Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| James Hardie Industries plcJHX · Entity 3321 | Director | September 15, 2026 | September 17, 2026 |
| Polaris Inc.PII · Entity 760 | Director | October 01, 2026 | October 03, 2026 |
| WATERS CORP /DE/WAT · Entity 3080 | Director | May 05, 2022 | May 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
James Hardie Industries plc
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary sharesSEC Table I · non-derivative | Direct | 26,314 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Grant · Acquired 1,140 · Balance 26,314 F1: Shares issued pursuant to the issuer's Non-Executive Director Compensation Program |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy Trust | 284,147 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 284,147 |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy Trust | 105,000 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 105,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued pursuant to the issuer's Non-Executive Director Compensation Program
Polaris Inc.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,478.62 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 608.65 · Balance 61,478.62 F1: The reported transaction involved the crediting of 608.65 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 608.65 newly acquired CSEs, and 648.65 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction involved the crediting of 608.65 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 608.65 newly acquired CSEs, and 648.65 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.
WATERS CORP /DE/
Report date May 05, 2022 · Filed May 09, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,283 |
Last balance in matching sequence
After 2022-05-05 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
9 source rowsRow 1 · 2022-05-05 · Exercise / conversion · Acquired 1,249 · Balance 3,532 Row 2 · 2022-05-05 · Exercise / conversion · Acquired 1,760 · Balance 5,292 Row 3 · 2022-05-05 · Exercise / conversion · Acquired 1,601 · Balance 6,893 Row 4 · 2022-05-05 · Exercise / conversion · Acquired 1,352 · Balance 8,245 Row 5 · 2022-05-05 · Sale · Disposed 1,249 · Balance 6,996 Row 6 · 2022-05-05 · Sale · Disposed 523 · Balance 6,473 Row 7 · 2022-05-05 · Sale · Disposed 1,237 · Balance 5,236 Row 8 · 2022-05-05 · Sale · Disposed 1,601 · Balance 3,635 Row 9 · 2022-05-05 · Sale · Disposed 1,352 · Balance 2,283 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $188.26 · Expires 2028-09-04 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2022-05-05 · Exercise / conversion · Disposed 1,249 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $183.41 · Expires 2029-01-02 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · 2022-05-05 · Exercise / conversion · Disposed 1,760 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $235.06 · Expires 2030-01-02 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · 2022-05-05 · Exercise / conversion · Disposed 1,601 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $250.15 · Expires 2031-01-04 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 13
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 13 · 2022-05-05 · Exercise / conversion · Disposed 1,352 · Balance 0 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AZEK Co Inc.
Report date July 01, 2025 · Filed July 02, 2025
Section 16 reporting ended · disclosed 2025-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2025-07-01 · Disposition to issuer · Disposed 214,105 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. F2: In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of Company Common Stock (as defined in the Merger Agreement) that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive $26.45 in cash, without interest (the "Cash Consideration"), and 1.0340 (the "Exchange Ratio") JHX ordinary shares, with cash in lieu of fractional JHX ordinary shares, where any such aggregated fractional shares are rounded to four (4) decimal places and multiplied by JHX's five-trading day volume-weighted average price ending on June 30, 2025, the trading day immediately prior to the closing of the transactions contemplated by the Merger Agreement (the "Parent Share Price") (collectively, the "Merger Consideration"). The Parent Share Price was $26.053018. F3: Upon the Effective Time, each then-outstanding Company RSU Award held by the reporting person was fully vested and canceled in exchange for the right to receive the Merger Consideration. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-01 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2025-07-01 · Disposition to issuer · Disposed 21,356 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. F4: In connection with the closing of the merger, the deferred stock units held by the reporting person as of immediately prior to the Effective Time were settled and immediately cancelled in exchange for the Merger Consideration. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2025-07-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-07-01 · Disposition to issuer · Disposed 140,892 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. F2: In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of Company Common Stock (as defined in the Merger Agreement) that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive $26.45 in cash, without interest (the "Cash Consideration"), and 1.0340 (the "Exchange Ratio") JHX ordinary shares, with cash in lieu of fractional JHX ordinary shares, where any such aggregated fractional shares are rounded to four (4) decimal places and multiplied by JHX's five-trading day volume-weighted average price ending on June 30, 2025, the trading day immediately prior to the closing of the transactions contemplated by the Merger Agreement (the "Parent Share Price") (collectively, the "Merger Consideration"). The Parent Share Price was $26.053018. |
| Non-qualified stock options (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.00 · Expires 2030-06-16 | Direct | 0 |
Reported balance
After 2025-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-07-01 · Disposition to issuer · Disposed 564,439 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. F5: Upon the Effective Time, each then-outstanding Company Stock Option held by the reporting person was assumed by JHX and converted into an option to purchase a number of JHX ordinary shares (rounded down to the nearest whole number of shares) equal to the product of (A) the number of shares of Company Common Stock subject to such Company Stock Option multiplied by (B) the Equity Award Exchange Ratio, with an exercise price per JHX ordinary share equal to the quotient (rounded up to the nearest whole cent) obtained by dividing (A) the exercise price per share of Company Common Stock subject to such Company Stock Option by (B) the Equity Award Exchange Ratio. The Equity Award Exchange Ratio is defined as the sum of (A) the quotient (rounded to four (4) decimal places) obtained by dividing (x) the Cash Consideration by (y) the Parent Share Price and (B) the Exchange Ratio. F6: (Continued from footnote 5) Each stock option of JHX is subject to the same terms and conditions as were applicable to such Company Stock Option immediately prior to the Effective Time, including the vesting schedule. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement.
F2: In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of Company Common Stock (as defined in the Merger Agreement) that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive $26.45 in cash, without interest (the "Cash Consideration"), and 1.0340 (the "Exchange Ratio") JHX ordinary shares, with cash in lieu of fractional JHX ordinary shares, where any such aggregated fractional shares are rounded to four (4) decimal places and multiplied by JHX's five-trading day volume-weighted average price ending on June 30, 2025, the trading day immediately prior to the closing of the transactions contemplated by the Merger Agreement (the "Parent Share Price") (collectively, the "Merger Consideration"). The Parent Share Price was $26.053018.
F3: Upon the Effective Time, each then-outstanding Company RSU Award held by the reporting person was fully vested and canceled in exchange for the right to receive the Merger Consideration.
F4: In connection with the closing of the merger, the deferred stock units held by the reporting person as of immediately prior to the Effective Time were settled and immediately cancelled in exchange for the Merger Consideration.
F5: Upon the Effective Time, each then-outstanding Company Stock Option held by the reporting person was assumed by JHX and converted into an option to purchase a number of JHX ordinary shares (rounded down to the nearest whole number of shares) equal to the product of (A) the number of shares of Company Common Stock subject to such Company Stock Option multiplied by (B) the Equity Award Exchange Ratio, with an exercise price per JHX ordinary share equal to the quotient (rounded up to the nearest whole cent) obtained by dividing (A) the exercise price per share of Company Common Stock subject to such Company Stock Option by (B) the Equity Award Exchange Ratio. The Equity Award Exchange Ratio is defined as the sum of (A) the quotient (rounded to four (4) decimal places) obtained by dividing (x) the Cash Consideration by (y) the Parent Share Price and (B) the Exchange Ratio.
F6: (Continued from footnote 5) Each stock option of JHX is subject to the same terms and conditions as were applicable to such Company Stock Option immediately prior to the Effective Time, including the vesting schedule.
VALSPAR CORP
Report date June 01, 2017 · Filed June 05, 2017
Section 16 reporting ended · disclosed 2017-06-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust | 0 |
Reported balance
After 2017-03-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-03-30 · Gift · Disposed 9,456 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectTrust | 15,001 |
Reported balance
After 2017-03-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-03-30 · Gift · Disposed 1,642 · Balance 15,001 |
| Common StockSEC Table I · non-derivative | IndirectTrust | 0 |
Reported balance
After 2017-03-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-03-30 · Gift · Disposed 35,739 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectTrust | 51,012 |
Reported balance
After 2017-04-26 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2017-04-26 · Gift · Disposed 23,773 · Balance 51,012 |
| Common StockSEC Table I · non-derivative | IndirectTrust | 0 |
Reported balance
After 2017-06-01 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2017-06-01 · Disposition to issuer · Disposed 15,001 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectTrust | 0 |
Reported balance
After 2017-06-01 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2017-06-01 · Disposition to issuer · Disposed 51,102 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 104,966 |
Reported balance
After 2017-03-30 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2017-03-30 · Gift · Acquired 33,042 · Balance 104,966 |
| Common StockSEC Table I · non-derivative | Direct | 128,739 |
Reported balance
After 2017-04-26 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2017-04-26 · Gift · Acquired 23,773 · Balance 128,739 |
| Common StockSEC Table I · non-derivative | Direct | 201,884 |
Reported balance
After 2017-06-01 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2017-06-01 · Grant · Acquired 73,105 · Balance 201,884 F1: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2017-06-01 · Disposition to issuer · Disposed 201,884 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectSavings and Retirement and Plan | 0 |
Reported balance
After 2017-06-01 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2017-06-01 · Disposition to issuer · Disposed 12,420 · Balance 0 F2: Includes 123 shares vested in the Valspar Savings and Retirement Plan from 10/29/2016 through 6/1/2017. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.68 · Expires 2018-02-27 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-06-01 · Disposition to issuer · Disposed 25,000 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.01 · Expires 2018-10-15 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-06-01 · Disposition to issuer · Disposed 101,000 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.37 · Expires 2019-10-21 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-06-01 · Disposition to issuer · Disposed 151,000 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.57 · Expires 2020-10-13 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-06-01 · Disposition to issuer · Disposed 94,500 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.34 · Expires 2021-10-05 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2017-06-01 · Disposition to issuer · Disposed 180,500 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.47 · Expires 2022-10-03 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2017-06-01 · Disposition to issuer · Disposed 121,610 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $64.78 · Expires 2023-10-02 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-06-01 · Disposition to issuer · Disposed 101,730 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $76.85 · Expires 2024-10-01 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-06-01 · Disposition to issuer · Disposed 82,670 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.88 · Expires 2025-09-30 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2017-06-01 · Disposition to issuer · Disposed 140,630 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2017-06-01 · Disposition to issuer · Disposed 165,484 · Balance 0 F5: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2017-06-01 · Disposition to issuer · Disposed 58,163 · Balance 0 F6: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams.
F2: Includes 123 shares vested in the Valspar Savings and Retirement Plan from 10/29/2016 through 6/1/2017.
F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.
F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.
F5: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019.
F6: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2022 Filed May 9, 2022 14:47 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 1,237 | $335.96 | $415,582.52 |
DisclosureSEC source: 0001127602-22-013747 · form4a.xml · nonDerivative · entry 7 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,236 Read SEC document |
| May 05, 2022 Filed May 9, 2022 14:47 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 523 | $335.19 | $175,303.32 |
DisclosureSEC source: 0001127602-22-013747 · form4a.xml · nonDerivative · entry 6 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,473 Read SEC document |
| May 05, 2022 Filed May 9, 2022 14:47 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 1,249 | $337.50 | $421,537.50 |
DisclosureSEC source: 0001127602-22-013747 · form4a.xml · nonDerivative · entry 5 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,996 Read SEC document |
| May 05, 2022 Filed May 9, 2022 14:47 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 1,352 | $335.50 | $453,596.00 |
DisclosureSEC source: 0001127602-22-013747 · form4a.xml · nonDerivative · entry 4 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2022 Filed May 9, 2022 14:47 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 1,601 | $334.05 | $534,814.05 |
DisclosureSEC source: 0001127602-22-013747 · form4a.xml · nonDerivative · entry 3 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2022 Filed May 9, 2022 14:47 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 1,760 | $335.70 | $590,832.00 |
DisclosureSEC source: 0001127602-22-013747 · form4a.xml · nonDerivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2022 Filed May 9, 2022 14:47 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 1,249 | $337.51 | $421,549.99 |
DisclosureSEC source: 0001127602-22-013747 · form4a.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2022 Filed May 9, 2022 14:25 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,352 | $0.00 Strike: $250.15 | $0.00 |
DisclosureSEC source: 0001127602-22-013746 · form4.xml · derivative · entry 8 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,352 shares Expires 2031-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2022 Filed May 9, 2022 14:25 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,601 | $0.00 Strike: $235.06 | $0.00 |
DisclosureSEC source: 0001127602-22-013746 · form4.xml · derivative · entry 7 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,601 shares Expires 2030-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2022 Filed May 9, 2022 14:25 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,760 | $0.00 Strike: $183.41 | $0.00 |
DisclosureSEC source: 0001127602-22-013746 · form4.xml · derivative · entry 6 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,760 shares Expires 2029-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2022 Filed May 9, 2022 14:25 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,249 | $0.00 Strike: $188.26 | $0.00 |
DisclosureSEC source: 0001127602-22-013746 · form4.xml · derivative · entry 5 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,249 shares Expires 2028-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2022 Filed May 9, 2022 14:25 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 1,352 | $335.50 | $453,596.00 |
DisclosureSEC source: 0001127602-22-013746 · form4.xml · nonDerivative · entry 4 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2022 Filed May 9, 2022 14:25 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 1,601 | $334.05 | $534,814.05 |
DisclosureSEC source: 0001127602-22-013746 · form4.xml · nonDerivative · entry 3 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2022 Filed May 9, 2022 14:25 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 1,760 | $335.70 | $590,832.00 |
DisclosureSEC source: 0001127602-22-013746 · form4.xml · nonDerivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2022 Filed May 9, 2022 14:25 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 1,249 | $337.51 | $421,549.99 |
DisclosureSEC source: 0001127602-22-013746 · form4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2022 Filed May 2, 2022 21:31 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 1,486 | $97.63 | $145,078.18 |
DisclosureSEC source: 0001628280-22-011792 · wf-form4_165152707170300.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,706.69 F1 · balance_after: The reported transaction involved the crediting of 1,486 deferred stock units granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 21:08 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 275.98 | $106.44 | $29,375.31 |
DisclosureSEC source: 0001628280-22-008420 · wf-form4_164919290863134.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,220.69 F1 · balance_after: The reported transaction involved the crediting of 275.98 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 275.98 newly acquired CSEs, and 173.45 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 16:43 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 72.23 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-011009 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72.23 Underlying: Common Stock · 72.23 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:38 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantClass A Common Stock | 4,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017897 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,740 F1 · shares: Grant of time-vesting restricted stock units made on March 8, 2022 that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 21:20 UTC | AZEK Co Inc. AZEK · Entity 77750 | PurchaseClass A Common Stock | 18,500 | $26.92 | $498,020.00 |
DisclosureSEC source: 0001209191-22-012178 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,049 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.80 to $27.00, inclusive. The reporting person undertakes to provide to AZEK, any security holder of AZEK, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 22:44 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 266.25 | $110.33 | $29,375.36 |
DisclosureSEC source: 0001628280-22-000363 · wf-form4_164142264954183.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,771.2566 F1 · balance_after: The reported transaction involved the crediting of 266.25 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 266.25 newly acquired CSEs, and 443.6166 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:08 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 983 | $0.00 Strike: $364.59 | $0.00 |
DisclosureSEC source: 0001127602-22-000765 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983 Underlying: Common Stock · 983 shares Expires 2032-01-03 F2 · shares: Options fully vest on January 3, 2023. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:08 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000765 · form4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,283 F1 · shares: Grant of shares of common stock subject to restrictions that lapse January 3, 2023. Read SEC document |
| May 18, 2021 Filed May 20, 2021 11:09 UTC | AZEK Co Inc. AZEK · Entity 77750 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 1,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034282 · doc4.xml · derivative · entry 3 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,903 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of previously awarded restricted stock units. Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 16, 2020, the Reporting Person was granted 1,903 restricted stock units that vested on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year. F4 · derivative.expiration_date: On June 16, 2020, the Reporting Person was granted 1,903 restricted stock units that vested on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year. Read SEC document |
| May 18, 2021 Filed May 20, 2021 11:09 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantClass A Common Stock | 1,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034282 · doc4.xml · nonDerivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,441 F2 · shares: Grant of time-vesting restricted stock units made to directors on May 18, 2021 pursuant to Rule 16b-3(d) plan that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting. F3 · balance_after: Includes (i) 1,982 restricted stock units that vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting and (ii) and 12,993 restricted shares of the Issuer's Class A common stock that will vest in equal installments on June 14, 2021 and 2022. Read SEC document |
| May 18, 2021 Filed May 20, 2021 11:09 UTC | AZEK Co Inc. AZEK · Entity 77750 | Exercise / conversionClass A Common Stock | 1,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034282 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of previously awarded restricted stock units. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| April 29, 2021 Filed May 3, 2021 21:40 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 1,018 | $137.52 | $139,995.36 |
DisclosureSEC source: 0001209191-21-029570 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,061.39 F1 · balance_after: The reported transaction involved the crediting of 1,018 deferred stock units granted under the Polaris Inc. 2007 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors (DC Plan). The total reported in column 5 includes the 1,018 newly acquired deferred stock units, and 293.35 common stock equivalents and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
| March 04, 2021 Filed Nov 15, 2021 21:32 UTC | AZEK Co Inc. AZEK · Entity 77750 | GiftClass A common stock | 140,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064463 · doc5.xml · nonDerivative · entry 4 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 140,892 F2 · balance_after: Represents shares transferred by the Reporting Person, as trustee of The Gary E. Hendrickson Trust, to The Hendrickson Family Trust for estate planning purposes. The Reporting Person's spouse serves as the trustee of The Hendrickson Family Trust and has delegated to the Reporting Person investment control and management of trust property. F2 · ownership.nature: Represents shares transferred by the Reporting Person, as trustee of The Gary E. Hendrickson Trust, to The Hendrickson Family Trust for estate planning purposes. The Reporting Person's spouse serves as the trustee of The Hendrickson Family Trust and has delegated to the Reporting Person investment control and management of trust property. Read SEC document |
| March 04, 2021 Filed Nov 15, 2021 21:32 UTC | AZEK Co Inc. AZEK · Entity 77750 | GiftClass A common stock | 140,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064463 · doc5.xml · nonDerivative · entry 3 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Read SEC document |
| January 27, 2021 Filed Nov 15, 2021 21:32 UTC | AZEK Co Inc. AZEK · Entity 77750 | GiftClass A common stock | 140,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064463 · doc5.xml · nonDerivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 140,892 F1 · balance_after: Represents shares transferred by the Reporting Person to The Gary E. Hendrickson Trust for estate planning purposes. The Reporting Person serves as the trustee of the trust. F1 · ownership.nature: Represents shares transferred by the Reporting Person to The Gary E. Hendrickson Trust for estate planning purposes. The Reporting Person serves as the trustee of the trust. Read SEC document |
| January 27, 2021 Filed Nov 15, 2021 21:32 UTC | AZEK Co Inc. AZEK · Entity 77750 | GiftClass A common stock | 140,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064463 · doc5.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,549 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 18:58 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 1,352 | $0.00 Strike: $250.15 | $0.00 |
DisclosureSEC source: 0001127602-21-000952 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,352 Underlying: Common Stock · 1,352 shares Expires 2031-01-04 F2 · shares: Options fully vest on January 4, 2022. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 18:58 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 439 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-000952 · form4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,982 F1 · shares: Grant of shares of common stock subject to restrictions that lapse January 4, 2022 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 18:18 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 100.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-000079 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100.4 Underlying: Common Stock · 100.4 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 15:12 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantClass A Common Stock | 1,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062122 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,556 F1 · date: Consists of restricted stock units (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting, subject to continued service through the applicable vesting date. F1 · shares: Consists of restricted stock units (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting, subject to continued service through the applicable vesting date. F1 · price: Consists of restricted stock units (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting, subject to continued service through the applicable vesting date. F1 · balance_after: Consists of restricted stock units (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting, subject to continued service through the applicable vesting date. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:36 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 297.49 | $94.54 | $28,124.70 |
DisclosureSEC source: 0001209191-20-053806 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,750.04 F1 · balance_after: The reported transaction involved the crediting of 297.49 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 297.49 newly acquired CSEs, and 175.60 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 16:14 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 93.85 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-026124 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93.85 Underlying: Common Stock · 93.85 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| September 15, 2020 Filed Sep 15, 2020 17:39 UTC | AZEK Co Inc. AZEK · Entity 77750 | SaleClass A Common Stock | 30,303 | $33.25 | $1,007,574.75 |
DisclosureSEC source: 0001209191-20-050431 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,776 Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 18:23 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-023767 · form4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,543 F1 · shares: Grant of shares of common stock subject to restrictions that lapse August 17, 2021. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 18:38 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 262.62 | $90.91 | $23,874.78 |
DisclosureSEC source: 0001209191-20-040111 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,276.95 F1 · balance_after: The reported transaction involved the crediting of 262.62 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 262.62 newly acquired CSEs, and 167.17 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:54 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 137.28 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-020779 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137.28 Underlying: Common Stock · 137.28 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 16:05 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantNonqualified stock option (right to buy) · Derivative | 542,699 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017043 · doc4.xml · derivative · entry 3 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,699 Underlying: Class A common stock · 542,699 shares Expires 2030-06-16 F3 · shares: The options will vest in equal installments on June 16, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. F3 · derivative.exercise_date: The options will vest in equal installments on June 16, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. F3 · derivative.underlying_shares: The options will vest in equal installments on June 16, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. F3 · balance_after: The options will vest in equal installments on June 16, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 16:05 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantRestricted Stock Unit (RSU) · Derivative | 1,903 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017043 · doc4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,903 Underlying: Class A common stock · 1,903 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year, subject to continued service through the applicable vesting date. F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year, subject to continued service through the applicable vesting date. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year, subject to continued service through the applicable vesting date. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year, subject to continued service through the applicable vesting date. F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year, subject to continued service through the applicable vesting date. F2 · balance_after: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year, subject to continued service through the applicable vesting date. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 16:05 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantNonqualified stock option (right to buy) · Derivative | 21,740 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017043 · doc4.xml · derivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,740 Underlying: Class A common stock · 21,740 shares Expires 2030-06-16 F1 · shares: Includes 10,870 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 6,522 options that will vest in equal installments on June 14, 2021 and 2022, subject to continued service through the applicable vesting date. F1 · derivative.exercise_date: Includes 10,870 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 6,522 options that will vest in equal installments on June 14, 2021 and 2022, subject to continued service through the applicable vesting date. F1 · derivative.underlying_shares: Includes 10,870 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 6,522 options that will vest in equal installments on June 14, 2021 and 2022, subject to continued service through the applicable vesting date. F1 · balance_after: Includes 10,870 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 6,522 options that will vest in equal installments on June 14, 2021 and 2022, subject to continued service through the applicable vesting date. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:36 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 1,833 | $70.93 | $130,014.69 |
DisclosureSEC source: 0001209191-20-026797 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,847.16 F1 · balance_after: The reported transaction involved the crediting of 1,833 deferred stock units granted under the Polaris Inc. 2007 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 19:16 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 609.82 | $46.12 | $28,124.90 |
DisclosureSEC source: 0001209191-20-023052 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,014.16 F1 · balance_after: The reported transaction involved the crediting of 609.82 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 609.82 newly acquired CSEs, and 260.28 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 15:18 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantPhantom Stock Units · Derivative | 93.64 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012549 · form4.xml · derivative · entry 2 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93.64 Underlying: Common Stock · 93.64 shares Expires not disclosed F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO. F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 20:09 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 1,601 | $0.00 Strike: $235.06 | $0.00 |
DisclosureSEC source: 0001127602-20-000520 · form4.xml · derivative · entry 3 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601 Underlying: Common Stock · 1,601 shares Expires 2030-01-02 F4 · derivative.exercise_date: Options fully vest on January 2, 2021. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 20:09 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 467 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000520 · form4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358 F1 · shares: Grant of shares of common stock subject to restrictions that lapse January 2, 2021. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 23:26 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 272.98 | $103.03 | $28,125.13 |
DisclosureSEC source: 0001209191-20-002104 · doc4.xml · nonDerivative · entry 1 Hendrickson Gary E · CIK 0001331749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,144.05 F1 · balance_after: The reported transaction involved the crediting of 272.98 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 272.98 newly acquired CSEs, and 138.85 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.