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person · Reporting owner

Hendrickson Gary E

Disclosed activity across 5 companies

Tapewire entity
33307
SEC CIK
0001331749

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
James Hardie Industries plcJHX · Entity 3321DirectorSeptember 15, 2026September 17, 2026
Polaris Inc.PII · Entity 760DirectorOctober 01, 2026October 03, 2026
WATERS CORP /DE/WAT · Entity 3080DirectorMay 05, 2022May 09, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

James Hardie Industries plc

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary sharesSEC Table I · non-derivativeDirect26,314 Reported balance After 2026-09-15 transaction · row 1
1 source row

Row 1 · 2026-09-15 · Grant · Acquired 1,140 · Balance 26,314

F1: Shares issued pursuant to the issuer's Non-Executive Director Compensation Program

Ordinary sharesSEC Table I · non-derivativeIndirectBy Trust284,147 Reported balance Holding disclosure · report date 2026-09-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 284,147

Ordinary sharesSEC Table I · non-derivativeIndirectBy Trust105,000 Reported balance Holding disclosure · report date 2026-09-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 105,000

Filing footnotes · ownership attribution and instrument terms

F1: Shares issued pursuant to the issuer's Non-Executive Director Compensation Program

Polaris Inc.

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect61,478.62 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 608.65 · Balance 61,478.62

F1: The reported transaction involved the crediting of 608.65 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 608.65 newly acquired CSEs, and 648.65 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction involved the crediting of 608.65 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 608.65 newly acquired CSEs, and 648.65 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

WATERS CORP /DE/

Report date May 05, 2022 · Filed May 09, 2022 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,283 Last balance in matching sequence After 2022-05-05 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
9 source rows

Row 1 · 2022-05-05 · Exercise / conversion · Acquired 1,249 · Balance 3,532

Row 2 · 2022-05-05 · Exercise / conversion · Acquired 1,760 · Balance 5,292

Row 3 · 2022-05-05 · Exercise / conversion · Acquired 1,601 · Balance 6,893

Row 4 · 2022-05-05 · Exercise / conversion · Acquired 1,352 · Balance 8,245

Row 5 · 2022-05-05 · Sale · Disposed 1,249 · Balance 6,996

Row 6 · 2022-05-05 · Sale · Disposed 523 · Balance 6,473

Row 7 · 2022-05-05 · Sale · Disposed 1,237 · Balance 5,236

Row 8 · 2022-05-05 · Sale · Disposed 1,601 · Balance 3,635

Row 9 · 2022-05-05 · Sale · Disposed 1,352 · Balance 2,283

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $188.26 · Expires 2028-09-04Direct0 Reported balance After 2022-05-05 transaction · row 10 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 10 · 2022-05-05 · Exercise / conversion · Disposed 1,249 · Balance 0

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $183.41 · Expires 2029-01-02Direct0 Reported balance After 2022-05-05 transaction · row 11 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 11 · 2022-05-05 · Exercise / conversion · Disposed 1,760 · Balance 0

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $235.06 · Expires 2030-01-02Direct0 Reported balance After 2022-05-05 transaction · row 12 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 12 · 2022-05-05 · Exercise / conversion · Disposed 1,601 · Balance 0

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $250.15 · Expires 2031-01-04Direct0 Reported balance After 2022-05-05 transaction · row 13 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 13 · 2022-05-05 · Exercise / conversion · Disposed 1,352 · Balance 0

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AZEK Co Inc.

Report date July 01, 2025 · Filed July 02, 2025

Section 16 reporting ended · disclosed 2025-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-01 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2025-07-01 · Disposition to issuer · Disposed 214,105 · Balance 0

F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement.

F2: In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of Company Common Stock (as defined in the Merger Agreement) that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive $26.45 in cash, without interest (the "Cash Consideration"), and 1.0340 (the "Exchange Ratio") JHX ordinary shares, with cash in lieu of fractional JHX ordinary shares, where any such aggregated fractional shares are rounded to four (4) decimal places and multiplied by JHX's five-trading day volume-weighted average price ending on June 30, 2025, the trading day immediately prior to the closing of the transactions contemplated by the Merger Agreement (the "Parent Share Price") (collectively, the "Merger Consideration"). The Parent Share Price was $26.053018.

F3: Upon the Effective Time, each then-outstanding Company RSU Award held by the reporting person was fully vested and canceled in exchange for the right to receive the Merger Consideration.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-01 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2025-07-01 · Disposition to issuer · Disposed 21,356 · Balance 0

F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement.

F4: In connection with the closing of the merger, the deferred stock units held by the reporting person as of immediately prior to the Effective Time were settled and immediately cancelled in exchange for the Merger Consideration.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2025-07-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-07-01 · Disposition to issuer · Disposed 140,892 · Balance 0

F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement.

F2: In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of Company Common Stock (as defined in the Merger Agreement) that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive $26.45 in cash, without interest (the "Cash Consideration"), and 1.0340 (the "Exchange Ratio") JHX ordinary shares, with cash in lieu of fractional JHX ordinary shares, where any such aggregated fractional shares are rounded to four (4) decimal places and multiplied by JHX's five-trading day volume-weighted average price ending on June 30, 2025, the trading day immediately prior to the closing of the transactions contemplated by the Merger Agreement (the "Parent Share Price") (collectively, the "Merger Consideration"). The Parent Share Price was $26.053018.

Non-qualified stock options (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.00 · Expires 2030-06-16Direct0 Reported balance After 2025-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-07-01 · Disposition to issuer · Disposed 564,439 · Balance 0

F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement.

F5: Upon the Effective Time, each then-outstanding Company Stock Option held by the reporting person was assumed by JHX and converted into an option to purchase a number of JHX ordinary shares (rounded down to the nearest whole number of shares) equal to the product of (A) the number of shares of Company Common Stock subject to such Company Stock Option multiplied by (B) the Equity Award Exchange Ratio, with an exercise price per JHX ordinary share equal to the quotient (rounded up to the nearest whole cent) obtained by dividing (A) the exercise price per share of Company Common Stock subject to such Company Stock Option by (B) the Equity Award Exchange Ratio. The Equity Award Exchange Ratio is defined as the sum of (A) the quotient (rounded to four (4) decimal places) obtained by dividing (x) the Cash Consideration by (y) the Parent Share Price and (B) the Exchange Ratio.

F6: (Continued from footnote 5) Each stock option of JHX is subject to the same terms and conditions as were applicable to such Company Stock Option immediately prior to the Effective Time, including the vesting schedule.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement.

F2: In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of Company Common Stock (as defined in the Merger Agreement) that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive $26.45 in cash, without interest (the "Cash Consideration"), and 1.0340 (the "Exchange Ratio") JHX ordinary shares, with cash in lieu of fractional JHX ordinary shares, where any such aggregated fractional shares are rounded to four (4) decimal places and multiplied by JHX's five-trading day volume-weighted average price ending on June 30, 2025, the trading day immediately prior to the closing of the transactions contemplated by the Merger Agreement (the "Parent Share Price") (collectively, the "Merger Consideration"). The Parent Share Price was $26.053018.

F3: Upon the Effective Time, each then-outstanding Company RSU Award held by the reporting person was fully vested and canceled in exchange for the right to receive the Merger Consideration.

F4: In connection with the closing of the merger, the deferred stock units held by the reporting person as of immediately prior to the Effective Time were settled and immediately cancelled in exchange for the Merger Consideration.

F5: Upon the Effective Time, each then-outstanding Company Stock Option held by the reporting person was assumed by JHX and converted into an option to purchase a number of JHX ordinary shares (rounded down to the nearest whole number of shares) equal to the product of (A) the number of shares of Company Common Stock subject to such Company Stock Option multiplied by (B) the Equity Award Exchange Ratio, with an exercise price per JHX ordinary share equal to the quotient (rounded up to the nearest whole cent) obtained by dividing (A) the exercise price per share of Company Common Stock subject to such Company Stock Option by (B) the Equity Award Exchange Ratio. The Equity Award Exchange Ratio is defined as the sum of (A) the quotient (rounded to four (4) decimal places) obtained by dividing (x) the Cash Consideration by (y) the Parent Share Price and (B) the Exchange Ratio.

F6: (Continued from footnote 5) Each stock option of JHX is subject to the same terms and conditions as were applicable to such Company Stock Option immediately prior to the Effective Time, including the vesting schedule.

VALSPAR CORP

Report date June 01, 2017 · Filed June 05, 2017

Section 16 reporting ended · disclosed 2017-06-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTrust0 Reported balance After 2017-03-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-03-30 · Gift · Disposed 9,456 · Balance 0

Common StockSEC Table I · non-derivativeIndirectTrust15,001 Reported balance After 2017-03-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-03-30 · Gift · Disposed 1,642 · Balance 15,001

Common StockSEC Table I · non-derivativeIndirectTrust0 Reported balance After 2017-03-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-03-30 · Gift · Disposed 35,739 · Balance 0

Common StockSEC Table I · non-derivativeIndirectTrust51,012 Reported balance After 2017-04-26 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2017-04-26 · Gift · Disposed 23,773 · Balance 51,012

Common StockSEC Table I · non-derivativeIndirectTrust0 Reported balance After 2017-06-01 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2017-06-01 · Disposition to issuer · Disposed 15,001 · Balance 0

Common StockSEC Table I · non-derivativeIndirectTrust0 Reported balance After 2017-06-01 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2017-06-01 · Disposition to issuer · Disposed 51,102 · Balance 0

Common StockSEC Table I · non-derivativeDirect104,966 Reported balance After 2017-03-30 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2017-03-30 · Gift · Acquired 33,042 · Balance 104,966

Common StockSEC Table I · non-derivativeDirect128,739 Reported balance After 2017-04-26 transaction · row 6 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 6 · 2017-04-26 · Gift · Acquired 23,773 · Balance 128,739

Common StockSEC Table I · non-derivativeDirect201,884 Reported balance After 2017-06-01 transaction · row 7 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 7 · 2017-06-01 · Grant · Acquired 73,105 · Balance 201,884

F1: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-06-01 transaction · row 8 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 8 · 2017-06-01 · Disposition to issuer · Disposed 201,884 · Balance 0

Common StockSEC Table I · non-derivativeIndirectSavings and Retirement and Plan0 Reported balance After 2017-06-01 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 11 · 2017-06-01 · Disposition to issuer · Disposed 12,420 · Balance 0

F2: Includes 123 shares vested in the Valspar Savings and Retirement Plan from 10/29/2016 through 6/1/2017.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.68 · Expires 2018-02-27Direct0 Reported balance After 2017-06-01 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-06-01 · Disposition to issuer · Disposed 25,000 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.01 · Expires 2018-10-15Direct0 Reported balance After 2017-06-01 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-06-01 · Disposition to issuer · Disposed 101,000 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.37 · Expires 2019-10-21Direct0 Reported balance After 2017-06-01 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-06-01 · Disposition to issuer · Disposed 151,000 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.57 · Expires 2020-10-13Direct0 Reported balance After 2017-06-01 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2017-06-01 · Disposition to issuer · Disposed 94,500 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.34 · Expires 2021-10-05Direct0 Reported balance After 2017-06-01 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2017-06-01 · Disposition to issuer · Disposed 180,500 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.47 · Expires 2022-10-03Direct0 Reported balance After 2017-06-01 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2017-06-01 · Disposition to issuer · Disposed 121,610 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $64.78 · Expires 2023-10-02Direct0 Reported balance After 2017-06-01 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-06-01 · Disposition to issuer · Disposed 101,730 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $76.85 · Expires 2024-10-01Direct0 Reported balance After 2017-06-01 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2017-06-01 · Disposition to issuer · Disposed 82,670 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.88 · Expires 2025-09-30Direct0 Reported balance After 2017-06-01 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2017-06-01 · Disposition to issuer · Disposed 140,630 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-06-01 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2017-06-01 · Disposition to issuer · Disposed 165,484 · Balance 0

F5: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-06-01 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2017-06-01 · Disposition to issuer · Disposed 58,163 · Balance 0

F6: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams.

F2: Includes 123 shares vested in the Valspar Savings and Retirement Plan from 10/29/2016 through 6/1/2017.

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

F5: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019.

F6: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2019 Filed Jan 3, 2020 20:09 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantPhantom Stock Units · Derivative 123.37 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000520 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123.37

Underlying: Common Stock · 123.37 shares

Expires not disclosed

F2 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F3 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 22:02 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 321.5 $87.48 $28,124.82
Disclosure

SEC source: 0001209191-19-052391 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,732.23

F1 · balance_after: The reported transaction involved the crediting of 321.50 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 321.50 newly acquired CSEs, and 149.34 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 19:59 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantPhantom Stock Units · Derivative 77.61 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-029368 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77.61

Underlying: Common Stock · 77.61 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 17:20 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 311.88 $90.18 $28,125.34
Disclosure

SEC source: 0001209191-19-040767 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,261.39

F1 · balance_after: The reported transaction involved the crediting of 311.88 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 311.88 newly acquired CSEs, and 147.90 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 17:09 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantPhantom Stock Units · Derivative 83.52 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023408 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83.52

Underlying: Common Stock · 83.52 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
April 25, 2019 Filed Apr 29, 2019 22:03 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 1,372 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026454 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,801.61

F1 · balance_after: The reported transaction involved the crediting of 1,372 deferred stock units granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:20 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 326.09 $86.25 $28,125.26
Disclosure

SEC source: 0001209191-19-023444 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,429.61

F1 · balance_after: The reported transaction involved the crediting of 326.09 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 326.09 newly acquired CSEs, and 140.75 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 15:16 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantPhantom Stock Units · Derivative 80.09 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013960 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80.09

Underlying: Common Stock · 80.09 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:37 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 360.25 $78.07 $28,124.72
Disclosure

SEC source: 0001209191-19-002154 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,962.78

F1 · balance_after: The reported transaction involved the crediting of 360.25 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 360.25 newly acquired CSEs, and 149.24 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 18:40 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantStock Option (Right to Buy) · Derivative 1,760 $0.00 Strike: $183.41 $0.00
Disclosure

SEC source: 0001127602-19-001134 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760

Underlying: Common Stock · 1,760 shares

Expires 2029-01-02

F2 · derivative.exercise_date: Options fully vest on January 2, 2020.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 18:40 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001134 · form4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891

F1 · shares: Grant of shares of common stock subject to restrictions that lapse January 2, 2020.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:36 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantPhantom Stock Units · Derivative 96.07 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000560 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96.07

Underlying: Common Stock · 96.07 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:59 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 279.85 $100.50 $28,124.93
Disclosure

SEC source: 0001209191-18-054049 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,453.29

F1 · balance_after: The reported transaction involved the crediting of 279.85 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 279.85 newly acquired CSEs, and 105.04 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 19:33 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantPhantom Stock Units · Derivative 23.67 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028961 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23.67

Underlying: Common Stock · 23.67 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 20:32 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantStock Option (Right to Buy) · Derivative 1,249 $0.00 Strike: $188.26 $0.00
Disclosure

SEC source: 0001127602-18-026802 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249

Underlying: Common Stock · 1,249 shares

Expires 2028-09-04

F2 · derivative.exercise_date: Options fully vest on September 4, 2019.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 20:32 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantCommon Stock 292 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026802 · form4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

F1 · shares: Grant of shares of common stock subject to restrictions that lapse September 4, 2019.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:42 UTC Polaris Inc. PII · Entity 760 PurchaseCommon Stock 5,000 $104.88 $524,400.00
Disclosure

SEC source: 0001209191-18-044573 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,068.39

F1 · price: Reflects the weighted average price of 5,000 shares of Common Stock purchased by the reporting person in multiple transactions on July 27, 2018 with purchase prices ranging from $104.51 to $105.38 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:06 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 227.71 $123.51 $28,124.46
Disclosure

SEC source: 0001209191-18-040932 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,068.39

F1 · balance_after: The reported transaction involved the crediting of 227.71 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 227.71 newly acquired CSEs, and 86.14 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 19:55 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 1,237 $105.14 $130,058.18
Disclosure

SEC source: 0001209191-18-026523 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,754.54

F1 · balance_after: The reported transaction involved the crediting of 1,237 deferred stock units granted under the Polaris Industries Inc. 2017 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:05 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 249.31 $112.81 $28,124.66
Disclosure

SEC source: 0001209191-18-023873 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,517.54

F1 · balance_after: The reported transaction involved the crediting of 249.31 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 249.31 newly acquired CSEs, and 87.52 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:52 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 222.79 $126.24 $28,125.01
Disclosure

SEC source: 0001209191-18-001847 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,180.72

F1 · balance_after: The reported transaction involved the crediting of 222.79 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 222.79 newly acquired CSEs, and 78.25 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 22:49 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 265.08 $106.10 $28,124.99
Disclosure

SEC source: 0001209191-17-055995 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,879.68

F1 · balance_after: The reported transaction involved the crediting of 265.08 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The reporting person has reported prior awards of CSEs, as well as prior awards of Deferred Stock Units (DSUs, which are also settled in shares of common stock on a 1 for 1 basis) under the Company's Omnibus Incentive Plan, in Table II of Form 4. The total reported in column 5 includes the 265.08 newly acquired CSEs, 154.44 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan, and 16,460.16 of previously reported CSEs and DSUs.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 23:54 UTC Polaris Inc. PII · Entity 760 GrantCSE · Derivative 299.97 $93.76 $28,125.19
Disclosure

SEC source: 0001209191-17-043786 · doc4.xml · derivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,847.83

Underlying: Common Stock · 299.97 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 43.24 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerRestricted Stock Units · Derivative 58,163 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 22

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,163 shares

Expires not disclosed

F6 · kind: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement.

F6 · price: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement.

F6 · derivative.exercise_date: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement.

F6 · derivative.expiration_date: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerRestricted Stock Units · Derivative 165,484 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 21

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 165,484 shares

Expires not disclosed

F5 · kind: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019.

F5 · price: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019.

F5 · derivative.exercise_date: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019.

F5 · derivative.expiration_date: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerStock Options (right to buy) · Derivative 140,630 Not disclosed Strike: $71.88 Not disclosed
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 20

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140,630 shares

Expires 2025-09-30

F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerStock Options (right to buy) · Derivative 82,670 Not disclosed Strike: $76.85 Not disclosed
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 19

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,670 shares

Expires 2024-10-01

F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerStock Options (right to buy) · Derivative 101,730 Not disclosed Strike: $64.78 Not disclosed
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 18

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 101,730 shares

Expires 2023-10-02

F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerStock Options (right to buy) · Derivative 121,610 Not disclosed Strike: $57.47 Not disclosed
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 17

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 121,610 shares

Expires 2022-10-03

F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerStock Options (right to buy) · Derivative 180,500 Not disclosed Strike: $32.34 Not disclosed
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 16

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 180,500 shares

Expires 2021-10-05

F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerStock Options (right to buy) · Derivative 94,500 Not disclosed Strike: $31.57 Not disclosed
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 15

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,500 shares

Expires 2020-10-13

F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerStock Options (right to buy) · Derivative 151,000 Not disclosed Strike: $26.37 Not disclosed
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 14

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 151,000 shares

Expires 2019-10-21

F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerStock Options (right to buy) · Derivative 101,000 Not disclosed Strike: $18.01 Not disclosed
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 13

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 101,000 shares

Expires 2018-10-15

F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

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June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerStock Options (right to buy) · Derivative 25,000 Not disclosed Strike: $22.68 Not disclosed
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · derivative · entry 12

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2018-02-27

F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

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June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerCommon Stock 12,420 $113.00 $1,403,460.00
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 11

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Savings and Retirement and Plan

Disclosed balance after: 0

F2 · shares: Includes 123 shares vested in the Valspar Savings and Retirement Plan from 10/29/2016 through 6/1/2017.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerCommon Stock 51,102 $113.00 $5,774,526.00
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 10

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerCommon Stock 15,001 $113.00 $1,695,113.00
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 9

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 Disposition to issuerCommon Stock 201,884 $113.00 $22,812,892.00
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 8

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 GrantCommon Stock 73,105 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 7

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,884

F1 · kind: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams.

F1 · price: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams.

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April 27, 2017 Filed May 1, 2017 20:30 UTC Polaris Inc. PII · Entity 760 GrantDeferred Stock Unit · Derivative 1,505 $86.40 $130,032.00
Disclosure

SEC source: 0001209191-17-028943 · doc4.xml · derivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,612.33

Underlying: Common Stock · 1,505 shares

Expires not disclosed

F1 · security: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F1 · derivative.expiration_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F3 · balance_after: Includes 221.16 deferred stock units acquired pursuant to dividend equivalent rights under the Plan.

Read SEC document
April 26, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 GiftCommon Stock 23,773 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 6

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,739

Read SEC document
April 26, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 GiftCommon Stock 23,773 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 5

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 51,012

Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:43 UTC Polaris Inc. PII · Entity 760 GrantCSE · Derivative 338.45 $83.10 $28,125.20
Disclosure

SEC source: 0001209191-17-025790 · doc4.xml · derivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,504.62

Underlying: Common Stock · 338.45 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 39.63 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
March 30, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 GiftCommon Stock 33,042 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 4

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,966

Read SEC document
March 30, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 GiftCommon Stock 35,739 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 3

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Read SEC document
March 30, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 GiftCommon Stock 1,642 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 15,001

Read SEC document
March 30, 2017 Filed Jun 5, 2017 16:44 UTC VALSPAR CORP VAL · Entity 175520 GiftCommon Stock 9,456 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-015346 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Read SEC document
March 01, 2017 Filed Mar 3, 2017 16:25 UTC VALSPAR CORP VAL · Entity 175520 GrantCash settled restricted stock units · Derivative 378 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003828 · edgar.xml · derivative · entry 7

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,167

Underlying: Common Stock · 378 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · shares: The cash-settled restricted stock units were issued pursuant to dividend equivalent rights for certain outstanding cash-settled restricted stock units held by the reporting person on March 1, 2017, the dividend record date.

F3 · derivative.expiration_date: The cash-settled restricted stock units will be paid in cash at retirement.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:47 UTC Polaris Inc. PII · Entity 760 GrantCSE · Derivative 340.46 $82.61 $28,125.40
Disclosure

SEC source: 0001209191-17-001689 · doc4.xml · derivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,126.55

Underlying: Common Stock · 340.46 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 38.73 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 18:14 UTC VALSPAR CORP VAL · Entity 175520 GrantCash settled restricted stock units · Derivative 412 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032434 · edgar.xml · derivative · entry 7

Hendrickson Gary E · CIK 0001331749 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,789

Underlying: Common Stock · 412 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F3 · shares: The cash-settled restricted stock units were issued pursuant to dividend equivalent rights for certain outstanding cash-settled restricted stock units held by the reporting person on December 1, 2016, the dividend record date.

F4 · derivative.expiration_date: The cash-settled restricted stock units will be paid in cash at retirement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.