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person · Reporting owner

BATES THOMAS R JR

Disclosed activity across 5 companies

Tapewire entity
33328
SEC CIK
0001230117

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Independence Contract Drilling, Inc.ICD · Entity 15414DirectorFebruary 27, 2020March 02, 2020
SSR MINING INC.SSRM · Entity 3668DirectorOctober 01, 2026October 05, 2026
TETRA TECHNOLOGIES INCTTI · Entity 570DirectorJune 12, 2026June 15, 2026
TIDEWATER INCTDW · Entity 2560DirectorMay 09, 2019May 10, 2019
Weatherford International plcNONE · Entity 3720DirectorDecember 13, 2019December 23, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Independence Contract Drilling, Inc.

Report date February 27, 2020 · Filed March 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect259,681 Reported balance After 2020-02-27 transaction · row 1
1 source row

Row 1 · 2020-02-27 · Exercise / conversion · Acquired 28,571 · Balance 259,681

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect76,923 Reported balance After 2020-02-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-02-27 · Exercise / conversion · Disposed 28,571 · Balance 76,923

F1: Each restricted stock unit represents a contintent right to receive one share of ICD's common stock.

F2: The reporting person received a restricted stock unit that vests on the one year anniversary of the date of grant. ICD will settled vested RSUIs within 30 days of the date that such RSU's vest.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contintent right to receive one share of ICD's common stock.

F2: The reporting person received a restricted stock unit that vests on the one year anniversary of the date of grant. ICD will settled vested RSUIs within 30 days of the date that such RSU's vest.

SSR MINING INC.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Share UnitSEC Table II · derivative / convertible securityDirect127,097 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 798 · Balance 127,097

F1: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

TETRA TECHNOLOGIES INC

Report date June 12, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect569,647 Reported balance After 2026-06-12 transaction · row 1
1 source row

Row 1 · 2026-06-12 · Exercise / conversion · Acquired 37,723 · Balance 569,647

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-06-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-12 · Exercise / conversion · Disposed 37,723 · Balance 0

F1: Represents vested shares of restricted stock units granted on June 12, 2025. Restricted stock units convert into common stock on a one-for-one basis.

F2: The restricted stock unit award fully vested on June 12, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vested shares of restricted stock units granted on June 12, 2025. Restricted stock units convert into common stock on a one-for-one basis.

F2: The restricted stock unit award fully vested on June 12, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

TIDEWATER INC

Report date May 09, 2019 · Filed May 10, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,141 Reported balance After 2019-05-09 transaction · row 1
1 source row

Row 1 · 2019-05-09 · Purchase · Acquired 10,000 · Balance 27,141

F1: This transaction was executed in multiple trades at prices ranging from $22.93 to $23.34. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $22.93 to $23.34. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

Weatherford International plc

Report date December 13, 2019 · Filed December 23, 2019

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 20:55 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 798 $0.00 $0.00
Disclosure

SEC source: 0001230117-26-000006 · wk-form4_1791233731.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,097

Underlying: Common Shares · 798 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
September 11, 2026 Filed Sep 15, 2026 21:58 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 134 $0.00 $0.00
Disclosure

SEC source: 0001230117-26-000004 · wk-form4_1789509511.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,299

Underlying: Common Shares · 134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F2 · shares: Represents the acquisition of DSUs in connection with the Issuer's quarterly dividend.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:06 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 952 $0.00 $0.00
Disclosure

SEC source: 0000921638-26-000075 · wk-form4_1783026372.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,165

Underlying: Common Shares · 952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 20:14 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 37,723 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001230117-26-000002 · primarydocument.xml · derivative · entry 2

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,723 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on June 12, 2025. Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock unit award fully vested on June 12, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F2 · derivative.expiration_date: The restricted stock unit award fully vested on June 12, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 20:14 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 37,723 $0.00 $0.00
Disclosure

SEC source: 0001230117-26-000002 · primarydocument.xml · nonDerivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 569,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2026 Filed May 26, 2026 22:19 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Units · Derivative 13,987 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001230117-26-000001 · primarydocument.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,987

Underlying: Common Stock · 13,987 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $10.41

F2 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 00:39 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 1,028 $0.00 $0.00
Disclosure

SEC source: 0000921638-26-000053 · wk-form4_1775176751.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,213

Underlying: Common Shares · 1,028 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:11 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 1,238 $0.00 $0.00
Disclosure

SEC source: 0000921638-26-000017 · wk-form4_1767647487.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,185

Underlying: Common Shares · 1,238 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:49 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 1,149 $0.00 $0.00
Disclosure

SEC source: 0000921638-25-000192 · wk-form4_1759438193.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,947

Underlying: Common Shares · 1,149 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 21:32 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 926 $0.00 $0.00
Disclosure

SEC source: 0000921638-25-000136 · wk-form4_1751491929.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,507

Underlying: Common Shares · 926 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
July 01, 2025 Filed Jul 7, 2025 20:32 UTC Amendment SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 2,217 $0.00 $0.00
Disclosure

SEC source: 0000921638-25-000151 · wk-form4a_1751920303.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,798

Underlying: Common Shares · 2,217 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 20:22 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Units · Derivative 37,723 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004847 · primarydocument.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,723

Underlying: Common Stock · 37,723 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $3.59.

F2 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:19 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 26,551 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004092 · primarydocument.xml · derivative · entry 2

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on May 21, 2024. Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock unit award fully vested on May 21, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F2 · derivative.expiration_date: The restricted stock unit award fully vested on May 21, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:19 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 26,551 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004092 · primarydocument.xml · nonDerivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on May 21, 2024. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:03 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 2,531 $0.00 $0.00
Disclosure

SEC source: 0000921638-25-000095 · wk-form4_1743710583.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,581

Underlying: Common Shares · 2,531 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:28 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 3,936 $0.00 $0.00
Disclosure

SEC source: 0000921638-25-000011 · wk-form4_1735939730.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,050

Underlying: Common Shares · 3,936 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 17:54 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 4,635 $0.00 $0.00
Disclosure

SEC source: 0000921638-24-000184 · wk-form4_1727978044.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,114

Underlying: Common Shares · 4,635 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:33 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 6,046 $0.00 $0.00
Disclosure

SEC source: 0000921638-24-000134 · wk-form4_1719952409.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,479

Underlying: Common Shares · 6,046 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
May 24, 2024 Filed May 29, 2024 20:08 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 39,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004499 · primarydocument.xml · derivative · entry 2

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on May 24, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock unit award fully vested on May 24, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F2 · derivative.expiration_date: The restricted stock unit award fully vested on May 24, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
May 24, 2024 Filed May 29, 2024 20:08 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 39,091 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004499 · primarydocument.xml · nonDerivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on May 24, 2023. Restricted stock units convert into common stock on a one-for-one basis.

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May 21, 2024 Filed May 22, 2024 20:13 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Units · Derivative 26,551 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004312 · primarydocument.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,551

Underlying: Common Stock · 26,551 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $4.07.

F2 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

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April 01, 2024 Filed Apr 2, 2024 23:32 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 6,568 $0.00 $0.00
Disclosure

SEC source: 0000921638-24-000109 · wk-form4_1712100747.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,433

Underlying: Common Shares · 6,568 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

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January 01, 2024 Filed Jan 3, 2024 22:09 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 2,510 $0.00 $0.00
Disclosure

SEC source: 0000921638-24-000015 · wk-form4_1704319780.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,865

Underlying: Common Shares · 2,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
December 11, 2023 Filed Dec 14, 2023 01:16 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 597 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000228 · wk-form4_1702516553.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,355

Underlying: Common Shares · 597 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F2 · shares: Grant of DSUs associated with the Issuer's quarterly dividend.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

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October 01, 2023 Filed Oct 3, 2023 16:46 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 2,021 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000214 · wk-form4_1696351589.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,758

Underlying: Common Shares · 2,021 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:37 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 426 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000188 · wk-form4_1694637458.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,737

Underlying: Common Shares · 426 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F2 · shares: Grant of DSUs associated with the Issuer's quarterly dividend.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
August 02, 2023 Filed Jan 11, 2024 22:02 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 SaleCommon Stock 12,000 $4.99 $59,899.20
Disclosure

SEC source: 0001562180-24-000441 · primarydocument.xml · nonDerivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505,373

F1 · kind: The shares reported herein were sold by the reporting person's broker at its discretion and it was not directed by the reporting person. The sale reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended ("Section 16(b)"), to the extent of 12,000 shares, with the reporting person's purchases of 12,000 shares at a weighted average price of $3.42 on March 8, 2023. The reporting person voluntarily paid to TETRA Technologies, Inc. $18,923.68, representing the full amount of profits realized from the matchable transactions calculated pursuant to Section 16(b).

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July 03, 2023 Filed Jul 5, 2023 21:57 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 1,981 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000159 · wk-form4_1688594238.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,311

Underlying: Common Shares · 1,981 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 21:34 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 419 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000126 · wk-form4_1686778457.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,330

Underlying: Common Shares · 419 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F2 · shares: Grant of DSUs associated with the Issuer's quarterly dividend.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Unit · Derivative 24,022 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004513 · primarydocument.xml · derivative · entry 3

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock unit award fully vested on May 24, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on May 24, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on May 24, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock unit award fully vested on May 24, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F4 · derivative.expiration_date: The restricted stock unit award fully vested on May 24, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Unit · Derivative 39,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004513 · primarydocument.xml · derivative · entry 2

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,091

Underlying: Common Stock · 39,091 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.88.

F3 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest the earlier of the one-year anniversary of the Grant Date and the date of the Company's 2024 annual meeting of stockholders, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F3 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest the earlier of the one-year anniversary of the Grant Date and the date of the Company's 2024 annual meeting of stockholders, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 24,022 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004513 · primarydocument.xml · nonDerivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on May 24, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on May 24, 2023. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 03, 2023 Filed Apr 3, 2023 22:36 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 1,835 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000066 · wf-form4_168056138037309.xml · derivative · entry 2

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,911

Underlying: Common Shares · 1,835 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:36 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 404 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000066 · wf-form4_168056138037309.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,076

Underlying: Common Shares · 404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F2 · shares: Grant of DSUs associated with the Issuer's quarterly dividend.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 21:42 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 PurchaseCommon Stock 15,000 $3.42 $51,300.00
Disclosure

SEC source: 0001562180-23-002669 · primarydocument.xml · nonDerivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,260

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.4050 to $3.43, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:50 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 1,730 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000009 · wf-form4_167286538983275.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,672

Underlying: Common Shares · 1,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 21:35 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 391 $0.00 $0.00
Disclosure

SEC source: 0000921638-22-000267 · wf-form4_167165853287499.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,942

Underlying: Common Shares · 391 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F2 · shares: Grant of DSUs associated with the Issuer's quarterly dividend.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
October 03, 2022 Filed Oct 3, 2022 21:13 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 1,976 $0.00 $0.00
Disclosure

SEC source: 0000921638-22-000222 · wf-form4_166483157254061.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,551

Underlying: Common Shares · 1,976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 21:34 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 401 $0.00 $0.00
Disclosure

SEC source: 0000921638-22-000192 · wf-form4_166267287279644.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,575

Underlying: Common Shares · 401 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F2 · shares: Grant of DSUs associated with the Issuer's quarterly dividend.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 19:08 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 1,589 $0.00 $0.00
Disclosure

SEC source: 0000921638-22-000157 · wf-form4_165704807888474.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,174

Underlying: Common Shares · 1,589 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:11 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 288 $0.00 $0.00
Disclosure

SEC source: 0000921638-22-000118 · wf-form4_165515467558694.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,585

Underlying: Common Shares · 288 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are vested upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F2 · shares: Grant of DSUs associated with the Issuer's quarterly dividend.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are vested upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are vested upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
May 26, 2022 Filed May 27, 2022 20:46 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Unit · Derivative 31,216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004550 · primarydocument.xml · derivative · entry 2

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock unit award fully vested on May 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on May 26, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on May 26, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock unit award fully vested on May 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F2 · derivative.expiration_date: The restricted stock unit award fully vested on May 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

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May 26, 2022 Filed May 27, 2022 20:46 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 31,216 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004550 · primarydocument.xml · nonDerivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on May 26, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on May 26, 2021. Restricted stock units convert into common stock on a one-for-one basis.

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May 23, 2022 Filed May 25, 2022 21:11 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Unit · Derivative 24,022 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004400 · primarydocument.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,022

Underlying: Common Stock · 24,022 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $4.79.

F2 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest the earlier of the one-year anniversary of the Grant Date and the date of the Company's 2023 annual meeting of stockholders, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest the earlier of the one-year anniversary of the Grant Date and the date of the Company's 2023 annual meeting of stockholders, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

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April 04, 2022 Filed Apr 5, 2022 21:43 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 255 $0.00 $0.00
Disclosure

SEC source: 0000921638-22-000071 · wf-form4_164919495557752.xml · derivative · entry 2

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,297

Underlying: Common Shares · 255 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are vested upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F2 · derivative.exercise_price: Grant of DSUs associated with the Issuer's quarterly dividend.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are vested upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are vested upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

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April 01, 2022 Filed Apr 5, 2022 21:43 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 1,271 $0.00 $0.00
Disclosure

SEC source: 0000921638-22-000071 · wf-form4_164919495557752.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,042

Underlying: Common Shares · 1,271 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are vested upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are vested upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are vested upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

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January 01, 2022 Filed Jan 5, 2022 02:16 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 1,554 $0.00 $0.00
Disclosure

SEC source: 0000921638-22-000021 · wf-form4_164134895788723.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,771

Underlying: Common Shares · 1,554 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are vested upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are vested upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are vested upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

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May 26, 2021 Filed May 27, 2021 20:43 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Unit · Derivative 31,216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-003778 · primarydocument.xml · derivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,216

Underlying: Common Stock · 31,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $3.59.

F2 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest the earlier of the one-year anniversary of the Grant Date and the date of the Company's 2022 annual meeting of stockholders, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest the earlier of the one-year anniversary of the Grant Date and the date of the Company's 2022 annual meeting of stockholders, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

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May 10, 2021 Filed May 11, 2021 20:43 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 PurchaseCommon Stock 15,000 $3.35 $50,235.00
Disclosure

SEC source: 0001562180-21-003396 · primarydocument.xml · nonDerivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,044

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.345 to $3.35, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in Footnote 1 to this Form 4.

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June 25, 2020 Filed Jun 25, 2020 20:46 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 PurchaseCommon Stock 150,000 $0.44 $65,445.00
Disclosure

SEC source: 0001562180-20-004694 · primarydocument.xml · nonDerivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,044

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.429 to $0.4526, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.