Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Independence Contract Drilling, Inc.ICD · Entity 15414 | Director | February 27, 2020 | March 02, 2020 |
| SSR MINING INC.SSRM · Entity 3668 | Director | October 01, 2026 | October 05, 2026 |
| TETRA TECHNOLOGIES INCTTI · Entity 570 | Director | June 12, 2026 | June 15, 2026 |
| TIDEWATER INCTDW · Entity 2560 | Director | May 09, 2019 | May 10, 2019 |
| Weatherford International plcNONE · Entity 3720 | Director | December 13, 2019 | December 23, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Independence Contract Drilling, Inc.
Report date February 27, 2020 · Filed March 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 259,681 |
Reported balance
After 2020-02-27 transaction · row 1
1 source rowRow 1 · 2020-02-27 · Exercise / conversion · Acquired 28,571 · Balance 259,681 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 76,923 |
Reported balance
After 2020-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-02-27 · Exercise / conversion · Disposed 28,571 · Balance 76,923 F1: Each restricted stock unit represents a contintent right to receive one share of ICD's common stock. F2: The reporting person received a restricted stock unit that vests on the one year anniversary of the date of grant. ICD will settled vested RSUIs within 30 days of the date that such RSU's vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contintent right to receive one share of ICD's common stock.
F2: The reporting person received a restricted stock unit that vests on the one year anniversary of the date of grant. ICD will settled vested RSUIs within 30 days of the date that such RSU's vest.
SSR MINING INC.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitSEC Table II · derivative / convertible security | Direct | 127,097 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 798 · Balance 127,097 F1: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.
TETRA TECHNOLOGIES INC
Report date June 12, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 569,647 |
Reported balance
After 2026-06-12 transaction · row 1
1 source rowRow 1 · 2026-06-12 · Exercise / conversion · Acquired 37,723 · Balance 569,647 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-06-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-12 · Exercise / conversion · Disposed 37,723 · Balance 0 F1: Represents vested shares of restricted stock units granted on June 12, 2025. Restricted stock units convert into common stock on a one-for-one basis. F2: The restricted stock unit award fully vested on June 12, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vested shares of restricted stock units granted on June 12, 2025. Restricted stock units convert into common stock on a one-for-one basis.
F2: The restricted stock unit award fully vested on June 12, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.
TIDEWATER INC
Report date May 09, 2019 · Filed May 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,141 |
Reported balance
After 2019-05-09 transaction · row 1
1 source rowRow 1 · 2019-05-09 · Purchase · Acquired 10,000 · Balance 27,141 F1: This transaction was executed in multiple trades at prices ranging from $22.93 to $23.34. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $22.93 to $23.34. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.
Weatherford International plc
Report date December 13, 2019 · Filed December 23, 2019
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2020 Filed Mar 2, 2020 19:20 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | Exercise / conversionRestricted Stock Units · Derivative | 28,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001537028-20-000044 · wf-form4_158317683855166.xml · derivative · entry 2 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,923 Underlying: Common Stock · 28,571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contintent right to receive one share of ICD's common stock. F2 · derivative.exercise_date: The reporting person received a restricted stock unit that vests on the one year anniversary of the date of grant. ICD will settled vested RSUIs within 30 days of the date that such RSU's vest. F2 · derivative.expiration_date: The reporting person received a restricted stock unit that vests on the one year anniversary of the date of grant. ICD will settled vested RSUIs within 30 days of the date that such RSU's vest. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 19:20 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | Exercise / conversionCommon Stock | 28,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001537028-20-000044 · wf-form4_158317683855166.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:21 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | GrantRestricted Stock Units · Derivative | 76,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001537028-20-000013 · wf-form4_158154244711477.xml · derivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,494 Underlying: Common Stock · 76,923 shares Expires not disclosed F1 · derivative.exercise_price: The director received an RSU grant that is subject to a one year vesting period. One third of the grant will be settled in cash. 2/3 settled in shares of common stock. Vested RSUs will be settled within 30 days of the vesting date. F1 · derivative.exercise_date: The director received an RSU grant that is subject to a one year vesting period. One third of the grant will be settled in cash. 2/3 settled in shares of common stock. Vested RSUs will be settled within 30 days of the vesting date. F1 · derivative.expiration_date: The director received an RSU grant that is subject to a one year vesting period. One third of the grant will be settled in cash. 2/3 settled in shares of common stock. Vested RSUs will be settled within 30 days of the vesting date. F1 · derivative.underlying: The director received an RSU grant that is subject to a one year vesting period. One third of the grant will be settled in cash. 2/3 settled in shares of common stock. Vested RSUs will be settled within 30 days of the vesting date. Read SEC document |
| October 18, 2019 Filed Oct 21, 2019 14:58 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | PurchaseCommon Stock | 20,000 | $0.85 | $16,992.00 |
DisclosureSEC source: 0001537028-19-000081 · wf-form4_157166989131875.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,110 Read SEC document |
| October 17, 2019 Filed Oct 17, 2019 21:34 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | PurchaseCommon Stock | 20,000 | $0.83 | $16,642.00 |
DisclosureSEC source: 0001537028-19-000073 · wf-form4_157134801552536.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,110 Read SEC document |
| October 16, 2019 Filed Oct 16, 2019 18:05 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | PurchaseCommon Stock | 20,000 | $0.89 | $17,828.00 |
DisclosureSEC source: 0001537028-19-000063 · wf-form4_157124906443314.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,110 Read SEC document |
| October 15, 2019 Filed Oct 15, 2019 21:14 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | PurchaseCommon Stock | 20,000 | $0.88 | $17,526.00 |
DisclosureSEC source: 0001537028-19-000057 · wf-form4_157117402048726.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,110 Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 22:29 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | PurchaseCommon Stock | 25,000 | $1.86 | $46,610.00 |
DisclosureSEC source: 0001537028-19-000041 · wf-form4_156020574860260.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,110 Read SEC document |
| May 09, 2019 Filed May 10, 2019 21:00 UTC | TIDEWATER INC TDW · Entity 2560 | PurchaseCommon Stock | 10,000 | $23.11 | $231,064.00 |
DisclosureSEC source: 0001567619-19-010441 · doc1.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,141 F1 · price: This transaction was executed in multiple trades at prices ranging from $22.93 to $23.34. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 30, 2019 Filed May 1, 2019 21:02 UTC | TIDEWATER INC TDW · Entity 2560 | GrantCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-009552 · doc1.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,141 F1 · price: Represents a grant of restricted stock units that will vest on April 30, 2020. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 20:27 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | GrantRestricted Stock Units · Derivative | 28,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001537028-19-000004 · wf-form4_155147200584540.xml · derivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,571 Underlying: Common Stock · 28,571 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contintent right to receive one share of ICD's common stock. F2 · derivative.exercise_date: The director received an RSU grant that is subject to a one year vesting period. The director has the option to settle 1/3 of the shares underlying the grant in cash or common stock, at the director's election. Vested RSUs will be settled within 30 days of the vesting date. The grant also is subject to approval by the Company's Stockholders of the 2019 Omnibus Incentive Plan F2 · derivative.expiration_date: The director received an RSU grant that is subject to a one year vesting period. The director has the option to settle 1/3 of the shares underlying the grant in cash or common stock, at the director's election. Vested RSUs will be settled within 30 days of the vesting date. The grant also is subject to approval by the Company's Stockholders of the 2019 Omnibus Incentive Plan Read SEC document |
| December 26, 2018 Filed Dec 27, 2018 21:27 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | PurchaseCommon Stock | 100,000 | $1.34 | $134,250.00 |
DisclosureSEC source: 0001562180-18-005111 · primarydocument.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,044 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.29 to $1.35, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 18:31 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | PurchaseCommon Stock | 20,000 | $2.88 | $57,600.00 |
DisclosureSEC source: 0001537028-18-000117 · wf-form4_154541709748587.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,110 Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 14:58 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | PurchaseCommon Stock | 20,000 | $3.44 | $68,800.00 |
DisclosureSEC source: 0001537028-18-000115 · wf-form4_154220749277137.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,110 Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 19:40 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | Exercise / conversionRestricted Stock Units · Derivative | 22,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001537028-18-000082 · wf-form4_153859558931391.xml · derivative · entry 2 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The directors received an RSU grant that is subject to a one year vesting period. The director has the option to settle 1/3 of the shares underlying the grant in cash or common stock, at the director's election. Vested RSUs will be settled within 30 days of the vesting date. F1 · derivative.exercise_date: The directors received an RSU grant that is subject to a one year vesting period. The director has the option to settle 1/3 of the shares underlying the grant in cash or common stock, at the director's election. Vested RSUs will be settled within 30 days of the vesting date. F1 · derivative.expiration_date: The directors received an RSU grant that is subject to a one year vesting period. The director has the option to settle 1/3 of the shares underlying the grant in cash or common stock, at the director's election. Vested RSUs will be settled within 30 days of the vesting date. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 19:40 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | Exercise / conversionCommon Stock | 22,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001537028-18-000082 · wf-form4_153859558931391.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 20:35 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | PurchaseCommon Stock | 10,000 | $4.38 | $43,750.00 |
DisclosureSEC source: 0001562180-18-004004 · primarydocument.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,044 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.37 to $4.38, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 23:10 UTC | TIDEWATER INC TDW · Entity 2560 | GrantCommon Stock | 3,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-034895 · doc1.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,641 F1 · price: Represents a grant of restricted stock units that will vest on May 7, 2019. Read SEC document |
| May 04, 2018 Filed May 8, 2018 21:45 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantCommon Stock | 24,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002405 · primarydocument.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,044 F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. 2018 Non-Employee Director Equity Incentive Plan. One-fourth of the award will vest on each of May 4, 2018, August 4, 2018, November 4, 2018 and February 4, 2019. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:16 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | GrantRestricted Stock Units · Derivative | 22,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001537028-18-000025 · wf-form4_151847016033819.xml · derivative · entry 3 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,422 Underlying: Common Stock · 22,422 shares Expires not disclosed F3 · derivative.exercise_price: The directors received an RSU grant that is subject to a one year vesting period. The director has the option to settle 1/3 of the shares underlying the grant in cash or common stock, at the director's election. Vested RSUs will be settled within 30 days of the vesting date. F3 · derivative.exercise_date: The directors received an RSU grant that is subject to a one year vesting period. The director has the option to settle 1/3 of the shares underlying the grant in cash or common stock, at the director's election. Vested RSUs will be settled within 30 days of the vesting date. F3 · derivative.expiration_date: The directors received an RSU grant that is subject to a one year vesting period. The director has the option to settle 1/3 of the shares underlying the grant in cash or common stock, at the director's election. Vested RSUs will be settled within 30 days of the vesting date. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:16 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | Exercise / conversionRestricted Stock Units · Derivative | 17,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001537028-18-000025 · wf-form4_151847016033819.xml · derivative · entry 2 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ICD's common stock. F2 · derivative.exercise_date: The reporting person received a restricted stock unit that vests on the one year anniversary of the date of grant. ICD will settled vested RSUIs within 30 days of the date that such RSU's vest. F2 · derivative.expiration_date: The reporting person received a restricted stock unit that vests on the one year anniversary of the date of grant. ICD will settled vested RSUIs within 30 days of the date that such RSU's vest. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:16 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | Exercise / conversionCommon Stock | 17,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001537028-18-000025 · wf-form4_151847016033819.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 22:06 UTC | TIDEWATER INC TDW · Entity 2560 | GrantCommon Stock | 5,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-035373 · doc1.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,870 F1 · price: Represents a grant of restricted stock units that will vest on July 31, 2018. Read SEC document |
| May 04, 2017 Filed May 8, 2017 21:28 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantCommon Stock | 32,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001850 · primarydocument.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,830 F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-fourth of the award will vest on May 4, 2017, August 4, 2017, November 4, 2017 and January 4, 2018. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 20:27 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | PurchaseCommon Stock | 12,000 | $3.94 | $47,244.00 |
DisclosureSEC source: 0001562180-17-001358 · primarydocument.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,467 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $3.97, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 23:06 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantCommon Stock | 13,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000919 · primarydocument.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,467 F1 · price: The shares of bonus stock were granted pursuant to the TETRA Technologies, Inc. Amended and Restated 2007 Long Term Incentive Compensation Plan to compensate the reporting person for an award of restricted stock granted on May 4, 2015 that has subsequently been determined by the issuer's Compensation Committee and Board of Directors to have been null and void. F2 · balance_after: Since the date of the reporting person's last ownership report, he transferred 57,523 shares of common stock to his former wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former wife. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 19:27 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | Exercise / conversionRestricted Stock Units · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001537028-17-000042 · wf-form4_148796442575991.xml · derivative · entry 2 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,036 Underlying: Common Stock · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contintent right to receive one share of ICD's common stock. F2 · derivative.exercise_date: The reporting person received grants of restricted stock units on each of February 22, 2016 (17,500 units) and February 8, 2017 (17,036 units), each vesting on the one year anniversary of the date of grant. ICD will settle vested RSUIs within 30 days of the date that such RSU's vest. F2 · derivative.expiration_date: The reporting person received grants of restricted stock units on each of February 22, 2016 (17,500 units) and February 8, 2017 (17,036 units), each vesting on the one year anniversary of the date of grant. ICD will settle vested RSUIs within 30 days of the date that such RSU's vest. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 19:27 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | Exercise / conversionCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001537028-17-000042 · wf-form4_148796442575991.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 18:40 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | GrantRestricted Stock Units · Derivative | 17,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001537028-17-000011 · wf-form4_148675199235668.xml · derivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,536 Underlying: Common Stock · 17,036 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ICD's common stock. F2 · derivative.exercise_date: The reporting person received a restricted stock unit that vests on the one year anniversary of the date of grant. ICD will settled vested RSUIs within 30 days of the date that such RSU's vest. F2 · derivative.expiration_date: The reporting person received a restricted stock unit that vests on the one year anniversary of the date of grant. ICD will settled vested RSUIs within 30 days of the date that such RSU's vest. Read SEC document |
| November 07, 2016 Filed Nov 7, 2016 20:52 UTC | Independence Contract Drilling, Inc. ICD · Entity 15414 | PurchaseCommon Stock | 10,000 | $4.04 | $40,430.00 |
DisclosureSEC source: 0001537028-16-000061 · wf-form4_147855195104627.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,122 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.