Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gogo Inc.GOGO · Entity 5812 | Director · 10% owner | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gogo Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 89,841 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 22,093 · Balance 89,841 F1: Each deferred share unit represents the contingent right to receive one share of the Company's common stock. F2: These deferred share units were granted on September 30, 2026, and immediately vest in full on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.
F2: These deferred share units were granted on September 30, 2026, and immediately vest in full on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2023 Filed Mar 14, 2023 20:22 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018458 · doc4.xml · derivative · entry 6 THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Following the elimination of the performance conditions for these restricted stock units by the Compensation Committee of the Company, these restricted stock units provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company. F4 · derivative.expiration_date: Following the elimination of the performance conditions for these restricted stock units by the Compensation Committee of the Company, these restricted stock units provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 20:22 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 20,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018458 · doc4.xml · derivative · entry 5 THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 10, 2019, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 10, 2019, subject to continued employment with the Company. F3 · derivative.expiration_date: On March 10, 2019, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 10, 2019, subject to continued employment with the Company. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 20:22 UTC | Gogo Inc. GOGO · Entity 5812 | Tax withholdingCommon Stock | 9,923 | $15.33 | $152,119.59 |
DisclosureSEC source: 0001209191-23-018458 · doc4.xml · nonDerivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,977 Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 20:22 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 27,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-018458 · doc4.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:30 UTC | Gogo Inc. GOGO · Entity 5812 | GrantRestricted Stock Units · Derivative | 151,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016752 · doc4.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,240 Underlying: Common Stock · 151,240 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F2 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 151,240 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 3, 2023, subject to continued employment with the Company. F2 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 151,240 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 3, 2023, subject to continued employment with the Company. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 23:20 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 130,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001333 · doc4.xml · derivative · entry 4 THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 130,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F3 · derivative.exercise_date: 75,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 130,000 of these restricted stock units will vest on December 31, 2022, in each case, subject to contined employment with the Company. F3 · derivative.expiration_date: 75,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 130,000 of these restricted stock units will vest on December 31, 2022, in each case, subject to contined employment with the Company. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 23:20 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 130,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-001333 · doc4.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:00 UTC | Gogo Inc. GOGO · Entity 5812 | Conversion6.00% Convertible Senior Notes due 2022 · Derivative | 8,000,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017415 · doc4.xml · derivative · entry 2 Thorndale Farm, Inc. · CIK 0001718404 · 10% owner Thorndale Farm Gogo, LLC · CIK 0001718369 · 10% owner THORNE OAKLEIGH · CIK 0001135089 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,333,333 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction involved the conversion of 6.00% Convertible Senior Notes due 2022, which were held by Thorndale Farm Private Equity 2, LLC, and concurrent assignment of the shares of common stock received in connection with such conversion to Thorndale Farm Gogo, LLC. F3 · ownership.nature: Reflects 6.00% Convertible Senior Notes due 2022 held by Thorndale Farm Private Equity 2, LLC. Thorndale Farm, Inc., as the managing member of Thorndale Farm Private Equity 2, LLC, may be deemed to have beneficial ownership of the 6.00% Convertible Senior Notes due 2022 held by Thorndale Farm Private Equity 2, LLC. Thorndale Farm, Inc. and Mr. Thorne, as the Chief Executive Officer of Thorndale Farm, Inc., disclaim beneficial ownership of such 6.00% Convertible Senior Notes due 2022 except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Thorndale Farm, Inc. or Mr. Thorne is the beneficial owner of such 6.00% Convertible Senior Notes due 2022. In connection with the conversion, Thorndale Farm Private Equity 2, LLC assigned the shares of common stock received as a result of the conversion to Thorndale Farm Gogo, LLC. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:00 UTC | Gogo Inc. GOGO · Entity 5812 | ConversionCommon Stock | 1,333,333 | $6.00 | $7,999,998.00 |
DisclosureSEC source: 0000899243-22-017415 · doc4.xml · nonDerivative · entry 1 Thorndale Farm, Inc. · CIK 0001718404 · 10% owner Thorndale Farm Gogo, LLC · CIK 0001718369 · 10% owner THORNE OAKLEIGH · CIK 0001135089 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,258,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction involved the conversion of 6.00% Convertible Senior Notes due 2022, which were held by Thorndale Farm Private Equity 2, LLC, and concurrent assignment of the shares of common stock received in connection with such conversion to Thorndale Farm Gogo, LLC. F2 · balance_after: Reflects (i) 27,118,600 shares of common stock held directly by Thorndale Farm Gogo, LLC and (ii) 139,536 shares of common stock held directly by OAP, LLC. Thorndale Farm, Inc. is the managing member of Thorndale Farm Gogo, LLC. Mr. Thorne, as the chief executive officer of Thorndale Farm, Inc., may be deemed to have beneficial ownership of the shares of common stock held by Thorndale Farm Gogo, LLC. Additionally, Mr. Thorne, as the managing member of OAP, LLC, may be deemed to have beneficial ownership of the shares of common stock held by OAP, LLC. Mr. Thorne and Thorndale Farm, Inc. disclaim beneficial ownership of such shares of common stock except, in each case, to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Mr. Thorne or Thorndale Farm, Inc. is a beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Reflects (i) 27,118,600 shares of common stock held directly by Thorndale Farm Gogo, LLC and (ii) 139,536 shares of common stock held directly by OAP, LLC. Thorndale Farm, Inc. is the managing member of Thorndale Farm Gogo, LLC. Mr. Thorne, as the chief executive officer of Thorndale Farm, Inc., may be deemed to have beneficial ownership of the shares of common stock held by Thorndale Farm Gogo, LLC. Additionally, Mr. Thorne, as the managing member of OAP, LLC, may be deemed to have beneficial ownership of the shares of common stock held by OAP, LLC. Mr. Thorne and Thorndale Farm, Inc. disclaim beneficial ownership of such shares of common stock except, in each case, to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Mr. Thorne or Thorndale Farm, Inc. is a beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 19:36 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 43,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021738 · doc4.xml · derivative · entry 5 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,051 Underlying: Common Stock · 43,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F5 · derivative.exercise_date: On March 29, 2021, the reporting person was granted 172,069 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company. F5 · derivative.expiration_date: On March 29, 2021, the reporting person was granted 172,069 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 19:36 UTC | Gogo Inc. GOGO · Entity 5812 | Tax withholdingCommon Stock | 21,065 | $19.57 | $412,242.05 |
DisclosureSEC source: 0001209191-22-021738 · doc4.xml · nonDerivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,400 F2 · shares: Shares of common stock netted out to pay tax liability associated with vesting. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 19:36 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 43,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-021738 · doc4.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 18:25 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 89,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021274 · doc4.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,900 Underlying: Common Stock · 89,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F2 · derivative.exercise_date: On March 24, 2022, the reporting person was granted 89,900 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company. F2 · derivative.expiration_date: On March 24, 2022, the reporting person was granted 89,900 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 19:47 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020240 · doc4.xml · derivative · entry 4 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,500 Underlying: Common Stock · 18,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: 75,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 130,000 of these restricted stock units will vest on December 31, 2022, in each case, subject to contined employment with the Company. F4 · derivative.expiration_date: 75,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 130,000 of these restricted stock units will vest on December 31, 2022, in each case, subject to contined employment with the Company. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 19:47 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-020240 · doc4.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 15:23 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018370 · doc4.xml · derivative · entry 5 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,875 Underlying: Common Stock · 6,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: Following the elimination of the performance conditions for these restricted stock units by the Compensation Committee of the Company, these restricted stock units provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company. F5 · derivative.expiration_date: Following the elimination of the performance conditions for these restricted stock units by the Compensation Committee of the Company, these restricted stock units provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 15:23 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 20,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018370 · doc4.xml · derivative · entry 4 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,625 Underlying: Common Stock · 20,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On March 10, 2019, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 10, 2019, subject to continued employment with the Company. F4 · derivative.expiration_date: On March 10, 2019, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 10, 2019, subject to continued employment with the Company. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 15:23 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 27,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-018370 · doc4.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 15:38 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 3,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016912 · doc4.xml · derivative · entry 5 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: Following the elimination of the performance conditions for these restricted stock units by the Compensation Committee of the Company, these restricted stock units provided for vesting in four annual installments beginning on the first anniversary of March 4, 2018, subject to continued employment with the Company. F5 · derivative.expiration_date: Following the elimination of the performance conditions for these restricted stock units by the Compensation Committee of the Company, these restricted stock units provided for vesting in four annual installments beginning on the first anniversary of March 4, 2018, subject to continued employment with the Company. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 15:38 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 3,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016912 · doc4.xml · derivative · entry 4 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On March 4, 2018, the reporting person was granted 13,250 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 4, 2018, subject to continued employment with the Company. F4 · derivative.expiration_date: On March 4, 2018, the reporting person was granted 13,250 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 4, 2018, subject to continued employment with the Company. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 15:38 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 6,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-016912 · doc4.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 14:56 UTC | Gogo Inc. GOGO · Entity 5812 | GrantRestricted Stock Unit · Derivative | 172,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023711 · doc4.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,069 Underlying: Common Stock · 172,069 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F2 · derivative.exercise_date: On March 29, 2021, the reporting person was granted 172,069 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company. F2 · derivative.expiration_date: On March 29, 2021, the reporting person was granted 172,069 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 16:37 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022013 · doc4.xml · derivative · entry 5 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,250 Underlying: Common Stock · 18,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: 75,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 130,000 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. F5 · derivative.expiration_date: 75,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 130,000 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 16:37 UTC | Gogo Inc. GOGO · Entity 5812 | Tax withholdingCommon Stock | 6,369 | $10.79 | $68,721.51 |
DisclosureSEC source: 0001209191-21-022013 · doc4.xml · nonDerivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,573 F2 · shares: Shares of common stock netted out to pay tax liability associated with vesting. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 16:37 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-022013 · doc4.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 19:46 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020094 · doc4.xml · derivative · entry 6 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,750 Underlying: Common Stock · 6,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: Following the elimination of the performance conditions for these options by the Compensation Committee of the Company, these options provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company. F6 · derivative.expiration_date: Following the elimination of the performance conditions for these options by the Compensation Committee of the Company, these options provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 19:46 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 20,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020094 · doc4.xml · derivative · entry 5 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,250 Underlying: Common Stock · 20,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 10, 2019, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 10, 2019, subject to continued employment with the Company. F5 · derivative.expiration_date: On March 10, 2019, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 10, 2019, subject to continued employment with the Company. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 19:46 UTC | Gogo Inc. GOGO · Entity 5812 | Tax withholdingCommon Stock | 9,387 | $12.52 | $117,525.24 |
DisclosureSEC source: 0001209191-21-020094 · doc4.xml · nonDerivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,192 F2 · shares: Shares of common stock netted out to pay tax liability associated with vesting. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 19:46 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 27,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020094 · doc4.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:24 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 3,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018627 · doc4.xml · derivative · entry 6 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,312 Underlying: Common Stock · 3,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: Following the elimination of the performance conditions for these restricted stock units by the Compensation Committee of the Company, these restricted stock units provided for vesting in four annual installments beginning on the first anniversary of March 4, 2018, subject to continued employment with the Company. F6 · derivative.expiration_date: Following the elimination of the performance conditions for these restricted stock units by the Compensation Committee of the Company, these restricted stock units provided for vesting in four annual installments beginning on the first anniversary of March 4, 2018, subject to continued employment with the Company. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:24 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 3,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018627 · doc4.xml · derivative · entry 5 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,312 Underlying: Common Stock · 3,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 4, 2018, the reporting person was granted 13,250 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 4, 2018, subject to continued employment with the Company. F5 · derivative.expiration_date: On March 4, 2018, the reporting person was granted 13,250 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 4, 2018, subject to continued employment with the Company. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:24 UTC | Gogo Inc. GOGO · Entity 5812 | Tax withholdingCommon Stock | 2,274 | $11.39 | $25,900.86 |
DisclosureSEC source: 0001209191-21-018627 · doc4.xml · nonDerivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,079 F2 · shares: Shares of common stock netted out to pay tax liability associated with vesting. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:24 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 6,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-018627 · doc4.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 16:47 UTC | Gogo Inc. GOGO · Entity 5812 | GrantCommon Stock | 197,442 | $3.28 | $647,609.76 |
DisclosureSEC source: 0001209191-20-042742 · doc4.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,729 F1 · shares: These shares of common stock were granted to the reporting person in lieu of the after-tax amount ($647,609.76) of the reporting person's 2019 performance year cash bonus of $1,003,991.60. In order to support actions taken by the Company and its employees to preserve liquidity following the COVID-19 outbreak, Mr. Thorne agreed on March 13, 2020 to defer the payment of his cash bonus (which would otherwise have been paid on March 20, 2020 pursuant to the Company's 2019 bonus plan that was approved by the Compensation Committee on March 29, 2019) to a future date not later than December 31, 2020. On July 15, 2020, in further support of the Company's cash preservation efforts, Mr. Thorne requested that his bonus be paid in stock rather than cash. The conversion was based on a share price of $3.28, the closing price of the Company's common stock on July 15, 2020, the date on which the Compensation Committee of the Board of Directors approved the grant. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 15:57 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 625,591 | Not disclosed Strike: $2.61 | Not disclosed |
DisclosureSEC source: 0001209191-20-036907 · doc4.xml · derivative · entry 6 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,591 Underlying: Common Stock · 625,591 shares Expires 2030-06-12 F2 · price: On June 12, 2020, the issuer cancelled, pursuant to the issuer's option exchange program, (i) options to purchase 700,000 shares of common stock granted to the reporting person on March 4, 2018, (ii) options to purchase 86,750 shares of common stock granted to the reporting person on March 4, 2018, (iii) options to purchase 86,750 shares of common stock granted to the reporting person on March 4, 2018, (iv) options to purchase 47,500 shares of common stock granted to the reporting person on March 10, 2019 and (v) options to purchase 142,500 shares of common stock granted to the reporting person on March 10, 2019. In exchange, the reporting person received replacement options to purchase 625,591 shares, having an exercise price of $2.61 per share. F7 · derivative.exercise_date: These options vest on December 31, 2022, subject to continued employment with the Company. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 15:57 UTC | Gogo Inc. GOGO · Entity 5812 | Disposition to issuerOptions (Right to Buy) · Derivative | 142,500 | Not disclosed Strike: $4.57 | Not disclosed |
DisclosureSEC source: 0001209191-20-036907 · doc4.xml · derivative · entry 5 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 142,500 shares Expires 2029-03-10 F2 · price: On June 12, 2020, the issuer cancelled, pursuant to the issuer's option exchange program, (i) options to purchase 700,000 shares of common stock granted to the reporting person on March 4, 2018, (ii) options to purchase 86,750 shares of common stock granted to the reporting person on March 4, 2018, (iii) options to purchase 86,750 shares of common stock granted to the reporting person on March 4, 2018, (iv) options to purchase 47,500 shares of common stock granted to the reporting person on March 10, 2019 and (v) options to purchase 142,500 shares of common stock granted to the reporting person on March 10, 2019. In exchange, the reporting person received replacement options to purchase 625,591 shares, having an exercise price of $2.61 per share. F6 · derivative.exercise_date: These options provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 15:57 UTC | Gogo Inc. GOGO · Entity 5812 | Disposition to issuerOptions (Right to Buy) · Derivative | 47,500 | Not disclosed Strike: $4.57 | Not disclosed |
DisclosureSEC source: 0001209191-20-036907 · doc4.xml · derivative · entry 4 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,500 shares Expires 2029-03-10 F2 · price: On June 12, 2020, the issuer cancelled, pursuant to the issuer's option exchange program, (i) options to purchase 700,000 shares of common stock granted to the reporting person on March 4, 2018, (ii) options to purchase 86,750 shares of common stock granted to the reporting person on March 4, 2018, (iii) options to purchase 86,750 shares of common stock granted to the reporting person on March 4, 2018, (iv) options to purchase 47,500 shares of common stock granted to the reporting person on March 10, 2019 and (v) options to purchase 142,500 shares of common stock granted to the reporting person on March 10, 2019. In exchange, the reporting person received replacement options to purchase 625,591 shares, having an exercise price of $2.61 per share. F5 · derivative.exercise_date: Following the elimination of the performance conditions for these options by the Compensation Committee of the Company, these options provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 15:57 UTC | Gogo Inc. GOGO · Entity 5812 | Disposition to issuerOptions (Right to Buy) · Derivative | 86,750 | Not disclosed Strike: $9.39 | Not disclosed |
DisclosureSEC source: 0001209191-20-036907 · doc4.xml · derivative · entry 3 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,750 shares Expires 2028-03-04 F2 · price: On June 12, 2020, the issuer cancelled, pursuant to the issuer's option exchange program, (i) options to purchase 700,000 shares of common stock granted to the reporting person on March 4, 2018, (ii) options to purchase 86,750 shares of common stock granted to the reporting person on March 4, 2018, (iii) options to purchase 86,750 shares of common stock granted to the reporting person on March 4, 2018, (iv) options to purchase 47,500 shares of common stock granted to the reporting person on March 10, 2019 and (v) options to purchase 142,500 shares of common stock granted to the reporting person on March 10, 2019. In exchange, the reporting person received replacement options to purchase 625,591 shares, having an exercise price of $2.61 per share. F4 · derivative.exercise_date: Following the elimination of the performance conditions for these options by the Compensation Committee of the Company, these options provided for vesting in four annual installments beginning on the first anniversary of March 4, 2018, subject to continued employment with the Company. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 15:57 UTC | Gogo Inc. GOGO · Entity 5812 | Disposition to issuerOptions (Right to Buy) · Derivative | 86,750 | Not disclosed Strike: $9.39 | Not disclosed |
DisclosureSEC source: 0001209191-20-036907 · doc4.xml · derivative · entry 2 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,750 shares Expires 2028-03-04 F2 · price: On June 12, 2020, the issuer cancelled, pursuant to the issuer's option exchange program, (i) options to purchase 700,000 shares of common stock granted to the reporting person on March 4, 2018, (ii) options to purchase 86,750 shares of common stock granted to the reporting person on March 4, 2018, (iii) options to purchase 86,750 shares of common stock granted to the reporting person on March 4, 2018, (iv) options to purchase 47,500 shares of common stock granted to the reporting person on March 10, 2019 and (v) options to purchase 142,500 shares of common stock granted to the reporting person on March 10, 2019. In exchange, the reporting person received replacement options to purchase 625,591 shares, having an exercise price of $2.61 per share. F3 · derivative.exercise_date: These options provided for vesting in four annual installments beginning on the first anniversary of March 4, 2018, subject to continued employment with the Company. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 15:57 UTC | Gogo Inc. GOGO · Entity 5812 | Disposition to issuerOptions (Right to Buy) · Derivative | 700,000 | Not disclosed Strike: $9.39 | Not disclosed |
DisclosureSEC source: 0001209191-20-036907 · doc4.xml · derivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 700,000 shares Expires 2028-03-04 F2 · price: On June 12, 2020, the issuer cancelled, pursuant to the issuer's option exchange program, (i) options to purchase 700,000 shares of common stock granted to the reporting person on March 4, 2018, (ii) options to purchase 86,750 shares of common stock granted to the reporting person on March 4, 2018, (iii) options to purchase 86,750 shares of common stock granted to the reporting person on March 4, 2018, (iv) options to purchase 47,500 shares of common stock granted to the reporting person on March 10, 2019 and (v) options to purchase 142,500 shares of common stock granted to the reporting person on March 10, 2019. In exchange, the reporting person received replacement options to purchase 625,591 shares, having an exercise price of $2.61 per share. F1 · derivative.exercise_date: These options provided for vesting as follows: (i) 25% of the options vest on the first anniversary of March 4, 2018 and (ii) the remaining 75% of the options vest in equal monthly installments on the three year period beginning immediately following the first anniversary of March 4, 2018, in each case, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:56 UTC | Gogo Inc. GOGO · Entity 5812 | GrantRestricted Stock Units · Derivative | 205,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020212 · doc4.xml · derivative · entry 7 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,000 Underlying: Common Stock · 205,000 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F8 · derivative.exercise_date: 75,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 130,000 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. F8 · derivative.expiration_date: 75,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 130,000 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:56 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001209191-20-020212 · doc4.xml · derivative · entry 6 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2030-03-17 F6 · derivative.exercise_date: These options will vest and become exercisable in four equal installments on the first four anniversaries of March 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:56 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020212 · doc4.xml · derivative · entry 5 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,625 Underlying: Common Stock · 6,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 10, 2019, the reporting person was granted 27,500 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 6,875 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on the first three anniversaries of March 10, 2020, subject to continued employment with the Company. F5 · derivative.expiration_date: On March 10, 2019, the reporting person was granted 27,500 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 6,875 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on the first three anniversaries of March 10, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:56 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 6,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020212 · doc4.xml · derivative · entry 4 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,624 Underlying: Common Stock · 6,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On March 4, 2018, the reporting person was granted 13,250 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 6,626 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of March 4, 2020, subject to continued employment with the Company. F4 · derivative.expiration_date: On March 4, 2018, the reporting person was granted 13,250 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 6,626 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of March 4, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:56 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 13,501 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-020212 · doc4.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 18:14 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 20,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018403 · doc4.xml · derivative · entry 4 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,875 Underlying: Common Stock · 20,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On March 10, 2019, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 10, 2019. F4 · derivative.expiration_date: On March 10, 2019, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 18:14 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 20,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-018403 · doc4.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 17:49 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 3,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016479 · doc4.xml · derivative · entry 4 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,624 Underlying: Common Stock · 3,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On March 4, 2018, the reporting person was granted 13,250 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 4, 2018. F4 · derivative.expiration_date: On March 4, 2018, the reporting person was granted 13,250 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 4, 2018. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 17:49 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 3,313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016479 · doc4.xml · nonDerivative · entry 1 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 00:19 UTC | Gogo Inc. GOGO · Entity 5812 | GrantPerformance Options (Right to Buy) · Derivative | 47,500 | $0.00 Strike: $4.57 | $0.00 |
DisclosureSEC source: 0001209191-19-019033 · doc4.xml · derivative · entry 4 THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Underlying: Common Stock · 47,500 shares Expires 2029-03-10 F6 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 10, 2019 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 10, 2019 equals or exceeds $6.50 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 10, 2023 shall be forfeited. F6 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 10, 2019 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 10, 2019 equals or exceeds $6.50 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 10, 2023 shall be forfeited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.