Shemesh Avraham

SEC source: 0001179110-21-007462 · edgar.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 387,810

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 89,338 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the first quarter of 2021 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Richard Ressler and Avraham Shemesh may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Richard Ressler and Avraham Shemesh may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-21-000077 · wf-form4_162559282211785.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 123,070.984

F1 · acquired: On July 1, 2021, CIM Income NAV Management, LLC acquired 12,560.157 shares of the Issuer's Class I common stock, having a net asset value per share of $16.69, as payment for one-half of the monthly advisory fee for the month of May 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-007153 · edgar.xml · derivative · entry 8

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (4)

Disclosed balance after: 0

Underlying: Common Stock · 5,204 shares

Expires 2021-06-23

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F1 · derivative.underlying_shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F4 · ownership.nature: Shares held by The Shemesh Family Trust of which the reporting person was the grantor and the indirect beneficial owner. Such trust exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 35,012 shares of common stock.

SEC source: 0001179110-21-007153 · edgar.xml · derivative · entry 7

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · CIM Capital, LLC

Disclosed balance after: 0

Underlying: Common Stock · 203,349 shares

Expires 2021-06-23

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F1 · derivative.underlying_shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-007153 · edgar.xml · derivative · entry 6

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · CIM Urban Sponsor, LLC

Disclosed balance after: 0

Underlying: Common Stock · 156,728 shares

Expires 2021-06-23

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F1 · derivative.underlying_shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-007153 · edgar.xml · derivative · entry 5

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · CIM Service Provider, LLC

Disclosed balance after: 0

Underlying: Common Stock · 2,586,371 shares

Expires 2021-06-23

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F1 · derivative.underlying_shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-007153 · edgar.xml · nonDerivative · entry 4

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (4)

Disclosed balance after: 45,420

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F4 · shares: Shares held by The Shemesh Family Trust of which the reporting person was the grantor and the indirect beneficial owner. Such trust exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 35,012 shares of common stock.

F4 · ownership.nature: Shares held by The Shemesh Family Trust of which the reporting person was the grantor and the indirect beneficial owner. Such trust exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 35,012 shares of common stock.

SEC source: 0001179110-21-007153 · edgar.xml · nonDerivative · entry 3

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · CIM Capital, LLC

Disclosed balance after: 613,743

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F2 · shares: Each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 2,633,379 shares of common stock, 159,577 shares of common stock and 207,045 shares of common stock, respectively.

F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-007153 · edgar.xml · nonDerivative · entry 2

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · CIM Urban Sponsor, LLC

Disclosed balance after: 473,033

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F2 · shares: Each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 2,633,379 shares of common stock, 159,577 shares of common stock and 207,045 shares of common stock, respectively.

F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-007153 · edgar.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · CIM Service Provider, LLC

Disclosed balance after: 7,806,121

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F2 · shares: Each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 2,633,379 shares of common stock, 159,577 shares of common stock and 207,045 shares of common stock, respectively.

F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-21-000063 · wf-form4_162266613030407.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 110,510.827

F1 · acquired: On June 1, 2021, CIM Income NAV Management, LLC acquired 12,229.456 shares of the Issuer's Class I common stock, having a net asset value per share of $16.66, as payment for one-half of the monthly advisory fee for the month of April 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-21-000052 · wf-form4_162014781656369.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 98,281.371

F1 · acquired: On May 3, 2021, CIM Income NAV Management, LLC acquired 12,754.306 shares of the Issuer's Class I common stock, having a net asset value per share of $16.65, as payment for one-half of the monthly advisory fee for the month of March 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-21-000041 · wf-form4_161763926658514.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 85,527.065

F1 · acquired: On April 1, 2021, CIM Income NAV Management, LLC acquired 11,870.742 shares of the Issuer's Class I common stock, having a net asset value per share of $16.60, as payment for one-half of the monthly advisory fee for the month of February 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001572758-21-000043 · wf-form4_161463192815363.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole Corporate Income Management II, LLC

Disclosed balance after: 0

F1 · price: Disposed of pursuant to merger agreement between the issuer and Griffin Capital Essential Asset REIT, Inc. ("GCEAR") in exchange for 27,840.00 shares of Class E Common Stock of GCEAR having a net asset value of $8.97 per share on the effective date of the merger.

F2 · ownership.nature: The reported shares are owned directly by Cole Corporate Income Management II, LLC. The reporting person serves as Chief Executive Officer and President of Cole Corporate Income Management II, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole Corporate Income Management II, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole Corporate Income Management II, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-21-000026 · wf-form4_161470731484108.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 73,656.323

F1 · acquired: On March 1, 2021, CIM Income NAV Management, LLC acquired 12,719.461 shares of the Issuer's Class I common stock, having a net asset value per share of $17.20, as payment for one-half of the monthly advisory fee for the month of January 2021 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-21-000021 · wf-form4_161228484134333.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 60,936.862

F1 · acquired: On February 1, 2021, CIM Income NAV Management, LLC acquired 11,454.719 shares of the Issuer's Class I common stock, having a net asset value per share of $17.04, as payment for one-half of the monthly advisory fee for the month of December 2020 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001767074-21-000016 · wf-form4_161221428844693.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 348,067.109

F1 · shares: On January 28, 2021, CIM RACR, LLC acquired from the Issuer 156,067.109 shares of the Issuer's Class I common stock.

F2 · balance_after: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-000757 · edgar.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 298,472

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 96,740 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the fourth fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-21-000011 · wf-form4_160987502766350.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 49,482.143

F1 · acquired: On January 4, 2021, CIM Income NAV Management, LLC acquired 8,600.663 shares of the Issuer's Class I common stock, having a net asset value per share of $17.13, as payment for one-half of the monthly advisory fee for the month of October 2020 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001498547-20-000131 · wf-form4_160874374337395.xml · nonDerivative · entry 2

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole Corporate Income Management III, LLC

Disclosed balance after: 21,960

F3 · price: Cole Corporate Income Management III, LLC acquired 21,960.000 shares of the issuer's common stock pursuant to a merger between the issuer, Cole Office & Industrial REIT (CCIT III), Inc. and Thor III Merger Sub, LLC. On the effective date of the merger, December 21, 2020, the net asset value of the issuer's common stock was $7.31 per share.

F4 · ownership.nature: The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole Corporate Income Management III, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole Corporate Income Management III, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001498547-20-000131 · wf-form4_160874374337395.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 340,256.438

F1 · price: Cole REIT Management V, LLC acquired 340,256.438 shares of the issuer's common stock pursuant to a merger between the issuer, Cole Credit Property Trust V, Inc. and Thor V Merger Sub, LLC. On the effective date of the merger, December 21, 2020, the net asset value of the issuer's common stock was $7.31 per share.

F2 · ownership.nature: The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-20-000108 · wf-form4_160874293994177.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 0

F1 · price: Disposed of pursuant to merger agreement between the issuer and CIM Real Estate Finance Trust, Inc. ("CMFT") in exchange for 340,256.438 shares of Common Stock of CMFT having a net asset value of $7.31 per share on the effective date of the merger.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-20-000135 · wf-form4_160701796760068.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 40,881.48

F1 · acquired: On December 1, 2020, CIM Income NAV Management, LLC acquired 13,729.463 shares of the Issuer's Class I common stock, having a net asset value per share of $17.11, as payment for one-half of the monthly advisory fee for the month of October 2020 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-20-011045 · edgar.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 201,732

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 95,214 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the third fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-20-000118 · wf-form4_160451035725699.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 27,152.017

F1 · acquired: On November 2, 2020, CIM Income NAV Management, LLC acquired 13,348.997 shares of the Issuer's Class I common stock, having a net asset value per share of $17.13, as payment for one-half of the monthly advisory fee for the month of September 2020 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-20-000101 · wf-form4_160191801998362.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 13,794.98

F1 · acquired: On October 1, 2020, CIM Income NAV Management, LLC acquired 13,794.98 shares of the Issuer's Class I common stock, having a net asset value per share of $17.17, as payment for one-half of the monthly advisory fee for the month of August 2020 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F2 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001498542-20-000105 · wf-form4a_160260620784347.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 13,803.02

F1 · shares: The reporting person is amending the Form 4 originally filed to report this acquisition of the Issuer's Class I common stock for the purpose of correcting the number of shares of Class I common stock acquired and the net asset value per share.

F1 · price: The reporting person is amending the Form 4 originally filed to report this acquisition of the Issuer's Class I common stock for the purpose of correcting the number of shares of Class I common stock acquired and the net asset value per share.

F2 · acquired: On October 1, 2020, CIM Income NAV Management, LLC acquired 13,803.02 shares of the Issuer's Class I common stock, having a net asset value per share of $17.16, as payment for one-half of the monthly advisory fee for the month of August 2020 owed by the Issuer to CIM Income NAV Management, LLC, pursuant to the Second Amended and Restated Advisory Agreement between the Issuer and CIM Income NAV Management, LLC dated November 27, 2018.

F1 · balance_after: The reporting person is amending the Form 4 originally filed to report this acquisition of the Issuer's Class I common stock for the purpose of correcting the number of shares of Class I common stock acquired and the net asset value per share.

F3 · ownership.nature: The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-20-000046 · wf-form4_159655764563254.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 117,654.37

F1 · acquired: On July 31, 2020, Cole REIT Management V, LLC acquired 7,768.378 shares of the Issuer's Class A common stock, having a net asset value per share of $18.62, as payment for one-third of the monthly advisory fee for the month of July 2020 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-20-008161 · edgar.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 106,518

F1 · shares: CIM Service Provider ("CIM Service Provider"), a wholly owned subsidiary of CIM Group, LLC, received 11,273 shares of Series A Preferred Stock from the Issuer as payment for the fee owed by the Issuer to CIM Service Provider in respect of the first fiscal quarter of 2020 pursuant to the master services agreement between CIM Service Provider and the Issuer. CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 95,245 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the second fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Service Provider and CIM Capital, respectively. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Service Provider and CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Service Provider and CIM Capital, respectively. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Service Provider and CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-20-000042 · wf-form4_159353333238768.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 109,885.992

F1 · acquired: On June 30, 2020, Cole REIT Management V, LLC acquired 7,270.868 shares of the Issuer's Class A common stock, having a net asset value per share of $18.62, as payment for one-third of the monthly advisory fee for the month of June 2020 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-20-000038 · wf-form4_159102904417112.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 102,615.124

F1 · acquired: On May 29, 2020, Cole REIT Management V, LLC acquired 7,894.465 shares of the Issuer's Class A common stock, having a net asset value per share of $18.62, as payment for one-third of the monthly advisory fee for the month of May 2020 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001767074-20-000111 · wf-form4_158879993282227.xml · nonDerivative · entry 4

Shemesh Avraham · CIK 0001601805 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,000

F1 · shares: On May 4, 2020, CIM RACR, LLC acquired from the Issuer 188,000 shares of the Issuer's Class I common stock, 4,000 shares of the Issuer's Class A common stock, 4,000 shares of the Issuer's Class C common stock and 4,000 shares of the Issuer's Class L common stock.

F2 · balance_after: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001767074-20-000111 · wf-form4_158879993282227.xml · nonDerivative · entry 3

Shemesh Avraham · CIK 0001601805 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,000

F1 · shares: On May 4, 2020, CIM RACR, LLC acquired from the Issuer 188,000 shares of the Issuer's Class I common stock, 4,000 shares of the Issuer's Class A common stock, 4,000 shares of the Issuer's Class C common stock and 4,000 shares of the Issuer's Class L common stock.

F2 · balance_after: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001767074-20-000111 · wf-form4_158879993282227.xml · nonDerivative · entry 2

Shemesh Avraham · CIK 0001601805 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,000

F1 · shares: On May 4, 2020, CIM RACR, LLC acquired from the Issuer 188,000 shares of the Issuer's Class I common stock, 4,000 shares of the Issuer's Class A common stock, 4,000 shares of the Issuer's Class C common stock and 4,000 shares of the Issuer's Class L common stock.

F2 · balance_after: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001767074-20-000111 · wf-form4_158879993282227.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 192,000

F1 · shares: On May 4, 2020, CIM RACR, LLC acquired from the Issuer 188,000 shares of the Issuer's Class I common stock, 4,000 shares of the Issuer's Class A common stock, 4,000 shares of the Issuer's Class C common stock and 4,000 shares of the Issuer's Class L common stock.

F2 · balance_after: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The reported shares are owned directly by CIM RACR, LLC. CIM Group, LLC is the sole equity member of CIM RACR, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-20-000023 · wf-form4_158829018523982.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 94,720.659

F1 · acquired: On April 30, 2020, Cole REIT Management V, LLC acquired 7,243.051 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of April 2020 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-20-004880 · edgar.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (3) and (4)

Disclosed balance after: 2,946,448

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC , received 203,349 shares of common stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the first fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: All share amounts give effect to the 3-for-1 reverse stock split of the common stock of the Issuer on September 3, 2019.

F3 · balance_after: These shares are owned directly by CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. CIM Group, LLC is the sole equity member of each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. The reporting person, Shaul Kuba and Richard Ressler may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F4 · balance_after: Includes 2,468,390 shares of common stock of the Issuer acquired by CIM Service Provider, LLC at a price of $19.1685 per share on October 11, 2019 and not previously reported by the reporting person on Form 4, and does not include 13,719,185 shares of common stock previously held by Urban Partners II, LLC (an entity for which the Reporting Person was a controlling person) included in the Reporting Person's prior Form 4 in which he had no pecuniary interest.

F3 · ownership.nature: These shares are owned directly by CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. CIM Group, LLC is the sole equity member of each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. The reporting person, Shaul Kuba and Richard Ressler may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Includes 2,468,390 shares of common stock of the Issuer acquired by CIM Service Provider, LLC at a price of $19.1685 per share on October 11, 2019 and not previously reported by the reporting person on Form 4, and does not include 13,719,185 shares of common stock previously held by Urban Partners II, LLC (an entity for which the Reporting Person was a controlling person) included in the Reporting Person's prior Form 4 in which he had no pecuniary interest.

SEC source: 0001580988-20-000018 · wf-form4_158577694355703.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 87,477.608

F1 · acquired: On March 31, 2020, Cole REIT Management V, LLC acquired 7,593.279 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of March 2020 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-20-000009 · wf-form4_158317172732202.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 79,884.329

F1 · acquired: On February 28, 2020, Cole REIT Management V, LLC acquired 6,859.113 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of February 2020 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-20-000004 · wf-form4_158075110803885.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 73,025.216

F1 · acquired: On January 31, 2020, Cole REIT Management V, LLC acquired 7,331.784 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of January 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-20-000002 · wf-form4_157806881211355.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 65,693.432

F1 · acquired: On December 31, 2019, Cole REIT Management V, LLC acquired 7,325.795 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of December 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-19-000079 · wf-form4_157540492338954.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 58,367.637

F1 · acquired: On November 29, 2019, Cole REIT Management V, LLC acquired 7,087.896 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of November 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-19-000074 · wf-form4_157262846545047.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 51,279.741

F1 · acquired: On October 31, 2019, Cole REIT Management V, LLC acquired 7,323.827 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of October 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-19-000061 · wf-form4_157003842324141.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 43,955.914

F1 · acquired: On September 30, 2019, Cole REIT Management V, LLC acquired 7,087.301 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of September 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-19-000055 · wf-form4_156753835678161.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 36,868.613

F1 · acquired: On August 30, 2019, Cole REIT Management V, LLC acquired 7,323.475 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of August 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-19-000049 · wf-form4_156503224997585.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 29,545.138

F1 · acquired: On July 31, 2019, Cole REIT Management V, LLC acquired 7,300.981 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of July 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-19-000044 · wf-form4_156199998608379.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Management V, LLC

Disclosed balance after: 22,244.157

F1 · acquired: On June 28, 2019, Cole REIT Management V, LLC (formerly known as Cole REIT Advisors V, LLC) acquired 7,007.735 shares of the Issuer's Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of June 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned directly by Cole REIT Management V, LLC. The reporting person serves as President and Chief Executive Officer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001580988-19-000036 · wf-form4_155976443608510.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cole REIT Advisors V, LLC

Disclosed balance after: 15,236.422

F1 · acquired: On May 31, 2019, Cole REIT Management V, LLC (formerly known as Cole REIT Advisors V, LLC) acquired 7,236.422 shares of the Issuers Class A common stock, having a net asset value per share of $19.64, as payment for one-third of the monthly advisory fee for the month of May 2019 owed by the Issuer to Cole REIT Management V, LLC, pursuant to the Advisory Agreement between the Issuer and Cole REIT Management V, LLC dated March 17, 2014, as amended on August 2, 2017.

F2 · ownership.nature: The reported shares are owned by Cole REIT Management V, LLC. The reporting person serves as President and Treasurer of Cole REIT Management V, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by Cole REIT Management V, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls Cole REIT Management V, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-17-015729 · edgar.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 41,997,296

F1 · shares: Urban Partners II, LLC sold 14,090,909 shares of common stock to the issuer in a privately negotiated transaction. The reporting person was deemed to have a pecuniary interest in 39,788 of such shares. The reporting person's disposition was approved in accordance with Rule 16b-3(e).

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: These shares are owned directly by Urban Partners II, LLC, CIM Service Provider, LLC and The Shemesh Family Trust. CIM Group, LLC is the sole equity member of CIM Service Provider, LLC and the sole manager of CIM Urban Partners GP, LLC, which in turn is the sole managing member of Urban Partners II, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the 41,627,739 shares owned by Urban Partners II, LLC and the 353,944 shares owned by CIM Service Provider, LLC because of their positions with CIM Group, LLC. The reporting person, the grantor of The Shemesh Family Trust, is the indirect beneficial owner of 15,613 shares through the holdings of The Shemesh Family Trust.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: These shares are owned directly by Urban Partners II, LLC, CIM Service Provider, LLC and The Shemesh Family Trust. CIM Group, LLC is the sole equity member of CIM Service Provider, LLC and the sole manager of CIM Urban Partners GP, LLC, which in turn is the sole managing member of Urban Partners II, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the 41,627,739 shares owned by Urban Partners II, LLC and the 353,944 shares owned by CIM Service Provider, LLC because of their positions with CIM Group, LLC. The reporting person, the grantor of The Shemesh Family Trust, is the indirect beneficial owner of 15,613 shares through the holdings of The Shemesh Family Trust.

SEC source: 0001179110-17-009079 · edgar.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 56,088,025

F1 · shares: Urban Partners II, LLC sold 26,181,818 shares of common stock to the issuer in a privately negotiated transaction. The reporting person was deemed to have a pecuniary interest in 73,928 of such shares. The reporting person's disposition was approved in accordance with Rule 16b-3(e).

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: These shares are owned directly by Urban Partners II, LLC, CIM Service Provider, LLC and The Shemesh Family Trust. CIM Group, LLC is the sole equity member of CIM Service Provider, LLC and the sole manager of CIM Urban Partners GP, LLC, which in turn is the sole managing member of Urban Partners II, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the 55,718,648 shares owned by Urban Partners II, LLC and the 353,944 shares owned by CIM Service Provider, LLC because of their positions with CIM Group, LLC. The reporting person, the grantor of The Shemesh Family Trust, is the indirect beneficial owner of 15,613 shares through the holdings of The Shemesh Family Trust.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: These shares are owned directly by Urban Partners II, LLC, CIM Service Provider, LLC and The Shemesh Family Trust. CIM Group, LLC is the sole equity member of CIM Service Provider, LLC and the sole manager of CIM Urban Partners GP, LLC, which in turn is the sole managing member of Urban Partners II, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the 55,718,648 shares owned by Urban Partners II, LLC and the 353,944 shares owned by CIM Service Provider, LLC because of their positions with CIM Group, LLC. The reporting person, the grantor of The Shemesh Family Trust, is the indirect beneficial owner of 15,613 shares through the holdings of The Shemesh Family Trust.