Fleming Katherine E.

SEC source: 0001843722-26-000010 · form4-10022026_081000.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,628

F1 · shares: The securities relate to a quarterly grant of shares of common stock under the AudioEye, Inc. 2020 Equity Incentive Plan, which shares were fully vested on the grant date.

SEC source: 0001843722-26-000008 · form4-07022026_080700.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,328

F1 · shares: The securities relate to a quarterly grant of shares of common stock under the AudioEye, Inc. 2020 Equity Incentive Plan, which shares were fully vested on the grant date.

SEC source: 0001843722-26-000006 · form4-06242026_080659.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,028

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date.

SEC source: 0001843722-26-000004 · form4-04032026_040431.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,528

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001843722-26-000002 · form4-01052026_090115.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,661

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001843722-25-000004 · form4-10032025_081027.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,794

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-25-019347 · form4-07032025_090720.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,927

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-25-014729 · form4-05282025_080557.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,060

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-25-015826 · form4a-06052025_090632.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,060

F1 · shares: The purpose of this Form 4/A is to correct one of the potential settlement dates of the restricted stock units ("RSUs") reported in footnote (1) to a Form 4 filed on May 28, 2025 (the "Original Form 4"). All other information reported in the Original Form 4 is unchanged. Footnote (1) is hereby corrected as follows: Reflects the grant of RSUs, which RSUs will vest on the earlier of (a) 1 year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 3rd anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-25-009923 · form4-04032025_080408.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,393

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-25-007003 · form4-03052025_100305.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,526

F1 · shares: Represents the prorated quarterly grant for committee chair service of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-25-000465 · form4-01032025_090134.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,462

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-024610 · form4-10032024_081054.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,795

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-019188 · form4-07032024_080713.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,128

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-016867 · form4-06142024_080619.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,461

SEC source: 0001415889-24-016023 · form4-06072024_080642.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,131

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-24-010032 · form4-04032024_080424.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,464

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-000332 · form4-01032024_100139.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,797

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-013869 · form4-10032023_081012.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,130

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-010751 · form4-07052023_080701.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,463

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-008605 · form4-05232023_080516.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,796

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-23-006031 · form4-04042023_080453.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,129

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-005525 · form4-03282023_100340.xml · nonDerivative · entry 3

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,462

F3 · shares: Reflects the grant of RSUs under the Plan that represents the prorated annual equity award to non-employee directors that will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-23-005525 · form4-03282023_100340.xml · nonDerivative · entry 2

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 688

F2 · shares: Reflects the grant of RSUs under the Plan, in lieu of prorated non-employee director annual cash compensation of $1,858, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-23-005525 · form4-03282023_100340.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan (the "Plan") in lieu of prorated non-employee director quarterly cash compensation of $888, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001140361-21-021031 · form4.xml · nonDerivative · entry 2

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,304

F2 · security: Represents 9,652 restricted stock units that is a contingent right to receive common stock upon vesting granted pursuant to the Advent Technologies Holdings, Inc. 2021 Equity Incentive Plan, dated as of February 4, 2021. The restricted stock units will vest 100% on the first anniversary of June 8, 2021, the vesting commencement date.

SEC source: 0001140361-21-021031 · form4.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,652

F1 · security: Represents 9,652 restricted stock units that is a contingent right to receive common stock upon vesting granted pursuant to the Advent Technologies Holdings, Inc. 2021 Equity Incentive Plan, dated as of February 4, 2021. The restricted stock units will vest 100% on the first anniversary of February 4, 2021, the vesting commencement date.