Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gogo Inc.GOGO · Entity 5812 | Director · 10% owner | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gogo Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 89,841 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 22,093 · Balance 89,841 F1: Each deferred share unit represents the contingent right to receive one share of the Company's common stock. F2: These deferred share units were granted on September 30, 2026, and immediately vest in full on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.
F2: These deferred share units were granted on September 30, 2026, and immediately vest in full on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2019 Filed Mar 13, 2019 00:19 UTC | Gogo Inc. GOGO · Entity 5812 | GrantPerformance Restricted Stock Units · Derivative | 27,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019033 · doc4.xml · derivative · entry 3 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Stock · 27,500 shares Expires not disclosed F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 10, 2019 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 10, 2019 equals or exceeds $6.50 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 10, 2023 shall be forfeited. F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 10, 2019 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 10, 2019 equals or exceeds $6.50 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 10, 2023 shall be forfeited. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 00:19 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 142,500 | $0.00 Strike: $4.57 | $0.00 |
DisclosureSEC source: 0001209191-19-019033 · doc4.xml · derivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,500 Underlying: Common Stock · 142,500 shares Expires 2029-03-10 F3 · derivative.exercise_date: These options were granted on March 10, 2019 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 00:19 UTC | Gogo Inc. GOGO · Entity 5812 | GrantRestricted Stock Units · Derivative | 82,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019033 · doc4.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,500 Underlying: Common Stock · 82,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F2 · derivative.exercise_date: These restricted stock units vest in four equal installments on the first four anniversaries of March 10, 2019, subject to continued employment with the Company. F2 · derivative.expiration_date: These restricted stock units vest in four equal installments on the first four anniversaries of March 10, 2019, subject to continued employment with the Company. Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 01:54 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 3,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-017587 · doc4.xml · derivative · entry 4 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,937 Underlying: Common Stock · 3,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On March 4, 2018, the reporting person was granted 13,250 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 4, 2018. F4 · derivative.expiration_date: On March 4, 2018, the reporting person was granted 13,250 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 4, 2018. Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 01:54 UTC | Gogo Inc. GOGO · Entity 5812 | Tax withholdingCommon Stock | 1,465 | $4.53 | $6,636.45 |
DisclosureSEC source: 0001209191-19-017587 · doc4.xml · nonDerivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,848 Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 01:54 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 3,313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-017587 · doc4.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 21, 2018 Filed Nov 28, 2018 23:59 UTC | Gogo Inc. GOGO · Entity 5812 | Purchase6.00% Convertible Senior Notes due 2022 · Derivative | Not disclosed | $8,000,000.00 Strike: $6.00 | $8,000,000.00 |
DisclosureSEC source: 0000899243-18-029766 · doc4.xml · derivative · entry 1 Thorndale Farm, Inc. · CIK 0001718404 · 10% owner THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 1,333,334 shares Expires 2022-05-15 F3 · price: Represent the aggregate purchase price for the 6.00% Convertible Senior Notes due 2022. F1 · derivative.exercise_date: The 6.00% Convertible Senior Notes due 2022 become convertible on January 15, 2022 or earlier upon certain events. F2 · derivative.underlying_shares: The 6.00% Convertible Senior Notes due 2022 are convertible into common stock at a conversion price equal to $6.00 per share of the issuer's common stock, subject to adjustment in certain events. F4 · ownership.nature: Reflects 6.00% Convertible Senior Notes due 2022 held by Thorndale Farm Private Equity 2, LLC. Thorndale Farm, Inc. is the managing member of Thorndale Farm Private Equity 2, LLC and Mr. Thorne is Chief Executive Officer of Thorndale Farm, Inc. Thorndale Farm, Inc., as the managing member of Thorndale Farm Private Equity 2, LLC, and Mr. Thorne, as Chief Executive Officer of Thorndale Farm, Inc., may be deemed to have beneficial ownership of the 6.00% Convertible Senior Notes due 2022 held by Thorndale Farm Private Equity 2, LLC. Mr. Thorne and Thorndale Farm, Inc. disclaim beneficial ownership of such 6.00% Convertible Senior Notes due 2022 except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Thorndale Form, Inc. or Mr. Thorne is the beneficial owner of such 6.00% Convertible Senior Notes due 2022 for purposes of Section 16 or for any other purpose. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 12:35 UTC | Gogo Inc. GOGO · Entity 5812 | PurchaseCommon Stock | 146,915 | $5.08 | $745,608.32 |
DisclosureSEC source: 0000899243-18-015045 · doc4.xml · nonDerivative · entry 1 Thorndale Farm, Inc. · CIK 0001718404 · 10% owner Thorndale Farm Gogo, LLC · CIK 0001718369 · 10% owner THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 25,924,803 F1 · balance_after: Reflects 25,785,267 shares of common stock held directly by Thorndale Farm Gogo, LLC. Thorndale Farm, Inc. is the managing member of Thorndale Farm Gogo, LLC. Mr. Thorne, as the chief executive officer of Thorndale Farm, Inc., may be deemed to have beneficial ownership of the shares of common stock held by Thorndale Farm, Inc. Mr. Thorne disclaims beneficial ownership of such shares of common stock except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Mr. Thorne is a beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose. F2 · balance_after: Reflects 139,536 shares of common stock held directly by OAP, LLC. As the managing member of OAP, LLC, Mr. Thorne may be deemed to have beneficial ownership of the shares of common stock held by OAP, LLC. Mr. Thorne disclaims beneficial ownerships of such shares of common stock except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Mr. Thorne is a beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose. F1 · ownership.direct: Reflects 25,785,267 shares of common stock held directly by Thorndale Farm Gogo, LLC. Thorndale Farm, Inc. is the managing member of Thorndale Farm Gogo, LLC. Mr. Thorne, as the chief executive officer of Thorndale Farm, Inc., may be deemed to have beneficial ownership of the shares of common stock held by Thorndale Farm, Inc. Mr. Thorne disclaims beneficial ownership of such shares of common stock except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Mr. Thorne is a beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Reflects 139,536 shares of common stock held directly by OAP, LLC. As the managing member of OAP, LLC, Mr. Thorne may be deemed to have beneficial ownership of the shares of common stock held by OAP, LLC. Mr. Thorne disclaims beneficial ownerships of such shares of common stock except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Mr. Thorne is a beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2018 Filed May 10, 2018 15:24 UTC | Gogo Inc. GOGO · Entity 5812 | PurchaseCommon Stock | 187,529 | $5.30 | $994,372.52 |
DisclosureSEC source: 0000899243-18-012238 · doc4.xml · nonDerivative · entry 1 Thorndale Farm, Inc. · CIK 0001718404 · 10% owner Thorndale Farm Gogo, LLC · CIK 0001718369 · 10% owner THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 25,777,888 F1 · balance_after: Reflects 25,638,352 shares of common stock held directly by Thorndale Farm Gogo, LLC. Thorndale Farm, Inc. is the managing member of Thorndale Farm Gogo, LLC. Mr. Thorne, as the chief executive officer of Thorndale Farm, Inc., may be deemed to have beneficial ownership of the shares of common stock held by Thorndale Farm, Inc. Mr. Thorne disclaims beneficial ownership of such shares of common stock except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Mr. Thorne is a beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose. F2 · balance_after: Reflects 139,536 shares of common stock held directly by OAP, LLC. As the managing member of OAP, LLC, Mr. Thorne may be deemed to have beneficial ownership of the shares of common stock held by OAP, LLC. Mr. Thorne disclaims beneficial ownerships of such shares of common stock except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Mr. Thorne is a beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose. F1 · ownership.direct: Reflects 25,638,352 shares of common stock held directly by Thorndale Farm Gogo, LLC. Thorndale Farm, Inc. is the managing member of Thorndale Farm Gogo, LLC. Mr. Thorne, as the chief executive officer of Thorndale Farm, Inc., may be deemed to have beneficial ownership of the shares of common stock held by Thorndale Farm, Inc. Mr. Thorne disclaims beneficial ownership of such shares of common stock except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Mr. Thorne is a beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Reflects 139,536 shares of common stock held directly by OAP, LLC. As the managing member of OAP, LLC, Mr. Thorne may be deemed to have beneficial ownership of the shares of common stock held by OAP, LLC. Mr. Thorne disclaims beneficial ownerships of such shares of common stock except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Mr. Thorne is a beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 19:19 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 3,013 | $0.00 Strike: $8.63 | $0.00 |
DisclosureSEC source: 0001209191-18-022793 · doc4.xml · derivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,013 Underlying: Common Stock · 3,013 shares Expires 2028-03-30 F3 · shares: Options were granted for the period of time in which Mr. Thorne was a non-employee director. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 19:19 UTC | Gogo Inc. GOGO · Entity 5812 | GrantDeferred Share Units · Derivative | 2,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022793 · doc4.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,611 Underlying: Common Stock · 2,594 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Share Units that are settled in shares of common stock 90 days after the director ceases service as a director. F2 · shares: Deferred Share Units were granted for the period of time in which Mr. Thorne was a non-employee director. F1 · derivative.exercise_date: Deferred Share Units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred Share Units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 22:08 UTC | Gogo Inc. GOGO · Entity 5812 | GrantPerformance Options (Right to Buy) · Derivative | 86,750 | $0.00 Strike: $9.39 | $0.00 |
DisclosureSEC source: 0001209191-18-017362 · doc4.xml · derivative · entry 5 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,750 Underlying: Common Stock · 86,750 shares Expires 2028-03-04 F7 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 4, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 4, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 4, 2022 shall be forfeited. F7 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 4, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 4, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 4, 2022 shall be forfeited. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 22:08 UTC | Gogo Inc. GOGO · Entity 5812 | GrantPerformance Restricted Stock Units · Derivative | 13,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017362 · doc4.xml · derivative · entry 4 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,250 Underlying: Common Stock · 13,250 shares Expires not disclosed F5 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F6 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 4, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 4, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 4, 2022 shall be forfeited. F6 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 4, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 4, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 4, 2022 shall be forfeited. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 22:08 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 86,750 | $0.00 Strike: $9.39 | $0.00 |
DisclosureSEC source: 0001209191-18-017362 · doc4.xml · derivative · entry 3 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,750 Underlying: Common Stock · 86,750 shares Expires 2028-03-04 F4 · derivative.exercise_date: These options were granted on March 4, 2018 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 22:08 UTC | Gogo Inc. GOGO · Entity 5812 | GrantRestricted Stock Units · Derivative | 13,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017362 · doc4.xml · derivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,250 Underlying: Common Stock · 13,250 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F3 · derivative.exercise_date: These restricted stock units vest in four equal installments on the first four anniversaries of March 4, 2018, subject to continued employment with the Company. F3 · derivative.expiration_date: These restricted stock units vest in four equal installments on the first four anniversaries of March 4, 2018, subject to continued employment with the Company. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 22:08 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 700,000 | $0.00 Strike: $9.39 | $0.00 |
DisclosureSEC source: 0001209191-18-017362 · doc4.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2028-03-04 F1 · derivative.exercise_date: These options were granted on March 4, 2018 and are scheduled to vest as follows: (i) 25% of the options vest on the first anniversary of the grant date and (ii) the remaining 75% of the options vest in equal monthly installments on the three year period beginning immediately following the first anniversary of the grant date, in each case, subject to continued employment with the Company. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:36 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 3,470 | $0.00 Strike: $11.28 | $0.00 |
DisclosureSEC source: 0001209191-18-000589 · doc4.xml · derivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,470 Underlying: Common Stock · 3,470 shares Expires 2027-12-29 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:36 UTC | Gogo Inc. GOGO · Entity 5812 | GrantDeferred Share Units · Derivative | 2,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000589 · doc4.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,017 Underlying: Common Stock · 2,881 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| December 29, 2017 Filed Jan 12, 2018 21:16 UTC Amendment | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 3,477 | $0.00 Strike: $11.28 | $0.00 |
DisclosureSEC source: 0001209191-18-003417 · doc4a.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,477 Underlying: Common Stock · 3,477 shares Expires 2027-12-29 F1 · shares: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person. F1 · derivative.underlying_shares: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person. F1 · balance_after: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 16:36 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 3,390 | $0.00 Strike: $11.81 | $0.00 |
DisclosureSEC source: 0001209191-17-054867 · doc4.xml · derivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,390 Underlying: Common Stock · 3,390 shares Expires 2027-09-29 Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 16:36 UTC | Gogo Inc. GOGO · Entity 5812 | GrantDeferred Share Units · Derivative | 2,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054867 · doc4.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,136 Underlying: Common Stock · 2,751 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:51 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (RIght to Buy) · Derivative | 3,497 | $0.00 Strike: $11.53 | $0.00 |
DisclosureSEC source: 0001209191-17-043192 · doc4.xml · derivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,497 Underlying: Common Stock · 3,497 shares Expires 2027-06-30 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:51 UTC | Gogo Inc. GOGO · Entity 5812 | GrantDeferred Share Units · Derivative | 2,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043192 · doc4.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,385 Underlying: Common Stock · 2,818 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:13 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 3,687 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024721 · doc4.xml · derivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,687 Underlying: Common Stock · 3,687 shares Expires 2027-03-31 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:13 UTC | Gogo Inc. GOGO · Entity 5812 | GrantDeferred Share Units · Derivative | 2,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024721 · doc4.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,567 Underlying: Common Stock · 2,954 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:07 UTC | Gogo Inc. GOGO · Entity 5812 | OtherCommon Stock | 433,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005226 · doc4.xml · nonDerivative · entry 1 Thorndale Farm LLC · CIK 0001455402 · 10% owner THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 20,936 F1 · kind: The reported disposition was effected solely in connection with the long-term estate planning of Mr. Thorne and his family. This transfer was not effected in the open market. F2 · ownership.direct: Reflects shares held by the Bertha P. Thorne Trust Under Will dated 12/23/1970 FBO Oakleigh B. Thorne. Mr. Thorne, as a co-trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by the trust. Mr. Thorne disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. F3 · ownership.direct: Certain of the entities for which shares are reported on this report and certain other entities that hold the issuer's shares have entered into a service agreement with Thorndale Farm, L.L.C., of which Mr. Thorne is the Chief Executive Officer. As such, Thorndale Farm, L.L.C. and Mr. Thorne may be deemed to have beneficial ownership of the shares held by such entities. Thorndale Farm, L.L.C. and Mr. Thorne disclaim beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that either Thorndale Farm, L.L.C. or Mr. Thorne is a beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:15 UTC | Gogo Inc. GOGO · Entity 5812 | OtherCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-001990 · doc4.xml · nonDerivative · entry 2 Thorndale Farm LLC · CIK 0001455402 · 10% owner THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,037,306 F4 · kind: The reported disposition was effected solely in connection with the long-term estate planning of Mr. Thorne and his family. No shares were purchased or sold in connection with the disposition, nor was the transfer effected in the open market. F2 · ownership.direct: Reflects shares held by the 2005 Restatement of the Oakleigh Thorne Trust dated June 23, 1997. Mr. Thorne, as trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by the trust. Mr. Thorne disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. F3 · ownership.direct: Certain of the entities for which shares are reported on this report and certain other entities that hold the issuer's shares have entered into a service agreement with Thorndale Farm, L.L.C., of which Mr. Thorne is the Chief Executive Officer. As such, Thorndale Farm, L.L.C. and Mr. Thorne may be deemed to have beneficial ownership of the shares held by such entities. Thorndale Farm, L.L.C. and Mr. Thorne disclaim beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that either Thorndale Farm, L.L.C. or Mr. Thorne is a beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 19:28 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 4,517 | $0.00 Strike: $9.22 | $0.00 |
DisclosureSEC source: 0001209191-17-000710 · doc4.xml · derivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,517 Underlying: Common Stock · 4,517 shares Expires 2026-12-30 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 19:28 UTC | Gogo Inc. GOGO · Entity 5812 | GrantDeferred Share Units · Derivative | 3,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000710 · doc4.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,613 Underlying: Common Stock · 3,524 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 15:25 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 3,892 | $0.00 Strike: $11.04 | $0.00 |
DisclosureSEC source: 0001209191-16-143822 · doc4.xml · derivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,892 Underlying: Common Stock · 3,892 shares Expires 2026-09-30 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 15:25 UTC | Gogo Inc. GOGO · Entity 5812 | GrantDeferred Share Units · Derivative | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143822 · doc4.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,089 Underlying: Common Stock · 2,943 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| September 02, 2016 Filed Sep 8, 2016 01:30 UTC | Gogo Inc. GOGO · Entity 5812 | Purchase3.75% Senior Convertible Notes due 2020 · Derivative | Not disclosed | $77,850.00 Strike: $23.85 | $100,000.00 |
DisclosureSEC source: 0000899243-16-028659 · doc4.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner Thorndale Farm LLC · CIK 0001455402 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 4,192 shares Expires 2020-03-01 F3 · price: Represents the aggregate purchase price for the 3.75% senior convertible notes due 2020. F1 · derivative.exercise_date: The 3.75% senior convertible notes due 2020 become convertible on December 1, 2019 or earlier upon certain events. F2 · derivative.underlying_shares: The 3.75% senior convertible notes due 2020 are convertible into common stock at a conversion price equal to $23.85 per share of the issuer's common stock, subject to adjustment in certain events. F4 · ownership.nature: Reflects 3.75% senior convertible notes due 2020 held by Option 1, LLC. Mr. Thorne is the managing member and Mr. Thorne's spouse is the majority member. Mr. Thorne, as the managing member of Option 1, LLC and the spouse of the majority member of Option 1, LLC may be deemed to have beneficial ownership of the 3.75% senior convertible notes due 2020 held by Option 1, LLC. Mr. Thorne disclaims beneficial ownership of such 3.75% senior convertible notes due 2020 except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such 3.75% senior convertible notes due 2020 for purposes of Section 16 or for any other purpose. Read SEC document |
| August 25, 2016 Filed Jan 26, 2017 21:15 UTC | Gogo Inc. GOGO · Entity 5812 | OtherCommon Stock | 554 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-001990 · doc4.xml · nonDerivative · entry 1 Thorndale Farm LLC · CIK 0001455402 · 10% owner THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,127,306 F1 · kind: Receipt of shares in connection with a pro rata distribution from Blumenstein Thorne Information Partners LLC. F2 · ownership.direct: Reflects shares held by the 2005 Restatement of the Oakleigh Thorne Trust dated June 23, 1997. Mr. Thorne, as trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by the trust. Mr. Thorne disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. F3 · ownership.direct: Certain of the entities for which shares are reported on this report and certain other entities that hold the issuer's shares have entered into a service agreement with Thorndale Farm, L.L.C., of which Mr. Thorne is the Chief Executive Officer. As such, Thorndale Farm, L.L.C. and Mr. Thorne may be deemed to have beneficial ownership of the shares held by such entities. Thorndale Farm, L.L.C. and Mr. Thorne disclaim beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that either Thorndale Farm, L.L.C. or Mr. Thorne is a beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 21, 2013 Filed Jan 23, 2020 21:37 UTC | Gogo Inc. GOGO · Entity 5812 | PurchaseCommon Stock | 100 | $17.66 | $1,766.00 |
DisclosureSEC source: 0000899243-20-001833 · doc5.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 100 F1 · kind: The Reporting Person's wife acquired 100 shares of common stock on June 21, 2013 prior to her marriage to the Reporting Person on October 18, 2014. F1 · balance_after: The Reporting Person's wife acquired 100 shares of common stock on June 21, 2013 prior to her marriage to the Reporting Person on October 18, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.