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person · Reporting owner

Hendrickson Gary E

Disclosed activity across 5 companies

Tapewire entity
33307
SEC CIK
0001331749

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
James Hardie Industries plcJHX · Entity 3321DirectorSeptember 15, 2026September 17, 2026
Polaris Inc.PII · Entity 760DirectorOctober 01, 2026October 03, 2026
WATERS CORP /DE/WAT · Entity 3080DirectorMay 05, 2022May 09, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

James Hardie Industries plc

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary sharesSEC Table I · non-derivativeDirect26,314 Reported balance After 2026-09-15 transaction · row 1
1 source row

Row 1 · 2026-09-15 · Grant · Acquired 1,140 · Balance 26,314

F1: Shares issued pursuant to the issuer's Non-Executive Director Compensation Program

Ordinary sharesSEC Table I · non-derivativeIndirectBy Trust284,147 Reported balance Holding disclosure · report date 2026-09-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 284,147

Ordinary sharesSEC Table I · non-derivativeIndirectBy Trust105,000 Reported balance Holding disclosure · report date 2026-09-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 105,000

Filing footnotes · ownership attribution and instrument terms

F1: Shares issued pursuant to the issuer's Non-Executive Director Compensation Program

Polaris Inc.

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect61,478.62 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 608.65 · Balance 61,478.62

F1: The reported transaction involved the crediting of 608.65 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 608.65 newly acquired CSEs, and 648.65 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction involved the crediting of 608.65 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 608.65 newly acquired CSEs, and 648.65 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

WATERS CORP /DE/

Report date May 05, 2022 · Filed May 09, 2022 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,283 Last balance in matching sequence After 2022-05-05 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
9 source rows

Row 1 · 2022-05-05 · Exercise / conversion · Acquired 1,249 · Balance 3,532

Row 2 · 2022-05-05 · Exercise / conversion · Acquired 1,760 · Balance 5,292

Row 3 · 2022-05-05 · Exercise / conversion · Acquired 1,601 · Balance 6,893

Row 4 · 2022-05-05 · Exercise / conversion · Acquired 1,352 · Balance 8,245

Row 5 · 2022-05-05 · Sale · Disposed 1,249 · Balance 6,996

Row 6 · 2022-05-05 · Sale · Disposed 523 · Balance 6,473

Row 7 · 2022-05-05 · Sale · Disposed 1,237 · Balance 5,236

Row 8 · 2022-05-05 · Sale · Disposed 1,601 · Balance 3,635

Row 9 · 2022-05-05 · Sale · Disposed 1,352 · Balance 2,283

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $188.26 · Expires 2028-09-04Direct0 Reported balance After 2022-05-05 transaction · row 10 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 10 · 2022-05-05 · Exercise / conversion · Disposed 1,249 · Balance 0

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $183.41 · Expires 2029-01-02Direct0 Reported balance After 2022-05-05 transaction · row 11 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 11 · 2022-05-05 · Exercise / conversion · Disposed 1,760 · Balance 0

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $235.06 · Expires 2030-01-02Direct0 Reported balance After 2022-05-05 transaction · row 12 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 12 · 2022-05-05 · Exercise / conversion · Disposed 1,601 · Balance 0

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $250.15 · Expires 2031-01-04Direct0 Reported balance After 2022-05-05 transaction · row 13 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 13 · 2022-05-05 · Exercise / conversion · Disposed 1,352 · Balance 0

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AZEK Co Inc.

Report date July 01, 2025 · Filed July 02, 2025

Section 16 reporting ended · disclosed 2025-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-01 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2025-07-01 · Disposition to issuer · Disposed 214,105 · Balance 0

F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement.

F2: In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of Company Common Stock (as defined in the Merger Agreement) that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive $26.45 in cash, without interest (the "Cash Consideration"), and 1.0340 (the "Exchange Ratio") JHX ordinary shares, with cash in lieu of fractional JHX ordinary shares, where any such aggregated fractional shares are rounded to four (4) decimal places and multiplied by JHX's five-trading day volume-weighted average price ending on June 30, 2025, the trading day immediately prior to the closing of the transactions contemplated by the Merger Agreement (the "Parent Share Price") (collectively, the "Merger Consideration"). The Parent Share Price was $26.053018.

F3: Upon the Effective Time, each then-outstanding Company RSU Award held by the reporting person was fully vested and canceled in exchange for the right to receive the Merger Consideration.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-01 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2025-07-01 · Disposition to issuer · Disposed 21,356 · Balance 0

F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement.

F4: In connection with the closing of the merger, the deferred stock units held by the reporting person as of immediately prior to the Effective Time were settled and immediately cancelled in exchange for the Merger Consideration.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2025-07-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-07-01 · Disposition to issuer · Disposed 140,892 · Balance 0

F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement.

F2: In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of Company Common Stock (as defined in the Merger Agreement) that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive $26.45 in cash, without interest (the "Cash Consideration"), and 1.0340 (the "Exchange Ratio") JHX ordinary shares, with cash in lieu of fractional JHX ordinary shares, where any such aggregated fractional shares are rounded to four (4) decimal places and multiplied by JHX's five-trading day volume-weighted average price ending on June 30, 2025, the trading day immediately prior to the closing of the transactions contemplated by the Merger Agreement (the "Parent Share Price") (collectively, the "Merger Consideration"). The Parent Share Price was $26.053018.

Non-qualified stock options (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.00 · Expires 2030-06-16Direct0 Reported balance After 2025-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-07-01 · Disposition to issuer · Disposed 564,439 · Balance 0

F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement.

F5: Upon the Effective Time, each then-outstanding Company Stock Option held by the reporting person was assumed by JHX and converted into an option to purchase a number of JHX ordinary shares (rounded down to the nearest whole number of shares) equal to the product of (A) the number of shares of Company Common Stock subject to such Company Stock Option multiplied by (B) the Equity Award Exchange Ratio, with an exercise price per JHX ordinary share equal to the quotient (rounded up to the nearest whole cent) obtained by dividing (A) the exercise price per share of Company Common Stock subject to such Company Stock Option by (B) the Equity Award Exchange Ratio. The Equity Award Exchange Ratio is defined as the sum of (A) the quotient (rounded to four (4) decimal places) obtained by dividing (x) the Cash Consideration by (y) the Parent Share Price and (B) the Exchange Ratio.

F6: (Continued from footnote 5) Each stock option of JHX is subject to the same terms and conditions as were applicable to such Company Stock Option immediately prior to the Effective Time, including the vesting schedule.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement.

F2: In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of Company Common Stock (as defined in the Merger Agreement) that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive $26.45 in cash, without interest (the "Cash Consideration"), and 1.0340 (the "Exchange Ratio") JHX ordinary shares, with cash in lieu of fractional JHX ordinary shares, where any such aggregated fractional shares are rounded to four (4) decimal places and multiplied by JHX's five-trading day volume-weighted average price ending on June 30, 2025, the trading day immediately prior to the closing of the transactions contemplated by the Merger Agreement (the "Parent Share Price") (collectively, the "Merger Consideration"). The Parent Share Price was $26.053018.

F3: Upon the Effective Time, each then-outstanding Company RSU Award held by the reporting person was fully vested and canceled in exchange for the right to receive the Merger Consideration.

F4: In connection with the closing of the merger, the deferred stock units held by the reporting person as of immediately prior to the Effective Time were settled and immediately cancelled in exchange for the Merger Consideration.

F5: Upon the Effective Time, each then-outstanding Company Stock Option held by the reporting person was assumed by JHX and converted into an option to purchase a number of JHX ordinary shares (rounded down to the nearest whole number of shares) equal to the product of (A) the number of shares of Company Common Stock subject to such Company Stock Option multiplied by (B) the Equity Award Exchange Ratio, with an exercise price per JHX ordinary share equal to the quotient (rounded up to the nearest whole cent) obtained by dividing (A) the exercise price per share of Company Common Stock subject to such Company Stock Option by (B) the Equity Award Exchange Ratio. The Equity Award Exchange Ratio is defined as the sum of (A) the quotient (rounded to four (4) decimal places) obtained by dividing (x) the Cash Consideration by (y) the Parent Share Price and (B) the Exchange Ratio.

F6: (Continued from footnote 5) Each stock option of JHX is subject to the same terms and conditions as were applicable to such Company Stock Option immediately prior to the Effective Time, including the vesting schedule.

VALSPAR CORP

Report date June 01, 2017 · Filed June 05, 2017

Section 16 reporting ended · disclosed 2017-06-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTrust0 Reported balance After 2017-03-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-03-30 · Gift · Disposed 9,456 · Balance 0

Common StockSEC Table I · non-derivativeIndirectTrust15,001 Reported balance After 2017-03-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-03-30 · Gift · Disposed 1,642 · Balance 15,001

Common StockSEC Table I · non-derivativeIndirectTrust0 Reported balance After 2017-03-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-03-30 · Gift · Disposed 35,739 · Balance 0

Common StockSEC Table I · non-derivativeIndirectTrust51,012 Reported balance After 2017-04-26 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2017-04-26 · Gift · Disposed 23,773 · Balance 51,012

Common StockSEC Table I · non-derivativeIndirectTrust0 Reported balance After 2017-06-01 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2017-06-01 · Disposition to issuer · Disposed 15,001 · Balance 0

Common StockSEC Table I · non-derivativeIndirectTrust0 Reported balance After 2017-06-01 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2017-06-01 · Disposition to issuer · Disposed 51,102 · Balance 0

Common StockSEC Table I · non-derivativeDirect104,966 Reported balance After 2017-03-30 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2017-03-30 · Gift · Acquired 33,042 · Balance 104,966

Common StockSEC Table I · non-derivativeDirect128,739 Reported balance After 2017-04-26 transaction · row 6 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 6 · 2017-04-26 · Gift · Acquired 23,773 · Balance 128,739

Common StockSEC Table I · non-derivativeDirect201,884 Reported balance After 2017-06-01 transaction · row 7 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 7 · 2017-06-01 · Grant · Acquired 73,105 · Balance 201,884

F1: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-06-01 transaction · row 8 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 8 · 2017-06-01 · Disposition to issuer · Disposed 201,884 · Balance 0

Common StockSEC Table I · non-derivativeIndirectSavings and Retirement and Plan0 Reported balance After 2017-06-01 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 11 · 2017-06-01 · Disposition to issuer · Disposed 12,420 · Balance 0

F2: Includes 123 shares vested in the Valspar Savings and Retirement Plan from 10/29/2016 through 6/1/2017.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.68 · Expires 2018-02-27Direct0 Reported balance After 2017-06-01 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-06-01 · Disposition to issuer · Disposed 25,000 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.01 · Expires 2018-10-15Direct0 Reported balance After 2017-06-01 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-06-01 · Disposition to issuer · Disposed 101,000 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.37 · Expires 2019-10-21Direct0 Reported balance After 2017-06-01 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-06-01 · Disposition to issuer · Disposed 151,000 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.57 · Expires 2020-10-13Direct0 Reported balance After 2017-06-01 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2017-06-01 · Disposition to issuer · Disposed 94,500 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.34 · Expires 2021-10-05Direct0 Reported balance After 2017-06-01 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2017-06-01 · Disposition to issuer · Disposed 180,500 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.47 · Expires 2022-10-03Direct0 Reported balance After 2017-06-01 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2017-06-01 · Disposition to issuer · Disposed 121,610 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $64.78 · Expires 2023-10-02Direct0 Reported balance After 2017-06-01 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-06-01 · Disposition to issuer · Disposed 101,730 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $76.85 · Expires 2024-10-01Direct0 Reported balance After 2017-06-01 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2017-06-01 · Disposition to issuer · Disposed 82,670 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.88 · Expires 2025-09-30Direct0 Reported balance After 2017-06-01 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2017-06-01 · Disposition to issuer · Disposed 140,630 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-06-01 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2017-06-01 · Disposition to issuer · Disposed 165,484 · Balance 0

F5: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-06-01 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2017-06-01 · Disposition to issuer · Disposed 58,163 · Balance 0

F6: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams.

F2: Includes 123 shares vested in the Valspar Savings and Retirement Plan from 10/29/2016 through 6/1/2017.

F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.

F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on October 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.

F5: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019.

F6: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2022 Filed May 9, 2022 14:47 UTC Amendment WATERS CORP /DE/ WAT · Entity 3080 SaleCommon Stock 1,237 $335.96 $415,582.52
Disclosure

SEC source: 0001127602-22-013747 · form4a.xml · nonDerivative · entry 7

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,236

Read SEC document
May 05, 2022 Filed May 9, 2022 14:47 UTC Amendment WATERS CORP /DE/ WAT · Entity 3080 SaleCommon Stock 523 $335.19 $175,303.32
Disclosure

SEC source: 0001127602-22-013747 · form4a.xml · nonDerivative · entry 6

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,473

Read SEC document
May 05, 2022 Filed May 9, 2022 14:47 UTC Amendment WATERS CORP /DE/ WAT · Entity 3080 SaleCommon Stock 1,249 $337.50 $421,537.50
Disclosure

SEC source: 0001127602-22-013747 · form4a.xml · nonDerivative · entry 5

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,996

Read SEC document
May 05, 2022 Filed May 9, 2022 14:47 UTC Amendment WATERS CORP /DE/ WAT · Entity 3080 Exercise / conversionCommon Stock 1,352 $335.50 $453,596.00
Disclosure

SEC source: 0001127602-22-013747 · form4a.xml · nonDerivative · entry 4

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 9, 2022 14:47 UTC Amendment WATERS CORP /DE/ WAT · Entity 3080 Exercise / conversionCommon Stock 1,601 $334.05 $534,814.05
Disclosure

SEC source: 0001127602-22-013747 · form4a.xml · nonDerivative · entry 3

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 9, 2022 14:47 UTC Amendment WATERS CORP /DE/ WAT · Entity 3080 Exercise / conversionCommon Stock 1,760 $335.70 $590,832.00
Disclosure

SEC source: 0001127602-22-013747 · form4a.xml · nonDerivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 9, 2022 14:47 UTC Amendment WATERS CORP /DE/ WAT · Entity 3080 Exercise / conversionCommon Stock 1,249 $337.51 $421,549.99
Disclosure

SEC source: 0001127602-22-013747 · form4a.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 9, 2022 14:25 UTC WATERS CORP /DE/ WAT · Entity 3080 Exercise / conversionStock Option (Right to Buy) · Derivative 1,352 $0.00 Strike: $250.15 $0.00
Disclosure

SEC source: 0001127602-22-013746 · form4.xml · derivative · entry 8

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,352 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 9, 2022 14:25 UTC WATERS CORP /DE/ WAT · Entity 3080 Exercise / conversionStock Option (Right to Buy) · Derivative 1,601 $0.00 Strike: $235.06 $0.00
Disclosure

SEC source: 0001127602-22-013746 · form4.xml · derivative · entry 7

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,601 shares

Expires 2030-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 9, 2022 14:25 UTC WATERS CORP /DE/ WAT · Entity 3080 Exercise / conversionStock Option (Right to Buy) · Derivative 1,760 $0.00 Strike: $183.41 $0.00
Disclosure

SEC source: 0001127602-22-013746 · form4.xml · derivative · entry 6

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,760 shares

Expires 2029-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 9, 2022 14:25 UTC WATERS CORP /DE/ WAT · Entity 3080 Exercise / conversionStock Option (Right to Buy) · Derivative 1,249 $0.00 Strike: $188.26 $0.00
Disclosure

SEC source: 0001127602-22-013746 · form4.xml · derivative · entry 5

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,249 shares

Expires 2028-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 9, 2022 14:25 UTC WATERS CORP /DE/ WAT · Entity 3080 Exercise / conversionCommon Stock 1,352 $335.50 $453,596.00
Disclosure

SEC source: 0001127602-22-013746 · form4.xml · nonDerivative · entry 4

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 9, 2022 14:25 UTC WATERS CORP /DE/ WAT · Entity 3080 Exercise / conversionCommon Stock 1,601 $334.05 $534,814.05
Disclosure

SEC source: 0001127602-22-013746 · form4.xml · nonDerivative · entry 3

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 9, 2022 14:25 UTC WATERS CORP /DE/ WAT · Entity 3080 Exercise / conversionCommon Stock 1,760 $335.70 $590,832.00
Disclosure

SEC source: 0001127602-22-013746 · form4.xml · nonDerivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 9, 2022 14:25 UTC WATERS CORP /DE/ WAT · Entity 3080 Exercise / conversionCommon Stock 1,249 $337.51 $421,549.99
Disclosure

SEC source: 0001127602-22-013746 · form4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2022 Filed May 2, 2022 21:31 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 1,486 $97.63 $145,078.18
Disclosure

SEC source: 0001628280-22-011792 · wf-form4_165152707170300.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,706.69

F1 · balance_after: The reported transaction involved the crediting of 1,486 deferred stock units granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:08 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 275.98 $106.44 $29,375.31
Disclosure

SEC source: 0001628280-22-008420 · wf-form4_164919290863134.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,220.69

F1 · balance_after: The reported transaction involved the crediting of 275.98 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 275.98 newly acquired CSEs, and 173.45 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 16:43 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantPhantom Stock Units · Derivative 72.23 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-011009 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72.23

Underlying: Common Stock · 72.23 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:38 UTC AZEK Co Inc. AZEK · Entity 77750 GrantClass A Common Stock 4,691 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017897 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,740

F1 · shares: Grant of time-vesting restricted stock units made on March 8, 2022 that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:20 UTC AZEK Co Inc. AZEK · Entity 77750 PurchaseClass A Common Stock 18,500 $26.92 $498,020.00
Disclosure

SEC source: 0001209191-22-012178 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,049

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.80 to $27.00, inclusive. The reporting person undertakes to provide to AZEK, any security holder of AZEK, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:44 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 266.25 $110.33 $29,375.36
Disclosure

SEC source: 0001628280-22-000363 · wf-form4_164142264954183.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,771.2566

F1 · balance_after: The reported transaction involved the crediting of 266.25 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 266.25 newly acquired CSEs, and 443.6166 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:08 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantStock Option (Right to Buy) · Derivative 983 $0.00 Strike: $364.59 $0.00
Disclosure

SEC source: 0001127602-22-000765 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983

Underlying: Common Stock · 983 shares

Expires 2032-01-03

F2 · shares: Options fully vest on January 3, 2023.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:08 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantCommon Stock 301 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000765 · form4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283

F1 · shares: Grant of shares of common stock subject to restrictions that lapse January 3, 2023.

Read SEC document
May 18, 2021 Filed May 20, 2021 11:09 UTC AZEK Co Inc. AZEK · Entity 77750 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,903 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034282 · doc4.xml · derivative · entry 3

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of previously awarded restricted stock units. Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 16, 2020, the Reporting Person was granted 1,903 restricted stock units that vested on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year.

F4 · derivative.expiration_date: On June 16, 2020, the Reporting Person was granted 1,903 restricted stock units that vested on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year.

Read SEC document
May 18, 2021 Filed May 20, 2021 11:09 UTC AZEK Co Inc. AZEK · Entity 77750 GrantClass A Common Stock 1,982 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034282 · doc4.xml · nonDerivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,441

F2 · shares: Grant of time-vesting restricted stock units made to directors on May 18, 2021 pursuant to Rule 16b-3(d) plan that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting.

F3 · balance_after: Includes (i) 1,982 restricted stock units that vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting and (ii) and 12,993 restricted shares of the Issuer's Class A common stock that will vest in equal installments on June 14, 2021 and 2022.

Read SEC document
May 18, 2021 Filed May 20, 2021 11:09 UTC AZEK Co Inc. AZEK · Entity 77750 Exercise / conversionClass A Common Stock 1,903 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034282 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of previously awarded restricted stock units. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 29, 2021 Filed May 3, 2021 21:40 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 1,018 $137.52 $139,995.36
Disclosure

SEC source: 0001209191-21-029570 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,061.39

F1 · balance_after: The reported transaction involved the crediting of 1,018 deferred stock units granted under the Polaris Inc. 2007 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors (DC Plan). The total reported in column 5 includes the 1,018 newly acquired deferred stock units, and 293.35 common stock equivalents and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
March 04, 2021 Filed Nov 15, 2021 21:32 UTC AZEK Co Inc. AZEK · Entity 77750 GiftClass A common stock 140,892 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064463 · doc5.xml · nonDerivative · entry 4

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 140,892

F2 · balance_after: Represents shares transferred by the Reporting Person, as trustee of The Gary E. Hendrickson Trust, to The Hendrickson Family Trust for estate planning purposes. The Reporting Person's spouse serves as the trustee of The Hendrickson Family Trust and has delegated to the Reporting Person investment control and management of trust property.

F2 · ownership.nature: Represents shares transferred by the Reporting Person, as trustee of The Gary E. Hendrickson Trust, to The Hendrickson Family Trust for estate planning purposes. The Reporting Person's spouse serves as the trustee of The Hendrickson Family Trust and has delegated to the Reporting Person investment control and management of trust property.

Read SEC document
March 04, 2021 Filed Nov 15, 2021 21:32 UTC AZEK Co Inc. AZEK · Entity 77750 GiftClass A common stock 140,892 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064463 · doc5.xml · nonDerivative · entry 3

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Read SEC document
January 27, 2021 Filed Nov 15, 2021 21:32 UTC AZEK Co Inc. AZEK · Entity 77750 GiftClass A common stock 140,892 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064463 · doc5.xml · nonDerivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 140,892

F1 · balance_after: Represents shares transferred by the Reporting Person to The Gary E. Hendrickson Trust for estate planning purposes. The Reporting Person serves as the trustee of the trust.

F1 · ownership.nature: Represents shares transferred by the Reporting Person to The Gary E. Hendrickson Trust for estate planning purposes. The Reporting Person serves as the trustee of the trust.

Read SEC document
January 27, 2021 Filed Nov 15, 2021 21:32 UTC AZEK Co Inc. AZEK · Entity 77750 GiftClass A common stock 140,892 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064463 · doc5.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,549

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:58 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantStock Option (Right to Buy) · Derivative 1,352 $0.00 Strike: $250.15 $0.00
Disclosure

SEC source: 0001127602-21-000952 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352

Underlying: Common Stock · 1,352 shares

Expires 2031-01-04

F2 · shares: Options fully vest on January 4, 2022.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:58 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantCommon Stock 439 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000952 · form4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982

F1 · shares: Grant of shares of common stock subject to restrictions that lapse January 4, 2022

Read SEC document
December 31, 2020 Filed Jan 4, 2021 18:18 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantPhantom Stock Units · Derivative 100.4 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000079 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100.4

Underlying: Common Stock · 100.4 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 15:12 UTC AZEK Co Inc. AZEK · Entity 77750 GrantClass A Common Stock 1,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062122 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,556

F1 · date: Consists of restricted stock units (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting, subject to continued service through the applicable vesting date.

F1 · shares: Consists of restricted stock units (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting, subject to continued service through the applicable vesting date.

F1 · price: Consists of restricted stock units (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting, subject to continued service through the applicable vesting date.

F1 · balance_after: Consists of restricted stock units (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting, subject to continued service through the applicable vesting date.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:36 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 297.49 $94.54 $28,124.70
Disclosure

SEC source: 0001209191-20-053806 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,750.04

F1 · balance_after: The reported transaction involved the crediting of 297.49 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 297.49 newly acquired CSEs, and 175.60 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:14 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantPhantom Stock Units · Derivative 93.85 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026124 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93.85

Underlying: Common Stock · 93.85 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
September 15, 2020 Filed Sep 15, 2020 17:39 UTC AZEK Co Inc. AZEK · Entity 77750 SaleClass A Common Stock 30,303 $33.25 $1,007,574.75
Disclosure

SEC source: 0001209191-20-050431 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,776

Read SEC document
August 17, 2020 Filed Aug 18, 2020 18:23 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantCommon Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023767 · form4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,543

F1 · shares: Grant of shares of common stock subject to restrictions that lapse August 17, 2021.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:38 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 262.62 $90.91 $23,874.78
Disclosure

SEC source: 0001209191-20-040111 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,276.95

F1 · balance_after: The reported transaction involved the crediting of 262.62 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 262.62 newly acquired CSEs, and 167.17 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 17:54 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantPhantom Stock Units · Derivative 137.28 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020779 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137.28

Underlying: Common Stock · 137.28 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 16:05 UTC AZEK Co Inc. AZEK · Entity 77750 GrantNonqualified stock option (right to buy) · Derivative 542,699 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0000899243-20-017043 · doc4.xml · derivative · entry 3

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,699

Underlying: Class A common stock · 542,699 shares

Expires 2030-06-16

F3 · shares: The options will vest in equal installments on June 16, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date.

F3 · derivative.exercise_date: The options will vest in equal installments on June 16, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date.

F3 · derivative.underlying_shares: The options will vest in equal installments on June 16, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date.

F3 · balance_after: The options will vest in equal installments on June 16, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 16:05 UTC AZEK Co Inc. AZEK · Entity 77750 GrantRestricted Stock Unit (RSU) · Derivative 1,903 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-017043 · doc4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,903

Underlying: Class A common stock · 1,903 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year, subject to continued service through the applicable vesting date.

F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year, subject to continued service through the applicable vesting date.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year, subject to continued service through the applicable vesting date.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year, subject to continued service through the applicable vesting date.

F2 · balance_after: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year, subject to continued service through the applicable vesting date.

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June 16, 2020 Filed Jun 18, 2020 16:05 UTC AZEK Co Inc. AZEK · Entity 77750 GrantNonqualified stock option (right to buy) · Derivative 21,740 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0000899243-20-017043 · doc4.xml · derivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,740

Underlying: Class A common stock · 21,740 shares

Expires 2030-06-16

F1 · shares: Includes 10,870 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 6,522 options that will vest in equal installments on June 14, 2021 and 2022, subject to continued service through the applicable vesting date.

F1 · derivative.exercise_date: Includes 10,870 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 6,522 options that will vest in equal installments on June 14, 2021 and 2022, subject to continued service through the applicable vesting date.

F1 · derivative.underlying_shares: Includes 10,870 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 6,522 options that will vest in equal installments on June 14, 2021 and 2022, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes 10,870 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 6,522 options that will vest in equal installments on June 14, 2021 and 2022, subject to continued service through the applicable vesting date.

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April 30, 2020 Filed May 4, 2020 20:36 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 1,833 $70.93 $130,014.69
Disclosure

SEC source: 0001209191-20-026797 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,847.16

F1 · balance_after: The reported transaction involved the crediting of 1,833 deferred stock units granted under the Polaris Inc. 2007 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

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April 01, 2020 Filed Apr 3, 2020 19:16 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 609.82 $46.12 $28,124.90
Disclosure

SEC source: 0001209191-20-023052 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,014.16

F1 · balance_after: The reported transaction involved the crediting of 609.82 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 609.82 newly acquired CSEs, and 260.28 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

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March 31, 2020 Filed Apr 2, 2020 15:18 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantPhantom Stock Units · Derivative 93.64 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012549 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93.64

Underlying: Common Stock · 93.64 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

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January 02, 2020 Filed Jan 3, 2020 20:09 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantStock Option (Right to Buy) · Derivative 1,601 $0.00 Strike: $235.06 $0.00
Disclosure

SEC source: 0001127602-20-000520 · form4.xml · derivative · entry 3

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601

Underlying: Common Stock · 1,601 shares

Expires 2030-01-02

F4 · derivative.exercise_date: Options fully vest on January 2, 2021.

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January 02, 2020 Filed Jan 3, 2020 20:09 UTC WATERS CORP /DE/ WAT · Entity 3080 GrantCommon Stock 467 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000520 · form4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,358

F1 · shares: Grant of shares of common stock subject to restrictions that lapse January 2, 2021.

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January 02, 2020 Filed Jan 6, 2020 23:26 UTC Polaris Inc. PII · Entity 760 GrantCommon Stock 272.98 $103.03 $28,125.13
Disclosure

SEC source: 0001209191-20-002104 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,144.05

F1 · balance_after: The reported transaction involved the crediting of 272.98 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 272.98 newly acquired CSEs, and 138.85 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.