Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STEM, INC.STEM · Entity 7172 | Chief Executive Officer | June 30, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STEM, INC.
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | Direct | 19,109 |
Ending reported balance
After 2026-07-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-30 · Exercise / conversion · Acquired 8,125 · Balance 21,105 Row 2 · 2026-07-02 · Sale · Disposed 1,996 · Balance 19,109 F1: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of PSUs on June 30, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 8,125 |
Reported balance
After 2026-06-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-30 · Exercise / conversion · Disposed 8,125 · Balance 8,125 F2: Each performance stock unit ("PSU") represented a contingent right to receive one share of the Issuer's common stock if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equaled or exceeded $17.60 (the "Performance Metric") during a performance period ending on June 30, 2028 (the "Performance Period"). F3: On June 30, 2025, the Reporting Person was granted 16,250 PSUs, 8,125 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of PSUs on June 30, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
F2: Each performance stock unit ("PSU") represented a contingent right to receive one share of the Issuer's common stock if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equaled or exceeded $17.60 (the "Performance Metric") during a performance period ending on June 30, 2028 (the "Performance Period").
F3: On June 30, 2025, the Reporting Person was granted 16,250 PSUs, 8,125 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2026 Filed Jul 2, 2026 22:56 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 1,996 | $7.85 | $15,668.60 |
DisclosureSEC source: 0002052035-26-000004 · wk-form4_1783032969.xml · nonDerivative · entry 2 Narayanan Arun · CIK 0002052035 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,109 F1 · kind: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of PSUs on June 30, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 22:56 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionPerformance Stock Unit · Derivative | 8,125 | $0.00 | $0.00 |
DisclosureSEC source: 0002052035-26-000004 · wk-form4_1783032969.xml · derivative · entry 3 Narayanan Arun · CIK 0002052035 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,125 Underlying: Common Stock, Par Value $0.0001 Per Share · 8,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance stock unit ("PSU") represented a contingent right to receive one share of the Issuer's common stock if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equaled or exceeded $17.60 (the "Performance Metric") during a performance period ending on June 30, 2028 (the "Performance Period"). F3 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 16,250 PSUs, 8,125 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period. F3 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 16,250 PSUs, 8,125 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 22:56 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 8,125 | $7.81 | $63,456.25 |
DisclosureSEC source: 0002052035-26-000004 · wk-form4_1783032969.xml · nonDerivative · entry 1 Narayanan Arun · CIK 0002052035 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2026 Filed Mar 10, 2026 21:12 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 5,145 | $11.12 | $57,212.40 |
DisclosureSEC source: 0002052035-26-000002 · wk-form4_1773177138.xml · nonDerivative · entry 3 Narayanan Arun · CIK 0002052035 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,980 F2 · kind: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of restricted stock units on March 7, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 21:12 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0002052035-26-000002 · wk-form4_1773177138.xml · derivative · entry 5 Narayanan Arun · CIK 0002052035 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,625 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. F4 · derivative.exercise_date: On January 27, 2025, the reporting person was granted 11,250 RSUs vesting in two near equal annual installments, the first of which vested on March 7, 2026. F4 · derivative.expiration_date: On January 27, 2025, the reporting person was granted 11,250 RSUs vesting in two near equal annual installments, the first of which vested on March 7, 2026. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 21:12 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0002052035-26-000002 · wk-form4_1773177138.xml · derivative · entry 4 Narayanan Arun · CIK 0002052035 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: On January 27, 2025, the reporting person was granted 37,500 RSUs vesting in three near equal annual installments, the first of which vested on March 7, 2026. F3 · derivative.expiration_date: On January 27, 2025, the reporting person was granted 37,500 RSUs vesting in three near equal annual installments, the first of which vested on March 7, 2026. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 21:12 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 5,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002052035-26-000002 · wk-form4_1773177138.xml · nonDerivative · entry 2 Narayanan Arun · CIK 0002052035 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 21:12 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002052035-26-000002 · wk-form4_1773177138.xml · nonDerivative · entry 1 Narayanan Arun · CIK 0002052035 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 00:34 UTC | STEM, INC. STEM · Entity 7172 | GrantPerformance Stock Unit · Derivative | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-26-000010 · wk-form4_1772498050.xml · derivative · entry 2 Narayanan Arun · CIK 0002052035 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,400 Underlying: Common Stock, Par Value $0.0001 Per Share · 38,400 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On February 26, 2026, the Reporting Person was granted 38,400 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. F3 · derivative.expiration_date: On February 26, 2026, the Reporting Person was granted 38,400 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 00:34 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 57,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-26-000010 · wk-form4_1772498050.xml · derivative · entry 1 Narayanan Arun · CIK 0002052035 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,600 Underlying: Common Stock, Par Value $0.0001 Per Share · 57,600 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On February 26, 2026, the Reporting Person was granted 57,600 RSUs vesting in three nearly equal annual installments (33%, 33%, 34%), beginning on March 7, 2027. F2 · derivative.expiration_date: On February 26, 2026, the Reporting Person was granted 57,600 RSUs vesting in three nearly equal annual installments (33%, 33%, 34%), beginning on March 7, 2027. Read SEC document |
| January 27, 2025 Filed Jan 28, 2025 23:16 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-010017 · ownership.xml · derivative · entry 2 Narayanan Arun · CIK 0002052035 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 750,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSU award vests ratably in three equal annual installments, with the first 33% vesting on March 7, 2026, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. F3 · derivative.expiration_date: The RSU award vests ratably in three equal annual installments, with the first 33% vesting on March 7, 2026, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. Read SEC document |
| January 27, 2025 Filed Jan 28, 2025 23:16 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-010017 · ownership.xml · derivative · entry 1 Narayanan Arun · CIK 0002052035 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 225,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSU award vests ratably in two equal annual installments, with the first 50% vesting on March 7, 2026, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. F2 · derivative.expiration_date: The RSU award vests ratably in two equal annual installments, with the first 50% vesting on March 7, 2026, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. Read SEC document |
| January 27, 2025 Filed Mar 3, 2026 00:34 UTC | STEM, INC. STEM · Entity 7172 | GrantPerformance Stock Unit · Derivative | 16,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-26-000010 · wk-form4_1772498050.xml · derivative · entry 3 Narayanan Arun · CIK 0002052035 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,250 Underlying: Common Stock, Par Value $0.0001 Per Share · 16,250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: On January 27, 2025, the Reporting Person was granted 16,250 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. These PSUs were inadvertently omitted from the previous Form 4. F4 · derivative.expiration_date: On January 27, 2025, the Reporting Person was granted 16,250 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. These PSUs were inadvertently omitted from the previous Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.