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Yao Zhengbin

Disclosed activity across 4 companies

Tapewire entity
32935
SEC CIK
0001326228

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALUMIS INC.ALMS · Entity 4816DirectorJune 30, 2026July 02, 2026
ArriVent BioPharma, Inc.AVBP · Entity 4699Director · President and CEOFebruary 02, 2026February 05, 2026
NexImmune, Inc.NEXI · Entity 89921DirectorJuly 05, 2023July 07, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALUMIS INC.

Report date June 30, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,082 Reported balance After 2026-06-30 transaction · row 1
1 source row

Row 1 · 2026-06-30 · Grant · Acquired 3,553 · Balance 27,082

F1: Represents shares of common stock issuable upon settlement of a restricted stock unit ("RSU") grant. The shares underlying this RSU vest on the first anniversary of the date of grant, provided that the shares will in any case be fully vested on the date of the Issuer's 2027 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan), subject to the Reporting Person's Continuous Service (as defined in the Plan) through such date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.14 · Expires 2036-06-29Direct15,528 Reported balance After 2026-06-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-30 · Grant · Acquired 15,528 · Balance 15,528

F2: The shares underlying this option vest on the first anniversary of the date of grant, provided that the shares will in any case be fully vested on the date of the Issuer's 2027 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Plan) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan), subject to the Reporting Person's Continuous Service (as defined in the Plan) through such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock issuable upon settlement of a restricted stock unit ("RSU") grant. The shares underlying this RSU vest on the first anniversary of the date of grant, provided that the shares will in any case be fully vested on the date of the Issuer's 2027 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan), subject to the Reporting Person's Continuous Service (as defined in the Plan) through such date.

F2: The shares underlying this option vest on the first anniversary of the date of grant, provided that the shares will in any case be fully vested on the date of the Issuer's 2027 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Plan) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan), subject to the Reporting Person's Continuous Service (as defined in the Plan) through such date.

ArriVent BioPharma, Inc.

Report date February 02, 2026 · Filed February 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.67 · Expires 2036-02-02Direct550,000 Reported balance After 2026-02-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-02 · Grant · Acquired 550,000 · Balance 550,000

F1: The shares underlying this option vest as to 25% on February 2, 2027, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares underlying this option vest as to 25% on February 2, 2027, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.

NexImmune, Inc.

Report date July 05, 2023 · Filed July 07, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.29 · Expires 2033-07-04Direct44,983 Reported balance After 2023-07-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-07-05 · Grant · Acquired 44,983 · Balance 44,983

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Viela Bio, Inc.

Report date March 13, 2021 · Filed March 15, 2021

Section 16 reporting ended · disclosed 2021-03-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-03-13 transaction · row 1
1 source row

Row 1 · 2021-03-13 · Disposition to issuer · Disposed 270,219 · Balance 0

F1: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated January 31, 2021 (the "Merger Agreement"), by and among the Issuer, Horizon Therapeutics USA, Inc., Teiripic Merger Sub, Inc. ("Purchaser"), and for certain purposes, Horizon Therapeutics plc ("Ultimate Parent"), including the completion on March 13, 2021 of a tender offer to purchase all of the outstanding shares of Issuer common stock at a price of $53.00 per share in cash, without interest, less any required withholding taxes (the "Offer Price"), and the consummation of the merger (the "Merger") between the Issuer and Purchaser on on March 15, 2021. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was cancelled in exchange for the right to receive an amount equal to the Offer Price.

Common StockSEC Table I · non-derivativeIndirectHeld by Yao Irrevocable Trust0 Reported balance After 2021-03-13 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-03-13 · Disposition to issuer · Disposed 200,000 · Balance 0

F1: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated January 31, 2021 (the "Merger Agreement"), by and among the Issuer, Horizon Therapeutics USA, Inc., Teiripic Merger Sub, Inc. ("Purchaser"), and for certain purposes, Horizon Therapeutics plc ("Ultimate Parent"), including the completion on March 13, 2021 of a tender offer to purchase all of the outstanding shares of Issuer common stock at a price of $53.00 per share in cash, without interest, less any required withholding taxes (the "Offer Price"), and the consummation of the merger (the "Merger") between the Issuer and Purchaser on on March 15, 2021. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was cancelled in exchange for the right to receive an amount equal to the Offer Price.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.10 · Expires 2030-03-01Direct0 Reported balance After 2021-03-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-03-15 · Disposition to issuer · Disposed 188,057 · Balance 0

F2: Pursuant to the Merger Agreement, at the Effective Time, each of the outstanding options that was otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was accelerated and became fully vested, and each of such outstanding options was canceled and converted into the right to receive a cash amount (without interest) equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess of (x) $53.00 over (y) the exercise price payable per share under such option.

F3: Pursuant to the Merger Agreement, at the Effective Time, each of the unvested and outstanding options that was not otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was converted into into an option to purchase Ultimate Parent ordinary shares, subject to substantially the same vesting terms and conditions as were applicable to such option immediately prior to the Effective Time, with respect to the number of Ultimate Parent ordinary shares determined by multiplying (i) the number of shares subject to such option immediately prior to the Effective Time and (ii) an exchange ratio equal to 0.6047.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.84 · Expires 2029-08-25Direct0 Reported balance After 2021-03-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-03-15 · Disposition to issuer · Disposed 120,000 · Balance 0

F2: Pursuant to the Merger Agreement, at the Effective Time, each of the outstanding options that was otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was accelerated and became fully vested, and each of such outstanding options was canceled and converted into the right to receive a cash amount (without interest) equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess of (x) $53.00 over (y) the exercise price payable per share under such option.

F3: Pursuant to the Merger Agreement, at the Effective Time, each of the unvested and outstanding options that was not otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was converted into into an option to purchase Ultimate Parent ordinary shares, subject to substantially the same vesting terms and conditions as were applicable to such option immediately prior to the Effective Time, with respect to the number of Ultimate Parent ordinary shares determined by multiplying (i) the number of shares subject to such option immediately prior to the Effective Time and (ii) an exchange ratio equal to 0.6047.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.84 · Expires 2028-05-10Direct0 Reported balance After 2021-03-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-03-15 · Disposition to issuer · Disposed 309,375 · Balance 0

F2: Pursuant to the Merger Agreement, at the Effective Time, each of the outstanding options that was otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was accelerated and became fully vested, and each of such outstanding options was canceled and converted into the right to receive a cash amount (without interest) equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess of (x) $53.00 over (y) the exercise price payable per share under such option.

F3: Pursuant to the Merger Agreement, at the Effective Time, each of the unvested and outstanding options that was not otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was converted into into an option to purchase Ultimate Parent ordinary shares, subject to substantially the same vesting terms and conditions as were applicable to such option immediately prior to the Effective Time, with respect to the number of Ultimate Parent ordinary shares determined by multiplying (i) the number of shares subject to such option immediately prior to the Effective Time and (ii) an exchange ratio equal to 0.6047.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated January 31, 2021 (the "Merger Agreement"), by and among the Issuer, Horizon Therapeutics USA, Inc., Teiripic Merger Sub, Inc. ("Purchaser"), and for certain purposes, Horizon Therapeutics plc ("Ultimate Parent"), including the completion on March 13, 2021 of a tender offer to purchase all of the outstanding shares of Issuer common stock at a price of $53.00 per share in cash, without interest, less any required withholding taxes (the "Offer Price"), and the consummation of the merger (the "Merger") between the Issuer and Purchaser on on March 15, 2021. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was cancelled in exchange for the right to receive an amount equal to the Offer Price.

F2: Pursuant to the Merger Agreement, at the Effective Time, each of the outstanding options that was otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was accelerated and became fully vested, and each of such outstanding options was canceled and converted into the right to receive a cash amount (without interest) equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess of (x) $53.00 over (y) the exercise price payable per share under such option.

F3: Pursuant to the Merger Agreement, at the Effective Time, each of the unvested and outstanding options that was not otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was converted into into an option to purchase Ultimate Parent ordinary shares, subject to substantially the same vesting terms and conditions as were applicable to such option immediately prior to the Effective Time, with respect to the number of Ultimate Parent ordinary shares determined by multiplying (i) the number of shares subject to such option immediately prior to the Effective Time and (ii) an exchange ratio equal to 0.6047.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2026 Filed Jul 2, 2026 22:28 UTC ALUMIS INC. ALMS · Entity 4816 GrantStock Option (Right to Buy) · Derivative 15,528 $0.00 Strike: $28.14 $0.00
Disclosure

SEC source: 0001326228-26-000004 · form4-07022026_100738.xml · derivative · entry 2

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,528

Underlying: Common Stock · 15,528 shares

Expires 2036-06-29

F2 · derivative.exercise_date: The shares underlying this option vest on the first anniversary of the date of grant, provided that the shares will in any case be fully vested on the date of the Issuer's 2027 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Plan) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan), subject to the Reporting Person's Continuous Service (as defined in the Plan) through such date.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 22:28 UTC ALUMIS INC. ALMS · Entity 4816 GrantCommon Stock 3,553 $0.00 $0.00
Disclosure

SEC source: 0001326228-26-000004 · form4-07022026_100738.xml · nonDerivative · entry 1

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,082

F1 · shares: Represents shares of common stock issuable upon settlement of a restricted stock unit ("RSU") grant. The shares underlying this RSU vest on the first anniversary of the date of grant, provided that the shares will in any case be fully vested on the date of the Issuer's 2027 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan), subject to the Reporting Person's Continuous Service (as defined in the Plan) through such date.

Read SEC document
February 02, 2026 Filed Feb 5, 2026 01:40 UTC ArriVent BioPharma, Inc. AVBP · Entity 4699 GrantStock Option (right to buy) · Derivative 550,000 $0.00 Strike: $22.67 $0.00
Disclosure

SEC source: 0001104659-26-010472 · tm265104-4_4seq1.xml · derivative · entry 1

Yao Zhengbin · CIK 0001326228 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2036-02-02

F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on February 2, 2027, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
July 30, 2025 Filed Aug 1, 2025 20:05 UTC ALUMIS INC. ALMS · Entity 4816 GrantStock Option (Right to Buy) · Derivative 49,800 $0.00 Strike: $4.10 $0.00
Disclosure

SEC source: 0001415889-25-020836 · form4-08012025_040807.xml · derivative · entry 1

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,800

Underlying: Common Stock · 49,800 shares

Expires 2035-07-29

F1 · derivative.exercise_date: The shares underlying this option vest on the first anniversary of the date of grant, provided that the shares will in any case be fully vested on the date of the Issuer's 2026 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan), subject to the Reporting Person's Continuous Service (as defined in the Plan) through such date.

Read SEC document
February 03, 2025 Filed Feb 14, 2025 21:27 UTC ArriVent BioPharma, Inc. AVBP · Entity 4699 GrantStock Option (right to buy) · Derivative 380,000 $0.00 Strike: $27.56 $0.00
Disclosure

SEC source: 0001104659-25-014175 · tm256714-5_4seq1.xml · derivative · entry 1

Yao Zhengbin · CIK 0001326228 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,000

Underlying: Common Stock · 380,000 shares

Expires 2035-02-03

F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on February 3, 2026, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:42 UTC ALUMIS INC. ALMS · Entity 4816 GrantStock Option (Right to Buy) · Derivative 4,278 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018608 · form4-07012024_080744.xml · derivative · entry 7

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,278

Underlying: Common Stock · 4,278 shares

Expires 2032-01-26

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F3 · derivative.exercise_date: Option vests in 36 equal monthly installments from January 27, 2022, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:42 UTC ALUMIS INC. ALMS · Entity 4816 Disposition to issuerStock Option (Right to Buy) · Derivative 4,278 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001415889-24-018608 · form4-07012024_080744.xml · derivative · entry 6

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,278 shares

Expires 2032-01-26

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F3 · derivative.exercise_date: Option vests in 36 equal monthly installments from January 27, 2022, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:42 UTC ALUMIS INC. ALMS · Entity 4816 GrantStock Option (Right to Buy) · Derivative 31,016 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001415889-24-018608 · form4-07012024_080744.xml · derivative · entry 5

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,016

Underlying: Common Stock · 31,016 shares

Expires 2034-06-26

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F2 · derivative.exercise_date: Option vests over a 3-year period, with 1/3 of the total number of shares subject to the option vesting on each of the first three anniversaries of June 21, 2024, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:42 UTC ALUMIS INC. ALMS · Entity 4816 Disposition to issuerStock Option (Right to Buy) · Derivative 31,016 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001415889-24-018608 · form4-07012024_080744.xml · derivative · entry 4

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 31,106 shares

Expires 2034-06-26

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F3 · derivative.exercise_date: Option vests in 36 equal monthly installments from January 27, 2022, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:42 UTC ALUMIS INC. ALMS · Entity 4816 GrantCommon Stock 23,529 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-018608 · form4-07012024_080744.xml · nonDerivative · entry 2

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,529

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:42 UTC ALUMIS INC. ALMS · Entity 4816 Disposition to issuerClass A Common Stock 23,529 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-018608 · form4-07012024_080744.xml · nonDerivative · entry 1

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

Read SEC document
June 27, 2024 Filed Jul 1, 2024 20:42 UTC ALUMIS INC. ALMS · Entity 4816 GrantStock Option (Right to Buy) · Derivative 31,016 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001415889-24-018608 · form4-07012024_080744.xml · derivative · entry 3

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,016

Underlying: Class A Common Stock · 31,016 shares

Expires 2034-06-26

F2 · derivative.exercise_date: Option vests over a 3-year period, with 1/3 of the total number of shares subject to the option vesting on each of the first three anniversaries of June 21, 2024, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:20 UTC NexImmune, Inc. NEXI · Entity 89921 GrantStock Option (right to buy) · Derivative 44,983 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0000950170-23-032252 · ownership.xml · derivative · entry 1

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,983

Underlying: Common Stock · 44,983 shares

Expires 2033-07-04

Read SEC document
April 04, 2023 Filed Apr 7, 2023 00:37 UTC NexImmune, Inc. NEXI · Entity 89921 GrantStock Option (right to buy) · Derivative 23,122 Not disclosed Strike: $1.64 Not disclosed
Disclosure

SEC source: 0001209191-23-023684 · doc4.xml · derivative · entry 6

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,122

Underlying: Common Stock · 23,122 shares

Expires 2018-03-18

F3 · kind: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 19, 2019, of which all of the shares subject to such option have vested.

F3 · price: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 19, 2019, of which all of the shares subject to such option have vested.

F3 · derivative.exercise_date: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 19, 2019, of which all of the shares subject to such option have vested.

Read SEC document
April 04, 2023 Filed Apr 7, 2023 00:37 UTC NexImmune, Inc. NEXI · Entity 89921 Disposition to issuerStock Option (right to buy) · Derivative 23,122 Not disclosed Strike: $4.31 Not disclosed
Disclosure

SEC source: 0001209191-23-023684 · doc4.xml · derivative · entry 5

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,122 shares

Expires 2018-03-18

F3 · kind: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 19, 2019, of which all of the shares subject to such option have vested.

F3 · price: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 19, 2019, of which all of the shares subject to such option have vested.

F3 · derivative.exercise_date: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 19, 2019, of which all of the shares subject to such option have vested.

Read SEC document
April 04, 2023 Filed Apr 7, 2023 00:37 UTC NexImmune, Inc. NEXI · Entity 89921 GrantStock Option (right to buy) · Derivative 9,556 Not disclosed Strike: $1.64 Not disclosed
Disclosure

SEC source: 0001209191-23-023684 · doc4.xml · derivative · entry 4

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,556

Underlying: Common Stock · 9,556 shares

Expires 2031-02-10

F2 · kind: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on February 11, 2021, of which all of the shares subject to such option have vested.

F2 · price: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on February 11, 2021, of which all of the shares subject to such option have vested.

F2 · derivative.exercise_date: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on February 11, 2021, of which all of the shares subject to such option have vested.

Read SEC document
April 04, 2023 Filed Apr 7, 2023 00:37 UTC NexImmune, Inc. NEXI · Entity 89921 Disposition to issuerStock Option (right to buy) · Derivative 9,556 Not disclosed Strike: $17.00 Not disclosed
Disclosure

SEC source: 0001209191-23-023684 · doc4.xml · derivative · entry 3

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,556 shares

Expires 2031-02-10

F2 · kind: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on February 11, 2021, of which all of the shares subject to such option have vested.

F2 · price: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on February 11, 2021, of which all of the shares subject to such option have vested.

F2 · derivative.exercise_date: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on February 11, 2021, of which all of the shares subject to such option have vested.

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April 04, 2023 Filed Apr 7, 2023 00:37 UTC NexImmune, Inc. NEXI · Entity 89921 GrantStock Option (right to buy) · Derivative 61,678 Not disclosed Strike: $1.64 Not disclosed
Disclosure

SEC source: 0001209191-23-023684 · doc4.xml · derivative · entry 2

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,678

Underlying: Common Stock · 61,678 shares

Expires 2032-06-12

F1 · kind: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on June 13, 2022, of which all of the shares subject to such option will vest on June 13, 2023, subject to Mr. Yao's continued service on such vesting date.

F1 · price: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on June 13, 2022, of which all of the shares subject to such option will vest on June 13, 2023, subject to Mr. Yao's continued service on such vesting date.

F1 · derivative.exercise_date: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on June 13, 2022, of which all of the shares subject to such option will vest on June 13, 2023, subject to Mr. Yao's continued service on such vesting date.

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April 04, 2023 Filed Apr 7, 2023 00:37 UTC NexImmune, Inc. NEXI · Entity 89921 Disposition to issuerStock Option (right to buy) · Derivative 61,678 Not disclosed Strike: $1.82 Not disclosed
Disclosure

SEC source: 0001209191-23-023684 · doc4.xml · derivative · entry 1

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,678 shares

Expires 2032-06-12

F1 · kind: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on June 13, 2022, of which all of the shares subject to such option will vest on June 13, 2023, subject to Mr. Yao's continued service on such vesting date.

F1 · price: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on June 13, 2022, of which all of the shares subject to such option will vest on June 13, 2023, subject to Mr. Yao's continued service on such vesting date.

F1 · derivative.exercise_date: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on June 13, 2022, of which all of the shares subject to such option will vest on June 13, 2023, subject to Mr. Yao's continued service on such vesting date.

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June 13, 2022 Filed Jun 15, 2022 20:57 UTC NexImmune, Inc. NEXI · Entity 89921 GrantStock Option (Right to Buy) · Derivative 61,678 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001209191-22-037006 · doc4.xml · derivative · entry 1

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,678

Underlying: Common Stock · 61,678 shares

Expires 2032-06-12

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March 15, 2021 Filed Mar 15, 2021 13:15 UTC Viela Bio, Inc. VIE · Entity 141253 Disposition to issuerStock Option (right to buy) · Derivative 309,375 Not disclosed Strike: $2.84 Not disclosed
Disclosure

SEC source: 0000899243-21-011495 · doc4.xml · derivative · entry 5

Yao Zhengbin · CIK 0001326228 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 309,375 shares

Expires 2028-05-10

F2 · kind: Pursuant to the Merger Agreement, at the Effective Time, each of the outstanding options that was otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was accelerated and became fully vested, and each of such outstanding options was canceled and converted into the right to receive a cash amount (without interest) equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess of (x) $53.00 over (y) the exercise price payable per share under such option.

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each of the unvested and outstanding options that was not otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was converted into into an option to purchase Ultimate Parent ordinary shares, subject to substantially the same vesting terms and conditions as were applicable to such option immediately prior to the Effective Time, with respect to the number of Ultimate Parent ordinary shares determined by multiplying (i) the number of shares subject to such option immediately prior to the Effective Time and (ii) an exchange ratio equal to 0.6047.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each of the outstanding options that was otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was accelerated and became fully vested, and each of such outstanding options was canceled and converted into the right to receive a cash amount (without interest) equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess of (x) $53.00 over (y) the exercise price payable per share under such option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each of the unvested and outstanding options that was not otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was converted into into an option to purchase Ultimate Parent ordinary shares, subject to substantially the same vesting terms and conditions as were applicable to such option immediately prior to the Effective Time, with respect to the number of Ultimate Parent ordinary shares determined by multiplying (i) the number of shares subject to such option immediately prior to the Effective Time and (ii) an exchange ratio equal to 0.6047.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each of the outstanding options that was otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was accelerated and became fully vested, and each of such outstanding options was canceled and converted into the right to receive a cash amount (without interest) equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess of (x) $53.00 over (y) the exercise price payable per share under such option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each of the unvested and outstanding options that was not otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was converted into into an option to purchase Ultimate Parent ordinary shares, subject to substantially the same vesting terms and conditions as were applicable to such option immediately prior to the Effective Time, with respect to the number of Ultimate Parent ordinary shares determined by multiplying (i) the number of shares subject to such option immediately prior to the Effective Time and (ii) an exchange ratio equal to 0.6047.

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March 15, 2021 Filed Mar 15, 2021 13:15 UTC Viela Bio, Inc. VIE · Entity 141253 Disposition to issuerStock Option (right to buy) · Derivative 120,000 Not disclosed Strike: $15.84 Not disclosed
Disclosure

SEC source: 0000899243-21-011495 · doc4.xml · derivative · entry 4

Yao Zhengbin · CIK 0001326228 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,000 shares

Expires 2029-08-25

F2 · kind: Pursuant to the Merger Agreement, at the Effective Time, each of the outstanding options that was otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was accelerated and became fully vested, and each of such outstanding options was canceled and converted into the right to receive a cash amount (without interest) equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess of (x) $53.00 over (y) the exercise price payable per share under such option.

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each of the unvested and outstanding options that was not otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was converted into into an option to purchase Ultimate Parent ordinary shares, subject to substantially the same vesting terms and conditions as were applicable to such option immediately prior to the Effective Time, with respect to the number of Ultimate Parent ordinary shares determined by multiplying (i) the number of shares subject to such option immediately prior to the Effective Time and (ii) an exchange ratio equal to 0.6047.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each of the outstanding options that was otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was accelerated and became fully vested, and each of such outstanding options was canceled and converted into the right to receive a cash amount (without interest) equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess of (x) $53.00 over (y) the exercise price payable per share under such option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each of the unvested and outstanding options that was not otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was converted into into an option to purchase Ultimate Parent ordinary shares, subject to substantially the same vesting terms and conditions as were applicable to such option immediately prior to the Effective Time, with respect to the number of Ultimate Parent ordinary shares determined by multiplying (i) the number of shares subject to such option immediately prior to the Effective Time and (ii) an exchange ratio equal to 0.6047.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each of the outstanding options that was otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was accelerated and became fully vested, and each of such outstanding options was canceled and converted into the right to receive a cash amount (without interest) equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess of (x) $53.00 over (y) the exercise price payable per share under such option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each of the unvested and outstanding options that was not otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was converted into into an option to purchase Ultimate Parent ordinary shares, subject to substantially the same vesting terms and conditions as were applicable to such option immediately prior to the Effective Time, with respect to the number of Ultimate Parent ordinary shares determined by multiplying (i) the number of shares subject to such option immediately prior to the Effective Time and (ii) an exchange ratio equal to 0.6047.

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March 15, 2021 Filed Mar 15, 2021 13:15 UTC Viela Bio, Inc. VIE · Entity 141253 Disposition to issuerStock Option (right to buy) · Derivative 188,057 Not disclosed Strike: $41.10 Not disclosed
Disclosure

SEC source: 0000899243-21-011495 · doc4.xml · derivative · entry 3

Yao Zhengbin · CIK 0001326228 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 188,057 shares

Expires 2030-03-01

F2 · kind: Pursuant to the Merger Agreement, at the Effective Time, each of the outstanding options that was otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was accelerated and became fully vested, and each of such outstanding options was canceled and converted into the right to receive a cash amount (without interest) equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess of (x) $53.00 over (y) the exercise price payable per share under such option.

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each of the unvested and outstanding options that was not otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was converted into into an option to purchase Ultimate Parent ordinary shares, subject to substantially the same vesting terms and conditions as were applicable to such option immediately prior to the Effective Time, with respect to the number of Ultimate Parent ordinary shares determined by multiplying (i) the number of shares subject to such option immediately prior to the Effective Time and (ii) an exchange ratio equal to 0.6047.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each of the outstanding options that was otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was accelerated and became fully vested, and each of such outstanding options was canceled and converted into the right to receive a cash amount (without interest) equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess of (x) $53.00 over (y) the exercise price payable per share under such option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each of the unvested and outstanding options that was not otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was converted into into an option to purchase Ultimate Parent ordinary shares, subject to substantially the same vesting terms and conditions as were applicable to such option immediately prior to the Effective Time, with respect to the number of Ultimate Parent ordinary shares determined by multiplying (i) the number of shares subject to such option immediately prior to the Effective Time and (ii) an exchange ratio equal to 0.6047.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each of the outstanding options that was otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was accelerated and became fully vested, and each of such outstanding options was canceled and converted into the right to receive a cash amount (without interest) equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess of (x) $53.00 over (y) the exercise price payable per share under such option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each of the unvested and outstanding options that was not otherwise eligible to vest in accordance with its terms on or before June 1, 2021, subject solely to the continued services of the holder of such option with the Issuer through such date, was converted into into an option to purchase Ultimate Parent ordinary shares, subject to substantially the same vesting terms and conditions as were applicable to such option immediately prior to the Effective Time, with respect to the number of Ultimate Parent ordinary shares determined by multiplying (i) the number of shares subject to such option immediately prior to the Effective Time and (ii) an exchange ratio equal to 0.6047.

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March 13, 2021 Filed Mar 15, 2021 13:15 UTC Viela Bio, Inc. VIE · Entity 141253 Disposition to issuerCommon Stock 200,000 $53.00 $10,600,000.00
Disclosure

SEC source: 0000899243-21-011495 · doc4.xml · nonDerivative · entry 2

Yao Zhengbin · CIK 0001326228 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Yao Irrevocable Trust

Disclosed balance after: 0

F1 · kind: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated January 31, 2021 (the "Merger Agreement"), by and among the Issuer, Horizon Therapeutics USA, Inc., Teiripic Merger Sub, Inc. ("Purchaser"), and for certain purposes, Horizon Therapeutics plc ("Ultimate Parent"), including the completion on March 13, 2021 of a tender offer to purchase all of the outstanding shares of Issuer common stock at a price of $53.00 per share in cash, without interest, less any required withholding taxes (the "Offer Price"), and the consummation of the merger (the "Merger") between the Issuer and Purchaser on on March 15, 2021. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was cancelled in exchange for the right to receive an amount equal to the Offer Price.

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March 13, 2021 Filed Mar 15, 2021 13:15 UTC Viela Bio, Inc. VIE · Entity 141253 Disposition to issuerCommon Stock 270,219 $53.00 $14,321,607.00
Disclosure

SEC source: 0000899243-21-011495 · doc4.xml · nonDerivative · entry 1

Yao Zhengbin · CIK 0001326228 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated January 31, 2021 (the "Merger Agreement"), by and among the Issuer, Horizon Therapeutics USA, Inc., Teiripic Merger Sub, Inc. ("Purchaser"), and for certain purposes, Horizon Therapeutics plc ("Ultimate Parent"), including the completion on March 13, 2021 of a tender offer to purchase all of the outstanding shares of Issuer common stock at a price of $53.00 per share in cash, without interest, less any required withholding taxes (the "Offer Price"), and the consummation of the merger (the "Merger") between the Issuer and Purchaser on on March 15, 2021. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was cancelled in exchange for the right to receive an amount equal to the Offer Price.

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February 11, 2021 Filed Feb 16, 2021 19:56 UTC NexImmune, Inc. NEXI · Entity 89921 GrantStock Option (right to buy) · Derivative 9,556 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001209191-21-010676 · doc4.xml · derivative · entry 1

Yao Zhengbin · CIK 0001326228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,678

Underlying: Common Stock · 9,556 shares

Expires 2031-02-11

F1 · derivative.exercise_date: These stock options will vest and become exercisable at the first anniversary of the vesting commencement date (2/11/21).

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March 02, 2020 Filed Mar 4, 2020 21:43 UTC Viela Bio, Inc. VIE · Entity 141253 GrantStock Option (Right to Buy) · Derivative 188,057 $0.00 Strike: $41.10 $0.00
Disclosure

SEC source: 0001209191-20-016143 · doc4.xml · derivative · entry 3

Yao Zhengbin · CIK 0001326228 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,057

Underlying: Common Stock · 188,057 shares

Expires 2030-03-01

F1 · derivative.exercise_date: This option vests as to 25% of the shares on March 2, 2021 with the remainder vesting in equal installments every three months thereafter ending on March 2, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.