person · Reporting owner

SHOCKLEY BRETT A

Disclosed activity across 2 companies

Tapewire entity: 33139
SEC CIK: 0001108720

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
EGAIN CorpEGAN · Entity 6315	Director	September 30, 2021	December 31, 2024
Spok Holdings, IncSPOK · Entity 6239	Director	October 01, 2026	October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EGAIN Corp

Report date September 30, 2021 · Filed December 31, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.36 · Expires 2031-09-01	Direct	40,000	Reported balance After 2021-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2021-09-30 · Grant · Acquired 40,000 · Balance 40,000 F1: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021. F2: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued service.

Filing footnotes · ownership attribution and instrument terms

F1: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021.

F2: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued service.

Spok Holdings, Inc

Report date October 01, 2026 · Filed October 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	43,062	Reported balance After 2026-10-01 transaction · row 1 1 source row Row 1 · 2026-10-01 · Grant · Acquired 2,383 · Balance 43,062

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 19, 2019 Filed Feb 22, 2019 21:05 UTC	EGAIN Corp EGAN · Entity 6315	SaleCommon Stock	48,684	$11.56	$562,787.04	Disclosure SEC source: 0001104659-19-010080 · a4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316 F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.70. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a securityholder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document
February 19, 2019 Filed Apr 4, 2019 20:08 UTC Amendment	EGAIN Corp EGAN · Entity 6315	Exercise / conversionStock Option (right to buy) · Derivative	48,684	$0.00 Strike: $3.74	$0.00	Disclosure SEC source: 0001104659-19-019949 · a4a.xml · derivative · entry 10 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316 Underlying: Common Stock · 48,684 shares Expires 2025-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options, representing a right to purchase a total of 50,000 shares, became exercisable beginning on January 12, 2015 over four years at the rate of 1/48th of the total shares each month. Read SEC document
February 19, 2019 Filed Apr 4, 2019 20:08 UTC Amendment	EGAIN Corp EGAN · Entity 6315	SaleCommon Stock	48,684	$11.56	$562,787.04	Disclosure SEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 2 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.70. Read SEC document
February 19, 2019 Filed Apr 4, 2019 20:08 UTC Amendment	EGAIN Corp EGAN · Entity 6315	Exercise / conversionCommon Stock	48,684	$3.74	$182,078.16	Disclosure SEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 19, 2017 Filed Sep 27, 2017 00:05 UTC	EGAIN Corp EGAN · Entity 6315	GrantOptions · Derivative	62,291	$0.00 Strike: $2.50	$0.00	Disclosure SEC source: 0001104659-17-058923 · a4.xml · derivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,291 Underlying: Common Stock · 62,291 shares Expires 2027-09-19 F1 · derivative.exercise_date: The options will vest and became exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2017. Read SEC document
November 06, 2015 Filed Apr 4, 2019 20:08 UTC Amendment	EGAIN Corp EGAN · Entity 6315	GrantStock Option (right to buy) · Derivative	500	$4.34 Strike: $4.34	$2,167.50	Disclosure SEC source: 0001104659-19-019949 · a4a.xml · derivative · entry 9 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 500 shares Expires 2025-11-06 F5 · derivative.exercise_date: The options, representing a right to purchase a total of 500 shares, became exercisable on November 6, 2016. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.