: These are stocks acquired under the NCR Atleos Director Compensation Program (the "Compensation Program") as part of the reporting person's quarterly cash retainer. The reporting person elected to defer receipt of the quarterly cash retainer as NCR Atleos common stock to be received following the termination of the reporting person's service as a director.

F2: The phantom stock units are converted into common stock on a one-for-one basis.

F3: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: These are stocks acquired under the NCR Atleos Director Compensation Program (the "Compensation Program") as part of the reporting person's quarterly cash retainer. The reporting person elected to defer receipt of the quarterly cash retainer as NCR Atleos common stock to be received following the termination of the reporting person's service as a director.

F2: The phantom stock units are converted into common stock on a one-for-one basis.

F3: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

NCR Voyix Corp

Report date September 29, 2023 · Filed October 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect2,596 Reported balance After 2023-09-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-09-29 · Grant · Acquired 2,596 · Balance 2,596

F1: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2: The phantom stock units are converted into common stock on a one-for-one basis.

F3: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2: The phantom stock units are converted into common stock on a one-for-one basis.

F3: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

RideNow Group, Inc.

Report date June 05, 2019 · Filed June 06, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect40,000 Reported balance After 2019-06-05 transaction · row 1
1 source row

Row 1 · 2019-06-05 · Purchase · Acquired 10,000 · Balance 40,000

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect35,000 Reported balance Holding disclosure · report date 2019-06-05 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 35,000

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.

F2: These RSUs were granted on June 3, 2019.

F3: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect15,115 Reported balance Holding disclosure · report date 2019-06-05 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 15,115

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.

F4: These RSUs were granted on October 8, 2018.

F5: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.

F2: These RSUs were granted on June 3, 2019.

F3: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.

F4: These RSUs were granted on October 8, 2018.

F5: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

SilverBox Corp III

Report date February 27, 2023 · Filed February 28, 2023

Jointly reported with SilverBox Engaged Sponsor III LLC, BOXWOOD HOLDINGS II LLC, Kadenacy Stephen M

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2023-02-27 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-269713) under the heading "Description of Securities - Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F2: These shares represent Class B common stock held SilverBox Sponsor III LLC, acquired pursuant to a subscription agreement by and between SilverBox Sponsor III LLC and the issuer. The Class B common stock owned by the reporting person includes up to 450,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: SilverBox Sponsor III LLC is the record holder of the shares reported herein. Boxwood Holdings II LLC is the managing member of SilverBox Sponsor III LLC, Mr. Kadenacy, the issuer's Chairman and Chief Executive Officer and Mr. Reece, the issuer's Founding Partner, are each a principal of Boxwood Holdings II LLC. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by SilverBox Sponsor III LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interests they may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-269713) under the heading "Description of Securities - Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F2: These shares represent Class B common stock held SilverBox Sponsor III LLC, acquired pursuant to a subscription agreement by and between SilverBox Sponsor III LLC and the issuer. The Class B common stock owned by the reporting person includes up to 450,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: SilverBox Sponsor III LLC is the record holder of the shares reported herein. Boxwood Holdings II LLC is the managing member of SilverBox Sponsor III LLC, Mr. Kadenacy, the issuer's Chairman and Chief Executive Officer and Mr. Reece, the issuer's Founding Partner, are each a principal of Boxwood Holdings II LLC. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by SilverBox Sponsor III LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interests they may have therein, directly or indirectly.

SilverBox Corp IV

Report date August 15, 2024 · Filed August 15, 2024

Jointly reported with SilverBox Sponsor IV LLC, Kadenacy Stephen M

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B ordinary sharesSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2024-08-15 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-280315) under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F2: These shares represent Class B ordinary shares held SilverBox Sponsor IV LLC, acquired pursuant to a subscription agreement by and between SilverBox Sponsor IV LLC and the issuer. The Class B ordinary shares owned by the reporting person includes up to 750,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: SilverBox Sponsor IV LLC is the record holder of the shares reported herein. Boxwood Holdings III LLC is the managing member of SilverBox Sponsor IV LLC, Mr. Kadenacy, the issuer's Chairman and Chief Executive Officer and Mr. Reece, the issuer's Founding Partner, are each a principal of Boxwood Holdings III LLC. As such, they may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by SilverBox Sponsor IV LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interests they may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-280315) under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F2: These shares represent Class B ordinary shares held SilverBox Sponsor IV LLC, acquired pursuant to a subscription agreement by and between SilverBox Sponsor IV LLC and the issuer. The Class B ordinary shares owned by the reporting person includes up to 750,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: SilverBox Sponsor IV LLC is the record holder of the shares reported herein. Boxwood Holdings III LLC is the managing member of SilverBox Sponsor IV LLC, Mr. Kadenacy, the issuer's Chairman and Chief Executive Officer and Mr. Reece, the issuer's Founding Partner, are each a principal of Boxwood Holdings III LLC. As such, they may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by SilverBox Sponsor IV LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interests they may have therein, directly or indirectly.

SilverBox Corp V

Report date December 02, 2025 · Filed December 02, 2025

Jointly reported with SilverBox Sponsor V LLC, Kadenacy Stephen M

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A ordinary sharesSEC Table I · non-derivativeDirect195,000 Reported balance Holding disclosure · report date 2025-12-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 195,000

F1: Represents Class A ordinary shares, par value $0.0001 per share, of the Issuer (the "Private Placement Shares") that are included in the 195,000 private placement units (the "Private Placement Units") that will be purchased by SilverBox Sponsor V LLC (the "Sponsor") from the Issuer in a private placement at $10.00 per Private Placement Unit, as described in the Issuer's registration statement on Form S-1 (File No. 333-289783) (the "Registration Statement"). Each Private Placement Unit is comprised of one Private Placement Share and one-third of one redeemable warrant (the "Private Placement Warrants"), each whole Private Placement Warrant exercisable to purchase one Private Placement Share. Does not represent any Private Placement Shares issuable upon the exercise of Private Placement Warrants.

Class B ordinary sharesSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2025-12-02 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: As described in the Registration Statement under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F3: These shares represent Class B ordinary shares held by the Sponsor, acquired pursuant to a subscription agreement by and between the Sponsor and the Issuer. The Class B ordinary shares owned by the reporting persons includes up to 900,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F4: The Sponsor is the record holder of the shares reported herein. Boxwood Holdings V LLC is the managing member of the Sponsor, Mr. Kadenacy, the issuer's Chairman and Chief Executive Officer and Mr. Reece, the Issuer's Founding Partner, are each a principal of Boxwood Holdings V LLC. As such, they may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by the Sponsor. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interests they may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Class A ordinary shares, par value $0.0001 per share, of the Issuer (the "Private Placement Shares") that are included in the 195,000 private placement units (the "Private Placement Units") that will be purchased by SilverBox Sponsor V LLC (the "Sponsor") from the Issuer in a private placement at $10.00 per Private Placement Unit, as described in the Issuer's registration statement on Form S-1 (File No. 333-289783) (the "Registration Statement"). Each Private Placement Unit is comprised of one Private Placement Share and one-third of one redeemable warrant (the "Private Placement Warrants"), each whole Private Placement Warrant exercisable to purchase one Private Placement Share. Does not represent any Private Placement Shares issuable upon the exercise of Private Placement Warrants.

F2: As described in the Registration Statement under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F3: These shares represent Class B ordinary shares held by the Sponsor, acquired pursuant to a subscription agreement by and between the Sponsor and the Issuer. The Class B ordinary shares owned by the reporting persons includes up to 900,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F4: The Sponsor is the record holder of the shares reported herein. Boxwood Holdings V LLC is the managing member of the Sponsor, Mr. Kadenacy, the issuer's Chairman and Chief Executive Officer and Mr. Reece, the Issuer's Founding Partner, are each a principal of Boxwood Holdings V LLC. As such, they may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by the Sponsor. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interests they may have therein, directly or indirectly.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BRC Inc.

Report date August 10, 2022 · Filed August 11, 2022

Jointly reported with SILVERBOX ENGAGED SPONSOR LLC, SilverBox Capital LLC, Kadenacy Stephen M

Section 16 reporting ended · disclosed 2022-08-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-08-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-08-10 · Other · Disposed 8,315,759 · Balance 0

F1: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC (the "Sponsor"), and Mr. Reece and Mr. Kadenacy are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class A common stock held directly by the Sponsor. Represents the distribution of shares of Class A common stock of BRC Inc. for no consideration by the Sponsor to its members on a pro rata basis in accordance with their respective interests. As a result, the Sponsor and the other reporting persons are no longer a 10% Owner.

Filing footnotes · ownership attribution and instrument terms

F1: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC (the "Sponsor"), and Mr. Reece and Mr. Kadenacy are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class A common stock held directly by the Sponsor. Represents the distribution of shares of Class A common stock of BRC Inc. for no consideration by the Sponsor to its members on a pro rata basis in accordance with their respective interests. As a result, the Sponsor and the other reporting persons are no longer a 10% Owner.

Del Frisco's Restaurant Group, Inc.

Report date September 25, 2019 · Filed September 25, 2019

Section 16 reporting ended · disclosed 2019-09-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-09-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-09-25 · Disposition to issuer · Disposed 50,000 · Balance 9,570

F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of June 23, 2019, by and among issuer, Harlan Parent, Inc. and Harlan Merger Sub, Inc. (the "Merger Agreement"), pursuant to which Merger Sub Inc. merged with and into the issuer (the "Merger") effective as of September 25, 2019.

Row 2 · 2019-09-25 · Disposition to issuer · Disposed 9,570 · Balance 0

F2: Pursuant to the Merger Agreement, each restricted stock share outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to $8.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of June 23, 2019, by and among issuer, Harlan Parent, Inc. and Harlan Merger Sub, Inc. (the "Merger Agreement"), pursuant to which Merger Sub Inc. merged with and into the issuer (the "Merger") effective as of September 25, 2019.

F2: Pursuant to the Merger Agreement, each restricted stock share outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to $8.

Quotient Technology Inc.

Report date September 05, 2023 · Filed September 07, 2023

Section 16 reporting ended · disclosed 2023-09-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-09-05 transaction · row 1
1 source row

Row 1 · 2023-09-05 · Disposition to issuer · Disposed 150,520 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of June 20, 2023 (the "Merger Agreement"), by and among the Issuer, CB Neptune Holdings, LLC, a Delaware limited liability company ("Parent"), and NRS Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), effective September 5, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding, non-dissenting share of the Issuer's common stock and each Issuer restricted stock unit ("RSU") outstanding as of immediately prior to the Effective Time automatically converted into the right to receive $4.00 in cash, without interest thereon and subject to applicable withholding taxes, with the exception of 40,095 of the 44,080 RSUs the Reporting Person was awarded on August 3, 2023, which were cancelled for no consideration in accordance with their terms, with such cancellation being exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rules 16a-4(d) and 16b-6(d) thereunder.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of June 20, 2023 (the "Merger Agreement"), by and among the Issuer, CB Neptune Holdings, LLC, a Delaware limited liability company ("Parent"), and NRS Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), effective September 5, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding, non-dissenting share of the Issuer's common stock and each Issuer restricted stock unit ("RSU") outstanding as of immediately prior to the Effective Time automatically converted into the right to receive $4.00 in cash, without interest thereon and subject to applicable withholding taxes, with the exception of 40,095 of the 44,080 RSUs the Reporting Person was awarded on August 3, 2023, which were cancelled for no consideration in accordance with their terms, with such cancellation being exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rules 16a-4(d) and 16b-6(d) thereunder.

SILVERBOX ENGAGED MERGER CORP I

Report date February 09, 2022 · Filed February 09, 2022

Jointly reported with SILVERBOX ENGAGED SPONSOR LLC, SilverBox Capital LLC, Kadenacy Stephen M

Section 16 reporting ended · disclosed 2022-02-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-02-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-02-09 · Other · Disposed 4,812,243 · Balance 0

F1: Represents Class B common stock converted into shares of Class A common stock of BRC Inc. ("PubCo") through a series of transactions in connection with the business combination of the Issuer and Authentic Brands LLC ("Authentic Brands"), pursuant to that certain Business Combination Agreement, dated as of November 2, 2021, by and among the Issuer, Authentic Brands, PubCo and the other entities party thereto.

F2: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC, and Mr. Reece and Mr. Kadenacy, the Issuer's Chairman and Chief Executive Officer, respectively, are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by SilverBox Engaged Sponsor LLC. Such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest such person may have therein, directly or indirectly.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2027-02-09Direct0 Reported balance After 2022-02-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-02-09 · Other · Acquired 6,266,667 · Balance 0

F1: Represents Class B common stock converted into shares of Class A common stock of BRC Inc. ("PubCo") through a series of transactions in connection with the business combination of the Issuer and Authentic Brands LLC ("Authentic Brands"), pursuant to that certain Business Combination Agreement, dated as of November 2, 2021, by and among the Issuer, Authentic Brands, PubCo and the other entities party thereto.

F2: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC, and Mr. Reece and Mr. Kadenacy, the Issuer's Chairman and Chief Executive Officer, respectively, are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by SilverBox Engaged Sponsor LLC. Such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest such person may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Class B common stock converted into shares of Class A common stock of BRC Inc. ("PubCo") through a series of transactions in connection with the business combination of the Issuer and Authentic Brands LLC ("Authentic Brands"), pursuant to that certain Business Combination Agreement, dated as of November 2, 2021, by and among the Issuer, Authentic Brands, PubCo and the other entities party thereto.

F2: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC, and Mr. Reece and Mr. Kadenacy, the Issuer's Chairman and Chief Executive Officer, respectively, are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by SilverBox Engaged Sponsor LLC. Such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest such person may have therein, directly or indirectly.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2023 Filed Sep 5, 2023 21:20 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 Exercise / conversionCommon Stock 569 $0.00 $0.00
Disclosure

SEC source: 0001227654-23-000171 · wk-form4_1693948834.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 20:52 UTC Quotient Technology Inc. QUOT · Entity 109917 GrantCommon Stock 44,080 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000632 · form4.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,615

F1 · shares: Represents grant of Restricted Stock Units (the "RSUs") payable solely in common stock of the Issuer, which has entered into an Agreement and Plan of Merger ("Merger Agreement") with CB Neptune Holdings, LLC ("Neptune"), pursuant to which Neptune will, subject to the terms and conditions of the Merger Agreement, acquire the Issuer (the "Proposed Acquisition"), and pursuant to which the Issuer will continue as the surviving corporation operating as a wholly owned subsidiary of Neptune (the "Merger"). In the event that the Merger is not consummated, these shares will vest in full upon the earlier of (i) one day prior to the date of the Issuer's annual meeting of stockholders to be held in 2024, or (ii) one year from August 3, 2023, subject to the recipient's continued service as a director through the vesting date.

F2 · shares: In the event that the Merger is consummated, (x) these shares will vest on a pro-rata basis (determined based on the product of (i) the 44,080 RSUs subject to the award, multiplied by (ii) the ratio determined by dividing (A) the number of days between the August 3, 2023 grant date and the consummation date of the Merger by (B) the number of days in a one-year vesting term from the date of grant, with the number of vested RSUs rounded down to the nearest whole number, and (y) upon and as of the consummation date of the Merger, and subject to the Reporting Person's continuous service as a director up to and including such date, they will be entitled to receive such number of vested RSUs and the remainder of the shares subject to the grant will be cancelled for no consideration.

F3 · shares: The Reporting Person has elected to defer his receipt of 100% of the shares subject to the award under the terms of Issuer's Director Deferred Compensation Program, pursuant to which these shares will be issued in full upon the earliest to occur of (i) the first business day of the calendar year following the calendar year in which the Reporting Person ceases service on the Board, or (ii) a change in control event (including the Merger), in which case the Issuer shall issue to the Reporting Person in lump sum one share of common stock for each share subject to the award (or, in the case of the Merger, as provided in the Merger Agreement).

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:38 UTC NCR Voyix Corp NCR · Entity 293 GrantPhantom Stock Units · Derivative 2,778 $25.20 $70,005.60
Disclosure

SEC source: 0001209191-23-041146 · doc4.xml · derivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,778

Underlying: Common Stock · 2,778 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:42 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 1,306 $0.00 $0.00
Disclosure

SEC source: 0001227654-23-000150 · wk-form4_1688593338.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,388

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 20:55 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 121 $0.00 $0.00
Disclosure

SEC source: 0001227654-23-000127 · wk-form4_1687467337.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,082

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person.

Read SEC document
May 02, 2023 Filed May 4, 2023 22:00 UTC NCR Voyix Corp NCR · Entity 293 GrantCommon Stock 11,957 $20.91 $250,020.87
Disclosure

SEC source: 0001209191-23-027416 · doc4.xml · nonDerivative · entry 2

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,736

F2 · shares: These restricted stock units represent the annual equity grant awarded to the Chairman of the Board under the NCR Director Compensation Program (the "Compensation Program"). The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as Chairman of the Board on each vesting date. The reporting person elected to defer receipt of NCR Common stock underlying the restricted stock units in accordance with the terms of the Compensation Program. The reporting person will receive NCR common stock following the termination of the reporting person's service as a director.

Read SEC document
May 02, 2023 Filed May 4, 2023 22:00 UTC NCR Voyix Corp NCR · Entity 293 GrantCommon Stock 10,761 $20.91 $225,012.51
Disclosure

SEC source: 0001209191-23-027416 · doc4.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,779

F1 · shares: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program (the "Compensation Program"). The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. The reporting person elected to defer receipt of NCR Common stock underlying the restricted stock units in accordance with the terms of the Compensation Program. The reporting person will receive NCR common stock following the termination of the reporting person's service as a director.

Read SEC document
March 31, 2023 Filed Apr 5, 2023 00:40 UTC NCR Voyix Corp NCR · Entity 293 GrantPhantom Stock Units · Derivative 1,643 $23.59 $38,758.37
Disclosure

SEC source: 0001209191-23-023097 · doc4.xml · derivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,643

Underlying: Common Stock · 1,643 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:13 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 1,295 $0.00 $0.00
Disclosure

SEC source: 0001227654-23-000086 · wf-form4_168063915772859.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,961

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:05 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 126 $0.00 $0.00
Disclosure

SEC source: 0001227654-23-000065 · wf-form4_167951549298487.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,666

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:32 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantDeferred Stock Units · Derivative 5,603 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001227654-23-000045 · wf-form4_167658674538560.xml · derivative · entry 4

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,603

Underlying: Deferred Stock Units · 5,603 shares

Expires 2024-02-15

F2 · shares: Represents annual grant of deferred stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:32 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 Exercise / conversionDeferred Stock Units · Derivative 2,324 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001227654-23-000045 · wf-form4_167658674538560.xml · derivative · entry 3

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Deferred Stock Units · 2,324 shares

Expires 2023-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:32 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 Exercise / conversionCommon Stock 2,324 $0.00 $0.00
Disclosure

SEC source: 0001227654-23-000045 · wf-form4_167658674538560.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:28 UTC NCR Voyix Corp NCR · Entity 293 GrantPhantom Stock Units · Derivative 1,656 $23.41 $38,766.96
Disclosure

SEC source: 0001209191-23-001976 · doc4.xml · derivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656

Underlying: Common Stock · 1,656 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program) as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:39 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 1,052 $0.00 $0.00
Disclosure

SEC source: 0001227654-23-000006 · wf-form4_167287195212073.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,216

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 21:01 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001227654-22-000349 · wf-form4_167174284245234.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,164

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:28 UTC Quotient Technology Inc. QUOT · Entity 109917 PurchaseCommon Stock 10,000 $3.11 $31,092.00
Disclosure

SEC source: 0001567619-22-021812 · doc1.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,535

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.08 to $3.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 21:52 UTC NCR Voyix Corp NCR · Entity 293 PurchaseCommon Stock 5,000 $20.82 $104,100.00
Disclosure

SEC source: 0001209191-22-056397 · doc4.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,018

F1 · price: Represents the purchase of 5,000 shares in twenty-five transactions at prices ranging from $20.8099 to $20.824 per share, resulting in a weighted average sale price of $20.819239 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 22:30 UTC NCR Voyix Corp NCR · Entity 293 GrantCommon Stock 12,426 $20.12 $250,011.12
Disclosure

SEC source: 0001209191-22-056146 · doc4.xml · nonDerivative · entry 2

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,018

F2 · shares: These restricted stock units represent the special appointment equity grant awarded to the director under the NCR Special Appointment Equity Grant. The restricted stock units vest in four equal quarterly installments beginning on February 4, 2023, subject to the reporting person's continued service as a director on each vesting date.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 22:30 UTC NCR Voyix Corp NCR · Entity 293 GrantCommon Stock 5,592 $20.12 $112,511.04
Disclosure

SEC source: 0001209191-22-056146 · doc4.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,592

F1 · shares: These restricted stock units represent the annual equity grant awarded to the directors under the NCR Director Compensation Program. The restricted stock units vest in two equal quarterly installments beginning on February 4, 2023, subject to the reporting person's continued service as a director on each vesting date.

Read SEC document
November 04, 2022 Filed Dec 20, 2022 21:20 UTC Amendment NCR Voyix Corp NCR · Entity 293 GrantCommon Stock 12,426 $20.12 $250,011.12
Disclosure

SEC source: 0001209191-22-062154 · doc4a.xml · nonDerivative · entry 2

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,018

F3 · security: These restricted stock units represent the special appointment equity grant awarded to the director under the NCR Special Appointment Equity Grant. The restricted stock units vest in four equal quarterly installments beginning on February 4, 2023, subject to the reporting person's continued service as a director on each vesting date.

F4 · security: This amended Form 4 discloses that in accordance with the terms of the Compensation Program, the reporting person elected to defer receipt of the 12,426 restricted stock units previously reported on Form 4 on November 8, 2022. The reporting person will receive the deferred shares of NCR common stock following the termination of his service as a Director. All other information in the previous Form 4 remains unchanged. No other Form 4s by the reporting person are impacted by this amendment.

Read SEC document
November 04, 2022 Filed Dec 20, 2022 21:20 UTC Amendment NCR Voyix Corp NCR · Entity 293 GrantCommon Stock 5,592 $20.12 $112,511.04
Disclosure

SEC source: 0001209191-22-062154 · doc4a.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,592

F1 · security: These restricted stock units represent the annual equity grant awarded to the directors under the NCR Director Compensation Program. The restricted stock units vest in two equal quarterly installments beginning on February 4, 2023, subject to the reporting person's continued service as a director on each vesting date.

F2 · security: This amended Form 4 discloses that in accordance with the terms of the Compensation Program, the reporting person elected to defer receipt of the 5,592 restricted stock units previously reported on Form 4 on November 8, 2022. The reporting person will receive the deferred shares of NCR common stock following the termination of his service as a Director. All other information in the previous Form 4 remains unchanged. No other Form 4s by the reporting person are impacted by this amendment.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:16 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 1,120 $0.00 $0.00
Disclosure

SEC source: 0001227654-22-000267 · wf-form4_166482817283702.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,090

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

Read SEC document
September 20, 2022 Filed Sep 21, 2022 21:38 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 69 $0.00 $0.00
Disclosure

SEC source: 0001227654-22-000262 · wf-form4_166379628700012.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,970

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person.

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August 24, 2022 Filed Aug 26, 2022 20:03 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantDeferred Stock Units · Derivative 569 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001227654-22-000240 · wf-form4_166154419133729.xml · derivative · entry 3

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569

Underlying: Deferred Stock Units · 569 shares

Expires 2023-08-24

F2 · shares: Represents grant of deferred stock units in connection with the Reporting Person's service as a director, which will vest on the first anniversary of the grant date.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 16:05 UTC BRC Inc. BRCC · Entity 6663 OtherClass A Common Stock 8,315,759 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-089342 · tm2223167-1_4seq1.xml · nonDerivative · entry 1

SILVERBOX ENGAGED SPONSOR LLC · CIK 0001836668 · Former 10% Owner

SilverBox Capital LLC · CIK 0001836667 · Former 10% Owner

Reece Joseph E · CIK 0001659413 · Former 10% Owner

Kadenacy Stephen M · CIK 0001519030 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC (the "Sponsor"), and Mr. Reece and Mr. Kadenacy are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class A common stock held directly by the Sponsor. Represents the distribution of shares of Class A common stock of BRC Inc. for no consideration by the Sponsor to its members on a pro rata basis in accordance with their respective interests. As a result, the Sponsor and the other reporting persons are no longer a 10% Owner.

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June 30, 2022 Filed Jul 5, 2022 20:10 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 1,219 $0.00 $0.00
Disclosure

SEC source: 0001227654-22-000207 · wf-form4_165705179549589.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,901

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

Read SEC document
June 29, 2022 Filed Jul 1, 2022 16:31 UTC Quotient Technology Inc. QUOT · Entity 109917 GrantCommon Stock 55,732 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-024800 · form4.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,535

F1 · shares: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest upon the earlier of (i) one day prior to the date of the Issuer's annual meeting of stockholders to be held in 2023 or (ii) June 29, 2023. Shares will be delivered to Reporting Person on such vest date.

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June 21, 2022 Filed Jun 22, 2022 20:08 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 69 $0.00 $0.00
Disclosure

SEC source: 0001227654-22-000192 · wf-form4_165592848255394.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,682

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person.

Read SEC document
June 16, 2022 Filed Jun 16, 2022 21:55 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 PurchaseCommon Stock 2,000 $32.36 $64,720.00
Disclosure

SEC source: 0001227654-22-000177 · wf-form4_165541650975036.xml · nonDerivative · entry 2

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,000

F2 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $31.85 to $32.67 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 16, 2022 Filed Jun 16, 2022 21:55 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 PurchaseCommon Stock 3,000 $34.11 $102,330.00
Disclosure

SEC source: 0001227654-22-000177 · wf-form4_165541650975036.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,000

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $33.97 to $34.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 07, 2022 Filed Jun 9, 2022 17:14 UTC Quotient Technology Inc. QUOT · Entity 109917 GrantCommon Stock 55,803 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012616 · doc1.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,803

F1 · shares: Represents grant of Restricted Stock Units (the "RSUs") payable solely in common stock of the Issuer that vest as to one-third (1/3) of the shares each annual anniversary of May 16, 2022, subject to continued service as a director through the applicable vesting date.

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May 18, 2022 Filed May 19, 2022 20:09 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 Exercise / conversionDeferred Stock Units · Derivative 2,423 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001227654-22-000157 · wf-form4_165299093570837.xml · derivative · entry 3

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Deferred Stock Units · 2,423 shares

Expires 2022-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 19, 2022 20:09 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 Exercise / conversionCommon Stock 2,423 $0.00 $0.00
Disclosure

SEC source: 0001227654-22-000157 · wf-form4_165299093570837.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

Read SEC document
May 12, 2022 Filed May 12, 2022 20:10 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 PurchaseCommon Stock 2,000 $41.79 $83,580.00
Disclosure

SEC source: 0001227654-22-000141 · wf-form4_165238621339397.xml · nonDerivative · entry 2

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 6,000

F2 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $41.70 to $41.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 11, 2022 Filed May 12, 2022 20:10 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 PurchaseCommon Stock 3,000 $43.77 $131,310.00
Disclosure

SEC source: 0001227654-22-000141 · wf-form4_165238621339397.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 4,000

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $42.81 to $44.79 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 03, 2022 Filed May 11, 2022 16:05 UTC BRC Inc. BRCC · Entity 6663 Exercise / conversionClass A Common Stock 2,262,266 $11.50 $26,016,059.00
Disclosure

SEC source: 0001104659-22-058780 · tm2215077-10_4seq1.xml · nonDerivative · entry 1

SILVERBOX ENGAGED SPONSOR LLC · CIK 0001836668 · 10% owner

SilverBox Capital LLC · CIK 0001836667 · 10% owner

Reece Joseph E · CIK 0001659413 · 10% owner

Kadenacy Stephen M · CIK 0001519030 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,315,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise of warrants on a cashless basis pursuant to the Warrant Agreement, dated as of February 25, 2021 (the "Warrant Agreement"), by and between SilverBox Engaged Merger Corp I and Continental Stock Transfer & Trust Company (the "Warrant Agent"), as assumed by the Issuer pursuant to that certain Warrant Assumption Agreement, dated as of February 9, 2022, by and between the Issuer and the Warrant Agent. The number of shares of Class A common stock issuable upon cashless exercise of the warrants was determined in accordance with Section 3.3.1(c) of the Warrant Agreement and the Sponsor Letter Agreement, dated as of November 2, 2021, by and between the Issuer, Authentic Brands LLC and SilverBox Engaged Sponsor LLC, by multiplying (i) the number of shares of Class A common stock underlying the warrants by (ii) 0.361.

F2 · ownership.direct: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC, and Mr. Reece and Mr. Kadenacy are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class A common stock held directly by SilverBox Engaged Sponsor LLC. Such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest such person may have therein, directly or indirectly.

Read SEC document
April 05, 2022 Filed Apr 12, 2022 20:15 UTC BRC Inc. BRCC · Entity 6663 OtherClass A Common Stock 1,241,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-045199 · tm2212453-1_4seq1.xml · nonDerivative · entry 1

SILVERBOX ENGAGED SPONSOR LLC · CIK 0001836668 · 10% owner

SilverBox Capital LLC · CIK 0001836667 · 10% owner

Reece Joseph E · CIK 0001659413 · 10% owner

Kadenacy Stephen M · CIK 0001519030 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,053,493

F1 · price: Represents shares of Class C common stock converted into shares of Class A common stock of BRC Inc. ("BRC") pursuant to the Business Combination Agreement, dated as of November 2, 2021, by and among the Issuer, Authentic Brands LLC, BRC and the other entities party thereto and the Sponsor Letter Agreement, dated as of November 2, 2021, by and among the Issuer, Authentic Brands LLC, BRC and SilverBox Engaged Sponsor LLC.

F2 · ownership.direct: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC, and Mr. Reece and Mr. Kadenacy are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class A common stock held directly by SilverBox Engaged Sponsor LLC. Such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest such person may have therein, directly or indirectly.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:05 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 687 $0.00 $0.00
Disclosure

SEC source: 0001227654-22-000088 · wf-form4_164884349099810.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,190

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

Read SEC document
March 21, 2022 Filed Mar 22, 2022 21:12 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 39 $0.00 $0.00
Disclosure

SEC source: 0001227654-22-000074 · wf-form4_164798352341939.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,503

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:07 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantDeferred Stock Units · Derivative 2,324 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001227654-22-000056 · wf-form4_164608245171430.xml · derivative · entry 3

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324

Underlying: Deferred Stock Units · 2,324 shares

Expires 2023-02-24

F2 · shares: Represents annual grant of deferred stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date.

Read SEC document
February 09, 2022 Filed Feb 9, 2022 16:06 UTC SILVERBOX ENGAGED MERGER CORP I SBEA · Entity 130669 OtherWarrants · Derivative 6,266,667 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-22-017088 · tm225881-7_4seq1.xml · derivative · entry 2

SILVERBOX ENGAGED SPONSOR LLC · CIK 0001836668 · Director · Chief Executive Officer · 10% owner

SilverBox Capital LLC · CIK 0001836667 · 10% owner

Reece Joseph E · CIK 0001659413 · 10% owner

Kadenacy Stephen M · CIK 0001519030 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 0 shares

Expires 2027-02-09

F1 · price: Represents Class B common stock converted into shares of Class A common stock of BRC Inc. ("PubCo") through a series of transactions in connection with the business combination of the Issuer and Authentic Brands LLC ("Authentic Brands"), pursuant to that certain Business Combination Agreement, dated as of November 2, 2021, by and among the Issuer, Authentic Brands, PubCo and the other entities party thereto.

F2 · ownership.direct: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC, and Mr. Reece and Mr. Kadenacy, the Issuer's Chairman and Chief Executive Officer, respectively, are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by SilverBox Engaged Sponsor LLC. Such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest such person may have therein, directly or indirectly.

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February 09, 2022 Filed Feb 9, 2022 16:06 UTC SILVERBOX ENGAGED MERGER CORP I SBEA · Entity 130669 OtherClass A Common Stock 4,812,243 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-017088 · tm225881-7_4seq1.xml · nonDerivative · entry 1

SILVERBOX ENGAGED SPONSOR LLC · CIK 0001836668 · Director · Chief Executive Officer · 10% owner

SilverBox Capital LLC · CIK 0001836667 · 10% owner

Reece Joseph E · CIK 0001659413 · 10% owner

Kadenacy Stephen M · CIK 0001519030 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents Class B common stock converted into shares of Class A common stock of BRC Inc. ("PubCo") through a series of transactions in connection with the business combination of the Issuer and Authentic Brands LLC ("Authentic Brands"), pursuant to that certain Business Combination Agreement, dated as of November 2, 2021, by and among the Issuer, Authentic Brands, PubCo and the other entities party thereto.

F2 · ownership.direct: SilverBox Capital LLC is the managing member of SilverBox Engaged Sponsor LLC, and Mr. Reece and Mr. Kadenacy, the Issuer's Chairman and Chief Executive Officer, respectively, are each a principal of SilverBox Capital LLC. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by SilverBox Engaged Sponsor LLC. Such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest such person may have therein, directly or indirectly.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:16 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 796 $0.00 $0.00
Disclosure

SEC source: 0001227654-22-000006 · wf-form4_164133095832846.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,464

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

Read SEC document
December 20, 2021 Filed Dec 21, 2021 21:30 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 38 $0.00 $0.00
Disclosure

SEC source: 0001227654-21-000338 · wf-form4_164012217137321.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,668

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:15 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 631 $0.00 $0.00
Disclosure

SEC source: 0001227654-21-000245 · wf-form4_163311931331025.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,630

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 21:29 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 148 $0.00 $0.00
Disclosure

SEC source: 0001227654-21-000237 · wf-form4_163225976244790.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,999

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 21:56 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 525 $0.00 $0.00
Disclosure

SEC source: 0001227654-21-000172 · wf-form4_162517653815777.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,851

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 21:06 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001227654-21-000149 · wf-form4_162439599596134.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,326

F1 · security: Represents deferred stock units granted by the Issuer in connection with the Reporting Person's service as a director.

F2 · shares: Represents dividend equivalent rights granted in connection with the Issuer's quarterly dividend that accrued to deferred stock units held by the Reporting Person.

Read SEC document
May 18, 2021 Filed May 20, 2021 22:43 UTC COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 GrantDeferred Stock Units · Derivative 2,423 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001227654-21-000132 · wf-form4_162155059270420.xml · derivative · entry 3

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,423

Underlying: Deferred Stock Units · 2,423 shares

Expires 2022-05-18

F2 · shares: Represents annual grant of deferred stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.