Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARES CAPITAL CORP0001287750 · Entity 3377 | Director · Chief Executive Officer | December 31, 2020 | February 12, 2021 |
| ARES STRATEGIC INCOME FUNDNONE · Entity 74462 | Director | April 24, 2023 | April 24, 2023 |
| Ares Management CorpARES · Entity 3048 | Director · Co-President | June 30, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARES CAPITAL CORP
Report date December 31, 2020 · Filed February 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-16 transaction · row 1
1 source rowRow 1 · 2020-10-16 · Gift · Disposed 225,000 · Balance 0 F1: The 225,000 shares gifted by the reporting person on October 16, 2020 were transferred to a revocable trust in which the reporting person and his wife are trustees and beneficiaries. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 300,000 |
Reported balance
After 2020-10-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-10-16 · Gift · Acquired 225,000 · Balance 300,000 F1: The 225,000 shares gifted by the reporting person on October 16, 2020 were transferred to a revocable trust in which the reporting person and his wife are trustees and beneficiaries. F2: Includes 75,000 shares previously reported as directly owned by the reporting person in a Form 4 filed on October 30, 2020. These shares were later determined to be held indirectly through a revocable trust in which the reporting person and his wife are trustees and beneficiaries. |
Filing footnotes · ownership attribution and instrument terms
F1: The 225,000 shares gifted by the reporting person on October 16, 2020 were transferred to a revocable trust in which the reporting person and his wife are trustees and beneficiaries.
F2: Includes 75,000 shares previously reported as directly owned by the reporting person in a Form 4 filed on October 30, 2020. These shares were later determined to be held indirectly through a revocable trust in which the reporting person and his wife are trustees and beneficiaries.
ARES STRATEGIC INCOME FUND
Report date April 24, 2023 · Filed April 24, 2023
This filing explicitly reported no securities owned.
Ares Management Corp
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,165,599 |
Reported balance
After 2026-06-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-30 · Tax withholding · Disposed 82,957 · Balance 1,165,599 F1: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2: Includes 987,500 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.
F2: Includes 987,500 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2020 Filed Aug 6, 2020 01:10 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 53,994 | $40.63 | $2,193,776.22 |
DisclosureSEC source: 0001628280-20-011862 · wf-form4_159667620285783.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,294 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 3, 2020 in multiple transactions at prices ranging from $40.00 to $40.94. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 31, 2020 Filed Jul 31, 2020 22:08 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 637 | $40.02 | $25,492.74 |
DisclosureSEC source: 0001628280-20-011376 · wf-form4_159623327743350.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,288 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 31, 2020 in multiple transactions at prices ranging from $40.00 to $40.05. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 22:08 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 9,729 | $40.06 | $389,743.74 |
DisclosureSEC source: 0001628280-20-011376 · wf-form4_159623327743350.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,925 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 30, 2020 in multiple transactions at prices ranging from $40.00 to $40.22. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 29, 2020 Filed Jul 30, 2020 00:55 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 33,497 | $40.37 | $1,352,273.89 |
DisclosureSEC source: 0001628280-20-010898 · wf-form4_159607041031284.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,654 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 29, 2020 in multiple transactions at prices ranging from $40.02 to $40.56. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 27, 2020 Filed Jul 30, 2020 00:55 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 6,515 | $39.40 | $256,691.00 |
DisclosureSEC source: 0001628280-20-010898 · wf-form4_159607041031284.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,151 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 27, 2020 in multiple transactions at prices ranging from $38.91 to $39.64. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 24, 2020 Filed Jul 24, 2020 23:04 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 6,913 | $39.56 | $273,478.28 |
DisclosureSEC source: 0001628280-20-010612 · wf-form4_159563187007531.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939,666 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 24, 2020 in multiple transactions at prices ranging from $39.25 to $40.13. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 24, 2020 Filed Jul 24, 2020 23:04 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 87,125 | $38.82 | $3,382,192.50 |
DisclosureSEC source: 0001628280-20-010612 · wf-form4_159563187007531.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946,579 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 24, 2020 in multiple transactions at prices ranging from $38.22 to $39.17. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 23, 2020 Filed Jul 24, 2020 23:04 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 8,346 | $41.09 | $342,937.14 |
DisclosureSEC source: 0001628280-20-010612 · wf-form4_159563187007531.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033,704 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 23, 2020 in multiple transactions at prices ranging from $41.00 to $41.26. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4 and 5. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 22, 2020 Filed Jul 22, 2020 23:59 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 1,848 | $41.03 | $75,823.44 |
DisclosureSEC source: 0001628280-20-010559 · wf-form4_159546235518331.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042,050 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 22, 2020 in multiple transactions at prices ranging from $41.00 to $41.12. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 23:59 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 5,665 | $41.03 | $232,434.95 |
DisclosureSEC source: 0001628280-20-010559 · wf-form4_159546235518331.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043,898 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 21, 2020 in multiple transactions at prices ranging from $41.00 to $41.19. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 23:59 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 53,375 | $41.11 | $2,194,246.25 |
DisclosureSEC source: 0001628280-20-010559 · wf-form4_159546235518331.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049,563 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 20, 2020 in multiple transactions at prices ranging from $41.00 to $41.41. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4 and 5. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 23:32 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 368 | $40.23 | $14,804.64 |
DisclosureSEC source: 0001628280-20-010387 · wf-form4_159502874328726.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102,938 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 00:04 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 34,464 | $40.29 | $1,388,554.56 |
DisclosureSEC source: 0001628280-20-010354 · wf-form4_159485786082048.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,103,306 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 15, 2020 in multiple transactions at prices ranging from $40.00 to $40.51. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 13, 2020 Filed Jul 16, 2020 00:04 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 1,390 | $40.01 | $55,613.90 |
DisclosureSEC source: 0001628280-20-010354 · wf-form4_159485786082048.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,137,770 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 13, 2020 in multiple transactions at prices ranging from $40.00 to $40.05. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 01:14 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 100 | $40.02 | $4,002.00 |
DisclosureSEC source: 0001628280-20-010231 · wf-form4_159408444683115.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,139,160 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 00:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 3,250 | $40.21 | $130,682.50 |
DisclosureSEC source: 0001628280-20-009900 · wf-form4_159304480473770.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,139,260 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 23, 2020 in multiple transactions at prices ranging from $40.05 to $40.73. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| June 22, 2020 Filed Jun 25, 2020 00:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 81,393 | $40.05 | $3,259,789.65 |
DisclosureSEC source: 0001628280-20-009900 · wf-form4_159304480473770.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142,510 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 22, 2020 in multiple transactions at prices ranging from $40.00 to $40.23. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 01:25 UTC | Ares Management Corp ARES · Entity 3048 | ConversionAres Operating Group Units · Derivative | 350,189 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-20-009299 · wf-form4_159192508458549.xml · derivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Indirect · By Ares Owners Holdings L.P. Disclosed balance after: 1,810,409 Underlying: Class A Common Stock · 350,189 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Pursuant to the terms of the Third Amended and Restated Exchange Agreement, dated as of May 4, 2018, among Ares Holdings Inc., Ares Holdco LLC, Ares Holdings L.P., AI Holdco LLC, Ares Investments L.P., Ares AI Holdings L.P., Ares Management Corporation, Ares Management GP LLC, Ares Offshore Holdings L.P., AOF Holdco LLC, Ares Offshore Holdings, Ltd., and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, (Continued in footnote 4) F5 · derivative.exercise_price: the partnership units of the Ares Operating Group ("AOG units") are exchangeable for shares of Class A Common Stock on a one-for-one basis, subject to the following transfer restrictions: up to 20% of the shares of Class A Common Stock may be transferred in each of the subsequent five years after May 7, 2016. F4 · price: Pursuant to the terms of the Third Amended and Restated Exchange Agreement, dated as of May 4, 2018, among Ares Holdings Inc., Ares Holdco LLC, Ares Holdings L.P., AI Holdco LLC, Ares Investments L.P., Ares AI Holdings L.P., Ares Management Corporation, Ares Management GP LLC, Ares Offshore Holdings L.P., AOF Holdco LLC, Ares Offshore Holdings, Ltd., and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, (Continued in footnote 4) F5 · price: the partnership units of the Ares Operating Group ("AOG units") are exchangeable for shares of Class A Common Stock on a one-for-one basis, subject to the following transfer restrictions: up to 20% of the shares of Class A Common Stock may be transferred in each of the subsequent five years after May 7, 2016. F4 · derivative.exercise_date: Pursuant to the terms of the Third Amended and Restated Exchange Agreement, dated as of May 4, 2018, among Ares Holdings Inc., Ares Holdco LLC, Ares Holdings L.P., AI Holdco LLC, Ares Investments L.P., Ares AI Holdings L.P., Ares Management Corporation, Ares Management GP LLC, Ares Offshore Holdings L.P., AOF Holdco LLC, Ares Offshore Holdings, Ltd., and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, (Continued in footnote 4) F5 · derivative.exercise_date: the partnership units of the Ares Operating Group ("AOG units") are exchangeable for shares of Class A Common Stock on a one-for-one basis, subject to the following transfer restrictions: up to 20% of the shares of Class A Common Stock may be transferred in each of the subsequent five years after May 7, 2016. F4 · derivative.expiration_date: Pursuant to the terms of the Third Amended and Restated Exchange Agreement, dated as of May 4, 2018, among Ares Holdings Inc., Ares Holdco LLC, Ares Holdings L.P., AI Holdco LLC, Ares Investments L.P., Ares AI Holdings L.P., Ares Management Corporation, Ares Management GP LLC, Ares Offshore Holdings L.P., AOF Holdco LLC, Ares Offshore Holdings, Ltd., and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, (Continued in footnote 4) F5 · derivative.expiration_date: the partnership units of the Ares Operating Group ("AOG units") are exchangeable for shares of Class A Common Stock on a one-for-one basis, subject to the following transfer restrictions: up to 20% of the shares of Class A Common Stock may be transferred in each of the subsequent five years after May 7, 2016. F6 · ownership.nature: The reporting person is a limited partner in AOH, the direct holder of the shares of AOG units. The AOG units indirectly held by the reporting person are the number of AOG units that he has a right to receive as a limited partner in AOH. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 01:25 UTC | Ares Management Corp ARES · Entity 3048 | ConversionClass A Common Stock | 350,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-009299 · wf-form4_159192508458549.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,223,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. The amount additionally includes 350,189 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 09, 2020 Filed Jun 12, 2020 01:25 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 600 | $40.00 | $24,000.00 |
DisclosureSEC source: 0001628280-20-009299 · wf-form4_159192508458549.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,714 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 00:43 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 51,215 | $40.21 | $2,059,355.15 |
DisclosureSEC source: 0001628280-20-009149 · wf-form4_159166335889357.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,314 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 8, 2020 in multiple transactions at prices ranging from $40.00 to $40.51. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 00:43 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 27,220 | $40.01 | $1,089,072.20 |
DisclosureSEC source: 0001628280-20-009149 · wf-form4_159166335889357.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,529 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 5, 2020 in multiple transactions at prices ranging from $40.00 to $40.32. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 04, 2020 Filed May 6, 2020 00:00 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 8,274 | $31.81 | $263,195.94 |
DisclosureSEC source: 0001628280-20-006511 · wf-form4_158872320159144.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 952,749 F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 4, 2020 in multiple transactions at prices ranging from $31.63 to $32.04. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Also includes 74,866 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to a vehicle controlled by him. Read SEC document |
| May 01, 2020 Filed May 6, 2020 00:00 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionOptions (Right to Buy) · Derivative | 42,272 | $19.00 Strike: $19.00 | $803,168.00 |
DisclosureSEC source: 0001628280-20-006511 · wf-form4_158872320159144.xml · derivative · entry 4 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,820 Underlying: Class A Common Stock · 42,272 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · derivative.exercise_date: The options are fully vested as of May 1, 2019. Read SEC document |
| May 01, 2020 Filed May 6, 2020 00:00 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 33,998 | $32.67 | $1,110,714.66 |
DisclosureSEC source: 0001628280-20-006511 · wf-form4_158872320159144.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 961,023 F1 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Also includes 74,866 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to a vehicle controlled by him. Read SEC document |
| May 01, 2020 Filed May 6, 2020 00:00 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionClass A Common Stock | 42,272 | $19.00 | $803,168.00 |
DisclosureSEC source: 0001628280-20-006511 · wf-form4_158872320159144.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Also includes 74,866 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to a vehicle controlled by him. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 22:20 UTC | Ares Management Corp ARES · Entity 3048 | GrantClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-010764 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,883 F1 · shares: Granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are schedule to lapse in four equal installments on January 31, 2022, 2023, 2024 and 2025. F2 · balance_after: Includes 676,672 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 22:51 UTC | Ares Management Corp ARES · Entity 3048 | GrantClass A Common Stock | 1,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-006386 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,883 F1 · shares: Granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are schedule to lapse in three equal installments on January 20, 2021, 2022 and 2023 F2 · balance_after: Includes 576,672 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:00 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 95,774 | $35.69 | $3,418,174.06 |
DisclosureSEC source: 0001104659-20-001598 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776,211 F1 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 575,000 restricted units granted under the Equity Incentive Plan. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 21:40 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 68,753 | $26.19 | $1,800,641.07 |
DisclosureSEC source: 0001104659-19-039083 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,985 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 28, 2019 in multiple transactions at prices ranging from $25.82 to $26.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 4) F4 · balance_after: Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 27, 2019 Filed Jun 28, 2019 00:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 41,991 | $26.06 | $1,094,285.46 |
DisclosureSEC source: 0001104659-19-038009 · a4.xml · nonDerivative · entry 4 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 940,738 F10 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 27, 2019 in multiple transactions at prices ranging from $25.97 to $26.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 00:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 37,981 | $25.84 | $981,429.04 |
DisclosureSEC source: 0001104659-19-038009 · a4.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,729 F8 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 26, 2019 in multiple transactions at prices ranging from $25.50 to $26.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 700 | $26.96 | $18,872.00 |
DisclosureSEC source: 0001104659-19-038009 · a4.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,710 F6 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 25, 2019 in multiple transactions at prices ranging from $26.86 to $27.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 51,905 | $26.26 | $1,363,025.30 |
DisclosureSEC source: 0001104659-19-038009 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,410 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 25, 2019 in multiple transactions at prices ranging from $25.78 to $26.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 24, 2019 Filed Jun 24, 2019 23:26 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 36,487 | $27.18 | $991,716.66 |
DisclosureSEC source: 0001104659-19-037255 · a4.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,073,315 F9 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 24, 2019 in multiple transactions at prices ranging from $27.02 to $27.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. (Continued in Footnote 5) F5 · balance_after: Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 6) F6 · balance_after: The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 23:26 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 47,403 | $27.31 | $1,294,575.93 |
DisclosureSEC source: 0001104659-19-037255 · a4.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109,802 F7 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 21, 2019 in multiple transactions at prices ranging from $27.21 to $27.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. (Continued in Footnote 5) F5 · balance_after: Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 6) F6 · balance_after: The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 23:26 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 214,780 | $27.71 | $5,951,553.80 |
DisclosureSEC source: 0001104659-19-037255 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,157,205 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 20, 2019 in multiple transactions at prices ranging from $27.42 to $28.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. (Continued in Footnote 5) F5 · balance_after: Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 6) F6 · balance_after: The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 00:59 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 5,166 | $26.12 | $134,935.92 |
DisclosureSEC source: 0001104659-19-034654 · a4.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,371,985 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 7, 2019 in multiple transactions at prices ranging from $26.07 to $26.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 2) F2 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 3) F3 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 06, 2019 Filed Jun 11, 2019 00:59 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionOption (Right to Buy) · Derivative | 42,272 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001104659-19-034654 · a4.xml · derivative · entry 5 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,092 Underlying: Class A Common Stock · 42,272 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options are fully vested as of May 1, 2019. Read SEC document |
| June 06, 2019 Filed Jun 11, 2019 00:59 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 37,106 | $25.72 | $954,366.32 |
DisclosureSEC source: 0001104659-19-034654 · a4.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,377,151 F1 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 2) F2 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 3) F3 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 06, 2019 Filed Jun 11, 2019 00:59 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionClass A Common Stock | 42,272 | $19.00 | $803,168.00 |
DisclosureSEC source: 0001104659-19-034654 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,414,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 2) F2 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 3) F3 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| May 01, 2019 Filed Jan 18, 2020 00:53 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 5,136 | $24.70 | $126,859.20 |
DisclosureSEC source: 0001104659-20-005244 · a5.xml · nonDerivative · entry 6 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,985 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| January 31, 2019 Filed Jan 31, 2019 23:47 UTC | Ares Management Corp ARES · Entity 3048 | GrantClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-004835 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,121 F1 · balance_after: Reflects a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 2) F2 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| January 01, 2019 Filed Jan 18, 2020 00:53 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 91,714 | $17.78 | $1,630,674.92 |
DisclosureSEC source: 0001104659-20-005244 · a5.xml · nonDerivative · entry 5 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,985 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:01 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 50,000 | $16.02 | $801,000.00 |
DisclosureSEC source: 0001104659-18-073586 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.99 to $16.05, inclusive. The reporting person undertakes to provide to Ares Capital Corporation, any security holder of Ares Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 01, 2018 Filed Jan 18, 2020 00:53 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 5,136 | $22.40 | $115,046.40 |
DisclosureSEC source: 0001104659-20-005244 · a5.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,835 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| May 01, 2017 Filed Jan 18, 2020 00:53 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 4,976 | $19.60 | $97,529.60 |
DisclosureSEC source: 0001104659-20-005244 · a5.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,971 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.