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Theophilus Nicole B

Disclosed activity across 4 companies

Tapewire entity
33315
SEC CIK
0001578155

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NUCOR CORPNUE · Entity 3010Executive Vice PresidentJune 01, 2024June 04, 2024
V2X, Inc.VVX · Entity 4368DirectorMay 07, 2026May 11, 2026
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB · Entity 1492EVP & Chief Admin. OfficerJuly 01, 2026July 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NUCOR CORP

Report date June 01, 2024 · Filed June 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,519 Reported balance After 2024-06-01 transaction · row 1
1 source row

Row 1 · 2024-06-01 · Grant · Acquired 1,184 · Balance 6,519

F1: The shares of common stock reported are issuable to the reporting person upon vesting of restricted stock units that represent the right to receive one share of common stock. The restricted stock units vest in three annual installments commencing on June 1, 2025, subject to acceleration upon the date of termination of the reporting person's employment with the company by reason of death, disability or retirement or upon a change in control of the company. The company will issue the shares of common stock represented by the units to the reporting person or, if applicable, his or her estate, as soon as administratively practicable after the units become vested.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $168.85 · Expires 2034-05-31Direct2,948 Reported balance After 2024-06-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-06-01 · Grant · Acquired 2,948 · Balance 2,948

F2: Employee Stock Option (right to buy)

Filing footnotes · ownership attribution and instrument terms

F1: The shares of common stock reported are issuable to the reporting person upon vesting of restricted stock units that represent the right to receive one share of common stock. The restricted stock units vest in three annual installments commencing on June 1, 2025, subject to acceleration upon the date of termination of the reporting person's employment with the company by reason of death, disability or retirement or upon a change in control of the company. The company will issue the shares of common stock represented by the units to the reporting person or, if applicable, his or her estate, as soon as administratively practicable after the units become vested.

F2: Employee Stock Option (right to buy)

V2X, Inc.

Report date May 07, 2026 · Filed May 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
V2X, Inc. Common StockSEC Table I · non-derivativeDirect838 Reported balance After 2026-05-07 transaction · row 1
1 source row

Row 1 · 2026-05-07 · Exercise / conversion · Acquired 838 · Balance 838

F1: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-07 · Exercise / conversion · Disposed 838 · Balance 0

F1: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

F2: These RSUs were granted on January 9, 2026 and fully vested on May 7, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,188 Reported balance After 2026-05-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-07 · Grant · Acquired 2,188 · Balance 2,188

F1: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

F3: Reflects an award of RSUs, which are scheduled to vest on the earlier of the date of the V2X, Inc. 2027 Annual Shareholders' Meeting and May 7, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

F2: These RSUs were granted on January 9, 2026 and fully vested on May 7, 2026.

F3: Reflects an award of RSUs, which are scheduled to vest on the earlier of the date of the V2X, Inc. 2027 Annual Shareholders' Meeting and May 7, 2027.

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP

Report date July 01, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,599 Reported balance After 2026-07-01 transaction · row 1
1 source row

Row 1 · 2026-07-01 · Grant · Acquired 2,192 · Balance 23,599

F1: Shares vest on the first anniversary of grant date.

F2: Fair Market Value of the stock on July 1, 2026 was $266.7510 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Shares vest on the first anniversary of grant date.

F2: Fair Market Value of the stock on July 1, 2026 was $266.7510 per share.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

WEST CORP

Report date October 10, 2017 · Filed October 12, 2017

Section 16 reporting ended · disclosed 2017-10-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-10-10 transaction · row 1
1 source row

Row 1 · 2017-10-10 · Disposition to issuer · Disposed 18,107 · Balance 0

F1: Represents shares of common stock that were cancelled and converted into the right to receive $23.50 per share pursuant to the merger agreement among the Issuer, Mount Olympus Holdings, Inc. and Olympus Merger Sub, Inc., dated as of May 9, 2017 (the "Merger Agreement"). The right to receive the merger consideration with respect to 16,780 of the shares remains subject to certain vesting conditions.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-10-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-10-10 · Disposition to issuer · Disposed 645.8245 · Balance 0

F2: Pursuant to the Merger Agreement and subject to the terms of the Issuer's Nonqualified Deferred Compensation Plan, as of the effective date of the merger, each deferred stock unit was cancelled and converted into the notional right to receive an amount of cash, equal to the product of (i) the number of shares of the Issuer's common stock issuable upon conversion of such deferred stock unit multiplied by (ii) $23.50 per share.

Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-10-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-10-10 · Disposition to issuer · Disposed 28,920 · Balance 0

F3: Pursuant to the Merger Agreement, and subject to the terms of the applicable award agreement, each performance-based restricted stock unit was converted into the right to receive $23.50 per unit, subject to certain vesting conditions.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock that were cancelled and converted into the right to receive $23.50 per share pursuant to the merger agreement among the Issuer, Mount Olympus Holdings, Inc. and Olympus Merger Sub, Inc., dated as of May 9, 2017 (the "Merger Agreement"). The right to receive the merger consideration with respect to 16,780 of the shares remains subject to certain vesting conditions.

F2: Pursuant to the Merger Agreement and subject to the terms of the Issuer's Nonqualified Deferred Compensation Plan, as of the effective date of the merger, each deferred stock unit was cancelled and converted into the notional right to receive an amount of cash, equal to the product of (i) the number of shares of the Issuer's common stock issuable upon conversion of such deferred stock unit multiplied by (ii) $23.50 per share.

F3: Pursuant to the Merger Agreement, and subject to the terms of the applicable award agreement, each performance-based restricted stock unit was converted into the right to receive $23.50 per unit, subject to certain vesting conditions.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2026 Filed Jul 2, 2026 16:54 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock 2,192 $0.00 $0.00
Disclosure

SEC source: 0001578155-26-000007 · wk-form4_1783011251.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,599

F1 · shares: Shares vest on the first anniversary of grant date.

F2 · price: Fair Market Value of the stock on July 1, 2026 was $266.7510 per share.

Read SEC document
May 07, 2026 Filed May 11, 2026 21:58 UTC V2X, Inc. VVX · Entity 4368 GrantRestricted Stock Units · Derivative 2,188 $0.00 $0.00
Disclosure

SEC source: 0001578155-26-000006 · wk-form4_1778536704.xml · derivative · entry 3

Theophilus Nicole B · CIK 0001578155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,188

Underlying: V2X, Inc. Common Stock · 2,188 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

F3 · derivative.exercise_date: Reflects an award of RSUs, which are scheduled to vest on the earlier of the date of the V2X, Inc. 2027 Annual Shareholders' Meeting and May 7, 2027.

F3 · derivative.expiration_date: Reflects an award of RSUs, which are scheduled to vest on the earlier of the date of the V2X, Inc. 2027 Annual Shareholders' Meeting and May 7, 2027.

Read SEC document
May 07, 2026 Filed May 11, 2026 21:58 UTC V2X, Inc. VVX · Entity 4368 Exercise / conversionRestricted Stock Units · Derivative 838 $0.00 $0.00
Disclosure

SEC source: 0001578155-26-000006 · wk-form4_1778536704.xml · derivative · entry 2

Theophilus Nicole B · CIK 0001578155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: V2X, Inc. Common Stock · 838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

F2 · derivative.exercise_date: These RSUs were granted on January 9, 2026 and fully vested on May 7, 2026.

F2 · derivative.expiration_date: These RSUs were granted on January 9, 2026 and fully vested on May 7, 2026.

Read SEC document
May 07, 2026 Filed May 11, 2026 21:58 UTC V2X, Inc. VVX · Entity 4368 Exercise / conversionV2X, Inc. Common Stock 838 Not disclosed Not disclosed
Disclosure

SEC source: 0001578155-26-000006 · wk-form4_1778536704.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 19:00 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock 2,605 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-015941 · wk-form4_1773082851.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,407

F1 · price: The 30-day average closing price of Wabtec stock as of March 5, 2026, which was used to calculate the number of shares involved in the reported grant, was $248.782 per share.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 20:07 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 Tax withholdingCommon Stock 478 $263.02 $125,721.17
Disclosure

SEC source: 0001628280-26-014541 · wk-form4_1772654857.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,802

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:21 UTC V2X, Inc. VVX · Entity 4368 GrantRestricted Stock Units · Derivative 838 $0.00 $0.00
Disclosure

SEC source: 0001578155-26-000004 · wk-form4_1768339276.xml · derivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838

Underlying: V2X, Inc. Common Stock · 838 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

F2 · derivative.exercise_date: Reflects an award of RSUs, which are scheduled to vest on the earlier of the date of the V2X, Inc. 2026 Annual Shareholders' Meeting and May 8, 2026.

F2 · derivative.expiration_date: Reflects an award of RSUs, which are scheduled to vest on the earlier of the date of the V2X, Inc. 2026 Annual Shareholders' Meeting and May 8, 2026.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 17:06 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock 2,192 $0.00 $0.00
Disclosure

SEC source: 0000943452-25-000159 · wk-form4_1751475955.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,280

F1 · shares: Shares vest on the second anniversary of grant date.

F2 · price: Fair Market Value of the stock on July 1, 2025 was $209.5225 per share.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 12:51 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 SaleCommon Stock 2,000 $204.14 $408,285.20
Disclosure

SEC source: 0000943452-25-000153 · wk-form4_1749819068.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,088

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $204.14 to $204.15 inclusive. The reporting person undertakes to provide Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 19:23 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock 3,480 $0.00 $0.00
Disclosure

SEC source: 0000943452-25-000090 · wk-form4_1742844185.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,088

F1 · price: The 30-day average closing price of Wabtec stock as of March 20, 2025, which was used to calculate the number of shares involved in the reported grant, was $186.1923 per share.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 13:10 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 SaleCommon Stock 4,801 $154.64 $742,419.44
Disclosure

SEC source: 0000943452-24-000141 · wk-form4_1723208995.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,608

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $154.50 to $154.69 inclusive. The reporting person undertakes to provide Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 15:38 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock 2,193 $0.00 $0.00
Disclosure

SEC source: 0000943452-24-000137 · wk-form4_1720712317.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,409

F1 · shares: Shares vest on the third anniversary of grant date.

F2 · price: Fair Market Value of the stock on July 9, 2024 was $157.47 per share.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 15:31 UTC NUCOR CORP NUE · Entity 3010 GrantStock Option · Derivative 2,948 $0.00 Strike: $168.85 $0.00
Disclosure

SEC source: 0001127602-24-017529 · form4.xml · derivative · entry 2

Theophilus Nicole B · CIK 0001578155 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,948

Underlying: Common Stock · 2,948 shares

Expires 2034-05-31

F2 · security: Employee Stock Option (right to buy)

Read SEC document
June 01, 2024 Filed Jun 4, 2024 15:31 UTC NUCOR CORP NUE · Entity 3010 GrantCommon Stock 1,184 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-017529 · form4.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,519

F1 · shares: The shares of common stock reported are issuable to the reporting person upon vesting of restricted stock units that represent the right to receive one share of common stock. The restricted stock units vest in three annual installments commencing on June 1, 2025, subject to acceleration upon the date of termination of the reporting person's employment with the company by reason of death, disability or retirement or upon a change in control of the company. The company will issue the shares of common stock represented by the units to the reporting person or, if applicable, his or her estate, as soon as administratively practicable after the units become vested.

Read SEC document
May 01, 2024 Filed May 3, 2024 19:01 UTC NUCOR CORP NUE · Entity 3010 GrantCommon Stock 5,335 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014111 · form4.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,335

F1 · shares: The shares of common stock reported are issuable to the reporting person upon vesting of restricted stock units that represent the right to receive one share of common stock. The restricted stock units vest in three annual installments commencing on May 1, 2025, subject to acceleration upon the date of termination of the reporting person's employment with the company by reason of death, disability or retirement or upon a change in control of the company. The company will issue the shares of common stock represented by the units to the reporting person or, if applicable, his or her estate, as soon as administratively practicable after the units become vested.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 13:13 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 Exercise / conversionNon-Qualified Stock Option · Derivative 2,668 $0.00 Strike: $81.21 $0.00
Disclosure

SEC source: 0000943452-24-000103 · wk-form4_1710853994.xml · derivative · entry 3

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,668 shares

Expires 2031-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2022.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 13:13 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 SaleCommon Stock 2,668 $140.46 $374,747.55
Disclosure

SEC source: 0000943452-24-000103 · wk-form4_1710853994.xml · nonDerivative · entry 2

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,792

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $140.4601 to $140.47 inclusive. The reporting person undertakes to provide Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 13:13 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 Exercise / conversionCommon Stock 2,668 $81.21 $216,668.28
Disclosure

SEC source: 0000943452-24-000103 · wk-form4_1710853994.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 16:24 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock 3,593 $0.00 $0.00
Disclosure

SEC source: 0000943452-24-000085 · wk-form4_1709915043.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,792

F1 · price: The 30-day average closing price of Wabtec stock as of March 6, 2024, which was used to calculate the number of shares involved in the reported grant, was $135.7189 per share.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 20:46 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 Tax withholdingCommon Stock 1,155 $141.62 $163,568.21
Disclosure

SEC source: 0000943452-24-000042 · wk-form4_1709671579.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,199

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 15:46 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 Exercise / conversionNon-Qualified Stock Option · Derivative 3,000 $0.00 Strike: $61.86 $0.00
Disclosure

SEC source: 0000943452-24-000036 · wk-form4_1708962386.xml · derivative · entry 3

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2030-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 15:46 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 SaleCommon Stock 3,000 $137.26 $411,780.00
Disclosure

SEC source: 0000943452-24-000036 · wk-form4_1708962386.xml · nonDerivative · entry 2

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,354

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $137.24 to $137.27 inclusive. The reporting person undertakes to provide Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 15:46 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 Exercise / conversionCommon Stock 3,000 $61.86 $185,587.50
Disclosure

SEC source: 0000943452-24-000036 · wk-form4_1708962386.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 18:58 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 Tax withholdingCommon Stock 2,416 $134.67 $325,356.68
Disclosure

SEC source: 0000943452-24-000032 · wk-form4_1708455480.xml · nonDerivative · entry 2

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,354

F1 · shares: Shares were withheld from issuance to satisfy tax obligations.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 18:58 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock 5,865 $0.00 $0.00
Disclosure

SEC source: 0000943452-24-000032 · wk-form4_1708455480.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,770

Read SEC document
August 03, 2023 Filed Aug 7, 2023 18:23 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 Tax withholdingCommon Stock 3,710 $116.79 $433,290.90
Disclosure

SEC source: 0000943452-23-000120 · wf-form4_169143261464487.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,905

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 20:38 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 Tax withholdingCommon Stock 3,025 $96.16 $290,868.88
Disclosure

SEC source: 0000943452-23-000070 · wf-form4_167934470108028.xml · nonDerivative · entry 2

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,615

F1 · shares: Shares were withheld from issuance to satisfy tax obligations.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 20:38 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock 7,469 $0.00 $0.00
Disclosure

SEC source: 0000943452-23-000070 · wf-form4_167934470108028.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,640

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:27 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock 3,075 $0.00 $0.00
Disclosure

SEC source: 0000943452-23-000056 · wf-form4_167814526435141.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,171

F1 · price: The 30-day average closing price of Wabtec stock as of March 2, 2023, which was used to calculate the number of shares involved in the reported grant, was $104.0727 per share.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:08 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 Tax withholdingCommon Stock 777 $104.90 $81,505.36
Disclosure

SEC source: 0000943452-23-000040 · wf-form4_167788125235639.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,096

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 21:16 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 Tax withholdingCommon Stock 308 $91.50 $28,182.00
Disclosure

SEC source: 0000943452-22-000004 · wf-form4_165973417133549.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,873

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:40 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 Tax withholdingCommon Stock - Direct 296 $89.68 $26,543.80
Disclosure

SEC source: 0001628280-22-004875 · wf-form4_164633640082171.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,181

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 21:08 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock - Direct 2,801 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004494 · wf-form4_164616889759589.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,477

F1 · price: FMV of Stock on February 28, 2022 was $92.81 per share.

Read SEC document
August 03, 2021 Filed Aug 3, 2021 21:21 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 Tax withholdingCommon Stock - Direct 308 $84.38 $25,987.50
Disclosure

SEC source: 0001209191-21-049407 · doc4.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,676

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 14:46 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantNon-Qualified Stock Option · Derivative 2,668 $0.00 Strike: $81.21 $0.00
Disclosure

SEC source: 0001209191-21-010603 · doc4.xml · derivative · entry 2

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,668

Underlying: Common Stock · 2,668 shares

Expires 2031-02-11

F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2022.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 14:46 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock - Direct 2,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010603 · doc4.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,984

F1 · price: Fair Market Value of the stock on February 11, 2021 was $81.21 per share.

Read SEC document
October 13, 2020 Filed Oct 21, 2020 19:56 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock - Direct 8,083 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055462 · doc4.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · EVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,316

F1 · price: Fair Market Value of Stock on October 13, 2020 was $63.55 per share.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 17:20 UTC WEST CORP WSTC · Entity 172530 Disposition to issuerPerformance-based Restricted Stock Units · Derivative 28,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-056765 · doc4.xml · derivative · entry 3

Theophilus Nicole B · CIK 0001578155 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,920 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, and subject to the terms of the applicable award agreement, each performance-based restricted stock unit was converted into the right to receive $23.50 per unit, subject to certain vesting conditions.

F3 · price: Pursuant to the Merger Agreement, and subject to the terms of the applicable award agreement, each performance-based restricted stock unit was converted into the right to receive $23.50 per unit, subject to certain vesting conditions.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, and subject to the terms of the applicable award agreement, each performance-based restricted stock unit was converted into the right to receive $23.50 per unit, subject to certain vesting conditions.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, and subject to the terms of the applicable award agreement, each performance-based restricted stock unit was converted into the right to receive $23.50 per unit, subject to certain vesting conditions.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 17:20 UTC WEST CORP WSTC · Entity 172530 Disposition to issuerDeferred Stock Units · Derivative 645.8245 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-056765 · doc4.xml · derivative · entry 2

Theophilus Nicole B · CIK 0001578155 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 645.8245 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the Merger Agreement and subject to the terms of the Issuer's Nonqualified Deferred Compensation Plan, as of the effective date of the merger, each deferred stock unit was cancelled and converted into the notional right to receive an amount of cash, equal to the product of (i) the number of shares of the Issuer's common stock issuable upon conversion of such deferred stock unit multiplied by (ii) $23.50 per share.

F2 · price: Pursuant to the Merger Agreement and subject to the terms of the Issuer's Nonqualified Deferred Compensation Plan, as of the effective date of the merger, each deferred stock unit was cancelled and converted into the notional right to receive an amount of cash, equal to the product of (i) the number of shares of the Issuer's common stock issuable upon conversion of such deferred stock unit multiplied by (ii) $23.50 per share.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement and subject to the terms of the Issuer's Nonqualified Deferred Compensation Plan, as of the effective date of the merger, each deferred stock unit was cancelled and converted into the notional right to receive an amount of cash, equal to the product of (i) the number of shares of the Issuer's common stock issuable upon conversion of such deferred stock unit multiplied by (ii) $23.50 per share.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement and subject to the terms of the Issuer's Nonqualified Deferred Compensation Plan, as of the effective date of the merger, each deferred stock unit was cancelled and converted into the notional right to receive an amount of cash, equal to the product of (i) the number of shares of the Issuer's common stock issuable upon conversion of such deferred stock unit multiplied by (ii) $23.50 per share.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 17:20 UTC WEST CORP WSTC · Entity 172530 Disposition to issuerCommon Stock 18,107 $23.50 $425,514.50
Disclosure

SEC source: 0001209191-17-056765 · doc4.xml · nonDerivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares of common stock that were cancelled and converted into the right to receive $23.50 per share pursuant to the merger agreement among the Issuer, Mount Olympus Holdings, Inc. and Olympus Merger Sub, Inc., dated as of May 9, 2017 (the "Merger Agreement"). The right to receive the merger consideration with respect to 16,780 of the shares remains subject to certain vesting conditions.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 20:02 UTC WEST CORP WSTC · Entity 172530 GrantStock Units · Derivative 28.6784 $23.47 $673.08
Disclosure

SEC source: 0001209191-17-054783 · doc4.xml · derivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645.824

Underlying: Common Stock · 28.6784 shares

Expires not disclosed

F1 · derivative.exercise_price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.exercise_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.expiration_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 10:09 UTC WEST CORP WSTC · Entity 172530 GrantStock Units · Derivative 28.7888 $23.38 $673.08
Disclosure

SEC source: 0001209191-17-053249 · doc4.xml · derivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617.146

Underlying: Common Stock · 28.7888 shares

Expires not disclosed

F1 · derivative.exercise_price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.exercise_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.expiration_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 16:51 UTC WEST CORP WSTC · Entity 172530 GrantStock Units · Derivative 28.7641 $23.40 $673.08
Disclosure

SEC source: 0001209191-17-051681 · doc4.xml · derivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588.357

Underlying: Common Stock · 28.7641 shares

Expires not disclosed

F1 · derivative.exercise_price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.exercise_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.expiration_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 18:38 UTC WEST CORP WSTC · Entity 172530 GrantStock Units · Derivative 28.838 $23.34 $673.08
Disclosure

SEC source: 0001209191-17-049864 · doc4.xml · derivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559.593

Underlying: Common Stock · 28.838 shares

Expires not disclosed

F1 · derivative.exercise_price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.exercise_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.expiration_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 14:54 UTC WEST CORP WSTC · Entity 172530 GrantStock Units · Derivative 28.8381 $23.34 $673.08
Disclosure

SEC source: 0001209191-17-048061 · doc4.xml · derivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530.755

Underlying: Common Stock · 28.8381 shares

Expires not disclosed

F1 · derivative.exercise_price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.exercise_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.expiration_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

Read SEC document
July 21, 2017 Filed Jul 25, 2017 10:53 UTC WEST CORP WSTC · Entity 172530 GrantStock Units · Derivative 28.8629 $23.32 $673.08
Disclosure

SEC source: 0001209191-17-046136 · doc4.xml · derivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501.917

Underlying: Common Stock · 28.8629 shares

Expires not disclosed

F1 · derivative.exercise_price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.exercise_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.expiration_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

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July 07, 2017 Filed Jul 11, 2017 15:06 UTC WEST CORP WSTC · Entity 172530 GrantStock Units · Derivative 28.8752 $23.31 $673.08
Disclosure

SEC source: 0001209191-17-044757 · doc4.xml · derivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473.054

Underlying: Common Stock · 28.8752 shares

Expires not disclosed

F1 · derivative.exercise_price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.exercise_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.expiration_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

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June 23, 2017 Filed Jun 27, 2017 15:49 UTC WEST CORP WSTC · Entity 172530 GrantStock Units · Derivative 28.9996 $23.21 $673.08
Disclosure

SEC source: 0001209191-17-041949 · doc4.xml · derivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444.179

Underlying: Common Stock · 28.9996 shares

Expires not disclosed

F1 · derivative.exercise_price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.exercise_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.expiration_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

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June 09, 2017 Filed Jun 13, 2017 11:24 UTC WEST CORP WSTC · Entity 172530 GrantStock Units · Derivative 29.0121 $23.20 $673.08
Disclosure

SEC source: 0001209191-17-039361 · doc4.xml · derivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415.179

Underlying: Common Stock · 29.0121 shares

Expires not disclosed

F1 · derivative.exercise_price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.exercise_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.expiration_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

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May 26, 2017 Filed May 31, 2017 16:57 UTC WEST CORP WSTC · Entity 172530 GrantStock Units · Derivative 29.0622 $23.16 $673.08
Disclosure

SEC source: 0001209191-17-036499 · doc4.xml · derivative · entry 1

Theophilus Nicole B · CIK 0001578155 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386.167

Underlying: Common Stock · 29.0622 shares

Expires not disclosed

F1 · derivative.exercise_price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · price: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.exercise_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

F1 · derivative.expiration_date: These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.