Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMYRIS, INC.AMRS · Entity 91367 | Chief Business Officer | January 01, 2020 | January 04, 2020 |
| Local Bounti Corporation/DELOCL · Entity 7559 | Director · President and CEO | October 02, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMYRIS, INC.
Report date January 01, 2020 · Filed January 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 225,006 |
Reported balance
After 2020-01-01 transaction · row 1
1 source rowRow 1 · 2020-01-01 · Tax withholding · Disposed 1,517 · Balance 225,006 F1: Shares withheld to satisfy the Reporting Person's tax withholding obligation upon vesting of restricted stock units (RSUs) under RSU award granted on January 17, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy the Reporting Person's tax withholding obligation upon vesting of restricted stock units (RSUs) under RSU award granted on January 17, 2017.
Local Bounti Corporation/DE
Report date October 02, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,406,140 |
Reported balance
After 2026-10-02 transaction · row 1
1 source rowRow 1 · 2026-10-02 · Sale · Disposed 118,720 · Balance 1,406,140 F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of equity awards. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of equity awards. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2026 Filed Oct 6, 2026 20:00 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 118,720 | $1.06 | $125,843.20 |
DisclosureSEC source: 0001193125-26-415525 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,406,140 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of equity awards. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| July 02, 2026 Filed Jul 2, 2026 20:55 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 118,720 | $1.30 | $154,336.00 |
DisclosureSEC source: 0001694525-26-000008 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,524,860 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of equity awards. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| May 01, 2026 Filed May 1, 2026 20:15 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001694525-26-000005 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,643,580 F1 · shares: The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to the continuous service of the Reporting Person on each vesting date. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:11 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 200,000 | $1.16 | $232,000.00 |
DisclosureSEC source: 0001694525-26-000002 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,443,580 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of equity awards. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:19 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 84,517 | $2.95 | $249,325.15 |
DisclosureSEC source: 0001193125-25-230239 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,643,580 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 20:05 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 79,021 | $2.41 | $190,440.61 |
DisclosureSEC source: 0000950170-25-093841 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,728,097 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 21:03 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 9,783 | $2.27 | $22,207.41 |
DisclosureSEC source: 0000950170-25-090492 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,807,118 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| June 13, 2025 Filed Jun 13, 2025 20:34 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 1,400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086280 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,816,901 F1 · shares: The RSUs will vest in eight equal quarterly installments, with the first installment on July 1, 2025, subject to the continuous service of the Reporting Person on each vesting date. Read SEC document |
| May 01, 2025 Filed May 2, 2025 21:55 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 3,365 | $2.39 | $8,042.35 |
DisclosureSEC source: 0000950170-25-062987 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,901 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 22:02 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 3,763 | $2.06 | $7,751.78 |
DisclosureSEC source: 0000950170-25-050727 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 420,266 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 22:45 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 10,552 | $2.20 | $23,214.40 |
DisclosureSEC source: 0000950170-25-013808 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 424,029 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:44 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 11,574 | $2.07 | $23,958.18 |
DisclosureSEC source: 0000950170-25-001282 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,581 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 14:08 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 1,350 | $1.79 | $2,421.09 |
DisclosureSEC source: 0000950170-24-138799 · ownership.xml · nonDerivative · entry 2 VALIASEK KATHLEEN · CIK 0001694525 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 446,155 F2 · price: This transaction was executed in multiple trades at prices ranging from $1.69 to $1.833. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 14:08 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 600 | $2.01 | $1,205.64 |
DisclosureSEC source: 0000950170-24-138799 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 444,805 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.9211 to $2.0694. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 21:57 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 300 | $2.20 | $659.01 |
DisclosureSEC source: 0000950170-24-138539 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 444,205 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.19 to $2.20. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 00:04 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 2,100 | $1.94 | $4,067.49 |
DisclosureSEC source: 0000950170-24-136820 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 443,905 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.7318 to $2.1984 The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 14:01 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 4,400 | $1.28 | $5,622.32 |
DisclosureSEC source: 0000950170-24-136405 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,805 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.229 to $1.3575. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 00:36 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 3,075 | $1.25 | $3,837.60 |
DisclosureSEC source: 0000950170-24-135998 · ownership.xml · nonDerivative · entry 2 VALIASEK KATHLEEN · CIK 0001694525 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 437,405 F2 · price: This transaction was executed in multiple trades at prices ranging from $1.2077 to $1.2799. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 00:36 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 1,100 | $1.37 | $1,504.14 |
DisclosureSEC source: 0000950170-24-135998 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,330 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.3325 to $1.3842. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 21:11 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 9,783 | $2.84 | $27,783.72 |
DisclosureSEC source: 0000950170-24-077950 · ownership.xml · nonDerivative · entry 2 VALIASEK KATHLEEN · CIK 0001694525 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 433,230 F2 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 21:11 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-077950 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 443,013 F1 · shares: The RSUs will vest in three equal installments on June 24, 2024, June 24, 2025 and June 24, 2026, subject to the continuous service of the Reporting Person on each vesting date. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:25 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 3,366 | $2.83 | $9,525.78 |
DisclosureSEC source: 0000950170-24-053077 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,013 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| April 25, 2024 Filed Apr 26, 2024 20:19 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 91,363 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-049168 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,379 F1 · shares: Represents 91,363 restricted stock units ("RSUs") issued under the Issuer's 2021 Equity Incentive Plan. The RSUs will vest in three equal installments on February 1, 2025, February 1, 2026 and February 1, 2027, subject to the continuous service of the Reporting Person on each vesting date. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:58 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 3,716 | $2.84 | $10,553.44 |
DisclosureSEC source: 0000950170-24-041229 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,016 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:09 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 11,574 | $2.15 | $24,884.10 |
DisclosureSEC source: 0001209191-24-000753 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,732 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 22:13 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 3,380 | $4.40 | $14,872.00 |
DisclosureSEC source: 0001209191-23-056509 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,306 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| November 13, 2023 Filed Nov 13, 2023 23:35 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 800 | $3.17 | $2,539.92 |
DisclosureSEC source: 0001209191-23-055074 · doc4.xml · nonDerivative · entry 2 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,686 F2 · price: This transaction was executed in multiple trades at prices ranging from $2.995 to $3.2996. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 23:35 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 700 | $2.82 | $1,974.00 |
DisclosureSEC source: 0001209191-23-055074 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,886 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.6926 to $2.88. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 06, 2023 Filed Nov 6, 2023 22:25 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 1,000 | $2.81 | $2,813.60 |
DisclosureSEC source: 0001209191-23-054558 · doc4.xml · nonDerivative · entry 2 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,186 F2 · price: This transaction was executed in multiple trades at prices ranging from $2.6855 to $2.9416. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2023 Filed Nov 6, 2023 22:25 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 1,000 | $2.60 | $2,603.80 |
DisclosureSEC source: 0001209191-23-054558 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,186 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.5838 to $2.6238. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 02, 2023 Filed Nov 2, 2023 23:31 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 4,000 | $2.43 | $9,739.20 |
DisclosureSEC source: 0001209191-23-054239 · doc4.xml · nonDerivative · entry 2 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,186 F2 · price: This transaction was executed in multiple trades at prices ranging from $2.384 to $2.4799. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 23:31 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 2,650 | $1.99 | $5,266.61 |
DisclosureSEC source: 0001209191-23-054239 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,186 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.72 to $2.087. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 31, 2023 Filed Oct 31, 2023 23:14 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 7,000 | $1.38 | $9,629.90 |
DisclosureSEC source: 0001209191-23-053989 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,536 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.33 to $1.41. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 20, 2023 Filed Aug 22, 2023 20:35 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 3,380 | $3.18 | $10,748.40 |
DisclosureSEC source: 0001209191-23-046909 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,536 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| May 20, 2023 Filed May 23, 2023 22:54 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 43,933 | $0.46 | $20,402.49 |
DisclosureSEC source: 0001209191-23-031747 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,378,912.025 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:55 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 45,250 | $0.51 | $23,131.80 |
DisclosureSEC source: 0001209191-23-027030 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,422,845.025 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on May 1, 2023. Read SEC document |
| April 05, 2023 Filed Apr 6, 2023 00:20 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 43,327 | $0.51 | $22,014.45 |
DisclosureSEC source: 0001209191-23-023520 · doc4.xml · nonDerivative · entry 3 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,462,212.025 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 05, 2023 Filed May 3, 2023 20:52 UTC Amendment | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 39,946 | $0.51 | $20,296.56 |
DisclosureSEC source: 0001209191-23-027016 · doc4a.xml · nonDerivative · entry 3 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,468,095.025 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 00:20 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 16,880 | $0.58 | $9,800.53 |
DisclosureSEC source: 0001209191-23-023520 · doc4.xml · nonDerivative · entry 2 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,505,539.025 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 04, 2023 Filed May 3, 2023 20:52 UTC Amendment | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 15,978 | $0.58 | $9,276.83 |
DisclosureSEC source: 0001209191-23-027016 · doc4a.xml · nonDerivative · entry 2 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,508,041.025 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 03, 2023 Filed Apr 6, 2023 00:20 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 18,305 | $0.66 | $12,170.99 |
DisclosureSEC source: 0001209191-23-023520 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,522,419.025 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 03, 2023 Filed May 3, 2023 20:52 UTC Amendment | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 16,705 | $0.66 | $11,107.15 |
DisclosureSEC source: 0001209191-23-027016 · doc4a.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,524,019.025 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:38 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001359 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,540,724.025 F1 · shares: Represents 500,000 restricted stock units issued under the Issuer's 2021 Equity Incentive Plan which will vest in three equal installments on April 1, 2023, April 1, 2024, and April 1, 2025, subject to the continuous service of the Reporting Person on each vesting date. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 21:07 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 40,000 | $2.50 | $100,000.00 |
DisclosureSEC source: 0001209191-22-054553 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,040,724.025 F1 · kind: On October 21, 2022, the Reporting Person purchased shares of Local Bounti Corporation (the "Company") common stock, par value $0.0001 per share (the "Common Stock"), pursuant to a securities purchase agreement by and between the Reporting Person and the Company, as part of a private placement. The issuance of the shares to the Reporting Person was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2022 Filed May 3, 2022 20:37 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 15,022 | $7.00 | $105,154.00 |
DisclosureSEC source: 0001209191-22-026761 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,724.025 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on April 29, 2022. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 21:59 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 1,447,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005093 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,015,746.025 F1 · shares: The restricted stock units ("RSUs") were granted under the Company's 2021 Equity Incentive Plan, of which, subject to Ms. Valiasek's continued service with the Company on the applicable vesting date, 10% will vest on July 1, 2022 and the remaining RSUs will vest in three equal installments (of 30% each) on January 1, 2023, 2024 and 2025. F2 · price: Each RSU represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 01:26 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 15,746.025 | $6.35 | $99,999.86 |
DisclosureSEC source: 0001209191-21-068202 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,568,191.025 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.19 to $6.38. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 23:40 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 1,552,445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066623 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,552,445 F1 · shares: Includes (i) 496,967 Restricted Stock Units ("RSUs") awarded under the Issuer's the 2020 Equity Incentive Plan, as amended from time to time ("the 2020 Plan"), subject to the continuous service of the Reporting Person on each vesting date: 10% will vest on the one May 1, 2022 with the remaining RSUs vesting in three (3) annual 30% installments thereafter and (ii) 1,055,478 Restricted Stock shares awarded under the 2020 Plan which will vest as follows: 10% will vest on March 15, 2022 with the remaining Restricted Stock shares vesting in three (3) annual 30% installments thereafter. F2 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer. F2 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 01:08 UTC | AMYRIS, INC. AMRS · Entity 91367 | Tax withholdingCommon Stock | 1,517 | $3.09 | $4,687.53 |
DisclosureSEC source: 0001365916-20-000002 · edgar.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,006 F1 · shares: Shares withheld to satisfy the Reporting Person's tax withholding obligation upon vesting of restricted stock units (RSUs) under RSU award granted on January 17, 2017. Read SEC document |
| May 01, 2019 Filed May 3, 2019 23:48 UTC | AMYRIS, INC. AMRS · Entity 91367 | Tax withholdingCommon Stock | 23,053 | $4.05 | $93,364.65 |
DisclosureSEC source: 0001365916-19-000023 · edgar.xml · nonDerivative · entry 2 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,523 F2 · shares: Shares withheld to satisfy the Reporting Person's tax withholding obligation upon vesting of restricted stock units (RSUs) under RSU award granted on May 29, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.