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Zagorski Mark

Disclosed activity across 4 companies

Tapewire entity
33777
SEC CIK
0001709574

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DoubleVerify Holdings, Inc.DV · Entity 4486Director · Chief Executive OfficerSeptember 30, 2026October 03, 2026
MAGNITE, INC.RUBI · Entity 2049President & COOApril 01, 2020April 03, 2020
Teads Holding Co.TEAD · Entity 7241DirectorMay 13, 2026May 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DoubleVerify Holdings, Inc.

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect616,728 Ending reported balance After 2026-09-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-30 · Exercise / conversion · Acquired 13,476 · Balance 623,608

F1: Each restricted stock unit was granted on August 19, 2025. 8.33% of the restricted stock units vested and were settled on December 31, 2025 (the "2025 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 8.33% on each quarterly anniversary of the 2025 Vesting Date, subject to Mr. Zagorski's continued employment.

Row 2 · 2026-09-30 · Tax withholding · Disposed 6,880 · Balance 616,728

F2: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect107,804 Reported balance After 2026-09-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-30 · Exercise / conversion · Disposed 13,476 · Balance 107,804

F3: Restricted stock units convert into common stock on a one-for-one basis.

F1: Each restricted stock unit was granted on August 19, 2025. 8.33% of the restricted stock units vested and were settled on December 31, 2025 (the "2025 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 8.33% on each quarterly anniversary of the 2025 Vesting Date, subject to Mr. Zagorski's continued employment.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit was granted on August 19, 2025. 8.33% of the restricted stock units vested and were settled on December 31, 2025 (the "2025 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 8.33% on each quarterly anniversary of the 2025 Vesting Date, subject to Mr. Zagorski's continued employment.

F2: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F3: Restricted stock units convert into common stock on a one-for-one basis.

MAGNITE, INC.

Report date April 01, 2020 · Filed April 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect348,921 Reported balance After 2020-04-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-04-01 · Grant · Acquired 348,922 · Balance 348,921

F1: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria"), pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019. At the closing of the merger, Telaria common stock and restricted stock units were converted to Issuer common stock and Issuer restricted stock units (the "RSUs") at an exchange ratio of 1.082.

F2: Includes (i) 90,629 shares underlying RSUs that vested on the Effective Date in connection with the merger, (ii) 50,432 RSUs that will vest on July 10, 2021; (iii) 20,806 RSUs that will vest on February 14, 2022, (iv) 19,390 RSUs that will vest on February 14, 2022, and (v) 19,391 RSUs that will vest on February 14, 2023, in each case subject to the Reporting Person providing Continuous Service to the Issuer on each such date.

Common StockSEC Table I · non-derivativeDirect436,917 Reported balance After 2020-04-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2020-04-01 · Grant · Acquired 87,996 · Balance 436,917

F3: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest in full on October 1, 2020, provided the Reporting Person continues to provide services to the Issuer on such vesting date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.61 · Expires 2028-02-27Direct168,412 Reported balance After 2020-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-04-01 · Grant · Acquired 168,412 · Balance 168,412

F4: 25% of the total number of shares underlying this option vested on February 14, 2019 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service as of the Effective Date. Commencing on April 14, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until full vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.16 · Expires 2029-02-28Direct73,192 Reported balance After 2020-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-04-01 · Grant · Acquired 73,192 · Balance 73,192

F5: 25% of the total number of shares underlying this option vested on February 14, 2020 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service on the Effective Date. Commencing on April 14, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.19 · Expires 2027-07-10Direct486,900 Reported balance After 2020-04-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-04-01 · Grant · Acquired 486,900 · Balance 486,900

F6: 25% of the total number of shares underlying this option vested on July 10, 2018 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service as of the Effective Date. Commencing on April 10, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.19 · Expires 2027-07-10Direct486,900 Reported balance After 2020-04-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-04-01 · Grant · Acquired 486,900 · Balance 486,900

F7: The shares underlying this option are fully vested. 50% of the shares underlying the option are currently exercisable and 50% of the shares underlying the option will be exercisable in September 2020, subject to continued service to the Issuer

Filing footnotes · ownership attribution and instrument terms

F1: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria"), pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019. At the closing of the merger, Telaria common stock and restricted stock units were converted to Issuer common stock and Issuer restricted stock units (the "RSUs") at an exchange ratio of 1.082.

F2: Includes (i) 90,629 shares underlying RSUs that vested on the Effective Date in connection with the merger, (ii) 50,432 RSUs that will vest on July 10, 2021; (iii) 20,806 RSUs that will vest on February 14, 2022, (iv) 19,390 RSUs that will vest on February 14, 2022, and (v) 19,391 RSUs that will vest on February 14, 2023, in each case subject to the Reporting Person providing Continuous Service to the Issuer on each such date.

F3: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest in full on October 1, 2020, provided the Reporting Person continues to provide services to the Issuer on such vesting date.

F4: 25% of the total number of shares underlying this option vested on February 14, 2019 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service as of the Effective Date. Commencing on April 14, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until full vested.

F5: 25% of the total number of shares underlying this option vested on February 14, 2020 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service on the Effective Date. Commencing on April 14, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until fully vested.

F6: 25% of the total number of shares underlying this option vested on July 10, 2018 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service as of the Effective Date. Commencing on April 10, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until fully vested.

F7: The shares underlying this option are fully vested. 50% of the shares underlying the option are currently exercisable and 50% of the shares underlying the option will be exercisable in September 2020, subject to continued service to the Issuer

Teads Holding Co.

Report date May 13, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect72,500 Reported balance After 2026-05-13 transaction · row 1
1 source row

Row 1 · 2026-05-13 · Grant · Acquired 20,000 · Balance 72,500

F1: Restricted stock units granted pursuant to the Issuer's 2021 Long-Term Incentive Plan which vest in twelve equal increments over a period of three years beginning June 5, 2026, and on each quarterly anniversary thereof.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted pursuant to the Issuer's 2021 Long-Term Incentive Plan which vest in twelve equal increments over a period of three years beginning June 5, 2026, and on each quarterly anniversary thereof.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Telaria, Inc.

Report date April 01, 2020 · Filed April 03, 2020

Section 16 reporting ended · disclosed 2020-04-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-04-01 transaction · row 1
1 source row

Row 1 · 2020-04-01 · Disposition to issuer · Disposed 137,036 · Balance 0

F1: On April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and The Rubicon Project, Inc. ("Rubicon"), each share of Issuer common stock was exchanged for 1.082 shares of Rubicon common stock.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2028-02-27Direct0 Reported balance After 2020-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-04-01 · Disposition to issuer · Disposed 155,650 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.58 · Expires 2029-02-28Direct0 Reported balance After 2020-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-04-01 · Disposition to issuer · Disposed 67,646 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.36 · Expires 2027-07-10Direct0 Reported balance After 2020-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-04-01 · Disposition to issuer · Disposed 450,000 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.36 · Expires 2027-07-10Direct0 Reported balance After 2020-04-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-04-01 · Disposition to issuer · Disposed 450,000 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-04-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-04-01 · Disposition to issuer · Disposed 93,220 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-04-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-04-01 · Disposition to issuer · Disposed 38,461 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-04-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-04-01 · Disposition to issuer · Disposed 53,763 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Filing footnotes · ownership attribution and instrument terms

F1: On April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and The Rubicon Project, Inc. ("Rubicon"), each share of Issuer common stock was exchanged for 1.082 shares of Rubicon common stock.

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2022 Filed Dec 14, 2022 23:52 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061307 · doc4.xml · derivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units and stock options vest 6.25% on March 15, 2023 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date. Vested shares will be delivered to the reporting person as soon as administratively feasible following his separation from service with the Issuer.

F2 · derivative.expiration_date: The restricted stock units and stock options vest 6.25% on March 15, 2023 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date. Vested shares will be delivered to the reporting person as soon as administratively feasible following his separation from service with the Issuer.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:04 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Exercise / conversionRestricted Stock Units · Derivative 10,417 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052174 · doc4.xml · derivative · entry 3

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,333

Underlying: Common Stock · 10,417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on July 28, 2020 and represents a right to receive one share of common stock on a one-to-one basis. 37.5% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering (the "IPO") of common stock of DoubleVerify Holdings, Inc. The remaining RSUs will vest on the original vesting schedule as though the IPO had not occurred, subject to Mr. Zagorksi's continued employment through the applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted on July 28, 2020 and represents a right to receive one share of common stock on a one-to-one basis. 37.5% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering (the "IPO") of common stock of DoubleVerify Holdings, Inc. The remaining RSUs will vest on the original vesting schedule as though the IPO had not occurred, subject to Mr. Zagorksi's continued employment through the applicable vesting date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:04 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Tax withholdingCommon Stock 5,978 $27.35 $163,498.30
Disclosure

SEC source: 0001209191-22-052174 · doc4.xml · nonDerivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,733

F2 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 10,417 RSUs on September 30, 2022.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:04 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Exercise / conversionCommon Stock 10,417 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052174 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on July 28, 2020 and represents a right to receive one share of common stock on a one-to-one basis. 37.5% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering (the "IPO") of common stock of DoubleVerify Holdings, Inc. The remaining RSUs will vest on the original vesting schedule as though the IPO had not occurred, subject to Mr. Zagorksi's continued employment through the applicable vesting date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:10 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Exercise / conversionRestricted Stock Units · Derivative 6,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050488 · doc4.xml · derivative · entry 3

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,123

Underlying: Common Stock · 6,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

F1 · derivative.expiration_date: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:10 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Tax withholdingCommon Stock 3,329 $28.56 $95,076.24
Disclosure

SEC source: 0001209191-22-050488 · doc4.xml · nonDerivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,294

F2 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 6,471 RSUs on September 15, 2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:10 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Exercise / conversionCommon Stock 6,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050488 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:03 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Exercise / conversionRestricted Stock Units · Derivative 10,417 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040555 · doc4.xml · derivative · entry 3

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Common Stock · 10,417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on July 28, 2020 and represents a right to receive one share of common stock on a one-to-one basis. 37.5% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering (the "IPO") of common stock of DoubleVerify Holdings, Inc. The remaining RSUs will vest on the original vesting schedule as though the IPO had not occurred, subject to Mr. Zagorksi's continued employment through the applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted on July 28, 2020 and represents a right to receive one share of common stock on a one-to-one basis. 37.5% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering (the "IPO") of common stock of DoubleVerify Holdings, Inc. The remaining RSUs will vest on the original vesting schedule as though the IPO had not occurred, subject to Mr. Zagorksi's continued employment through the applicable vesting date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:03 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Tax withholdingCommon Stock 4,415 $22.67 $100,088.05
Disclosure

SEC source: 0001209191-22-040555 · doc4.xml · nonDerivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,152

F2 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 10,417 RSUs on June 30, 2022.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:03 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Exercise / conversionCommon Stock 10,417 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040555 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on July 28, 2020 and represents a right to receive one share of common stock on a one-to-one basis. 37.5% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering (the "IPO") of common stock of DoubleVerify Holdings, Inc. The remaining RSUs will vest on the original vesting schedule as though the IPO had not occurred, subject to Mr. Zagorksi's continued employment through the applicable vesting date.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:53 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Exercise / conversionRestricted Stock Units · Derivative 6,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037928 · doc4.xml · derivative · entry 3

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,594

Underlying: Common Stock · 6,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

F1 · derivative.expiration_date: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:53 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Tax withholdingCommon Stock 2,743 $21.78 $59,742.54
Disclosure

SEC source: 0001209191-22-037928 · doc4.xml · nonDerivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,150

F2 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 6,471 RSUs on June 15, 2022.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:53 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Exercise / conversionCommon Stock 6,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037928 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 20:03 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 PurchaseCommon Stock 2,000 $25.63 $51,258.00
Disclosure

SEC source: 0001209191-22-021744 · doc4.xml · nonDerivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,422

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:03 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 PurchaseCommon Stock 17,846 $25.64 $457,585.72
Disclosure

SEC source: 0001209191-22-021744 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,422

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Exercise / conversionRestricted Stock Units · Derivative 6,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019546 · doc4.xml · derivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,065

Underlying: Common Stock · 6,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

F1 · derivative.expiration_date: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Exercise / conversionCommon Stock 6,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019546 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:06 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 GrantOptions (Rights to Buy) · Derivative 244,729 $0.00 Strike: $31.39 $0.00
Disclosure

SEC source: 0001209191-21-069524 · doc4.xml · derivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,729

Underlying: Common Stock · 244,729 shares

Expires 2031-12-09

F2 · derivative.exercise_date: The restricted stock units and stock options vest 6.25% on March 15, 2022 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:06 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 GrantRestricted Stock Units · Derivative 103,536 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069524 · doc4.xml · derivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,536

Underlying: Common Stock · 103,536 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units and stock options vest 6.25% on March 15, 2022 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

F2 · derivative.expiration_date: The restricted stock units and stock options vest 6.25% on March 15, 2022 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 20:07 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Exercise / conversionRestricted Stock Units · Derivative 86,581 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047728 · doc4.xml · derivative · entry 3

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · shares: The total was increased by one share due to an administrative calculation error due to rounding of the vested amount.

F2 · derivative.exercise_date: Each restricted stock unit was granted on July 28, 2020 and represents a right to receive one share of common stock on a one-for-one basis. The restricted stock units fully vested on July 21, 2021.

F2 · derivative.expiration_date: Each restricted stock unit was granted on July 28, 2020 and represents a right to receive one share of common stock on a one-for-one basis. The restricted stock units fully vested on July 21, 2021.

F1 · derivative.underlying_shares: The total was increased by one share due to an administrative calculation error due to rounding of the vested amount.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 20:07 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Tax withholdingCommon Stock 49,681 $36.25 $1,800,936.25
Disclosure

SEC source: 0001209191-21-047728 · doc4.xml · nonDerivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,105

F3 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 86,581 restricted stock units on July 21, 2021.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 20:07 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Exercise / conversionCommon Stock 86,581 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047728 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The total was increased by one share due to an administrative calculation error due to rounding of the vested amount.

F2 · price: Each restricted stock unit was granted on July 28, 2020 and represents a right to receive one share of common stock on a one-for-one basis. The restricted stock units fully vested on July 21, 2021.

Read SEC document
April 20, 2021 Filed May 10, 2021 20:08 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Exercise / conversionRestricted Stock Units · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031216 · doc4.xml · derivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,167

Underlying: Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on July 28, 2020 and represents a right to receive one share of common stock on a one-to-one basis. 37.5% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering (the "IPO") of common stock of DoubleVerify Holdings, Inc. The remaining RSUs will vest on the original vesting schedule as though the IPO had not occurred, subject to Mr. Zagorksi's continued employment through the applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted on July 28, 2020 and represents a right to receive one share of common stock on a one-to-one basis. 37.5% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering (the "IPO") of common stock of DoubleVerify Holdings, Inc. The remaining RSUs will vest on the original vesting schedule as though the IPO had not occurred, subject to Mr. Zagorksi's continued employment through the applicable vesting date.

Read SEC document
April 20, 2021 Filed May 10, 2021 20:08 UTC DoubleVerify Holdings, Inc. DV · Entity 4486 Exercise / conversionCommon Stock 62,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-031216 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on July 28, 2020 and represents a right to receive one share of common stock on a one-to-one basis. 37.5% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering (the "IPO") of common stock of DoubleVerify Holdings, Inc. The remaining RSUs will vest on the original vesting schedule as though the IPO had not occurred, subject to Mr. Zagorksi's continued employment through the applicable vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:46 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerRestricted Stock Unit · Derivative 53,763 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023207 · doc4.xml · derivative · entry 8

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,763 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

F4 · derivative.expiration_date: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:46 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerRestricted Stock Unit · Derivative 38,461 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023207 · doc4.xml · derivative · entry 7

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,461 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

F4 · derivative.expiration_date: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:46 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerRestricted Stock Unit · Derivative 93,220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023207 · doc4.xml · derivative · entry 6

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,220 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

F4 · derivative.expiration_date: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:46 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerStock Option (Right to Buy) · Derivative 450,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001209191-20-023207 · doc4.xml · derivative · entry 5

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450,000 shares

Expires 2027-07-10

F2 · derivative.exercise_date: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:46 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerStock Option (Right to Buy) · Derivative 450,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001209191-20-023207 · doc4.xml · derivative · entry 4

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450,000 shares

Expires 2027-07-10

F2 · derivative.exercise_date: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:46 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerStock Option (Right to Buy) · Derivative 67,646 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001209191-20-023207 · doc4.xml · derivative · entry 3

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,646 shares

Expires 2029-02-28

F2 · derivative.exercise_date: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:46 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerStock Option (Right to Buy) · Derivative 155,650 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001209191-20-023207 · doc4.xml · derivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 155,650 shares

Expires 2028-02-27

F2 · derivative.exercise_date: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:46 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerCommon Stock 137,036 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-023207 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and The Rubicon Project, Inc. ("Rubicon"), each share of Issuer common stock was exchanged for 1.082 shares of Rubicon common stock.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:12 UTC MAGNITE, INC. RUBI · Entity 2049 GrantStock Option (Right to Buy) · Derivative 486,900 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-20-023285 · doc4.xml · derivative · entry 6

Zagorski Mark · CIK 0001709574 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,900

Underlying: Common Stock · 486,900 shares

Expires 2027-07-10

F7 · derivative.exercise_date: The shares underlying this option are fully vested. 50% of the shares underlying the option are currently exercisable and 50% of the shares underlying the option will be exercisable in September 2020, subject to continued service to the Issuer

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:12 UTC MAGNITE, INC. RUBI · Entity 2049 GrantStock Option (Right to Buy) · Derivative 486,900 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-20-023285 · doc4.xml · derivative · entry 5

Zagorski Mark · CIK 0001709574 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,900

Underlying: Common Stock · 486,900 shares

Expires 2027-07-10

F6 · derivative.exercise_date: 25% of the total number of shares underlying this option vested on July 10, 2018 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service as of the Effective Date. Commencing on April 10, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until fully vested.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:12 UTC MAGNITE, INC. RUBI · Entity 2049 GrantStock Option (Right to Buy) · Derivative 73,192 $0.00 Strike: $5.16 $0.00
Disclosure

SEC source: 0001209191-20-023285 · doc4.xml · derivative · entry 4

Zagorski Mark · CIK 0001709574 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,192

Underlying: Common Stock · 73,192 shares

Expires 2029-02-28

F5 · derivative.exercise_date: 25% of the total number of shares underlying this option vested on February 14, 2020 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service on the Effective Date. Commencing on April 14, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until fully vested.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:12 UTC MAGNITE, INC. RUBI · Entity 2049 GrantStock Option (Right to Buy) · Derivative 168,412 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001209191-20-023285 · doc4.xml · derivative · entry 3

Zagorski Mark · CIK 0001709574 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,412

Underlying: Common Stock · 168,412 shares

Expires 2028-02-27

F4 · derivative.exercise_date: 25% of the total number of shares underlying this option vested on February 14, 2019 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service as of the Effective Date. Commencing on April 14, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until full vested.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:12 UTC MAGNITE, INC. RUBI · Entity 2049 GrantCommon Stock 87,996 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023285 · doc4.xml · nonDerivative · entry 2

Zagorski Mark · CIK 0001709574 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,917

F3 · shares: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest in full on October 1, 2020, provided the Reporting Person continues to provide services to the Issuer on such vesting date.

F3 · price: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest in full on October 1, 2020, provided the Reporting Person continues to provide services to the Issuer on such vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:12 UTC MAGNITE, INC. RUBI · Entity 2049 GrantCommon Stock 348,922 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-023285 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,921

F1 · price: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria"), pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019. At the closing of the merger, Telaria common stock and restricted stock units were converted to Issuer common stock and Issuer restricted stock units (the "RSUs") at an exchange ratio of 1.082.

F2 · balance_after: Includes (i) 90,629 shares underlying RSUs that vested on the Effective Date in connection with the merger, (ii) 50,432 RSUs that will vest on July 10, 2021; (iii) 20,806 RSUs that will vest on February 14, 2022, (iv) 19,390 RSUs that will vest on February 14, 2022, and (v) 19,391 RSUs that will vest on February 14, 2023, in each case subject to the Reporting Person providing Continuous Service to the Issuer on each such date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 17:27 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 17,921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010710 · doc4.xml · derivative · entry 4

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,763

Underlying: Common Stock · 17,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on February 14, 2020. The remaining shares underlying the restricted stock unit grant will vest in three equal installments on each of February 14, 2021, February 14, 2022 and February 14, 2023, provided the reporting person continues to provide services to the issuer on each such vesting date. This restricted stock unit grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

F4 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on February 14, 2020. The remaining shares underlying the restricted stock unit grant will vest in three equal installments on each of February 14, 2021, February 14, 2022 and February 14, 2023, provided the reporting person continues to provide services to the issuer on each such vesting date. This restricted stock unit grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 17:27 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 19,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010710 · doc4.xml · derivative · entry 3

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,461

Underlying: Common Stock · 19,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of February 14, 2019 and February 14, 2020. The remaining shares underlying the restricted stock unit grant will vest in two equal installments on each of February 14, 2021 and February 14, 2022, provided the reporting person continues to provide services to the issuer on each such vesting date. This restricted stock unit grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

F3 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of February 14, 2019 and February 14, 2020. The remaining shares underlying the restricted stock unit grant will vest in two equal installments on each of February 14, 2021 and February 14, 2022, provided the reporting person continues to provide services to the issuer on each such vesting date. This restricted stock unit grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

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February 14, 2020 Filed Feb 19, 2020 17:27 UTC Telaria, Inc. TLRA · Entity 150026 Tax withholdingCommon Stock 19,794 $11.81 $233,767.14
Disclosure

SEC source: 0001209191-20-010710 · doc4.xml · nonDerivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,036

F2 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

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February 14, 2020 Filed Feb 19, 2020 17:27 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 37,152 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010710 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 16:19 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 46,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041931 · doc4.xml · derivative · entry 3

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,220

Underlying: Common Stock · 46,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive on share of the Issuer's common stock. On July 10, 2019, 46,610 shares underlying the restricted stock unit ("RSU") granted on July 10, 2017 became vested; the remaining shares underlying the RSU will vest in equal installments on each of July 10, 2020 and July 10, 2021, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. The RSU is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

F1 · derivative.exercise_date: Represents shares acquired upon vesting of restricted stock units.

F1 · derivative.expiration_date: Represents shares acquired upon vesting of restricted stock units.

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July 10, 2019 Filed Jul 12, 2019 16:19 UTC Telaria, Inc. TLRA · Entity 150026 Tax withholdingCommon Stock 18,076 $7.62 $137,739.12
Disclosure

SEC source: 0001209191-19-041931 · doc4.xml · nonDerivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,678

F2 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 16:19 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 46,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041931 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired upon vesting of restricted stock units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:51 UTC Telaria, Inc. TLRA · Entity 150026 GrantStock Option (Right to Buy) · Derivative 67,646 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001209191-19-015700 · doc4.xml · derivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,646

Underlying: Common Stock · 67,646 shares

Expires 2029-02-27

F3 · derivative.exercise_date: 25% of the total shares underlying this option will vest on February 14, 2020 and the remaining shares vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This option is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

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February 28, 2019 Filed Mar 4, 2019 16:51 UTC Telaria, Inc. TLRA · Entity 150026 GrantRestricted Stock Unit · Derivative 71,684 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015700 · doc4.xml · derivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,684

Underlying: Common Stock · 71,684 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: Grant to the Reporting Person of a restricted stock unit (the "RSU") under the issuer's 2013 Equity Incentive Plan. The RSU will vest in four equal annual installments on each of February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

F2 · derivative.expiration_date: Grant to the Reporting Person of a restricted stock unit (the "RSU") under the issuer's 2013 Equity Incentive Plan. The RSU will vest in four equal annual installments on each of February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document
February 14, 2019 Filed Feb 26, 2019 17:03 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 19,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013611 · doc4.xml · derivative · entry 3

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,692

Underlying: Common Stock · 19,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on February 14, 2019. The remaining shares underlying the restricted stock unit grant will vest in three equal installments on each of February 14, 2020, February 14, 2021 and February 14, 2022, provided the reporting person continues to provide services to the issuer on each such vesting date. This restricted stock unit grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

F3 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on February 14, 2019. The remaining shares underlying the restricted stock unit grant will vest in three equal installments on each of February 14, 2020, February 14, 2021 and February 14, 2022, provided the reporting person continues to provide services to the issuer on each such vesting date. This restricted stock unit grant is subject to partial accelerated vesting upon the closing of a change of control transaction and full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document
February 14, 2019 Filed Feb 26, 2019 17:03 UTC Telaria, Inc. TLRA · Entity 150026 Tax withholdingCommon Stock 7,350 $3.19 $23,446.50
Disclosure

SEC source: 0001209191-19-013611 · doc4.xml · nonDerivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,144

F2 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

Read SEC document
February 14, 2019 Filed Feb 26, 2019 17:03 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 19,231 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013611 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.