Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EVERSOURCE ENERGYES · Entity 3173 | Trustee | February 20, 2026 | February 24, 2026 |
| FISERV INCFISV · Entity 3167 | Director | June 30, 2019 | July 01, 2019 |
| FRANKLIN TEMPLETON INCBEN · Entity 462 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EVERSOURCE ENERGY
Report date February 20, 2026 · Filed February 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $5.00 par valueSEC Table I · non-derivative | IndirectBy Caroline M. Kim Trust | 6,339 |
Reported balance
After 2026-02-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-02-20 · Sale · Disposed 6,000 · Balance 6,339 F2: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.245 to $73.96, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above. |
| Common Shares, $5.00 par valueSEC Table I · non-derivative | IndirectBy Caroline M. Kim Trust | 0 |
Reported balance
After 2026-02-23 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-02-23 · Sale · Disposed 6,339 · Balance 0 F3: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.075 to $74.95, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above. |
| Common Shares, $5.00 par valueSEC Table I · non-derivative | Direct | 23,322 |
Reported balance
Holding disclosure · report date 2026-02-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 23,322 F1: Includes restricted share units and dividend equivalents thereon. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted share units and dividend equivalents thereon.
F2: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.245 to $73.96, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above.
F3: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.075 to $74.95, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above.
FISERV INC
Report date June 30, 2019 · Filed July 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation Notional UnitsSEC Table II · derivative / convertible security | Direct | 3,945 |
Reported balance
After 2019-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-06-30 · Grant · Acquired 256 · Balance 3,945 F1: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.
FRANKLIN TEMPLETON INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Director's Fees (FRI)SEC Table II · derivative / convertible security · Expires 2036-04-20 | Direct | 80,690.9655 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,030.7692 · Balance 80,690.9655 F1: Not applicable. F2: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. |
Filing footnotes · ownership attribution and instrument terms
F1: Not applicable.
F2: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.
F3: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BLUE OWL CAPITAL INC.
Report date May 19, 2021 · Filed May 20, 2021
Section 16 reporting ended · disclosed 2021-05-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
After 2021-05-19 transaction · row 1
1 source rowRow 1 · 2021-05-19 · Exercise / conversion · Acquired 25,000 · Balance 25,000 F2: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl. F1: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights. |
| Class B Ordinary Shares, par value $0.0001SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-05-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-05-19 · Exercise / conversion · Disposed 25,000 · Balance 0 F1: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F2: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
F2: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 18:01 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,030.7692 | $32.50 | $33,500.00 |
DisclosureSEC source: 0000038777-26-000258 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,690.9655 Underlying: Common Stock, par value $.10 · 1,030.7692 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 21:38 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 983.5585 | $34.06 | $33,500.00 |
DisclosureSEC source: 0000038777-26-000181 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,892.7327 Underlying: Common Stock, par value $.10 · 983.5585 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 16:55 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,420.0932 | $23.59 | $33,500.00 |
DisclosureSEC source: 0000038777-26-000087 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,909.1188 Underlying: Common Stock, par value $.10 · 1,420.0932 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 23, 2026 Filed Feb 24, 2026 21:26 UTC | EVERSOURCE ENERGY ES · Entity 3173 | SaleCommon Shares, $5.00 par value | 6,339 | $74.49 | $472,192.11 |
DisclosureSEC source: 0000072741-26-000074 · form4.xml · nonDerivative · entry 3 Kim John Y · CIK 0001547987 · Trustee 10b5-1 filing: No plan indicated Ownership: Indirect · By Caroline M. Kim Trust Disclosed balance after: 0 F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.075 to $74.95, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:26 UTC | EVERSOURCE ENERGY ES · Entity 3173 | SaleCommon Shares, $5.00 par value | 6,000 | $73.56 | $441,330.00 |
DisclosureSEC source: 0000072741-26-000074 · form4.xml · nonDerivative · entry 2 Kim John Y · CIK 0001547987 · Trustee 10b5-1 filing: No plan indicated Ownership: Indirect · By Caroline M. Kim Trust Disclosed balance after: 6,339 F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.245 to $73.96, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above. Read SEC document |
| February 19, 2026 Filed Feb 20, 2026 21:47 UTC | EVERSOURCE ENERGY ES · Entity 3173 | SaleCommon Shares, $5.00 par value | 6,000 | $73.57 | $441,420.00 |
DisclosureSEC source: 0000072741-26-000071 · form4.xml · nonDerivative · entry 3 Kim John Y · CIK 0001547987 · Trustee 10b5-1 filing: No plan indicated Ownership: Indirect · By Caroline M. Kim Trust Disclosed balance after: 12,339 F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.315 to $74.03, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above. Read SEC document |
| February 19, 2026 Filed Feb 20, 2026 21:47 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GrantCommon Shares, $5.00 par value | 3,339 | $0.00 | $0.00 |
DisclosureSEC source: 0000072741-26-000071 · form4.xml · nonDerivative · entry 2 Kim John Y · CIK 0001547987 · Trustee 10b5-1 filing: No plan indicated Ownership: Indirect · By Caroline M. Kim Trust Disclosed balance after: 18,339 F2 · shares: Represents shares acquired over time pursuant to dividend reinvestment by a trust for which the Reporting Person is deemed to be the beneficial owner. These acquisitions were previously eligible for deferred reporting and were inadvertently not reported. This filing corrects the Reporting Person's previously reported beneficial ownership. Read SEC document |
| February 03, 2026 Filed Feb 4, 2026 20:26 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 7,592.5926 | $27.00 | $205,000.00 |
DisclosureSEC source: 0000038777-26-000040 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,489.0256 Underlying: Common Stock, par value $.10 · 7,592.5926 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 16, 2026 Filed Jan 20, 2026 22:01 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GrantCommon Shares, $5.00 par value | 2,581 | $0.00 | $0.00 |
DisclosureSEC source: 0000072741-26-000027 · form4.xml · nonDerivative · entry 1 Kim John Y · CIK 0001547987 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,322 F1 · shares: Restricted share units that vested on January 20, 2026. Receipt of the underlying common shares has been deferred. Distribution of the deferred common shares will be made on the 10th business day of January of the year following the reporting person's retirement from the Board. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 18:40 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,407.563 | $23.80 | $33,500.00 |
DisclosureSEC source: 0000038777-26-000002 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,052.2113 Underlying: Common Stock, par value $.10 · 1,407.563 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 21:34 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,375.3327 | $22.54 | $31,000.00 |
DisclosureSEC source: 0000038777-25-000193 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,750.0775 Underlying: Common Stock, par value $.10 · 1,375.3327 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 17:40 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,273.6237 | $24.34 | $31,000.00 |
DisclosureSEC source: 0000038777-25-000123 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,585.8461 Underlying: Common Stock, par value $.10 · 1,273.6237 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 17:31 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,605.3858 | $19.31 | $31,000.00 |
DisclosureSEC source: 0001127602-25-011033 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,263.5844 Underlying: Common Stock, par value $.10 · 1,605.3858 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 21:28 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 9,370.495 | $20.81 | $195,000.00 |
DisclosureSEC source: 0001127602-25-003188 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,658.1986 Underlying: Common Stock, par value $.10 · 9,370.495 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 19:51 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GrantCommon Shares, $5.00 par value | 3,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-001410 · form4.xml · nonDerivative · entry 1 Kim John Y · CIK 0001547987 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,820 F1 · shares: Restricted share units that vested on January 16, 2025. Receipt of the underlying common shares has been deferred. Distribution of the deferred common shares will be made on the 10th business day of January of the year following the reporting person's retirement from the Board. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 20:46 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,539.2254 | $20.14 | $31,000.00 |
DisclosureSEC source: 0001127602-25-000352 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,501.7203 Underlying: Common Stock, par value $.10 · 1,539.2254 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 23:11 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,572.8057 | $19.71 | $31,000.00 |
DisclosureSEC source: 0001127602-24-025001 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,273.4253 Underlying: Common Stock, par value $.10 · 1,572.8057 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 20:17 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 248.6325 | $20.11 | $5,000.00 |
DisclosureSEC source: 0001127602-24-024084 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,700.6196 Underlying: Common Stock, par value $.10 · 248.6325 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| August 21, 2024 Filed Aug 22, 2024 20:38 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 252.7806 | $19.78 | $5,000.00 |
DisclosureSEC source: 0001127602-24-022798 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,451.9871 Underlying: Common Stock, par value $.10 · 252.7806 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 18:22 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 222.9157 | $22.43 | $5,000.00 |
DisclosureSEC source: 0001127602-24-022332 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,199.2065 Underlying: Common Stock, par value $.10 · 222.9157 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 17:48 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,400.8134 | $22.13 | $31,000.00 |
DisclosureSEC source: 0001127602-24-019751 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,414.8955 Underlying: Common Stock, par value $.10 · 1,400.8134 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 19:50 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,122.375 | $27.62 | $31,000.00 |
DisclosureSEC source: 0001127602-24-011796 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,521.2194 Underlying: Common Stock, par value $.10 · 1,122.375 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 06, 2024 Filed Feb 7, 2024 21:52 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 7,322.5685 | $26.63 | $195,000.00 |
DisclosureSEC source: 0001127602-24-003713 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,398.8444 Underlying: Common Stock, par value $.10 · 7,322.5685 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 21:36 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GrantCommon Shares, $5.00 par value | 2,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-001592 · form4.xml · nonDerivative · entry 1 Kim John Y · CIK 0001547987 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,953 F1 · shares: Restricted share units that vested on January 16, 2024. Receipt of the underlying common shares has been deferred. Distribution of the deferred common shares will be made on the 10th business day of January of the year following the reporting person's retirement from the Board. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 21:07 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,058.3816 | $29.29 | $31,000.00 |
DisclosureSEC source: 0001127602-24-000396 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,719.1305 Underlying: Common Stock, par value $.10 · 1,058.3816 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:34 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,280.4625 | $24.21 | $31,000.00 |
DisclosureSEC source: 0001127602-23-025242 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,263.6209 Underlying: Common Stock, par value $.10 · 1,280.4625 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 16:58 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,152.8448 | $26.89 | $31,000.00 |
DisclosureSEC source: 0001127602-23-019843 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,682.2157 Underlying: Common Stock, par value $.10 · 1,152.8448 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| May 30, 2023 Filed May 31, 2023 18:59 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 202.3472 | $24.71 | $5,000.00 |
DisclosureSEC source: 0001127602-23-017191 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,529.3709 Underlying: Common Stock, par value $.10 · 202.3472 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 19:19 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,151.1325 | $26.93 | $31,000.00 |
DisclosureSEC source: 0001127602-23-012133 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,025.6274 Underlying: Common Stock, par value $.10 · 1,151.1325 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 17:27 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 4,981.32 | $32.12 | $160,000.00 |
DisclosureSEC source: 0001127602-23-003947 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,874.4949 Underlying: Common Stock, par value $.10 · 4,981.32 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:34 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GrantCommon Shares, $5.00 par value | 1,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-001791 · form4.xml · nonDerivative · entry 1 Kim John Y · CIK 0001547987 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,714 F1 · shares: Restricted share units that vested on January 18, 2023. Receipt of the underlying common shares has been deferred. Distribution of the deferred common shares will be made on the 10th business day of January of the year following the reporting person's retirement from the Board. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 18:18 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,143.0679 | $27.12 | $31,000.00 |
DisclosureSEC source: 0001127602-23-000802 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,689.2151 Underlying: Common Stock, par value $.10 · 1,143.0679 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 18:30 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,381.4616 | $22.44 | $31,000.00 |
DisclosureSEC source: 0001127602-22-023407 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,292.5217 Underlying: Common Stock, par value $.10 · 1,381.4616 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 18:36 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,314.6735 | $23.58 | $31,000.00 |
DisclosureSEC source: 0001127602-22-018682 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,706.2047 Underlying: Common Stock, par value $.10 · 1,314.6735 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| May 05, 2022 Filed May 6, 2022 18:42 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 199.6805 | $25.04 | $5,000.00 |
DisclosureSEC source: 0001127602-22-013622 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,391.5312 Underlying: Common Stock, par value $.10 · 199.6805 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 15:26 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,109.9177 | $27.93 | $31,000.00 |
DisclosureSEC source: 0001127602-22-011386 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,011.5042 Underlying: Common Stock, par value $.10 · 1,109.9177 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:53 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 5,511.5398 | $29.03 | $160,000.00 |
DisclosureSEC source: 0001127602-22-006592 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,901.5865 Underlying: Common Stock, par value $.10 · 5,511.5398 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 21:34 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GrantCommon Shares, $5.00 par value | 1,859 | $0.00 | $0.00 |
DisclosureSEC source: 0000072741-22-000006 · primary_doc.xml · nonDerivative · entry 1 Kim John Y · CIK 0001547987 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,448 F1 · shares: Restricted share units that vested on January 18, 2022. Receipt of the underlying common shares has been deferred. Distribution of the deferred common shares will be made on the 10th business day of January of the year following the reporting person's retirement from the Board. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:24 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 927.866 | $33.41 | $31,000.00 |
DisclosureSEC source: 0001127602-22-000788 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,312.8806 Underlying: Common Stock, par value $.10 · 927.866 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:22 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 158.7806 | $31.49 | $5,000.00 |
DisclosureSEC source: 0001127602-21-028089 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,309.3477 Underlying: Common Stock, par value $.10 · 158.7806 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:50 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,029.9004 | $30.10 | $31,000.00 |
DisclosureSEC source: 0001127602-21-026459 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,150.5671 Underlying: Common Stock, par value $.10 · 1,029.9004 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:10 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 960.9423 | $32.26 | $31,000.00 |
DisclosureSEC source: 0001127602-21-021183 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,054.8734 Underlying: Common Stock, par value $.10 · 960.9423 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:55 UTC | BLUE OWL CAPITAL INC. ATAC · Entity 3287 | Exercise / conversionClass B Ordinary Shares, par value $0.0001 · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001688 · es210150958_4-kim.xml · derivative · entry 2 Kim John Y · CIK 0001547987 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F2 · derivative.exercise_price: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl. F2 · kind: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl. F1 · price: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F2 · price: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl. F1 · derivative.exercise_date: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F1 · derivative.expiration_date: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F1 · derivative.underlying_shares: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F2 · derivative.underlying_shares: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:55 UTC | BLUE OWL CAPITAL INC. ATAC · Entity 3287 | Exercise / conversionClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001688 · es210150958_4-kim.xml · nonDerivative · entry 1 Kim John Y · CIK 0001547987 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl. F1 · price: As described in the registration statement on Form S-4 (File No. 333-251866) of Altimar Acquisition Corporation (the "Issuer") under the heading "Certain Relationships and Related Party Transactions," the shares of Class B ordinary shares of the Issuer (the "Class B Ordinary Shares") will automatically convert into shares of Class F common stock of Blue Owl Capital Inc., a Delaware corporation ("Blue Owl") in connection with the domestication, which shares will then automatically convert into Class A common stock of Blue Owl (the "Class A Common Stock") at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F2 · price: On May 19, 2021, the Issuer consummated its initial business combination with Owl Rock Capital Group and Dyal Capital Partners, a division of Neuberger Berman, to form Blue Owl (the "Business Combination"). In connection with the Business Combination, each Class B Ordinary Share of the Issuer ultimately converted to one share of Class A Common Stock of Blue Owl. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 23:59 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,027.8515 | $30.16 | $31,000.00 |
DisclosureSEC source: 0001127602-21-012643 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,038.3699 Underlying: Common Stock, par value $.10 · 1,027.8515 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 16:51 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 6,010.5184 | $26.62 | $160,000.00 |
DisclosureSEC source: 0001127602-21-005116 · form4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,010.5184 Underlying: Common Stock, par value $.10 · 6,010.5184 shares Expires 2036-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 16:38 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GrantCommon Shares, $5.00 par value | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002076 · form4.xml · nonDerivative · entry 1 Kim John Y · CIK 0001547987 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,349 F1 · shares: Restricted share units that vested on January 16, 2021. Receipt of the underlying common shares has been deferred. Distribution of the deferred common shares will be made on the 10th business day of January of the year following the reporting person's retirement from the Board. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 19:08 UTC | EVERSOURCE ENERGY ES · Entity 3173 | PurchaseCommon Shares, $5.00 par value | 15,000 | $86.92 | $1,303,800.00 |
DisclosureSEC source: 0001127602-20-010416 · form4.xml · nonDerivative · entry 1 Kim John Y · CIK 0001547987 · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Caroline M. Kim Trust Disclosed balance after: 15,000 F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.43 to $87.20, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above. F2 · balance_after: Shares held by the Caroline M. Kim Irrevocable Trust dated December 11, 2006 for which the Reporting Person is a trustee. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 23:04 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GrantCommon Shares, $5.00 par value | 1,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-001854 · form4.xml · nonDerivative · entry 1 Kim John Y · CIK 0001547987 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,359 F1 · shares: Restricted share units that vest on January 16, 2020. Receipt of the underlying common shares has been deferred. Distribution of the deferred common shares will be made on the 10th business day of January of the year following the reporting person's retirement from the Board. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 23:06 UTC | FISERV INC FISV · Entity 3167 | GrantDeferred Compensation Notional Units · Derivative | 256 | $91.16 | $23,336.96 |
DisclosureSEC source: 0001209191-19-039875 · doc4.xml · derivative · entry 1 Kim John Y · CIK 0001547987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,945 Underlying: Common Stock · 256 shares Expires not disclosed F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2019 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 28, 2019, the closing price of Fiserv's common stock was $91.16 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.