Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EGAIN CorpEGAN · Entity 6315 | Director | September 30, 2021 | December 31, 2024 |
| Spok Holdings, IncSPOK · Entity 6239 | Director | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EGAIN Corp
Report date September 30, 2021 · Filed December 31, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.36 · Expires 2031-09-01 | Direct | 40,000 |
Reported balance
After 2021-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-09-30 · Grant · Acquired 40,000 · Balance 40,000 F1: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021. F2: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021.
F2: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued service.
Spok Holdings, Inc
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,062 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 2,383 · Balance 43,062 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 00:30 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 2,383 | $10.49 | $24,997.67 |
DisclosureSEC source: 0001193125-26-412420 · ownership.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,062 Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:30 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 2,441 | $10.24 | $24,995.84 |
DisclosureSEC source: 0001108720-26-000004 · ownership.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,679 Read SEC document |
| April 01, 2026 Filed Apr 1, 2026 20:30 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 2,294 | $10.90 | $25,004.60 |
DisclosureSEC source: 0001108720-26-000002 · ownership.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,238 Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 21:30 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,895 | $13.19 | $24,995.05 |
DisclosureSEC source: 0001193125-26-002508 · ownership.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,944 Read SEC document |
| October 01, 2025 Filed Oct 1, 2025 20:30 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,449 | $17.25 | $24,995.25 |
DisclosureSEC source: 0001193125-25-226821 · ownership.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,049 Read SEC document |
| July 01, 2025 Filed Jul 1, 2025 20:30 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,414 | $17.68 | $24,999.52 |
DisclosureSEC source: 0000950170-25-092256 · ownership.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,600 Read SEC document |
| April 01, 2025 Filed Apr 1, 2025 20:30 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,521 | $16.44 | $25,005.24 |
DisclosureSEC source: 0000950170-25-048579 · ownership.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,186 Read SEC document |
| January 02, 2025 Filed Jan 2, 2025 21:30 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,558 | $16.05 | $25,005.90 |
DisclosureSEC source: 0000950170-25-000479 · ownership.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,665 Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 20:30 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,660 | $15.06 | $24,999.60 |
DisclosureSEC source: 0000950170-24-111497 · ownership.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,107 Read SEC document |
| July 01, 2024 Filed Jul 1, 2024 20:00 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,688 | $14.81 | $24,999.28 |
DisclosureSEC source: 0000950170-24-079564 · ownership.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,447 Read SEC document |
| April 01, 2024 Filed Apr 1, 2024 20:00 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,567 | $15.95 | $24,993.65 |
DisclosureSEC source: 0000950170-24-039285 · ownership.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,759 Read SEC document |
| January 02, 2024 Filed Jan 2, 2024 21:00 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,615 | $15.48 | $25,000.20 |
DisclosureSEC source: 0000950170-24-000237 · ownership.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,192 Read SEC document |
| November 10, 2023 Filed Nov 15, 2023 02:44 UTC | EGAIN Corp EGAN · Entity 6315 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-118335 · tm2330774-1_4seq1.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 F1 · shares: Represents restricted stock units granted pursuant to eGain's Amended and Restated 2005 Stock Incentive Plan on November 10, 2023. The restricted stock units vest on November 15, 2024, subject to continued service with the issuer through such vesting date. Read SEC document |
| October 02, 2023 Filed Oct 2, 2023 20:00 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,752 | $14.27 | $25,001.04 |
DisclosureSEC source: 0001209191-23-051023 · doc4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,577 Read SEC document |
| July 03, 2023 Filed Jul 3, 2023 17:00 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,129 | $13.29 | $15,004.41 |
DisclosureSEC source: 0001209191-23-040459 · doc4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,825 Read SEC document |
| April 03, 2023 Filed Apr 3, 2023 20:00 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,481 | $10.13 | $15,002.53 |
DisclosureSEC source: 0001209191-23-022143 · doc4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,696 Read SEC document |
| January 03, 2023 Filed Jan 3, 2023 21:00 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,832 | $8.19 | $15,004.08 |
DisclosureSEC source: 0001209191-23-000146 · doc4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,215 Read SEC document |
| October 03, 2022 Filed Oct 3, 2022 20:01 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,963 | $7.64 | $14,997.32 |
DisclosureSEC source: 0001209191-22-051784 · doc4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,383 Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 20:09 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,468 | $10.22 | $15,002.96 |
DisclosureSEC source: 0001209191-21-058426 · doc4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,248 Read SEC document |
| September 30, 2021 Filed Dec 31, 2024 21:22 UTC | EGAIN Corp EGAN · Entity 6315 | GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $11.36 | $0.00 |
DisclosureSEC source: 0001104659-24-132861 · tm2431954-2_4seq1.xml · derivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-09-01 F1 · date: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021. F2 · derivative.exercise_date: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued service. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:07 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,169 | $9.62 | $11,245.78 |
DisclosureSEC source: 0001209191-21-044897 · doc4.xml · nonDerivative · entry 2 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,780 F1 · shares: The common stock represents the election to receive common stock in lieu of cash for the Director's fee. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:07 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,559 | $9.62 | $14,997.58 |
DisclosureSEC source: 0001209191-21-044897 · doc4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,611 Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:12 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,072 | $10.49 | $11,245.28 |
DisclosureSEC source: 0001209191-21-024555 · doc4.xml · nonDerivative · entry 2 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,052 F1 · shares: The common stock represents the election to receive common stock in lieu of cash for the Director's fee. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:12 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,430 | $10.49 | $15,000.70 |
DisclosureSEC source: 0001209191-21-024555 · doc4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,980 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:16 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,010 | $11.13 | $11,241.30 |
DisclosureSEC source: 0001209191-21-001013 · doc4.xml · nonDerivative · entry 2 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,550 F1 · shares: The common stock represents the election to receive common stock in lieu of cash for the Director's fee. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:16 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,348 | $11.13 | $15,003.24 |
DisclosureSEC source: 0001209191-21-001013 · doc4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,540 Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:07 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,183 | $9.51 | $11,250.33 |
DisclosureSEC source: 0001209191-20-053079 · doc4.xml · nonDerivative · entry 2 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,192 F1 · shares: The common stock represents the election to receive common stock in lieu of cash for the Director's fee. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:07 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,577 | $9.51 | $14,997.27 |
DisclosureSEC source: 0001209191-20-053079 · doc4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,009 Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:04 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,375 | $9.35 | $12,856.25 |
DisclosureSEC source: 0001209191-20-040223 · doc4.xml · nonDerivative · entry 2 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,604 F1 · shares: The common stock represents the election to receive common stock in lieu of cash for the Director's fee. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:04 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 229 | $9.35 | $2,141.15 |
DisclosureSEC source: 0001209191-20-040223 · doc4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229 Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:30 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-19-011205 · a4.xml · derivative · entry 3 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,267 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:30 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 2,000 | $11.70 | $23,400.00 |
DisclosureSEC source: 0001104659-19-011205 · a4.xml · nonDerivative · entry 2 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.65 to $11.75. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:30 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-19-011205 · a4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 21:52 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionStock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-19-010364 · a4.xml · derivative · entry 3 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,267 Underlying: Common Stock · 62,291 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 21:52 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 7,000 | $11.80 | $82,593.00 |
DisclosureSEC source: 0001104659-19-010364 · a4.xml · nonDerivative · entry 2 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.71 to $11.90. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 21:52 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 7,000 | $2.50 | $17,500.00 |
DisclosureSEC source: 0001104659-19-010364 · a4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:05 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 5,793 | $11.83 | $68,531.19 |
DisclosureSEC source: 0001104659-19-010080 · a4.xml · nonDerivative · entry 3 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 21, 2019 Filed Apr 4, 2019 20:08 UTC Amendment | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionStock Option (right to buy) · Derivative | 5,793 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · derivative · entry 14 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,267 Underlying: Common Stock · 5,793 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month. Read SEC document |
| February 21, 2019 Filed Apr 4, 2019 20:08 UTC Amendment | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 5,793 | $11.83 | $68,531.19 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 8 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F4 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.80 to $11.89. Read SEC document |
| February 21, 2019 Filed Apr 4, 2019 20:08 UTC Amendment | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 5,793 | $2.50 | $14,482.50 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 7 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionOptions (right to buy) · Derivative | 500 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001104659-19-010080 · a4.xml · derivative · entry 5 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500 shares Expires 2025-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 500 shares, became exercisable beginning on November 1, 2016 over four years at the rate of 1/48th of the total shares each month. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionOptions (right to buy) · Derivative | 11,024 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-19-010080 · a4.xml · derivative · entry 4 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,267 Underlying: Common Stock · 62,291 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 7,047 | $11.51 | $81,110.97 |
DisclosureSEC source: 0001104659-19-010080 · a4.xml · nonDerivative · entry 2 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.45 to $11.55. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| February 20, 2019 Filed Apr 4, 2019 20:08 UTC Amendment | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionStock Option (right to buy) · Derivative | 500 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · derivative · entry 13 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500 shares Expires 2025-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 500 shares, became exercisable on November 6, 2016. Read SEC document |
| February 20, 2019 Filed Apr 4, 2019 20:08 UTC Amendment | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionStock Option (right to buy) · Derivative | 5,231 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · derivative · entry 12 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,060 Underlying: Common Stock · 5,231 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month. Read SEC document |
| February 20, 2019 Filed Apr 4, 2019 20:08 UTC Amendment | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionStock Option (right to buy) · Derivative | 1,316 | $0.00 Strike: $3.74 | $0.00 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · derivative · entry 11 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,316 shares Expires 2025-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options, representing a right to purchase a total of 50,000 shares, became exercisable beginning on January 12, 2015 over four years at the rate of 1/48th of the total shares each month. Read SEC document |
| February 20, 2019 Filed Apr 4, 2019 20:08 UTC Amendment | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 7,047 | $11.51 | $81,110.97 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 6 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.45 to $11.55. Read SEC document |
| February 20, 2019 Filed Apr 4, 2019 20:08 UTC Amendment | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 500 | $4.34 | $2,167.50 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 5 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Apr 4, 2019 20:08 UTC Amendment | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 5,231 | $2.50 | $13,077.50 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 4 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Apr 4, 2019 20:08 UTC Amendment | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 1,316 | $3.74 | $4,921.84 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 3 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.