Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BAXTER INTERNATIONAL INCBAX · Entity 1707 | EVP, Chief Operating Officer | March 06, 2025 | March 10, 2025 |
| Solventum CorpSOLV · Entity 1645 | Chief Commercial Officer | March 05, 2026 | March 09, 2026 |
| WATERS CORP /DE/WAT · Entity 3080 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BAXTER INTERNATIONAL INC
Report date March 06, 2025 · Filed March 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 177,362 |
Ending reported balance
After 2025-03-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-03-06 · Tax withholding · Disposed 13,634 · Balance 141,688 F1: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 6, 2025 from the settlement of vested restricted stock units granted on March 6, 2024. Row 2 · 2025-03-06 · Grant · Acquired 35,674 · Balance 177,362 F2: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 6, 2026, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.44 · Expires 2035-03-06 | Direct | 118,934 |
Reported balance
After 2025-03-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-06 · Grant · Acquired 118,934 · Balance 118,934 F3: The options become exercisable in three equal annual installments beginning on March 6, 2026, the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 6, 2025 from the settlement of vested restricted stock units granted on March 6, 2024.
F2: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 6, 2026, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.
F3: The options become exercisable in three equal annual installments beginning on March 6, 2026, the first anniversary of the grant date.
Solventum Corp
Report date March 05, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 31,789 |
Reported balance
After 2026-03-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-05 · Grant · Acquired 31,789 · Balance 31,789 F1: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F2: The RSUs shall fully vest in three tranches, with one-third vesting on each of the first, second and third anniversaries of the grant date, subject to continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F2: The RSUs shall fully vest in three tranches, with one-third vesting on each of the first, second and third anniversaries of the grant date, subject to continued service through the vesting date.
WATERS CORP /DE/
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,337.95 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 57.41 · Balance 1,337.95 F1: Represents common stock units received in lieu of cash payment of director fees pursuant to the Issuer's 1996 Non-Employee Director Deferred Compensation Plan. Common stock units are convertible into shares of the Issuer's common stock on a one-for-one basis upon distribution, which will occur on January 1, 2027, pursuant to an election previously made by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents common stock units received in lieu of cash payment of director fees pursuant to the Issuer's 1996 Non-Employee Director Deferred Compensation Plan. Common stock units are convertible into shares of the Issuer's common stock on a one-for-one basis upon distribution, which will occur on January 1, 2027, pursuant to an election previously made by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 3, 2026 01:11 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 57.41 | $0.00 | $0.00 |
DisclosureSEC source: 0001000697-26-000138 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,337.95 F1 · shares: Represents common stock units received in lieu of cash payment of director fees pursuant to the Issuer's 1996 Non-Employee Director Deferred Compensation Plan. Common stock units are convertible into shares of the Issuer's common stock on a one-for-one basis upon distribution, which will occur on January 1, 2027, pursuant to an election previously made by the Reporting Person. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:27 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 63.03 | $0.00 | $0.00 |
DisclosureSEC source: 0001000697-26-000119 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,280.54 F1 · shares: Represents common stock units received in lieu of cash payment of director fees pursuant to the Issuer's 1996 Non-Employee Director Deferred Compensation Plan. Common stock units are convertible into shares of the Issuer's common stock on a one-for-one basis upon distribution, which will occur on January 1, 2027, pursuant to an election previously made by the Reporting Person. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 21:00 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 68.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001000697-26-000107 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,217.51 F1 · shares: Represents common stock units received in lieu of cash payment of director fees pursuant to the Issuer's 1996 Non-Employee Director Deferred Compensation Plan. Common stock units are convertible into shares of the Issuer's common stock on a one-for-one basis upon distribution, which will occur on January 1, 2027, pursuant to an election previously made by the Reporting Person. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 23:47 UTC | Solventum Corp SOLV · Entity 1645 | GrantRestricted Stock Units · Derivative | 31,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001967528-26-000002 · wk-form4_1773100066.xml · derivative · entry 1 Knight Heather · CIK 0001967528 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,789 Underlying: Common Stock · 31,789 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs shall fully vest in three tranches, with one-third vesting on each of the first, second and third anniversaries of the grant date, subject to continued service through the vesting date. F2 · derivative.expiration_date: The RSUs shall fully vest in three tranches, with one-third vesting on each of the first, second and third anniversaries of the grant date, subject to continued service through the vesting date. Read SEC document |
| February 25, 2026 Filed Feb 28, 2026 00:22 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 57 | $0.00 Strike: $319.44 | $0.00 |
DisclosureSEC source: 0001000697-26-000083 · form4.xml · derivative · entry 2 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57 Underlying: Common Stock · 57 shares Expires 2036-02-25 F2 · shares: All of the shares of common stock underlying this stock option will vest and become exercisable on February 9, 2027. Read SEC document |
| February 25, 2026 Filed Feb 28, 2026 00:22 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001000697-26-000083 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,149.07 F1 · shares: Represents shares of common stock subject to restrictions that lapse with respect to 100% of the shares on February 9, 2027. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 22:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 828 | $0.00 Strike: $381.96 | $0.00 |
DisclosureSEC source: 0001000697-26-000012 · form4.xml · derivative · entry 3 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 828 Underlying: Common Stock · 828 shares Expires 2036-01-02 F3 · shares: All of the shares of common stock underlying this stock option will vest and become exercisable on January 2, 2027. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 22:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 307 | $0.00 | $0.00 |
DisclosureSEC source: 0001000697-26-000012 · form4.xml · nonDerivative · entry 2 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,126.07 F2 · shares: Represents shares of common stock subject to restrictions that lapse with respect to 100% of the shares on January 2, 2027. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 22:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 59.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001000697-26-000012 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 819.07 F1 · shares: Represents common stock units received in lieu of cash payment of director fees pursuant to the Issuer's 1996 Non-Employee Director Deferred Compensation Plan. Common stock units are convertible into shares of the Issuer's common stock on a one-for-one basis upon distribution, which will occur on January 1, 2027, pursuant to an election previously made by the Reporting Person. Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 19:52 UTC | Solventum Corp SOLV · Entity 1645 | GrantRestricted Stock Units · Derivative | 78,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001967528-25-000012 · wk-form4_1763495556.xml · derivative · entry 1 Knight Heather · CIK 0001967528 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,751 Underlying: Common Stock · 78,751 shares Expires 2035-11-17 F1 · derivative.exercise_price: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs shall fully vest in three tranches, with one-third vesting on each of November 17, 2026; November 17, 2027; and November 17, 2028, subject to continued service through the vesting date. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:16 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 77.88 | $0.00 | $0.00 |
DisclosureSEC source: 0001000697-25-000008 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 759.28 F1 · shares: Represents common stock units received in lieu of cash payment of director fees pursuant to the Issuer's 1996 Non-Employee Director Deferred Compensation Plan. Common stock units are convertible into shares of the Issuer's common stock on a one-for-one basis upon distribution, which will occur on January 1, 2027, pursuant to an election previously made by the Reporting Person. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 23:20 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 68.35 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-018412 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 681.4 F1 · shares: Represents common stock units received in lieu of cash payment of director fees pursuant to the Issuer's 1996 Non-Employee Director Deferred Compensation Plan. Common stock units are convertible into shares of the Issuer's common stock on a one-for-one basis upon distribution, which will occur on January 1, 2027, pursuant to an election previously made by the Reporting Person. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 21:11 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 52.95 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-011180 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 613.05 F1 · shares: Represents common stock units received in lieu of cash payment of director fees pursuant to the Issuer's 1996 Non-Employee Director Deferred Compensation Plan. Common stock units are convertible into shares of the Issuer's common stock on a one-for-one basis upon distribution, which will occur on January 1, 2027, pursuant to an election previously made by the Reporting Person. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:04 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 118,934 | $0.00 Strike: $35.44 | $0.00 |
DisclosureSEC source: 0001062993-25-005024 · form4.xml · derivative · entry 3 Knight Heather · CIK 0001967528 · EVP, Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,934 Underlying: Common Stock, $1 par value · 118,934 shares Expires 2035-03-06 F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 6, 2026, the first anniversary of the grant date. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:04 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 35,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-005024 · form4.xml · nonDerivative · entry 2 Knight Heather · CIK 0001967528 · EVP, Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,362 F2 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 6, 2026, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:04 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 13,634 | $35.44 | $483,188.96 |
DisclosureSEC source: 0001062993-25-005024 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · EVP, Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,688 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 6, 2025 from the settlement of vested restricted stock units granted on March 6, 2024. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 3,344 | $34.86 | $116,571.84 |
DisclosureSEC source: 0001062993-25-004531 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · EVP, Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,323 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 3, 2025 from the settlement of vested restricted stock units granted on March 2, 2022 and March 1, 2023. F2 · balance_after: Total includes the automatic reinvestment of dividends and shares held in the Baxter's Employee Stock Plan. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 18:32 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 818 | $0.00 Strike: $368.26 | $0.00 |
DisclosureSEC source: 0001127602-25-000653 · form4.xml · derivative · entry 2 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 818 Underlying: Common Stock · 818 shares Expires 2035-01-02 F2 · shares: Options vest in full on January 2, 2026. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 18:32 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 319 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-000653 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 560.1 F1 · shares: Represents shares of restricted stock which will vest in full on January 2, 2026. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 15:00 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 72.45 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-000151 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241.1 F1 · price: THE REPORTED SECURITIES ARE COMMON STOCK UNITS WHICH ARE CONVERTIBLE INTO SHARES OF COMMON STOCK ON A ONE-TO-ONE RATIO. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 21:10 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 6,041 | $33.55 | $202,675.55 |
DisclosureSEC source: 0001062993-24-020052 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · EVP, Group Pres, Med Products 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,674 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on December 2, 2024 from the settlement of vested restricted stock units granted on December 1, 2021. F2 · balance_after: Total includes the automatic reinvestment of dividends and shares held in the Baxter's Employee Stock Plan. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 15:55 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 32.65 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024822 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168.65 F1 · price: THE REPORTED SECURITIES ARE COMMON STOCK UNITS WHICH ARE CONVERTIBLE INTO SHARES OF COMMON STOCK ON A ONE-TO-ONE RATIO. Read SEC document |
| August 14, 2024 Filed Aug 15, 2024 16:36 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 349 | $0.00 Strike: $336.49 | $0.00 |
DisclosureSEC source: 0001127602-24-022231 · form4.xml · derivative · entry 2 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 349 Underlying: Common Stock · 349 shares Expires 2034-08-14 F2 · derivative.exercise_date: Options vest in full on August 14, 2025. Read SEC document |
| August 14, 2024 Filed Aug 15, 2024 16:36 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-022231 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136 F1 · shares: Represents shares of restricted stock which will vest in full on August 14, 2025. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:09 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 107,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005959 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · EVP,Group Pres,Med Products 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,330 F1 · shares: For 2024, the annual equity grant for the reporting person consisted solely of restricted stock units (RSUs). The reporting person received a grant of RSUs which are scheduled to vest in three equal annual installments beginning on March 6, 2025, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:04 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 1,320 | $42.50 | $56,100.00 |
DisclosureSEC source: 0001062993-24-005675 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · EVP,Group Pres, Med Products 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,162 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 4, 2024 from the settlement of vested restricted stock units granted on March 2, 2022 and March 3, 2021. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:14 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 2,154 | $41.01 | $88,335.54 |
DisclosureSEC source: 0001062993-24-005491 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · EVP, Group Pres, Med Products 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,483 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 1, 2024 from the settlement of vested restricted stock units granted on March 1, 2023. F2 · balance_after: Total includes shares held in the Baxter's Employee Stock Plan. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 22:01 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 356 | $40.31 | $14,350.36 |
DisclosureSEC source: 0001062993-24-003182 · form4.xml · nonDerivative · entry 2 Knight Heather · CIK 0001967528 · EVP, Group Pres, Med Products 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,602 F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2021 PSUs. F3 · balance_after: Totals include the automatic reinvestment of dividends and shares held in the Baxter's Employee Stock Purchase Plan. Totals have been updated to reflect an administrative error that excluded 1,121 shares of common stock that were held by Ms. Knight on the original Form 3 filed on March 3, 2023. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 22:01 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 1,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-003182 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · EVP, Group Pres, Med Products 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,958 F1 · shares: Represents shares awarded from the performance share unit award granted on March 3, 2021 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2021 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2021 to December 31, 2023 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 20:03 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 212 | $38.19 | $8,096.28 |
DisclosureSEC source: 0001062993-23-007480 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · EVP, Group Pres, Medical 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,110 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 20, 2023 from the settlement of vested restricted stock units granted on March 20, 2020. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:13 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 220 | $39.94 | $8,786.80 |
DisclosureSEC source: 0001062993-23-006170 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · EVP, Group Pres, Medical 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,322 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 3, 2023 from the settlement of vested restricted stock units granted on March 3, 2021. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:11 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 1,067 | $39.62 | $42,274.54 |
DisclosureSEC source: 0001062993-23-006065 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · EVP, Group Pres, Medical 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,543 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 2, 2023 from the settlement of vested restricted stock units granted on March 2, 2022. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:10 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 89,551 | $0.00 Strike: $39.06 | $0.00 |
DisclosureSEC source: 0001062993-23-005860 · form4.xml · derivative · entry 2 Knight Heather · CIK 0001967528 · EVP, Group Pres, Medical 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,551 Underlying: Common Stock, $1 par value · 89,551 shares Expires 2033-03-01 F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:10 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 21,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005860 · form4.xml · nonDerivative · entry 1 Knight Heather · CIK 0001967528 · EVP, Group Pres, Medical 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,611 F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.