Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IMPAC MORTGAGE HOLDINGS INCIMH · Entity 117255 | Director | February 17, 2021 | February 18, 2021 |
| Orchid Island Capital, Inc.ORC · Entity 4781 | Director | October 01, 2026 | October 02, 2026 |
| Ready Capital CorpRC · Entity 5999 | Director | February 22, 2024 | February 27, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IMPAC MORTGAGE HOLDINGS INC
Report date February 17, 2021 · Filed February 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,310 |
Reported balance
After 2021-02-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-17 · Grant · Acquired 20,000 · Balance 78,310 F1: Represents 20,000 shares of common stock underlying Restricted Stock Units (RSUs) granted under the 2020 Equity Incentive Plan so that each RSU represents a contingent right to receive one share of common stock. The RSUs vest 1/3 a year for 3 years beginning on February 17, 2022. F2: Includes 39,500 shares of common stock underlying Deferred Stock Units (DSUs), of which 29,500 are vested. The DSUs were granted under the Non-Employee Director Deferred Stock Unit Award Program. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.39 · Expires 2024-07-22 | Direct | 7,500 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 7,500 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $20.50 · Expires 2025-07-21 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 10,000 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $17.40 · Expires 2026-07-19 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 10,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 20,000 shares of common stock underlying Restricted Stock Units (RSUs) granted under the 2020 Equity Incentive Plan so that each RSU represents a contingent right to receive one share of common stock. The RSUs vest 1/3 a year for 3 years beginning on February 17, 2022.
F2: Includes 39,500 shares of common stock underlying Deferred Stock Units (DSUs), of which 29,500 are vested. The DSUs were granted under the Non-Employee Director Deferred Stock Unit Award Program.
Orchid Island Capital, Inc.
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 59,630 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 5,755 · Balance 59,630 F1: Each deferred stock unit represents a right to receive one share of the Issuer's common stock. F2: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred stock unit represents a right to receive one share of the Issuer's common stock.
F2: The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer.
Ready Capital Corp
Report date February 22, 2024 · Filed February 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 64,025 |
Reported balance
After 2024-02-22 transaction · row 1
1 source rowRow 1 · 2024-02-22 · Grant · Acquired 12,693 · Balance 64,025 F1: On February 22, 2024, the reporting person was awarded 12,693 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 22, 2024, the reporting person was awarded 12,693 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2017 Filed Apr 20, 2017 21:35 UTC | Ready Capital Corp SLD · Entity 5999 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-024944 · a4.xml · nonDerivative · entry 1 FILIPPS FRANK P · CIK 0001188562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: On March 29, 2017, the reporting person was awarded 10,000 Restricted Stock Units ("RSUs") under the 2012 Sutherland Asset Management Corporation Equity Incentive Plan, which represent the right to receive one share of Common Stock of the issuer for each RSU at vesting. Pursuant to the terms of the award agreement, 5,000 RSUs vested on the date of the grant, with the remaining 5,000 RSUs vesting in equal increments of one-quarter on March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the issuer. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 13:02 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | PurchaseCommon Stock | 3,000 | $9.44 | $28,320.00 |
DisclosureSEC source: 0001179110-17-003932 · edgar.xml · nonDerivative · entry 1 FILIPPS FRANK P · CIK 0001188562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,191 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:46 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | GrantCommon Stock | 407 | $10.83 | $4,407.81 |
DisclosureSEC source: 0001179110-17-001556 · edgar.xml · nonDerivative · entry 1 FILIPPS FRANK P · CIK 0001188562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,191 F1 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.83 per share, which represents the closing price on December 31, 2016. Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 23:13 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | GrantCommon Stock | 719 | $10.42 | $7,491.98 |
DisclosureSEC source: 0001275477-16-000198 · form4.xml · nonDerivative · entry 2 FILIPPS FRANK P · CIK 0001188562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,784 F2 · shares: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.42 per share, which represents the closing price of the stock on September 30, 2016. F2 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.42 per share, which represents the closing price of the stock on September 30, 2016. Read SEC document |
| July 18, 2016 Filed Nov 14, 2016 23:13 UTC | Orchid Island Capital, Inc. ORC · Entity 4781 | OtherCommon Stock | 446 | $10.68 | $4,763.28 |
DisclosureSEC source: 0001275477-16-000198 · form4.xml · nonDerivative · entry 1 FILIPPS FRANK P · CIK 0001188562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,065 F1 · shares: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.68 per share, which represents the closing price of the stock on July 14, 2018. This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F1 · price: These shares were issued in consideration for service on the Issuer's Board of Directors at a price of $10.68 per share, which represents the closing price of the stock on July 14, 2018. This small acquisition was exempt from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.