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MILLS JOSEPH A

Disclosed activity across 4 companies

Tapewire entity
33830
SEC CIK
0001398355

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Hawks Acquisition CorpHWKZ · Entity 114445DirectorApril 12, 2023April 14, 2023
INTERNATIONAL BATTERY METALS LTD.IBATF · Entity 7466Director · Chief Executive OfficerJuly 01, 2026July 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Hawks Acquisition Corp

Report date April 12, 2023 · Filed April 14, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect40,000 Reported balance After 2023-04-12 transaction · row 1
1 source row

Row 1 · 2023-04-12 · Conversion · Acquired 40,000 · Balance 40,000

F1: On April 12, 2023, the Reporting Person converted its shares of Class B common stock, par value $0.0001 per share, into shares of Class A common stock, par value $0.0001 per share, pursuant to the terms of the Class B common stock as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-258264).

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-04-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-04-12 · Conversion · Disposed 40,000 · Balance 0

F1: On April 12, 2023, the Reporting Person converted its shares of Class B common stock, par value $0.0001 per share, into shares of Class A common stock, par value $0.0001 per share, pursuant to the terms of the Class B common stock as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-258264).

Filing footnotes · ownership attribution and instrument terms

F1: On April 12, 2023, the Reporting Person converted its shares of Class B common stock, par value $0.0001 per share, into shares of Class A common stock, par value $0.0001 per share, pursuant to the terms of the Class B common stock as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-258264).

INTERNATIONAL BATTERY METALS LTD.

Report date July 01, 2026 · Filed July 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, no par valueSEC Table I · non-derivativeDirect1,000,000 Reported balance After 2026-07-01 transaction · row 1
1 source row

Row 1 · 2026-07-01 · Exercise / conversion · Acquired 1,000,000 · Balance 1,000,000

Resricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-01 · Exercise / conversion · Disposed 1,000,000 · Balance 0

F1: The Restricted Share Units ("RSUs") each represent a contingent right to receive one common share of International Battery Metals Ltd. (the "Issuer").

F2: Represents Restricted Share Units ("RSUs") granted on April 7, 2025 under International Battery Metals Ltd.'s (the "Issuer") Amended and Restated Restricted Share Unit Plan (as amended, the "Plan") and vests in full on July 1, 2026.

Resricted Share UnitsSEC Table II · derivative / convertible securityDirect2,087,683 Reported balance Holding disclosure · report date 2026-07-01 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 2,087,683

F1: The Restricted Share Units ("RSUs") each represent a contingent right to receive one common share of International Battery Metals Ltd. (the "Issuer").

F3: Represents Restricted Share Units ("RSUs") granted on February 4, 2026, which will vest in full on February 4, 2027.

Performance Based Restricted UnitsSEC Table II · derivative / convertible securityDirect2,000,000 Reported balance Holding disclosure · report date 2026-07-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 2,000,000

F4: The Performance Based Restricted Share Unit ("PBRSU") each represent a contingent right to receive one common share of International Battery Metals Ltd. (the "Issuer").

F5: Represents Performance Based Restricted Share Units ("PBRSUs") granted on April 7, 2025, under the Plan, which shall vest upon completion of and deployment of two additional Direct Lithium Extraction Plants, subject to the terms of the associated Restricted Share Unit Agreement.

Performance Based Restricted Share UnitsSEC Table II · derivative / convertible securityDirect500,000 Reported balance Holding disclosure · report date 2026-07-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 500,000

F4: The Performance Based Restricted Share Unit ("PBRSU") each represent a contingent right to receive one common share of International Battery Metals Ltd. (the "Issuer").

F6: Represents Performance Based Restricted Share Units granted on February 4, 2026, which will vest in full 60 days following the Issuer's successful listing on a major stock exchange.

Performance Based Resricted Share UnitsSEC Table II · derivative / convertible securityDirect4,304,525 Reported balance Holding disclosure · report date 2026-07-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 4,304,525

F4: The Performance Based Restricted Share Unit ("PBRSU") each represent a contingent right to receive one common share of International Battery Metals Ltd. (the "Issuer").

F7: Represents Performance Based Restricted Share Units granted on February 4, 2026, of which, 50% shall vest upon the Issuer achieving an annualized EBITDA of $25 million and the remaining 50% shall vest upon the Issuer achieving an annualized EBITDA of $50 million.

Performance Based Resricted Share UnitsSEC Table II · derivative / convertible securityDirect2,152,262 Reported balance Holding disclosure · report date 2026-07-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 2,152,262

F4: The Performance Based Restricted Share Unit ("PBRSU") each represent a contingent right to receive one common share of International Battery Metals Ltd. (the "Issuer").

F8: Represents Performance Based Restricted Share Units granted on February 4, 2026, of which, 50% shall vest upon the Issuer achieving a $750 million market capitalization over a 60 day volume weighted average trading price and the remaining 50% shall vest upon the Issuer achieving $1.5 billion market capitalization over a 60 day volume weighted average trading price.

Filing footnotes · ownership attribution and instrument terms

F1: The Restricted Share Units ("RSUs") each represent a contingent right to receive one common share of International Battery Metals Ltd. (the "Issuer").

F2: Represents Restricted Share Units ("RSUs") granted on April 7, 2025 under International Battery Metals Ltd.'s (the "Issuer") Amended and Restated Restricted Share Unit Plan (as amended, the "Plan") and vests in full on July 1, 2026.

F3: Represents Restricted Share Units ("RSUs") granted on February 4, 2026, which will vest in full on February 4, 2027.

F4: The Performance Based Restricted Share Unit ("PBRSU") each represent a contingent right to receive one common share of International Battery Metals Ltd. (the "Issuer").

F5: Represents Performance Based Restricted Share Units ("PBRSUs") granted on April 7, 2025, under the Plan, which shall vest upon completion of and deployment of two additional Direct Lithium Extraction Plants, subject to the terms of the associated Restricted Share Unit Agreement.

F6: Represents Performance Based Restricted Share Units granted on February 4, 2026, which will vest in full 60 days following the Issuer's successful listing on a major stock exchange.

F7: Represents Performance Based Restricted Share Units granted on February 4, 2026, of which, 50% shall vest upon the Issuer achieving an annualized EBITDA of $25 million and the remaining 50% shall vest upon the Issuer achieving an annualized EBITDA of $50 million.

F8: Represents Performance Based Restricted Share Units granted on February 4, 2026, of which, 50% shall vest upon the Issuer achieving a $750 million market capitalization over a 60 day volume weighted average trading price and the remaining 50% shall vest upon the Issuer achieving $1.5 billion market capitalization over a 60 day volume weighted average trading price.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Pressburg, LLC

Report date December 06, 2019 · Filed December 06, 2019

Section 16 reporting ended · disclosed 2019-12-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect0 Reported balance After 2019-12-06 transaction · row 1
1 source row

Row 1 · 2019-12-06 · Disposition to issuer · Disposed 5,900 · Balance 0

F1: The Issuer, Citizen Energy Operating, LLC ("Citizen") and Citizen Energy Pressburg Inc., a subsidiary of Citizen ("Merger Sub"), are parties to that certain Agreement and Plan of Merger, dated October 1, 2019 (the "Merger Agreement"), pursuant to which, among other things, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Citizen. At the effective time of the Merger (the "Effective Time"), each outstanding share of Class A common stock, $0.001 par value per share, of the Issuer were cancelled and converted into a right to receive $1.52 in cash per share.

Filing footnotes · ownership attribution and instrument terms

F1: The Issuer, Citizen Energy Operating, LLC ("Citizen") and Citizen Energy Pressburg Inc., a subsidiary of Citizen ("Merger Sub"), are parties to that certain Agreement and Plan of Merger, dated October 1, 2019 (the "Merger Agreement"), pursuant to which, among other things, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Citizen. At the effective time of the Merger (the "Effective Time"), each outstanding share of Class A common stock, $0.001 par value per share, of the Issuer were cancelled and converted into a right to receive $1.52 in cash per share.

TALOS ENERGY INC.

Report date January 03, 2025 · Filed January 06, 2025

Section 16 reporting ended · disclosed 2025-01-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,762 Reported balance After 2025-01-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-01-03 · Tax withholding · Disposed 11,367 · Balance 38,762

F1: Represents shares of common stock, par value $0.01 per share, of Talos Energy Inc. withheld to satisfy tax withholding obligations upon the vesting of previously granted restricted stock units under the Amended and Restated Talos Energy Inc. 2021 Long Term Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock, par value $0.01 per share, of Talos Energy Inc. withheld to satisfy tax withholding obligations upon the vesting of previously granted restricted stock units under the Amended and Restated Talos Energy Inc. 2021 Long Term Incentive Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2026 Filed Jul 1, 2026 20:23 UTC INTERNATIONAL BATTERY METALS LTD. IBATF · Entity 7466 Exercise / conversionResricted Share Units · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-292611 · ownership.xml · derivative · entry 2

MILLS JOSEPH A · CIK 0001398355 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Share Units ("RSUs") each represent a contingent right to receive one common share of International Battery Metals Ltd. (the "Issuer").

F2 · derivative.exercise_date: Represents Restricted Share Units ("RSUs") granted on April 7, 2025 under International Battery Metals Ltd.'s (the "Issuer") Amended and Restated Restricted Share Unit Plan (as amended, the "Plan") and vests in full on July 1, 2026.

F2 · derivative.expiration_date: Represents Restricted Share Units ("RSUs") granted on April 7, 2025 under International Battery Metals Ltd.'s (the "Issuer") Amended and Restated Restricted Share Unit Plan (as amended, the "Plan") and vests in full on July 1, 2026.

Read SEC document
July 01, 2026 Filed Jul 1, 2026 20:23 UTC INTERNATIONAL BATTERY METALS LTD. IBATF · Entity 7466 Exercise / conversionCommon Shares, no par value 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-292611 · ownership.xml · nonDerivative · entry 1

MILLS JOSEPH A · CIK 0001398355 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2026 Filed Feb 4, 2026 21:42 UTC INTERNATIONAL BATTERY METALS LTD. IBATF · Entity 7466 GrantPerformance Based Restricted Share Units · Derivative 2,152,262 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-037736 · ownership.xml · derivative · entry 6

MILLS JOSEPH A · CIK 0001398355 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,152,262

Underlying: Common Stock, no par value · 2,152,262 shares

Expires not disclosed

F4 · derivative.exercise_price: The Performance Based Restricted Share Unit ("PBRSU") each represent a contingent right to receive one common share of International Battery Metals Ltd. (the "Issuer").

F8 · derivative.exercise_date: Represents Performance Based Restricted Share Units granted on February 4, 2026, of which, 50% shall vest upon the Issuer achieving a $750 million market capitalization over a 60 day volume weighted average trading price and the remaining 50% shall vest upon the Issuer achieving $1.5 billion market capitalization over a 60 day volume weighted average trading price.

F8 · derivative.expiration_date: Represents Performance Based Restricted Share Units granted on February 4, 2026, of which, 50% shall vest upon the Issuer achieving a $750 million market capitalization over a 60 day volume weighted average trading price and the remaining 50% shall vest upon the Issuer achieving $1.5 billion market capitalization over a 60 day volume weighted average trading price.

Read SEC document
February 04, 2026 Filed Feb 4, 2026 21:42 UTC INTERNATIONAL BATTERY METALS LTD. IBATF · Entity 7466 GrantPerformance Based Restricted Share Units · Derivative 4,304,525 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-037736 · ownership.xml · derivative · entry 5

MILLS JOSEPH A · CIK 0001398355 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,304,525

Underlying: Common Stock, no par value · 4,304,525 shares

Expires not disclosed

F4 · derivative.exercise_price: The Performance Based Restricted Share Unit ("PBRSU") each represent a contingent right to receive one common share of International Battery Metals Ltd. (the "Issuer").

F7 · derivative.exercise_date: Represents Performance Based Restricted Share Units granted on February 4, 2026, of which, 50% shall vest upon the Issuer achieving an annualized EBITDA of $25 million and the remaining 50% shall vest upon the Issuer achieving an annualized EBITDA of $50 million.

F7 · derivative.expiration_date: Represents Performance Based Restricted Share Units granted on February 4, 2026, of which, 50% shall vest upon the Issuer achieving an annualized EBITDA of $25 million and the remaining 50% shall vest upon the Issuer achieving an annualized EBITDA of $50 million.

Read SEC document
February 04, 2026 Filed Feb 4, 2026 21:42 UTC INTERNATIONAL BATTERY METALS LTD. IBATF · Entity 7466 GrantPerformance Based Restricted Share Units · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-037736 · ownership.xml · derivative · entry 4

MILLS JOSEPH A · CIK 0001398355 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock, no par value · 500,000 shares

Expires not disclosed

F4 · derivative.exercise_price: The Performance Based Restricted Share Unit ("PBRSU") each represent a contingent right to receive one common share of International Battery Metals Ltd. (the "Issuer").

F6 · derivative.exercise_date: Represents Performance Based Restricted Share Units granted on February 4, 2026, which will vest in full 60 days following the Issuer's successful listing on a major stock exchange.

F6 · derivative.expiration_date: Represents Performance Based Restricted Share Units granted on February 4, 2026, which will vest in full 60 days following the Issuer's successful listing on a major stock exchange.

Read SEC document
February 04, 2026 Filed Feb 4, 2026 21:42 UTC INTERNATIONAL BATTERY METALS LTD. IBATF · Entity 7466 GrantRestricted Share Units · Derivative 2,087,683 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-037736 · ownership.xml · derivative · entry 2

MILLS JOSEPH A · CIK 0001398355 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,087,683

Underlying: Common Stock, no par value · 2,087,683 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Share Units ("RSUs") each represent a contingent right to receive one common share of International Battery Metals Ltd. (the "Issuer").

F3 · derivative.exercise_date: Represents Restricted Share Units ("RSUs") granted on February 4, 2026, which will vest in full on February 4, 2027.

F3 · derivative.expiration_date: Represents Restricted Share Units ("RSUs") granted on February 4, 2026, which will vest in full on February 4, 2027.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 21:05 UTC TALOS ENERGY INC. TALO · Entity 4257 Tax withholdingCommon Stock 11,367 $10.07 $114,465.69
Disclosure

SEC source: 0000950170-25-002037 · ownership.xml · nonDerivative · entry 1

MILLS JOSEPH A · CIK 0001398355 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,762

F1 · security: Represents shares of common stock, par value $0.01 per share, of Talos Energy Inc. withheld to satisfy tax withholding obligations upon the vesting of previously granted restricted stock units under the Amended and Restated Talos Energy Inc. 2021 Long Term Incentive Plan.

Read SEC document
November 01, 2024 Filed Nov 19, 2024 21:06 UTC TALOS ENERGY INC. TALO · Entity 4257 GrantCommon Stock 43,630 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128572 · ownership.xml · nonDerivative · entry 1

MILLS JOSEPH A · CIK 0001398355 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,129

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of Talos Energy Inc. (the "Company"). The RSUs were issued pursuant to the Amended and Restated Talos Energy Inc. 2021 Long Term Incentive Plan. The RSUs were issued as compensation for the Reporting Person's service as the Company's interim Chief Executive Officer and President and will vest on the earlier to occur of (i) December 31, 2024 and (ii) the date the Reporting Person is no longer Chief Executive Officer and President.

Read SEC document
April 24, 2024 Filed Apr 25, 2024 20:05 UTC TALOS ENERGY INC. TALO · Entity 4257 GrantRestricted Stock Units · Derivative 12,510 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-048272 · ownership.xml · derivative · entry 1

MILLS JOSEPH A · CIK 0001398355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,510

Underlying: Common Stock · 12,510 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") were granted pursuant to the Talos Energy Inc. 2021 Long Term Incentive Plan and represent a contingent right to receive 60% of such RSUs in shares of common stock, par value $0.01 per share of Talos Energy Inc. ("Shares") and 40% of such RSUs in cash if no settlement election was made to receive 100% in Shares.

F2 · derivative.exercise_date: The RSUs will vest, contingent upon continued service, on March 5, 2025. Vested Shares and/or cash will be delivered to the reporting person on the date provided in such person's deferral election or the vesting date if no such election was made.

F2 · derivative.expiration_date: The RSUs will vest, contingent upon continued service, on March 5, 2025. Vested Shares and/or cash will be delivered to the reporting person on the date provided in such person's deferral election or the vesting date if no such election was made.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:43 UTC TALOS ENERGY INC. TALO · Entity 4257 GrantCommon Stock 6,499 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027242 · ownership.xml · nonDerivative · entry 1

MILLS JOSEPH A · CIK 0001398355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,499

F1 · price: This Form 4 reports securities acquired in connection with the transactions contemplated by that certain Agreement and Plan of Merger, dated as of January 13, 2024 (the "Merger Agreement"), by and among Talos Energy Inc. (the "Issuer"), QuarterNorth Energy, Inc. ("QuarterNorth") and the other parties thereto, in which Talos acquired QuarterNorth in a transaction through a merger (the "Transaction"). As partial consideration for the acquisition of QuarterNorth, the holders of common stock, par value $0.01 per share, of QuarterNorth ("QuarterNorth Common Stock") were entitled to receive shares of common stock, par value $0.01 per share of the Issuer ("Talos Common Stock"). On March 4, 2024,

F2 · price: (Continued from footnote 1) the Transaction closed and as of immediately prior to closing the reporting person held a total of 2,343 shares of QuarterNorth Common Stock, which were converted into the right to receive 6,499 shares of Talos Common Stock in the accordance with the Merger Agreement. The closing price of Talos Common Stock on March 4, 2023 was $13.25 per share.

Read SEC document
April 12, 2023 Filed Apr 14, 2023 17:28 UTC Hawks Acquisition Corp HWKZ · Entity 114445 ConversionClass B Common Stock · Derivative 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-23-001108 · es230349212_4-mills.xml · derivative · entry 2

MILLS JOSEPH A · CIK 0001398355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On April 12, 2023, the Reporting Person converted its shares of Class B common stock, par value $0.0001 per share, into shares of Class A common stock, par value $0.0001 per share, pursuant to the terms of the Class B common stock as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-258264).

F1 · price: On April 12, 2023, the Reporting Person converted its shares of Class B common stock, par value $0.0001 per share, into shares of Class A common stock, par value $0.0001 per share, pursuant to the terms of the Class B common stock as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-258264).

F1 · derivative.exercise_date: On April 12, 2023, the Reporting Person converted its shares of Class B common stock, par value $0.0001 per share, into shares of Class A common stock, par value $0.0001 per share, pursuant to the terms of the Class B common stock as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-258264).

F1 · derivative.expiration_date: On April 12, 2023, the Reporting Person converted its shares of Class B common stock, par value $0.0001 per share, into shares of Class A common stock, par value $0.0001 per share, pursuant to the terms of the Class B common stock as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-258264).

Read SEC document
April 12, 2023 Filed Apr 14, 2023 17:28 UTC Hawks Acquisition Corp HWKZ · Entity 114445 ConversionClass A Common Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-23-001108 · es230349212_4-mills.xml · nonDerivative · entry 1

MILLS JOSEPH A · CIK 0001398355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 12, 2023, the Reporting Person converted its shares of Class B common stock, par value $0.0001 per share, into shares of Class A common stock, par value $0.0001 per share, pursuant to the terms of the Class B common stock as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-258264).

F1 · price: On April 12, 2023, the Reporting Person converted its shares of Class B common stock, par value $0.0001 per share, into shares of Class A common stock, par value $0.0001 per share, pursuant to the terms of the Class B common stock as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-258264).

Read SEC document
December 06, 2019 Filed Dec 6, 2019 15:52 UTC Pressburg, LLC ROAN · Entity 153141 Disposition to issuerClass A common stock 5,900 $1.52 $8,968.00
Disclosure

SEC source: 0000899243-19-028675 · doc4.xml · nonDerivative · entry 1

MILLS JOSEPH A · CIK 0001398355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The Issuer, Citizen Energy Operating, LLC ("Citizen") and Citizen Energy Pressburg Inc., a subsidiary of Citizen ("Merger Sub"), are parties to that certain Agreement and Plan of Merger, dated October 1, 2019 (the "Merger Agreement"), pursuant to which, among other things, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Citizen. At the effective time of the Merger (the "Effective Time"), each outstanding share of Class A common stock, $0.001 par value per share, of the Issuer were cancelled and converted into a right to receive $1.52 in cash per share.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.