Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARES CAPITAL CORP0001287750 · Entity 3377 | Director · Chief Executive Officer | December 31, 2020 | February 12, 2021 |
| ARES STRATEGIC INCOME FUNDNONE · Entity 74462 | Director | April 24, 2023 | April 24, 2023 |
| Ares Management CorpARES · Entity 3048 | Director · Co-President | June 30, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARES CAPITAL CORP
Report date December 31, 2020 · Filed February 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-16 transaction · row 1
1 source rowRow 1 · 2020-10-16 · Gift · Disposed 225,000 · Balance 0 F1: The 225,000 shares gifted by the reporting person on October 16, 2020 were transferred to a revocable trust in which the reporting person and his wife are trustees and beneficiaries. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 300,000 |
Reported balance
After 2020-10-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-10-16 · Gift · Acquired 225,000 · Balance 300,000 F1: The 225,000 shares gifted by the reporting person on October 16, 2020 were transferred to a revocable trust in which the reporting person and his wife are trustees and beneficiaries. F2: Includes 75,000 shares previously reported as directly owned by the reporting person in a Form 4 filed on October 30, 2020. These shares were later determined to be held indirectly through a revocable trust in which the reporting person and his wife are trustees and beneficiaries. |
Filing footnotes · ownership attribution and instrument terms
F1: The 225,000 shares gifted by the reporting person on October 16, 2020 were transferred to a revocable trust in which the reporting person and his wife are trustees and beneficiaries.
F2: Includes 75,000 shares previously reported as directly owned by the reporting person in a Form 4 filed on October 30, 2020. These shares were later determined to be held indirectly through a revocable trust in which the reporting person and his wife are trustees and beneficiaries.
ARES STRATEGIC INCOME FUND
Report date April 24, 2023 · Filed April 24, 2023
This filing explicitly reported no securities owned.
Ares Management Corp
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,165,599 |
Reported balance
After 2026-06-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-30 · Tax withholding · Disposed 82,957 · Balance 1,165,599 F1: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2: Includes 987,500 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.
F2: Includes 987,500 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2021 Filed Nov 11, 2021 01:07 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 12,916 | $86.08 | $1,111,809.28 |
DisclosureSEC source: 0001628280-21-022922 · wf-form4_163659282583219.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,031 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 8, 2021 in multiple transactions at prices ranging from $85.87 to $86.11. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 08, 2021 Filed Nov 11, 2021 01:07 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 66,519 | $85.45 | $5,684,048.55 |
DisclosureSEC source: 0001628280-21-022922 · wf-form4_163659282583219.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 867,947 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 8, 2021 in multiple transactions at prices ranging from $84.87 to $85.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4, 5, 6 and 7. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 05, 2021 Filed Nov 5, 2021 22:49 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 8,804 | $86.37 | $760,401.48 |
DisclosureSEC source: 0001628280-21-022084 · wf-form4_163615258089383.xml · nonDerivative · entry 7 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934,466 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 5, 2021 in multiple transactions at prices ranging from $86.08 to $86.78. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 05, 2021 Filed Nov 5, 2021 22:49 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 33,211 | $85.59 | $2,842,529.49 |
DisclosureSEC source: 0001628280-21-022084 · wf-form4_163615258089383.xml · nonDerivative · entry 6 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 943,270 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 5, 2021 in multiple transactions at prices ranging from $85.07 to $86.04. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 22:49 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 5,499 | $86.86 | $477,643.14 |
DisclosureSEC source: 0001628280-21-022084 · wf-form4_163615258089383.xml · nonDerivative · entry 5 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976,481 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 4, 2021 in multiple transactions at prices ranging from $86.53 to $87.33. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 22:49 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 30,714 | $86.11 | $2,644,782.54 |
DisclosureSEC source: 0001628280-21-022084 · wf-form4_163615258089383.xml · nonDerivative · entry 4 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981,980 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 4, 2021 in multiple transactions at prices ranging from $85.53 to $86.52. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 22:49 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 9,152 | $86.61 | $792,654.72 |
DisclosureSEC source: 0001628280-21-022084 · wf-form4_163615258089383.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012,694 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 3, 2021 in multiple transactions at prices ranging from $86.43 to $86.92. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 22:49 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 14,308 | $85.99 | $1,230,344.92 |
DisclosureSEC source: 0001628280-21-022084 · wf-form4_163615258089383.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,846 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 3, 2021 in multiple transactions at prices ranging from $85.43 to $86.42. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 22:49 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 7,148 | $85.12 | $608,437.76 |
DisclosureSEC source: 0001628280-21-022084 · wf-form4_163615258089383.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,036,154 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 3, 2021 in multiple transactions at prices ranging from $84.43 to $85.42. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4, 5, 6, 7, 8 and 9. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 02, 2021 Filed Nov 2, 2021 23:54 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 19,393 | $84.55 | $1,639,678.15 |
DisclosureSEC source: 0001628280-21-021275 · wf-form4_163589724217007.xml · nonDerivative · entry 6 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043,302 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 2, 2021 in multiple transactions at prices ranging from $84.25 to $84.86. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 02, 2021 Filed Nov 2, 2021 23:54 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 21,071 | $83.93 | $1,768,489.03 |
DisclosureSEC source: 0001628280-21-021275 · wf-form4_163589724217007.xml · nonDerivative · entry 5 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062,695 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 2, 2021 in multiple transactions at prices ranging from $83.25 to $84.24. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 23:54 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 3,802 | $84.82 | $322,485.64 |
DisclosureSEC source: 0001628280-21-021275 · wf-form4_163589724217007.xml · nonDerivative · entry 4 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,083,766 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 1, 2021 in multiple transactions at prices ranging from $84.70 to $85.21. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 23:54 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 25,422 | $84.26 | $2,142,057.72 |
DisclosureSEC source: 0001628280-21-021275 · wf-form4_163589724217007.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087,568 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 1, 2021 in multiple transactions at prices ranging from $83.70 to $84.69. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 23:54 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 1,500 | $85.62 | $128,430.00 |
DisclosureSEC source: 0001628280-21-021275 · wf-form4_163589724217007.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112,990 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 29, 2021 in multiple transactions at prices ranging from $85.33 to $86.09. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 23:54 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 30,622 | $84.79 | $2,596,439.38 |
DisclosureSEC source: 0001628280-21-021275 · wf-form4_163589724217007.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,114,490 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 29, 2021 in multiple transactions at prices ranging from $84.32 to $85.31. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4, 5, 6, 7 and 8. F3 · balance_after: Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 00:30 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 57,380 | $78.93 | $4,529,003.40 |
DisclosureSEC source: 0001628280-21-018632 · wf-form4_163166578489170.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,145,112 F3 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Equity Incentive Plan. F2 · balance_after: Includes 563,614 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 11, 2021 Filed Sep 15, 2021 00:30 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionRestricted Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-018632 · wf-form4_163166578489170.xml · derivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 100,000 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted units are fully vested as of September 11, 2021. F4 · derivative.exercise_date: The restricted units are fully vested as of September 11, 2021. Read SEC document |
| September 11, 2021 Filed Sep 15, 2021 00:30 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionClass A Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-21-018632 · wf-form4_163166578489170.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of 100,000 restricted units granted on January 22, 2021 under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on September 11, 2021 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 563,614 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| August 16, 2021 Filed Aug 19, 2021 01:04 UTC | Ares Management Corp ARES · Entity 3048 | ConversionAres Operating Group Units · Derivative | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-21-017277 · wf-form4_162933503885123.xml · derivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Indirect · By Ares Owners Holdings L.P. Disclosed balance after: 1,510,409 Underlying: Class A Common Stock · 300,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Holdco LLC, Ares Holdings L.P., Ares Management Corporation, and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F3 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Holdco LLC, Ares Holdings L.P., Ares Management Corporation, and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Holdco LLC, Ares Holdings L.P., Ares Management Corporation, and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F3 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Holdco LLC, Ares Holdings L.P., Ares Management Corporation, and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F4 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the shares of AOG units. The AOG units indirectly held by the reporting person or the vehicle are the number of AOG units that he or the vehicle has a right to receive as a limited partner in AOH. Read SEC document |
| August 16, 2021 Filed Aug 19, 2021 01:04 UTC | Ares Management Corp ARES · Entity 3048 | ConversionClass A Common Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-017277 · wf-form4_162933503885123.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 563,614 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| August 16, 2021 Filed Aug 19, 2021 01:04 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 57,380 | $74.49 | $4,274,236.20 |
DisclosureSEC source: 0001628280-21-017277 · wf-form4_162933503885123.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,492 F1 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 563,614 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 30, 2021 Filed Aug 4, 2021 00:30 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionRestricted Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015428 · wf-form4_162803703276468.xml · derivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, generally subject to the reporting person's continued service through the applicable vesting date. F4 · derivative.exercise_date: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, generally subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| July 30, 2021 Filed Aug 4, 2021 00:30 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 53,220 | $71.61 | $3,811,084.20 |
DisclosureSEC source: 0001628280-21-015428 · wf-form4_162803703276468.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,872 F3 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Equity Incentive Plan. F2 · balance_after: Includes 663,614 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 30, 2021 Filed Aug 4, 2021 00:30 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionClass A Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-21-015428 · wf-form4_162803703276468.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of 100,000 restricted units granted on January 22, 2021 under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on July 30, 2021 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 663,614 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 01, 2021 Filed Jul 7, 2021 01:56 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionRestricted Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-013592 · wf-form4_162562294772349.xml · derivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Class A Common Stock · 100,000 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: (i) 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $65.00; and (ii) 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, in each case generally subject to the reporting person's continued service through the applicable vesting date. F4 · derivative.exercise_date: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: (i) 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $65.00; and (ii) 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, in each case generally subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| July 01, 2021 Filed Jul 7, 2021 01:56 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 53,220 | $63.90 | $3,400,758.00 |
DisclosureSEC source: 0001628280-21-013592 · wf-form4_162562294772349.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,092 F3 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Equity Incentive Plan. F2 · balance_after: Includes 663,614 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 01, 2021 Filed Jul 7, 2021 01:56 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionClass A Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-21-013592 · wf-form4_162562294772349.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of 100,000 restricted units granted on January 22, 2021 under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on July 1, 2021 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 663,614 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 26, 2021 Filed May 28, 2021 00:47 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 126,787 | $54.62 | $6,925,105.94 |
DisclosureSEC source: 0001628280-21-011261 · wf-form4_162216283228355.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,312 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 26, 2021 in multiple transactions at prices ranging from $54.50 to $54.90. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 663,614 restricted units granted under the Ares Management Corporation Third Amended and Restated Equity Incentive Plan (the "Equity Incentive Plan"). These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:47 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionOptions (Right to Buy) · Derivative | 42,274 | $19.00 Strike: $19.00 | $803,206.00 |
DisclosureSEC source: 0001628280-21-011261 · wf-form4_162216283228355.xml · derivative · entry 4 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,546 Underlying: Class A Common Stock · 42,274 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options are fully vested as of May 1, 2019. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:47 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 29,401 | $54.44 | $1,600,590.44 |
DisclosureSEC source: 0001628280-21-011261 · wf-form4_162216283228355.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,099 F1 · balance_after: Includes 663,614 restricted units granted under the Ares Management Corporation Third Amended and Restated Equity Incentive Plan (the "Equity Incentive Plan"). These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:47 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionClass A Common Stock | 42,274 | $19.00 | $803,206.00 |
DisclosureSEC source: 0001628280-21-011261 · wf-form4_162216283228355.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 663,614 restricted units granted under the Ares Management Corporation Third Amended and Restated Equity Incentive Plan (the "Equity Incentive Plan"). These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| April 08, 2021 Filed Apr 13, 2021 01:38 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionRestricted Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-006802 · wf-form4_161827790916267.xml · derivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 100,000 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: (i) 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $60.00; (ii) 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $65.00; (Continued in footnote 5) F5 · derivative.exercise_price: and (iii) 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, in each case generally subject to the reporting person's continued service through the applicable vesting date. F4 · derivative.exercise_date: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: (i) 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $60.00; (ii) 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $65.00; (Continued in footnote 5) F5 · derivative.exercise_date: and (iii) 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, in each case generally subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| April 08, 2021 Filed Apr 13, 2021 01:38 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 53,220 | $55.34 | $2,945,194.80 |
DisclosureSEC source: 0001628280-21-006802 · wf-form4_161827790916267.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880,226 F3 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Equity Incentive Plan. F2 · balance_after: Includes 663,614 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| April 08, 2021 Filed Apr 13, 2021 01:38 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionClass A Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-21-006802 · wf-form4_161827790916267.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of 100,000 restricted units granted on January 22, 2021 under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on April 8, 2021 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 663,614 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:43 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 13,305 | $45.16 | $600,853.80 |
DisclosureSEC source: 0001628280-21-001441 · wf-form4_161240660736919.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,446 F1 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 663,614 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 21, 2021 Filed Jan 23, 2021 02:41 UTC | Ares Management Corp ARES · Entity 3048 | GrantRestricted Units · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000739 · wf-form4_161136966354642.xml · derivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Class A Common Stock · 400,000 shares Expires 2029-01-22 F5 · derivative.exercise_price: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: (i) 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $55.00; (ii) 100,0000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $60.00; (Continued in footnote 6) F6 · derivative.exercise_price: (iii) 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $65.00; (iv) 100,0000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, in each case generally subject to the reporting person's continued service through the applicable vesting date. F5 · derivative.exercise_date: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: (i) 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $55.00; (ii) 100,0000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $60.00; (Continued in footnote 6) F6 · derivative.exercise_date: (iii) 100,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $65.00; (iv) 100,0000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, in each case generally subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| January 21, 2021 Filed Jan 23, 2021 02:41 UTC | Ares Management Corp ARES · Entity 3048 | GrantClass A Common Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000739 · wf-form4_161136966354642.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,751 F3 · shares: Granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2023, 2024, 2025 and 2026. F4 · balance_after: Includes 688,614 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:41 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 297 | $46.42 | $13,786.74 |
DisclosureSEC source: 0001628280-21-000739 · wf-form4_161136966354642.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,751 F1 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 488,614 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 02:09 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 96,758 | $47.05 | $4,552,463.90 |
DisclosureSEC source: 0001628280-21-000229 · wf-form4_160998535875884.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,048 F1 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 489,172 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| October 28, 2020 Filed Oct 31, 2020 00:00 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 75,000 | $13.98 | $1,048,500.00 |
DisclosureSEC source: 0001104659-20-120149 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.92 to $14.02, inclusive. The reporting person undertakes to provide to Ares Capital Corporation, any security holder of Ares Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| October 16, 2020 Filed Feb 12, 2021 23:00 UTC | ARES CAPITAL CORP 0001287750 · Entity 3377 | GiftCommon Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-022186 · a5.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 300,000 F1 · shares: The 225,000 shares gifted by the reporting person on October 16, 2020 were transferred to a revocable trust in which the reporting person and his wife are trustees and beneficiaries. F1 · balance_after: The 225,000 shares gifted by the reporting person on October 16, 2020 were transferred to a revocable trust in which the reporting person and his wife are trustees and beneficiaries. F2 · balance_after: Includes 75,000 shares previously reported as directly owned by the reporting person in a Form 4 filed on October 30, 2020. These shares were later determined to be held indirectly through a revocable trust in which the reporting person and his wife are trustees and beneficiaries. Read SEC document |
| October 16, 2020 Filed Feb 12, 2021 23:00 UTC | ARES CAPITAL CORP 0001287750 · Entity 3377 | GiftCommon Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-022186 · a5.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The 225,000 shares gifted by the reporting person on October 16, 2020 were transferred to a revocable trust in which the reporting person and his wife are trustees and beneficiaries. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:52 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 7,245 | $40.17 | $291,031.65 |
DisclosureSEC source: 0001628280-20-013677 · wf-form4_160029676598904.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,806 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 15, 2020 in multiple transactions at prices ranging from $40.15 to $40.21. F2 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:52 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 20,000 | $40.50 | $810,000.00 |
DisclosureSEC source: 0001628280-20-013677 · wf-form4_160029676598904.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,051 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 14, 2020 in multiple transactions at prices ranging from $40.40 to $40.72. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 3. F2 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 02, 2020 Filed Sep 2, 2020 22:10 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 6,910 | $41.00 | $283,310.00 |
DisclosureSEC source: 0001628280-20-013236 · wf-form4_159908458529148.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771,051 F2 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 22:10 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 24,977 | $40.60 | $1,014,066.20 |
DisclosureSEC source: 0001628280-20-013236 · wf-form4_159908458529148.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,961 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 31, 2020 in multiple transactions at prices ranging from $40.50 to $40.78. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 00:49 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 200 | $42.00 | $8,400.00 |
DisclosureSEC source: 0001628280-20-012458 · wf-form4_159719333654772.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,938 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 00:49 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 30,166 | $41.40 | $1,248,872.40 |
DisclosureSEC source: 0001628280-20-012458 · wf-form4_159719333654772.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,138 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 10, 2020 in multiple transactions at prices ranging from $41.00 to $41.98. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| August 07, 2020 Filed Aug 12, 2020 00:49 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 400 | $41.01 | $16,404.00 |
DisclosureSEC source: 0001628280-20-012458 · wf-form4_159719333654772.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,304 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 7, 2020 in multiple transactions at prices ranging from $41.00 to $41.03. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 01:10 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 1,590 | $40.13 | $63,806.70 |
DisclosureSEC source: 0001628280-20-011862 · wf-form4_159667620285783.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,704 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 4, 2020 in multiple transactions at prices ranging from $40.00 to $40.34. F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.