Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| James Hardie Industries plcJHX · Entity 3321 | Director | September 15, 2026 | September 17, 2026 |
| Polaris Inc.PII · Entity 760 | Director | October 01, 2026 | October 03, 2026 |
| WATERS CORP /DE/WAT · Entity 3080 | Director | May 05, 2022 | May 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
James Hardie Industries plc
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary sharesSEC Table I · non-derivative | Direct | 26,314 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Grant · Acquired 1,140 · Balance 26,314 F1: Shares issued pursuant to the issuer's Non-Executive Director Compensation Program |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy Trust | 284,147 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 284,147 |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy Trust | 105,000 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 105,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued pursuant to the issuer's Non-Executive Director Compensation Program
Polaris Inc.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,478.62 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 608.65 · Balance 61,478.62 F1: The reported transaction involved the crediting of 608.65 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 608.65 newly acquired CSEs, and 648.65 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction involved the crediting of 608.65 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 608.65 newly acquired CSEs, and 648.65 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.
WATERS CORP /DE/
Report date May 05, 2022 · Filed May 09, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,283 |
Last balance in matching sequence
After 2022-05-05 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
9 source rowsRow 1 · 2022-05-05 · Exercise / conversion · Acquired 1,249 · Balance 3,532 Row 2 · 2022-05-05 · Exercise / conversion · Acquired 1,760 · Balance 5,292 Row 3 · 2022-05-05 · Exercise / conversion · Acquired 1,601 · Balance 6,893 Row 4 · 2022-05-05 · Exercise / conversion · Acquired 1,352 · Balance 8,245 Row 5 · 2022-05-05 · Sale · Disposed 1,249 · Balance 6,996 Row 6 · 2022-05-05 · Sale · Disposed 523 · Balance 6,473 Row 7 · 2022-05-05 · Sale · Disposed 1,237 · Balance 5,236 Row 8 · 2022-05-05 · Sale · Disposed 1,601 · Balance 3,635 Row 9 · 2022-05-05 · Sale · Disposed 1,352 · Balance 2,283 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $188.26 · Expires 2028-09-04 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2022-05-05 · Exercise / conversion · Disposed 1,249 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $183.41 · Expires 2029-01-02 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · 2022-05-05 · Exercise / conversion · Disposed 1,760 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $235.06 · Expires 2030-01-02 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · 2022-05-05 · Exercise / conversion · Disposed 1,601 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $250.15 · Expires 2031-01-04 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 13
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 13 · 2022-05-05 · Exercise / conversion · Disposed 1,352 · Balance 0 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AZEK Co Inc.
Report date July 01, 2025 · Filed July 02, 2025
Section 16 reporting ended · disclosed 2025-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2025-07-01 · Disposition to issuer · Disposed 214,105 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. F2: In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of Company Common Stock (as defined in the Merger Agreement) that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive $26.45 in cash, without interest (the "Cash Consideration"), and 1.0340 (the "Exchange Ratio") JHX ordinary shares, with cash in lieu of fractional JHX ordinary shares, where any such aggregated fractional shares are rounded to four (4) decimal places and multiplied by JHX's five-trading day volume-weighted average price ending on June 30, 2025, the trading day immediately prior to the closing of the transactions contemplated by the Merger Agreement (the "Parent Share Price") (collectively, the "Merger Consideration"). The Parent Share Price was $26.053018. F3: Upon the Effective Time, each then-outstanding Company RSU Award held by the reporting person was fully vested and canceled in exchange for the right to receive the Merger Consideration. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-01 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2025-07-01 · Disposition to issuer · Disposed 21,356 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. F4: In connection with the closing of the merger, the deferred stock units held by the reporting person as of immediately prior to the Effective Time were settled and immediately cancelled in exchange for the Merger Consideration. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2025-07-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-07-01 · Disposition to issuer · Disposed 140,892 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. F2: In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of Company Common Stock (as defined in the Merger Agreement) that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive $26.45 in cash, without interest (the "Cash Consideration"), and 1.0340 (the "Exchange Ratio") JHX ordinary shares, with cash in lieu of fractional JHX ordinary shares, where any such aggregated fractional shares are rounded to four (4) decimal places and multiplied by JHX's five-trading day volume-weighted average price ending on June 30, 2025, the trading day immediately prior to the closing of the transactions contemplated by the Merger Agreement (the "Parent Share Price") (collectively, the "Merger Consideration"). The Parent Share Price was $26.053018. |
| Non-qualified stock options (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.00 · Expires 2030-06-16 | Direct | 0 |
Reported balance
After 2025-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-07-01 · Disposition to issuer · Disposed 564,439 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. F5: Upon the Effective Time, each then-outstanding Company Stock Option held by the reporting person was assumed by JHX and converted into an option to purchase a number of JHX ordinary shares (rounded down to the nearest whole number of shares) equal to the product of (A) the number of shares of Company Common Stock subject to such Company Stock Option multiplied by (B) the Equity Award Exchange Ratio, with an exercise price per JHX ordinary share equal to the quotient (rounded up to the nearest whole cent) obtained by dividing (A) the exercise price per share of Company Common Stock subject to such Company Stock Option by (B) the Equity Award Exchange Ratio. The Equity Award Exchange Ratio is defined as the sum of (A) the quotient (rounded to four (4) decimal places) obtained by dividing (x) the Cash Consideration by (y) the Parent Share Price and (B) the Exchange Ratio. F6: (Continued from footnote 5) Each stock option of JHX is subject to the same terms and conditions as were applicable to such Company Stock Option immediately prior to the Effective Time, including the vesting schedule. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement.
F2: In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of Company Common Stock (as defined in the Merger Agreement) that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive $26.45 in cash, without interest (the "Cash Consideration"), and 1.0340 (the "Exchange Ratio") JHX ordinary shares, with cash in lieu of fractional JHX ordinary shares, where any such aggregated fractional shares are rounded to four (4) decimal places and multiplied by JHX's five-trading day volume-weighted average price ending on June 30, 2025, the trading day immediately prior to the closing of the transactions contemplated by the Merger Agreement (the "Parent Share Price") (collectively, the "Merger Consideration"). The Parent Share Price was $26.053018.
F3: Upon the Effective Time, each then-outstanding Company RSU Award held by the reporting person was fully vested and canceled in exchange for the right to receive the Merger Consideration.
F4: In connection with the closing of the merger, the deferred stock units held by the reporting person as of immediately prior to the Effective Time were settled and immediately cancelled in exchange for the Merger Consideration.
F5: Upon the Effective Time, each then-outstanding Company Stock Option held by the reporting person was assumed by JHX and converted into an option to purchase a number of JHX ordinary shares (rounded down to the nearest whole number of shares) equal to the product of (A) the number of shares of Company Common Stock subject to such Company Stock Option multiplied by (B) the Equity Award Exchange Ratio, with an exercise price per JHX ordinary share equal to the quotient (rounded up to the nearest whole cent) obtained by dividing (A) the exercise price per share of Company Common Stock subject to such Company Stock Option by (B) the Equity Award Exchange Ratio. The Equity Award Exchange Ratio is defined as the sum of (A) the quotient (rounded to four (4) decimal places) obtained by dividing (x) the Cash Consideration by (y) the Parent Share Price and (B) the Exchange Ratio.
F6: (Continued from footnote 5) Each stock option of JHX is subject to the same terms and conditions as were applicable to such Company Stock Option immediately prior to the Effective Time, including the vesting schedule.
VALSPAR CORP
Report date June 01, 2017 · Filed June 05, 2017
Section 16 reporting ended · disclosed 2017-06-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust | 0 |
Reported balance
After 2017-03-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-03-30 · Gift · Disposed 9,456 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectTrust | 15,001 |
Reported balance
After 2017-03-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-03-30 · Gift · Disposed 1,642 · Balance 15,001 |
| Common StockSEC Table I · non-derivative | IndirectTrust | 0 |
Reported balance
After 2017-03-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-03-30 · Gift · Disposed 35,739 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectTrust | 51,012 |
Reported balance
After 2017-04-26 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2017-04-26 · Gift · Disposed 23,773 · Balance 51,012 |
| Common StockSEC Table I · non-derivative | IndirectTrust | 0 |
Reported balance
After 2017-06-01 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2017-06-01 · Disposition to issuer · Disposed 15,001 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectTrust | 0 |
Reported balance
After 2017-06-01 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2017-06-01 · Disposition to issuer · Disposed 51,102 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 104,966 |
Reported balance
After 2017-03-30 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2017-03-30 · Gift · Acquired 33,042 · Balance 104,966 |
| Common StockSEC Table I · non-derivative | Direct | 128,739 |
Reported balance
After 2017-04-26 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2017-04-26 · Gift · Acquired 23,773 · Balance 128,739 |
| Common StockSEC Table I · non-derivative | Direct | 201,884 |
Reported balance
After 2017-06-01 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2017-06-01 · Grant · Acquired 73,105 · Balance 201,884 F1: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2017-06-01 · Disposition to issuer · Disposed 201,884 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectSavings and Retirement and Plan | 0 |
Reported balance
After 2017-06-01 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2017-06-01 · Disposition to issuer · Disposed 12,420 · Balance 0 F2: Includes 123 shares vested in the Valspar Savings and Retirement Plan from 10/29/2016 through 6/1/2017. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.68 · Expires 2018-02-27 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-06-01 · Disposition to issuer · Disposed 25,000 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.01 · Expires 2018-10-15 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-06-01 · Disposition to issuer · Disposed 101,000 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.37 · Expires 2019-10-21 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-06-01 · Disposition to issuer · Disposed 151,000 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.57 · Expires 2020-10-13 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-06-01 · Disposition to issuer · Disposed 94,500 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.34 · Expires 2021-10-05 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2017-06-01 · Disposition to issuer · Disposed 180,500 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.47 · Expires 2022-10-03 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2017-06-01 · Disposition to issuer · Disposed 121,610 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $64.78 · Expires 2023-10-02 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-06-01 · Disposition to issuer · Disposed 101,730 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $76.85 · Expires 2024-10-01 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-06-01 · Disposition to issuer · Disposed 82,670 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.88 · Expires 2025-09-30 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2017-06-01 · Disposition to issuer · Disposed 140,630 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2017-06-01 · Disposition to issuer · Disposed 165,484 · Balance 0 F5: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2017-06-01 · Disposition to issuer · Disposed 58,163 · Balance 0 F6: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams.
F2: Includes 123 shares vested in the Valspar Savings and Retirement Plan from 10/29/2016 through 6/1/2017.
F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.
F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.
F5: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019.
F6: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2019 Filed Jan 3, 2020 20:09 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 123.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000520 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123.37 Underlying: Common Stock · 123.37 shares Expires not disclosed F2 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F3 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:02 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 321.5 | $87.48 | $28,124.82 |
DisclosureSEC source: 0001209191-19-052391 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,732.23 F1 · balance_after: The reported transaction involved the crediting of 321.50 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 321.50 newly acquired CSEs, and 149.34 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 19:59 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 77.61 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-029368 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77.61 Underlying: Common Stock · 77.61 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 17:20 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 311.88 | $90.18 | $28,125.34 |
DisclosureSEC source: 0001209191-19-040767 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,261.39 F1 · balance_after: The reported transaction involved the crediting of 311.88 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 311.88 newly acquired CSEs, and 147.90 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 17:09 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 83.52 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-023408 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83.52 Underlying: Common Stock · 83.52 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 22:03 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 1,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026454 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,801.61 F1 · balance_after: The reported transaction involved the crediting of 1,372 deferred stock units granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 22:20 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 326.09 | $86.25 | $28,125.26 |
DisclosureSEC source: 0001209191-19-023444 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,429.61 F1 · balance_after: The reported transaction involved the crediting of 326.09 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 326.09 newly acquired CSEs, and 140.75 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:16 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 80.09 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-013960 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80.09 Underlying: Common Stock · 80.09 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:37 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 360.25 | $78.07 | $28,124.72 |
DisclosureSEC source: 0001209191-19-002154 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,962.78 F1 · balance_after: The reported transaction involved the crediting of 360.25 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 360.25 newly acquired CSEs, and 149.24 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:40 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 1,760 | $0.00 Strike: $183.41 | $0.00 |
DisclosureSEC source: 0001127602-19-001134 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,760 Underlying: Common Stock · 1,760 shares Expires 2029-01-02 F2 · derivative.exercise_date: Options fully vest on January 2, 2020. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:40 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 599 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001134 · form4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891 F1 · shares: Grant of shares of common stock subject to restrictions that lapse January 2, 2020. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 19:36 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 96.07 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000560 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96.07 Underlying: Common Stock · 96.07 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:59 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 279.85 | $100.50 | $28,124.93 |
DisclosureSEC source: 0001209191-18-054049 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,453.29 F1 · balance_after: The reported transaction involved the crediting of 279.85 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 279.85 newly acquired CSEs, and 105.04 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 19:33 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 23.67 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028961 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23.67 Underlying: Common Stock · 23.67 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 20:32 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 1,249 | $0.00 Strike: $188.26 | $0.00 |
DisclosureSEC source: 0001127602-18-026802 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,249 Underlying: Common Stock · 1,249 shares Expires 2028-09-04 F2 · derivative.exercise_date: Options fully vest on September 4, 2019. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 20:32 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 292 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026802 · form4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292 F1 · shares: Grant of shares of common stock subject to restrictions that lapse September 4, 2019. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:42 UTC | Polaris Inc. PII · Entity 760 | PurchaseCommon Stock | 5,000 | $104.88 | $524,400.00 |
DisclosureSEC source: 0001209191-18-044573 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,068.39 F1 · price: Reflects the weighted average price of 5,000 shares of Common Stock purchased by the reporting person in multiple transactions on July 27, 2018 with purchase prices ranging from $104.51 to $105.38 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:06 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 227.71 | $123.51 | $28,124.46 |
DisclosureSEC source: 0001209191-18-040932 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,068.39 F1 · balance_after: The reported transaction involved the crediting of 227.71 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 227.71 newly acquired CSEs, and 86.14 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 19:55 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 1,237 | $105.14 | $130,058.18 |
DisclosureSEC source: 0001209191-18-026523 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,754.54 F1 · balance_after: The reported transaction involved the crediting of 1,237 deferred stock units granted under the Polaris Industries Inc. 2017 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:05 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 249.31 | $112.81 | $28,124.66 |
DisclosureSEC source: 0001209191-18-023873 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,517.54 F1 · balance_after: The reported transaction involved the crediting of 249.31 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 249.31 newly acquired CSEs, and 87.52 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:52 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 222.79 | $126.24 | $28,125.01 |
DisclosureSEC source: 0001209191-18-001847 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,180.72 F1 · balance_after: The reported transaction involved the crediting of 222.79 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 222.79 newly acquired CSEs, and 78.25 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:49 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 265.08 | $106.10 | $28,124.99 |
DisclosureSEC source: 0001209191-17-055995 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,879.68 F1 · balance_after: The reported transaction involved the crediting of 265.08 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The reporting person has reported prior awards of CSEs, as well as prior awards of Deferred Stock Units (DSUs, which are also settled in shares of common stock on a 1 for 1 basis) under the Company's Omnibus Incentive Plan, in Table II of Form 4. The total reported in column 5 includes the 265.08 newly acquired CSEs, 154.44 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan, and 16,460.16 of previously reported CSEs and DSUs. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:54 UTC | Polaris Inc. PII · Entity 760 | GrantCSE · Derivative | 299.97 | $93.76 | $28,125.19 |
DisclosureSEC source: 0001209191-17-043786 · doc4.xml · derivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,847.83 Underlying: Common Stock · 299.97 shares Expires not disclosed F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F2 · derivative.exercise_price: 1 for 1 conversion F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F3 · balance_after: Includes 43.24 CSEs acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerRestricted Stock Units · Derivative | 58,163 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 22 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,163 shares Expires not disclosed F6 · kind: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement. F6 · price: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement. F6 · derivative.exercise_date: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement. F6 · derivative.expiration_date: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerRestricted Stock Units · Derivative | 165,484 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 21 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 165,484 shares Expires not disclosed F5 · kind: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019. F5 · price: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019. F5 · derivative.exercise_date: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019. F5 · derivative.expiration_date: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerStock Options (right to buy) · Derivative | 140,630 | Not disclosed Strike: $71.88 | Not disclosed |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 20 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 140,630 shares Expires 2025-09-30 F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerStock Options (right to buy) · Derivative | 82,670 | Not disclosed Strike: $76.85 | Not disclosed |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 19 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,670 shares Expires 2024-10-01 F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerStock Options (right to buy) · Derivative | 101,730 | Not disclosed Strike: $64.78 | Not disclosed |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 18 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 101,730 shares Expires 2023-10-02 F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerStock Options (right to buy) · Derivative | 121,610 | Not disclosed Strike: $57.47 | Not disclosed |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 17 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 121,610 shares Expires 2022-10-03 F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerStock Options (right to buy) · Derivative | 180,500 | Not disclosed Strike: $32.34 | Not disclosed |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 16 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 180,500 shares Expires 2021-10-05 F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerStock Options (right to buy) · Derivative | 94,500 | Not disclosed Strike: $31.57 | Not disclosed |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 15 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94,500 shares Expires 2020-10-13 F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerStock Options (right to buy) · Derivative | 151,000 | Not disclosed Strike: $26.37 | Not disclosed |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 14 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 151,000 shares Expires 2019-10-21 F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerStock Options (right to buy) · Derivative | 101,000 | Not disclosed Strike: $18.01 | Not disclosed |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 13 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 101,000 shares Expires 2018-10-15 F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerStock Options (right to buy) · Derivative | 25,000 | Not disclosed Strike: $22.68 | Not disclosed |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 12 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-02-27 F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerCommon Stock | 12,420 | $113.00 | $1,403,460.00 |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 11 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Savings and Retirement and Plan Disclosed balance after: 0 F2 · shares: Includes 123 shares vested in the Valspar Savings and Retirement Plan from 10/29/2016 through 6/1/2017. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerCommon Stock | 51,102 | $113.00 | $5,774,526.00 |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 10 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerCommon Stock | 15,001 | $113.00 | $1,695,113.00 |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 9 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerCommon Stock | 201,884 | $113.00 | $22,812,892.00 |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 8 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | GrantCommon Stock | 73,105 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 7 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,884 F1 · kind: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams. F1 · price: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams. Read SEC document |
| April 27, 2017 Filed May 1, 2017 20:30 UTC | Polaris Inc. PII · Entity 760 | GrantDeferred Stock Unit · Derivative | 1,505 | $86.40 | $130,032.00 |
DisclosureSEC source: 0001209191-17-028943 · doc4.xml · derivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,612.33 Underlying: Common Stock · 1,505 shares Expires not disclosed F1 · security: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held. F2 · derivative.exercise_price: 1 for 1 conversion F1 · derivative.exercise_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held. F1 · derivative.expiration_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held. F3 · balance_after: Includes 221.16 deferred stock units acquired pursuant to dividend equivalent rights under the Plan. Read SEC document |
| April 26, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | GiftCommon Stock | 23,773 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 6 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,739 Read SEC document |
| April 26, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | GiftCommon Stock | 23,773 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 5 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 51,012 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:43 UTC | Polaris Inc. PII · Entity 760 | GrantCSE · Derivative | 338.45 | $83.10 | $28,125.20 |
DisclosureSEC source: 0001209191-17-025790 · doc4.xml · derivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,504.62 Underlying: Common Stock · 338.45 shares Expires not disclosed F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F2 · derivative.exercise_price: 1 for 1 conversion F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F3 · balance_after: Includes 39.63 CSEs acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document |
| March 30, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | GiftCommon Stock | 33,042 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 4 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,966 Read SEC document |
| March 30, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | GiftCommon Stock | 35,739 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 3 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 Read SEC document |
| March 30, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | GiftCommon Stock | 1,642 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 15,001 Read SEC document |
| March 30, 2017 Filed Jun 5, 2017 16:44 UTC | VALSPAR CORP VAL · Entity 175520 | GiftCommon Stock | 9,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:25 UTC | VALSPAR CORP VAL · Entity 175520 | GrantCash settled restricted stock units · Derivative | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003828 · edgar.xml · derivative · entry 7 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,167 Underlying: Common Stock · 378 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · shares: The cash-settled restricted stock units were issued pursuant to dividend equivalent rights for certain outstanding cash-settled restricted stock units held by the reporting person on March 1, 2017, the dividend record date. F3 · derivative.expiration_date: The cash-settled restricted stock units will be paid in cash at retirement. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:47 UTC | Polaris Inc. PII · Entity 760 | GrantCSE · Derivative | 340.46 | $82.61 | $28,125.40 |
DisclosureSEC source: 0001209191-17-001689 · doc4.xml · derivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,126.55 Underlying: Common Stock · 340.46 shares Expires not disclosed F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F2 · derivative.exercise_price: 1 for 1 conversion F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F3 · balance_after: Includes 38.73 CSEs acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 18:14 UTC | VALSPAR CORP VAL · Entity 175520 | GrantCash settled restricted stock units · Derivative | 412 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032434 · edgar.xml · derivative · entry 7 Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,789 Underlying: Common Stock · 412 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · shares: The cash-settled restricted stock units were issued pursuant to dividend equivalent rights for certain outstanding cash-settled restricted stock units held by the reporting person on December 1, 2016, the dividend record date. F4 · derivative.expiration_date: The cash-settled restricted stock units will be paid in cash at retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.