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Zagorski Mark

Disclosed activity across 4 companies

Tapewire entity
33777
SEC CIK
0001709574

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DoubleVerify Holdings, Inc.DV · Entity 4486Director · Chief Executive OfficerSeptember 30, 2026October 03, 2026
MAGNITE, INC.RUBI · Entity 2049President & COOApril 01, 2020April 03, 2020
Teads Holding Co.TEAD · Entity 7241DirectorMay 13, 2026May 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DoubleVerify Holdings, Inc.

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect616,728 Ending reported balance After 2026-09-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-30 · Exercise / conversion · Acquired 13,476 · Balance 623,608

F1: Each restricted stock unit was granted on August 19, 2025. 8.33% of the restricted stock units vested and were settled on December 31, 2025 (the "2025 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 8.33% on each quarterly anniversary of the 2025 Vesting Date, subject to Mr. Zagorski's continued employment.

Row 2 · 2026-09-30 · Tax withholding · Disposed 6,880 · Balance 616,728

F2: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect107,804 Reported balance After 2026-09-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-30 · Exercise / conversion · Disposed 13,476 · Balance 107,804

F3: Restricted stock units convert into common stock on a one-for-one basis.

F1: Each restricted stock unit was granted on August 19, 2025. 8.33% of the restricted stock units vested and were settled on December 31, 2025 (the "2025 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 8.33% on each quarterly anniversary of the 2025 Vesting Date, subject to Mr. Zagorski's continued employment.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit was granted on August 19, 2025. 8.33% of the restricted stock units vested and were settled on December 31, 2025 (the "2025 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 8.33% on each quarterly anniversary of the 2025 Vesting Date, subject to Mr. Zagorski's continued employment.

F2: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F3: Restricted stock units convert into common stock on a one-for-one basis.

MAGNITE, INC.

Report date April 01, 2020 · Filed April 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect348,921 Reported balance After 2020-04-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-04-01 · Grant · Acquired 348,922 · Balance 348,921

F1: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria"), pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019. At the closing of the merger, Telaria common stock and restricted stock units were converted to Issuer common stock and Issuer restricted stock units (the "RSUs") at an exchange ratio of 1.082.

F2: Includes (i) 90,629 shares underlying RSUs that vested on the Effective Date in connection with the merger, (ii) 50,432 RSUs that will vest on July 10, 2021; (iii) 20,806 RSUs that will vest on February 14, 2022, (iv) 19,390 RSUs that will vest on February 14, 2022, and (v) 19,391 RSUs that will vest on February 14, 2023, in each case subject to the Reporting Person providing Continuous Service to the Issuer on each such date.

Common StockSEC Table I · non-derivativeDirect436,917 Reported balance After 2020-04-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2020-04-01 · Grant · Acquired 87,996 · Balance 436,917

F3: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest in full on October 1, 2020, provided the Reporting Person continues to provide services to the Issuer on such vesting date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.61 · Expires 2028-02-27Direct168,412 Reported balance After 2020-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-04-01 · Grant · Acquired 168,412 · Balance 168,412

F4: 25% of the total number of shares underlying this option vested on February 14, 2019 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service as of the Effective Date. Commencing on April 14, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until full vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.16 · Expires 2029-02-28Direct73,192 Reported balance After 2020-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-04-01 · Grant · Acquired 73,192 · Balance 73,192

F5: 25% of the total number of shares underlying this option vested on February 14, 2020 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service on the Effective Date. Commencing on April 14, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.19 · Expires 2027-07-10Direct486,900 Reported balance After 2020-04-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-04-01 · Grant · Acquired 486,900 · Balance 486,900

F6: 25% of the total number of shares underlying this option vested on July 10, 2018 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service as of the Effective Date. Commencing on April 10, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.19 · Expires 2027-07-10Direct486,900 Reported balance After 2020-04-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-04-01 · Grant · Acquired 486,900 · Balance 486,900

F7: The shares underlying this option are fully vested. 50% of the shares underlying the option are currently exercisable and 50% of the shares underlying the option will be exercisable in September 2020, subject to continued service to the Issuer

Filing footnotes · ownership attribution and instrument terms

F1: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria"), pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019. At the closing of the merger, Telaria common stock and restricted stock units were converted to Issuer common stock and Issuer restricted stock units (the "RSUs") at an exchange ratio of 1.082.

F2: Includes (i) 90,629 shares underlying RSUs that vested on the Effective Date in connection with the merger, (ii) 50,432 RSUs that will vest on July 10, 2021; (iii) 20,806 RSUs that will vest on February 14, 2022, (iv) 19,390 RSUs that will vest on February 14, 2022, and (v) 19,391 RSUs that will vest on February 14, 2023, in each case subject to the Reporting Person providing Continuous Service to the Issuer on each such date.

F3: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest in full on October 1, 2020, provided the Reporting Person continues to provide services to the Issuer on such vesting date.

F4: 25% of the total number of shares underlying this option vested on February 14, 2019 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service as of the Effective Date. Commencing on April 14, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until full vested.

F5: 25% of the total number of shares underlying this option vested on February 14, 2020 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service on the Effective Date. Commencing on April 14, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until fully vested.

F6: 25% of the total number of shares underlying this option vested on July 10, 2018 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service as of the Effective Date. Commencing on April 10, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until fully vested.

F7: The shares underlying this option are fully vested. 50% of the shares underlying the option are currently exercisable and 50% of the shares underlying the option will be exercisable in September 2020, subject to continued service to the Issuer

Teads Holding Co.

Report date May 13, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect72,500 Reported balance After 2026-05-13 transaction · row 1
1 source row

Row 1 · 2026-05-13 · Grant · Acquired 20,000 · Balance 72,500

F1: Restricted stock units granted pursuant to the Issuer's 2021 Long-Term Incentive Plan which vest in twelve equal increments over a period of three years beginning June 5, 2026, and on each quarterly anniversary thereof.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted pursuant to the Issuer's 2021 Long-Term Incentive Plan which vest in twelve equal increments over a period of three years beginning June 5, 2026, and on each quarterly anniversary thereof.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Telaria, Inc.

Report date April 01, 2020 · Filed April 03, 2020

Section 16 reporting ended · disclosed 2020-04-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-04-01 transaction · row 1
1 source row

Row 1 · 2020-04-01 · Disposition to issuer · Disposed 137,036 · Balance 0

F1: On April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and The Rubicon Project, Inc. ("Rubicon"), each share of Issuer common stock was exchanged for 1.082 shares of Rubicon common stock.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2028-02-27Direct0 Reported balance After 2020-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-04-01 · Disposition to issuer · Disposed 155,650 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.58 · Expires 2029-02-28Direct0 Reported balance After 2020-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-04-01 · Disposition to issuer · Disposed 67,646 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.36 · Expires 2027-07-10Direct0 Reported balance After 2020-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-04-01 · Disposition to issuer · Disposed 450,000 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.36 · Expires 2027-07-10Direct0 Reported balance After 2020-04-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-04-01 · Disposition to issuer · Disposed 450,000 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-04-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-04-01 · Disposition to issuer · Disposed 93,220 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-04-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-04-01 · Disposition to issuer · Disposed 38,461 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-04-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-04-01 · Disposition to issuer · Disposed 53,763 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Filing footnotes · ownership attribution and instrument terms

F1: On April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and The Rubicon Project, Inc. ("Rubicon"), each share of Issuer common stock was exchanged for 1.082 shares of Rubicon common stock.

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 10, 2018 Filed Jul 12, 2018 16:09 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 46,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042446 · doc4.xml · derivative · entry 3

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,830

Underlying: Common Stock · 46,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Grant to the Reporting Person of an RSU issued as an employment inducement award under applicable NYSE rules. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · derivative.exercise_date: 46,619 shares underlying the restricted stock unit ("RSU") issued as an employment inducement award under applicable NYSE rules on July 10, 2017 vested on July 10, 2018; the remaining shares underlying the RSU will vest in three additional equal annual installments on each of July 10, 2019, July 10, 2020 and July 10, 2021, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

F1 · derivative.expiration_date: 46,619 shares underlying the restricted stock unit ("RSU") issued as an employment inducement award under applicable NYSE rules on July 10, 2017 vested on July 10, 2018; the remaining shares underlying the RSU will vest in three additional equal annual installments on each of July 10, 2019, July 10, 2020 and July 10, 2021, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 16:09 UTC Telaria, Inc. TLRA · Entity 150026 Tax withholdingCommon Stock 19,212 $4.06 $78,000.72
Disclosure

SEC source: 0001209191-18-042446 · doc4.xml · nonDerivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,263

F2 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 16:09 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 46,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042446 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 46,619 shares underlying the restricted stock unit ("RSU") issued as an employment inducement award under applicable NYSE rules on July 10, 2017 vested on July 10, 2018; the remaining shares underlying the RSU will vest in three additional equal annual installments on each of July 10, 2019, July 10, 2020 and July 10, 2021, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 16:31 UTC Telaria, Inc. TLRA · Entity 150026 GrantStock Option (Right to Buy) · Derivative 155,650 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001209191-18-015040 · doc4.xml · derivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,650

Underlying: Common Stock · 155,650 shares

Expires 2028-02-26

F3 · derivative.exercise_date: 25% of the total shares underlying this option will vest on February 14, 2019 and the remaining shares vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This option is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 16:31 UTC Telaria, Inc. TLRA · Entity 150026 GrantRestricted Stock Unit · Derivative 76,923 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015040 · doc4.xml · derivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,923

Underlying: Common Stock · 76,923 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: Grant to the Reporting Person of a restricted stock unit (the "RSU") under the issuer's 2013 Equity Incentive Plan. The RSU will vest in four equal annual installments on each of February 14, 2019, February 14, 2020, February 14, 2021 and February 14, 2022, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

F2 · derivative.expiration_date: Grant to the Reporting Person of a restricted stock unit (the "RSU") under the issuer's 2013 Equity Incentive Plan. The RSU will vest in four equal annual installments on each of February 14, 2019, February 14, 2020, February 14, 2021 and February 14, 2022, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

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November 17, 2017 Filed Nov 20, 2017 17:04 UTC Telaria, Inc. TLRA · Entity 150026 PurchaseCommon Stock 10,000 $4.02 $40,200.00
Disclosure

SEC source: 0001209191-17-061811 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,865

Read SEC document
August 11, 2017 Filed Aug 15, 2017 16:56 UTC Telaria, Inc. TRMR · Entity 150026 PurchaseCommon Stock 41,865 $2.42 $101,313.30
Disclosure

SEC source: 0001209191-17-049004 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,865

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.37 - $2.449, inclusive.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 16:12 UTC Telaria, Inc. TRMR · Entity 150026 GrantStock Option (Right to Buy) · Derivative 450,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001209191-17-044888 · doc4.xml · derivative · entry 3

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2027-07-09

F3 · security: Grant to the Reporting Person of a stock option issued as an employment inducement award under applicable NYSE rules.

F5 · derivative.exercise_date: 50% of the shares subject to the option will vest as of the date on which the 30-day moving average of Company's common stock exceeds $4.00 per share (as adjusted to account for any stock splits or other adjustments), and 50% of the shares subject to the option will vest as of the date on which the 30-day moving average of Company's common stock exceeds $5.00 per share (as adjusted to account for any stock splits or other adjustments), provided, in each case the Reporting Person continues to provide services to the Issuer on each such vesting date. In addition, if any portion of the option becomes vested, the Reporting Person will not be entitled to exercise the vested portion until the date that is 18 months from the applicable vesting date.

F6 · derivative.expiration_date: The option shall expire, with respect to the unvested portion of the option: (a) if any of the vesting criteria have not been achieved on the date which is four years from the date of grant, or (b) the Company consummates a change in control pursuant to which the Company's common stock is acquired at a price per share (as adjusted to account for any stock splits or other adjustments) below $5.00.

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July 10, 2017 Filed Jul 12, 2017 16:12 UTC Telaria, Inc. TRMR · Entity 150026 GrantStock Option (Right to Buy) · Derivative 450,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001209191-17-044888 · doc4.xml · derivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2027-07-09

F3 · security: Grant to the Reporting Person of a stock option issued as an employment inducement award under applicable NYSE rules.

F4 · derivative.exercise_date: 25% of the total shares underlying this option will vest on July 10, 2018 and the remaining shares vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This option is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 16:12 UTC Telaria, Inc. TRMR · Entity 150026 GrantRestricted Stock Unit · Derivative 186,440 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044888 · doc4.xml · derivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 186,440 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant to the Reporting Person of a restricted stock unit ("RSU") issued as an employment inducement award under applicable NYSE rules. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU will vest in four equal annual installments on each of July 10, 2018, July 10, 2019, July 10, 2020 and July 10, 2021, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

F2 · derivative.expiration_date: The RSU will vest in four equal annual installments on each of July 10, 2018, July 10, 2019, July 10, 2020 and July 10, 2021, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.