Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clearfield, Inc.CLFD · Entity 5688 | Chief Financial Officer | June 30, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clearfield, Inc.
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (ESPP)SEC Table I · non-derivative | Direct | 85,834 |
Reported balance
After 2026-06-30 transaction · row 1
1 source rowRow 1 · 2026-06-30 · Grant · Acquired 752 · Balance 85,834 F1: Purchase of Common Shares through Employee Stock Purchase Plan for the period January 1 - June 30, 2026. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Purchase of Common Shares through Employee Stock Purchase Plan for the period January 1 - June 30, 2026. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2026 Filed Jul 2, 2026 13:47 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock (ESPP) | 752 | $24.78 | $18,634.56 |
DisclosureSEC source: 0000796505-26-000022 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,834 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period January 1 - June 30, 2026. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2025. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 22:47 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock (ESPP) | 88 | $24.78 | $2,180.64 |
DisclosureSEC source: 0000796505-26-000001 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,082 F1 · shares: 1. Purchase of Common Shares through Employee Stock Purchase Plan for the period July 1 - December 31, 2025. ln accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2025. Read SEC document |
| November 28, 2025 Filed Dec 2, 2025 15:07 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantRestricted Stock | 11,495 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-25-000029 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,994 F1 · security: The restricted stock vests as to one-third of the shares on November 16, 2026, November 16, 2027 and November 16, 2028 subject to the reporting person's continued employment through each such date. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 23:09 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 824 | $28.22 | $23,253.28 |
DisclosureSEC source: 0000796505-25-000025 · primary_doc.xml · nonDerivative · entry 3 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,499 F3 · kind: Payment of taxes by withholding shares on the vesting of one-third of performance stock units. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 23:09 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantRestricted Stock | 5,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-25-000025 · primary_doc.xml · nonDerivative · entry 2 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,323 F2 · security: Represents the number of shares of restricted stock issued upon the vesting of performance stock units. The restricted stock vests as to one-half of the shares on November 16, 2026 and November 16, 2027. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 23:09 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock | 2,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-25-000025 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,929 F1 · security: Represents the number of shares of common stock issued upon the vesting of performance stock units. Read SEC document |
| November 16, 2025 Filed Nov 19, 2025 19:22 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 825 | $30.72 | $25,344.00 |
DisclosureSEC source: 0000796505-25-000022 · primary_doc.xml · nonDerivative · entry 3 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,233 F3 · kind: Payment of taxes by withholding shares on vesting the first 33% of restricted stock that was granted on November 26, 2024 Read SEC document |
| November 16, 2025 Filed Nov 19, 2025 19:22 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 973 | $30.72 | $29,890.56 |
DisclosureSEC source: 0000796505-25-000022 · primary_doc.xml · nonDerivative · entry 2 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,058 F2 · kind: Payment of taxes by withholding shares on vesting the second 33% of restricted stock that was granted on November 16, 2023. Read SEC document |
| November 16, 2025 Filed Nov 19, 2025 19:22 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 510 | $30.72 | $15,667.20 |
DisclosureSEC source: 0000796505-25-000022 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,031 F1 · kind: Payment of taxes by withholding shares on vesting the last 33% of restricted stock that was granted on February 24, 2023. Read SEC document |
| November 16, 2025 Filed Nov 20, 2025 18:02 UTC Amendment | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 825 | $30.72 | $25,344.00 |
DisclosureSEC source: 0000796505-25-000023 · primary_doc.xml · nonDerivative · entry 3 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,233 F3 · kind: Payment of taxes by withholding shares on vesting the first 33% of restricted stock that was granted on November 26, 2024. Read SEC document |
| November 16, 2025 Filed Nov 20, 2025 18:02 UTC Amendment | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 973 | $30.72 | $29,890.56 |
DisclosureSEC source: 0000796505-25-000023 · primary_doc.xml · nonDerivative · entry 2 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,058 F2 · kind: Payment of taxes by withholding shares on vesting the second 33% of restricted stock that was granted on November 16, 2023. Read SEC document |
| November 16, 2025 Filed Nov 20, 2025 18:02 UTC Amendment | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 510 | $30.72 | $15,667.20 |
DisclosureSEC source: 0000796505-25-000023 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,031 F1 · kind: Payment of taxes by withholding shares on vesting the last 33% of restricted stock that was granted on February 24, 2023. Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 18:30 UTC | Clearfield, Inc. CLFD · Entity 5688 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 12,000 | $0.00 Strike: $12.43 | $0.00 |
DisclosureSEC source: 0000796505-25-000018 · primary_doc.xml · derivative · entry 6 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,837 Underlying: Common Stock · 12,000 shares Expires 2025-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option exercised vested in 1/5th increments beginning 11/13/2020 through 11/13/2024. Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 18:30 UTC | Clearfield, Inc. CLFD · Entity 5688 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 11,795 | $0.00 Strike: $23.74 | $0.00 |
DisclosureSEC source: 0000796505-25-000018 · primary_doc.xml · derivative · entry 5 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,632 Underlying: Common Stock · 11,795 shares Expires 2025-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option exercised vested in 1/3rd increments beginning 11/16/2021 through 11/16/2023. Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 18:30 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 6,785 | $33.25 | $225,601.25 |
DisclosureSEC source: 0000796505-25-000018 · primary_doc.xml · nonDerivative · entry 4 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,541 Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 18:30 UTC | Clearfield, Inc. CLFD · Entity 5688 | Exercise / conversionCommon Stock | 12,000 | $12.43 | $149,160.00 |
DisclosureSEC source: 0000796505-25-000018 · primary_doc.xml · nonDerivative · entry 3 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercised as options were set to expire on November 13, 2025. Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 18:30 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 9,453 | $33.25 | $314,312.25 |
DisclosureSEC source: 0000796505-25-000018 · primary_doc.xml · nonDerivative · entry 2 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,326 Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 18:30 UTC | Clearfield, Inc. CLFD · Entity 5688 | Exercise / conversionCommon Stock | 11,795 | $23.74 | $280,013.30 |
DisclosureSEC source: 0000796505-25-000018 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised as options were set to expire on November 16, 2025. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 21:36 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock (ESPP) | 683 | $26.35 | $17,997.05 |
DisclosureSEC source: 0000796505-25-000014 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,984 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period January 1 - June 30, 2025. ln accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2024. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:10 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock (ESPP) | 137 | $26.35 | $3,609.95 |
DisclosureSEC source: 0000796505-25-000001 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,301 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period July 1 - December 31, 2024. ln accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2024. Read SEC document |
| November 26, 2024 Filed Nov 26, 2024 23:17 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantRestricted Stock | 8,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-24-000025 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,164 F1 · security: The restricted stock vests as to one-third of the shares on November 16, 2025, November 16, 2026 and November 16, 2027 subject to the reporting person's continued employment through each such date. Read SEC document |
| November 16, 2024 Filed Nov 19, 2024 21:40 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 973 | $28.26 | $27,496.98 |
DisclosureSEC source: 0000796505-24-000022 · primary_doc.xml · nonDerivative · entry 3 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,074 F3 · kind: Payment of taxes by withholding shares on vesting the first 33% of restricted stock that was granted on November 16, 2023 Read SEC document |
| November 16, 2024 Filed Nov 19, 2024 21:40 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 510 | $28.26 | $14,412.60 |
DisclosureSEC source: 0000796505-24-000022 · primary_doc.xml · nonDerivative · entry 2 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,047 F2 · kind: Payment of taxes by withholding shares on vesting the second 33% of restricted stock that was granted on February 24, 2023. Read SEC document |
| November 16, 2024 Filed Nov 19, 2024 21:40 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 114 | $28.26 | $3,221.64 |
DisclosureSEC source: 0000796505-24-000022 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,557 F1 · kind: Payment of taxes by withholding shares on vesting the last 33% of restricted stock that was granted on November 16, 2021. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 18:17 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 458 | $37.58 | $17,211.64 |
DisclosureSEC source: 0000796505-24-000020 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,671 F1 · kind: Payment of taxes by withholding shares on vesting the tenth 10% of restricted stock that was granted on August 21, 2014. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 14:18 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock (ESPP) | 688 | $24.72 | $17,007.36 |
DisclosureSEC source: 0000796505-24-000014 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,129 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period January 1 - June 30, 2024. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 29, 2023. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 22:53 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock (ESPP) | 206 | $24.72 | $5,092.32 |
DisclosureSEC source: 0000796505-24-000002 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,441 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period July 1 - December 31, 2023. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2023. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 23:11 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantRestricted Stock | 9,549 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-23-000025 · primary_doc.xml · nonDerivative · entry 4 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,235 F4 · security: The restricted stock vests as to one-third of the shares on November 16, 2024, November 16, 2025 and November 16, 2026 subject to the reporting person's continued employment through each such date. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 23:11 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 509 | $26.18 | $13,325.62 |
DisclosureSEC source: 0000796505-23-000025 · primary_doc.xml · nonDerivative · entry 3 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,686 F3 · kind: Payment of taxes by withholding shares on vesting the first 33% of restricted stock that was granted on February 24, 2023. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 23:11 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 114 | $26.18 | $2,984.52 |
DisclosureSEC source: 0000796505-23-000025 · primary_doc.xml · nonDerivative · entry 2 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,195 F2 · kind: Payment of taxes by withholding shares on vesting the second 33% of restricted stock that was granted on November 16, 2021. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 23:11 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 206 | $26.18 | $5,393.08 |
DisclosureSEC source: 0000796505-23-000025 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,309 F1 · kind: Payment of taxes by withholding shares on vesting the last 33% of restricted stock that was granted on November 16, 2020. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 19:18 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 459 | $37.50 | $17,212.50 |
DisclosureSEC source: 0000796505-23-000021 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,515 F1 · kind: Payment of taxes by withholding shares on vesting the ninth 10% of restricted stock that was granted on August 21, 2014. F2 · balance_after: Since the last ownership report, shares beneficially owned by the reporting person reflects the exempt transfer under section 16 of 98 shares pursuant to an agreement dated May 19,2017. Read SEC document |
| June 30, 2023 Filed Jul 7, 2023 18:35 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock (ESPP) | 140 | $40.25 | $5,635.00 |
DisclosureSEC source: 0000796505-23-000017 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,072 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period January I - June 30, 2023. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on June 30, 2023. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 21:13 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantRestricted Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-23-000006 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,932 F1 · security: The restricted stock vests as to one-third of the shares on November 16, 2023, November 16, 2024 and November 16, 2025 subject to the reporting person's continued employment through each such date. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 19:49 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock (ESPP) | 232 | $53.52 | $12,416.64 |
DisclosureSEC source: 0000796505-23-000002 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,932 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period July 1 - December 31, 2022. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2022. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 14:30 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 424 | $104.36 | $44,248.64 |
DisclosureSEC source: 0000796505-22-000038 · primary_doc.xml · nonDerivative · entry 2 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,700 F1 · kind: Payment of taxes by withholding shares on issuance of common stock that was granted on December 14, 2022. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 14:30 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock | 1,386 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-22-000038 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,124 Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 20:57 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 184 | $92.48 | $17,016.32 |
DisclosureSEC source: 0000796505-22-000036 · primary_doc.xml · nonDerivative · entry 2 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,738 F2 · kind: Payment of taxes by withholding shares on vesting the first 33% of restricted stock that was granted on November 16, 2021. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 20:57 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 331 | $92.48 | $30,610.88 |
DisclosureSEC source: 0000796505-22-000036 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,922 F1 · kind: Payment of taxes by withholding shares on vesting the second 33% of restricted stock that was granted on November 16, 2020. Read SEC document |
| August 21, 2022 Filed Aug 24, 2022 18:50 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 738 | $123.45 | $91,106.10 |
DisclosureSEC source: 0000796505-22-000029 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,253 F1 · kind: Payment of taxes by withholding shares on vesting the eighth 10% of restricted stock that was granted on August 21, 2014. F2 · balance_after: Since the last ownership report, shares beneficially owned by the reporting person reflects the exempt transfer under section 16 of 81 shares pursuant to an agreement dated May 19, 2017. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 22:20 UTC | Clearfield, Inc. CLFD · Entity 5688 | SaleCommon Stock | 4,534 | $113.56 | $514,881.04 |
DisclosureSEC source: 0000796505-22-000026 · primary_doc.xml · nonDerivative · entry 3 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,072 Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 22:20 UTC | Clearfield, Inc. CLFD · Entity 5688 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 10,000 | $0.00 Strike: $12.17 | $0.00 |
DisclosureSEC source: 0000796505-22-000026 · primary_doc.xml · derivative · entry 4 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,632 Underlying: Common Stock · 10,000 shares Expires 2022-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option exercised vested in 1/3rd increments beginning 11/14/2019 through 11/14/2021. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 22:20 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 5,466 | $112.38 | $614,269.08 |
DisclosureSEC source: 0000796505-22-000026 · primary_doc.xml · nonDerivative · entry 2 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,606 Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 22:20 UTC | Clearfield, Inc. CLFD · Entity 5688 | Exercise / conversionCommon Stock | 10,000 | $12.17 | $121,700.00 |
DisclosureSEC source: 0000796505-22-000026 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised as options were set to expire on 11/14/2022 Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 18:20 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock (ESPP) | 47 | $52.66 | $2,475.02 |
DisclosureSEC source: 0000796505-22-000017 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,072 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period January 1 - June 30, 2022. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on June 30, 2022. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:34 UTC Amendment | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock (ESPP) | 81 | $32.43 | $2,626.83 |
DisclosureSEC source: 0000796505-22-000006 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,025 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period July 1-December 31, 2021. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2021. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 18:57 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock (ESPP) | 82 | $31.83 | $2,610.06 |
DisclosureSEC source: 0000796505-22-000003 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,026 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period July 1-December 31, 2021. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2021. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 22:15 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantOption to Purchase Common Stock · Derivative | 5,837 | $0.00 Strike: $66.48 | $0.00 |
DisclosureSEC source: 0000796505-21-000029 · primary_doc.xml · derivative · entry 3 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,632 Underlying: Common Stock · 5,837 shares Expires 2026-11-16 F3 · derivative.exercise_date: The stock option vests as to one-third of the options on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 22:15 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantRestricted Stock | 1,121 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-21-000029 · primary_doc.xml · nonDerivative · entry 2 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,944 F2 · security: The restricted stock vests as to one-third of the shares on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 22:15 UTC | Clearfield, Inc. CLFD · Entity 5688 | Tax withholdingCommon Stock | 206 | $66.48 | $13,694.88 |
DisclosureSEC source: 0000796505-21-000029 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,823 F1 · kind: Payment of taxes by withholding shares on vesting the first 1/3 of restricted stock that was granted on November 16, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.