Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MID PENN BANCORP INCMPB · Entity 5021 | Director | September 30, 2026 | October 02, 2026 |
| Riverview Financial CorpRIVE · Entity 137379 | Director | December 31, 2020 | February 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MID PENN BANCORP INC
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mid Penn Bancorp, Inc. Common StockSEC Table I · non-derivative | Direct | 42,174.863 |
Reported balance
After 2026-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-30 · Purchase · Acquired 282 · Balance 42,174.863 F1: Shares purchased through the Director Stock Purchase Plan. F2: Balance includes shares acquired through the Dividend Reinvestment Plan. |
| Mid Penn Bancorp, Inc. Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 1,280.285 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,280.285 F2: Balance includes shares acquired through the Dividend Reinvestment Plan. |
| Mid Penn Bancorp, Inc. Common Restricted StockSEC Table I · non-derivative | Direct | 1,700 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,700 F3: Shares granted in the form of restricted stock, which vests 100% on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares purchased through the Director Stock Purchase Plan.
F2: Balance includes shares acquired through the Dividend Reinvestment Plan.
F3: Shares granted in the form of restricted stock, which vests 100% on the first anniversary of the date of grant.
Riverview Financial Corp
Report date December 31, 2020 · Filed February 12, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting common stockSEC Table I · non-derivative | Direct | 27,909.206 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 27,909.206 F1: Amending the Form 3 originally filed August 9, 2018. The amount of RIVE shares beneficially owned was incorrectly stated as 31,044.218 instead of 27,909.206 as reported above. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.75 · Expires 2024-01-02 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-12-31 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance Not disclosed |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2024-05-04 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-12-31 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance Not disclosed |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.05 · Expires 2025-11-17 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-12-31 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance Not disclosed |
Filing footnotes · ownership attribution and instrument terms
F1: Amending the Form 3 originally filed August 9, 2018. The amount of RIVE shares beneficially owned was incorrectly stated as 31,044.218 instead of 27,909.206 as reported above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 21:04 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 282 | $35.40 | $9,982.80 |
DisclosureSEC source: 0001749416-26-000010 · wk-form4_1790960676.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,174.863 F1 · shares: Shares purchased through the Director Stock Purchase Plan. F2 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:35 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 287 | $34.84 | $9,999.08 |
DisclosureSEC source: 0001749416-26-000008 · wk-form4_1783024521.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,861.555 F1 · shares: Shares purchased through the Director Stock Purchase Plan. F2 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 15:32 UTC | MID PENN BANCORP INC MPB · Entity 5021 | GrantMid Penn Bancorp, Inc. Common Restricted Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001749416-26-000006 · wk-form4_1775230319.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,700 F1 · balance_after: Shares granted in the form of restricted stock, which vests 100% on the first anniversary of the date of grant. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 19:48 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 311 | $32.16 | $10,001.76 |
DisclosureSEC source: 0001749416-26-000004 · wk-form4_1775072878.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,593.51 F1 · shares: Shares purchased through the Director Stock Purchase Plan. F2 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 20:41 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 323 | $31.02 | $10,019.46 |
DisclosureSEC source: 0001749416-26-000002 · wk-form4_1767386478.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,241.012 F1 · shares: Shares purchased through the Director Stock Purchase Plan. F2 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 18:46 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 349 | $28.64 | $9,995.36 |
DisclosureSEC source: 0001749416-25-000003 · wk-form4_1759344398.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,879.12 F1 · shares: Shares purchased through the Director Stock Purchase Plan. F2 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 14:24 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 354 | $28.20 | $9,982.80 |
DisclosureSEC source: 0000879635-25-000135 · wk-form4_1751466273.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,495.841 F1 · shares: Shares purchased through the Director Stock Purchase Plan. F2 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| May 13, 2025 Filed May 19, 2025 18:32 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 250 | $28.87 | $7,217.50 |
DisclosureSEC source: 0000879635-25-000119 · wk-form4_1747679552.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,103.946 F1 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| April 29, 2025 Filed Apr 30, 2025 20:18 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 21 | $28.62 | $601.02 |
DisclosureSEC source: 0000879635-25-000102 · wk-form4_1746044307.xml · nonDerivative · entry 3 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,853.946 F1 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| April 29, 2025 Filed Apr 30, 2025 20:18 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 279 | $28.65 | $7,992.79 |
DisclosureSEC source: 0000879635-25-000102 · wk-form4_1746044307.xml · nonDerivative · entry 2 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,832.946 F1 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| April 28, 2025 Filed Apr 30, 2025 20:18 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 1,058 | $28.61 | $30,269.38 |
DisclosureSEC source: 0000879635-25-000102 · wk-form4_1746044307.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,553.946 F1 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 19:31 UTC | MID PENN BANCORP INC MPB · Entity 5021 | GrantMid Penn Bancorp, Inc. Common Restricted Stock | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000879635-25-000092 · wk-form4_1743708704.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,945 F1 · balance_after: Shares granted in the form of restricted stock, which vests 100% on the first anniversary of the date of grant. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 19:49 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 386 | $25.91 | $10,001.26 |
DisclosureSEC source: 0000879635-25-000042 · wk-form4_1743536973.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,496.946 F1 · shares: Shares purchased through the Director Stock Purchase Plan. F2 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 16:21 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 347 | $28.84 | $10,007.48 |
DisclosureSEC source: 0000879635-25-000010 · wk-form4_1735834868.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,084.133 F1 · shares: Shares purchased through the Director Stock Purchase Plan. F2 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| December 31, 2024 Filed Mar 17, 2025 16:23 UTC Amendment | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 347 | $28.84 | $10,007.48 |
DisclosureSEC source: 0000879635-25-000032 · wk-form4a_1742228631.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,084.133 F1 · shares: Shares purchased through the Director Stock Purchase Plan. F2 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 16:09 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 8,474 | $29.50 | $249,983.00 |
DisclosureSEC source: 0000879635-24-000198 · wk-form4_1730822942.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,712.286 F1 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 16:48 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 335 | $29.83 | $9,993.05 |
DisclosureSEC source: 0000879635-24-000159 · wk-form4_1727887694.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,238.286 F1 · shares: Shares purchased through the Director Stock Purchase Plan. F2 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 13:08 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 456 | $21.95 | $10,009.20 |
DisclosureSEC source: 0000879635-24-000124 · wk-form4_1719925689.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,876.855 F1 · shares: Shares purchased through the Director Stock Purchase Plan. F2 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 18:33 UTC | MID PENN BANCORP INC MPB · Entity 5021 | GrantMid Penn Bancorp, Inc. Common Restricted Stock | 999 | $0.00 | $0.00 |
DisclosureSEC source: 0000879635-24-000079 · wk-form4_1712169196.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 999 F1 · shares: Shares granted in the form of restricted stock, which vests 100% on the first anniversary of the date of grant. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 18:27 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 500 | $20.01 | $10,005.00 |
DisclosureSEC source: 0000879635-24-000055 · wk-form4_1711996052.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,385.05 F1 · shares: Shares purchased through the Director Stock Purchase Plan. F2 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 17:53 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 411 | $24.28 | $9,979.08 |
DisclosureSEC source: 0000879635-24-000016 · wk-form4_1704304398.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,850.015 F1 · shares: Shares purchased through the Director Stock Purchase Plan. F2 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 17:06 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 3,800 | $19.61 | $74,506.60 |
DisclosureSEC source: 0000879635-23-000100 · wk-form4_1699290364.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,404 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 21:26 UTC | MID PENN BANCORP INC MPB · Entity 5021 | GrantMid Penn Bancorp, Inc. Common Stock | 1,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-21-008306 · ownership.xml · nonDerivative · entry 2 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Company-owned Disclosed balance after: 1,208 F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of June 30, 2021, and amended on August 26, 2021 (the Merger Agreement), by and between Mid Penn Bancorp, Inc. (MPB) and Riverview Financial Corporation (RIVE), pursuant to which RIVE merged with and into MPB, with MPB continuing as the surviving corporation (Merger), on November 30, 2021. Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each share of the common stock of RIVE issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.4833 shares of common stock of MPB. F2 · balance_after: Shares held in the name of Frontier Trust FSB, TTEE Fanelli, Evans & Patel Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 21:26 UTC | MID PENN BANCORP INC MPB · Entity 5021 | GrantMid Penn Bancorp, Inc. Common Stock | 19,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-21-008306 · ownership.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,504 F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of June 30, 2021, and amended on August 26, 2021 (the Merger Agreement), by and between Mid Penn Bancorp, Inc. (MPB) and Riverview Financial Corporation (RIVE), pursuant to which RIVE merged with and into MPB, with MPB continuing as the surviving corporation (Merger), on November 30, 2021. Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each share of the common stock of RIVE issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.4833 shares of common stock of MPB. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 11:50 UTC | Riverview Financial Corp RIVE · Entity 137379 | GrantVoting common stock | 1,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001209307-21-000002 · primary_doc.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,993.014 F1 · shares: Grant of Restricted Stock Award Read SEC document |
| May 06, 2020 Filed May 7, 2020 15:42 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 350 | $6.58 | $2,303.00 |
DisclosureSEC source: 0001749416-20-000003 · primary_doc.xml · nonDerivative · entry 6 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,354.014 Read SEC document |
| May 06, 2020 Filed May 7, 2020 15:42 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 500 | $6.58 | $3,288.25 |
DisclosureSEC source: 0001749416-20-000003 · primary_doc.xml · nonDerivative · entry 5 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,004.014 Read SEC document |
| May 06, 2020 Filed May 7, 2020 15:42 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 200 | $6.57 | $1,314.00 |
DisclosureSEC source: 0001749416-20-000003 · primary_doc.xml · nonDerivative · entry 4 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,504.014 Read SEC document |
| May 06, 2020 Filed May 7, 2020 15:42 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 100 | $6.56 | $655.50 |
DisclosureSEC source: 0001749416-20-000003 · primary_doc.xml · nonDerivative · entry 3 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,304.014 Read SEC document |
| May 06, 2020 Filed May 7, 2020 15:42 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 900 | $6.54 | $5,886.00 |
DisclosureSEC source: 0001749416-20-000003 · primary_doc.xml · nonDerivative · entry 2 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,204.014 Read SEC document |
| May 06, 2020 Filed May 7, 2020 15:42 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 100 | $6.41 | $640.50 |
DisclosureSEC source: 0001749416-20-000003 · primary_doc.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,304.014 Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 13:18 UTC | Riverview Financial Corp RIVE · Entity 137379 | GrantVoting Common Stock | 560 | $0.00 | $0.00 |
DisclosureSEC source: 0001749416-20-000001 · primary_doc.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,013.161 F1 · shares: Grant of Restricted Stock Award Read SEC document |
| December 31, 2019 Filed Feb 12, 2020 12:05 UTC | Riverview Financial Corp RIVE · Entity 137379 | OtherVoting common stock | 190.853 | $0.00 | $0.00 |
DisclosureSEC source: 0001749416-20-000002 · primary_doc.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,644.014 F1 · shares: Reinvestment of dividends. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 16:20 UTC | Riverview Financial Corp RIVE · Entity 137379 | Exercise / conversionRIVE Stock Options · Derivative | 1,600 | $10.00 Strike: $10.00 | $16,000.00 |
DisclosureSEC source: 0001749416-19-000003 · primary_doc.xml · derivative · entry 4 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150 Underlying: Voting common stock · 1,600 shares Expires 2024-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 16:20 UTC | Riverview Financial Corp RIVE · Entity 137379 | Exercise / conversionRIVE Stock Options · Derivative | 2,583 | $9.75 Strike: $9.75 | $25,184.25 |
DisclosureSEC source: 0001749416-19-000003 · primary_doc.xml · derivative · entry 3 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Voting common stock · 2,583 shares Expires 2024-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 16:20 UTC | Riverview Financial Corp RIVE · Entity 137379 | Exercise / conversionVoting common stock | 1,600 | $10.00 | $16,000.00 |
DisclosureSEC source: 0001749416-19-000003 · primary_doc.xml · nonDerivative · entry 2 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,453.161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercised 1,600 RIVE stock options @ $10.00 per share and granted 5/5/2014. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 16:20 UTC | Riverview Financial Corp RIVE · Entity 137379 | Exercise / conversionVoting common stock | 2,583 | $9.75 | $25,184.25 |
DisclosureSEC source: 0001749416-19-000003 · primary_doc.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,853.161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercised 2,583 RIVE stock options @ $9.75 per share and granted 1/3/2014. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 11:12 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 2,000 | $11.20 | $22,400.00 |
DisclosureSEC source: 0001749416-19-000002 · primary_doc.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,270.161 Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 09:59 UTC | Riverview Financial Corp RIVE · Entity 137379 | Purchasevoting common stock | 1,625 | $12.00 | $19,500.00 |
DisclosureSEC source: 0001749416-19-000001 · primary_doc.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,669.218 Read SEC document |
| December 31, 2018 Filed Feb 13, 2019 14:23 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 100.943 | $0.00 | $0.00 |
DisclosureSEC source: 0001749413-19-000003 · primary_doc.xml · nonDerivative · entry 1 Evans Albert J. · CIK 0001749416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,645.161 F1 · balance_after: Balance includes an adjustment for shares acquired by the reporting person from the reinvestment of dividends paid by Riverview Financial Corp through the Company's dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.