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person · Reporting owner

Kaye Jack

Disclosed activity across 2 companies

Tapewire entity
32695
SEC CIK
0001376099

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DYADIC INTERNATIONAL INCDYAI · Entity 7611DirectorJanuary 02, 2026January 06, 2026
uniQure N.V.QURE · Entity 4162DirectorJune 30, 2026July 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DYADIC INTERNATIONAL INC

Report date January 02, 2026 · Filed January 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect81,201 Reported balance After 2026-01-02 transaction · row 1
1 source row

Row 1 · 2026-01-02 · Exercise / conversion · Acquired 21,552 · Balance 81,201

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-01-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-01-02 · Exercise / conversion · Disposed 21,552 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5: The restricted stock units previously issued and vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors, were settled 100% in Issuer's common stock.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect39,894 Reported balance After 2026-01-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-01-02 · Grant · Acquired 39,894 · Balance 39,894

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3: Annual grant of restricted stock units.

F4: The restricted stock units will be settled 100% in Issuer's common stock when vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.94 · Expires 2036-01-02Direct67,500 Reported balance After 2026-01-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-01-02 · Grant · Acquired 67,500 · Balance 67,500

F2: Annual grant of stock options.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Annual grant of stock options.

F3: Annual grant of restricted stock units.

F4: The restricted stock units will be settled 100% in Issuer's common stock when vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors.

F5: The restricted stock units previously issued and vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors, were settled 100% in Issuer's common stock.

uniQure N.V.

Report date June 30, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect25,996 Ending reported balance After 2026-06-30 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-06-30 · Exercise / conversion · Acquired 4,107 · Balance 30,103

F1: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Row 2 · 2026-06-30 · Sale · Disposed 4,107 · Balance 25,996

F1: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.19 to $46.88. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

Row 3 · 2026-06-30 · Exercise / conversion · Acquired 17,060 · Balance 43,056

F1: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Row 4 · 2026-06-30 · Sale · Disposed 17,060 · Balance 25,996

F1: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.19 to $46.80. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.00 · Expires 2031-02-25Direct0 Reported balance After 2026-06-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-06-30 · Exercise / conversion · Disposed 4,107 · Balance 0

F1: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F4: The Stock Option vested in full on February 25, 2022.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.18 · Expires 2033-06-13Direct0 Reported balance After 2026-06-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-06-30 · Exercise / conversion · Disposed 17,060 · Balance 0

F1: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F5: The Stock Option vested in full on June 13, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.19 to $46.88. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.19 to $46.80. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote

F4: The Stock Option vested in full on February 25, 2022.

F5: The Stock Option vested in full on June 13, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2026 Filed Jul 2, 2026 20:54 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 17,060 $0.00 Strike: $20.18 $0.00
Disclosure

SEC source: 0000904454-26-000392 · edgar.xml · derivative · entry 6

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 17,060 shares

Expires 2033-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F5 · derivative.exercise_date: The Stock Option vested in full on June 13, 2024.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:54 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 4,107 $0.00 Strike: $37.00 $0.00
Disclosure

SEC source: 0000904454-26-000392 · edgar.xml · derivative · entry 5

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,107 shares

Expires 2031-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · derivative.exercise_date: The Stock Option vested in full on February 25, 2022.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:54 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 17,060 $46.43 $792,095.80
Disclosure

SEC source: 0000904454-26-000392 · edgar.xml · nonDerivative · entry 4

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,996

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.19 to $46.80. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:54 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 17,060 $20.18 $344,270.80
Disclosure

SEC source: 0000904454-26-000392 · edgar.xml · nonDerivative · entry 3

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:54 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 4,107 $46.49 $190,934.43
Disclosure

SEC source: 0000904454-26-000392 · edgar.xml · nonDerivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,996

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.19 to $46.88. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:54 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 4,107 $37.00 $151,959.00
Disclosure

SEC source: 0000904454-26-000392 · edgar.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 11:54 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 5,295 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000904454-26-000368 · edgar.xml · derivative · entry 3

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,295 shares

Expires 2029-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: The Stock Option vested in full on January 25, 2020.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 11:54 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 5,295 $42.57 $225,408.15
Disclosure

SEC source: 0000904454-26-000368 · edgar.xml · nonDerivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,996

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.50 to $42.83. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 11:54 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 5,295 $31.71 $167,904.45
Disclosure

SEC source: 0000904454-26-000368 · edgar.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 21:30 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 1,993 $27.06 $53,930.58
Disclosure

SEC source: 0000904454-26-000342 · edgar.xml · nonDerivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,996

F2 · kind: The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.

F2 · shares: The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.92 to $27.25. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 21:30 UTC uniQure N.V. QURE · Entity 4162 GrantStock Option (Right to Buy) · Derivative 13,980 $0.00 Strike: $26.82 $0.00
Disclosure

SEC source: 0000904454-26-000342 · edgar.xml · derivative · entry 3

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,980

Underlying: Ordinary Shares · 13,980 shares

Expires 2036-06-10

F4 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 21:30 UTC uniQure N.V. QURE · Entity 4162 GrantOrdinary Shares 7,550 $0.00 $0.00
Disclosure

SEC source: 0000904454-26-000342 · edgar.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,989

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 20:43 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 2,645 $0.00 Strike: $16.04 $0.00
Disclosure

SEC source: 0000904454-26-000335 · edgar.xml · derivative · entry 3

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,645 shares

Expires 2032-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The Stock Option vested in full on February 24, 2023.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 20:43 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 2,645 $30.01 $79,376.45
Disclosure

SEC source: 0000904454-26-000335 · edgar.xml · nonDerivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,439

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 20:43 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 2,645 $16.04 $42,425.80
Disclosure

SEC source: 0000904454-26-000335 · edgar.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
January 09, 2026 Filed Jan 12, 2026 21:21 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 6,390 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0000904454-26-000013 · edgar.xml · derivative · entry 3

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,390 shares

Expires 2028-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: The Stock Option vested in full on January 26, 2019.

Read SEC document
January 09, 2026 Filed Jan 12, 2026 21:21 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 6,390 $27.28 $174,319.20
Disclosure

SEC source: 0000904454-26-000013 · edgar.xml · nonDerivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,439

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.19 to $27.39. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 09, 2026 Filed Jan 12, 2026 21:21 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 6,390 $19.39 $123,902.10
Disclosure

SEC source: 0000904454-26-000013 · edgar.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 23:08 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantRestricted Stock Unit · Derivative 39,894 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-000658 · ownership.xml · derivative · entry 4

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,894

Underlying: Common Stock · 39,894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Annual grant of restricted stock units.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 23:08 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantStock Option · Derivative 67,500 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001493152-26-000658 · ownership.xml · derivative · entry 3

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2036-01-02

F2 · kind: Annual grant of stock options.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 23:08 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionRestricted Stock Unit · Derivative 21,552 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-000658 · ownership.xml · derivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors, were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors, were settled 100% in Issuer's common stock.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 23:08 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionCommon Stock 21,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-000658 · ownership.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:01 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 17,810 $0.00 Strike: $14.08 $0.00
Disclosure

SEC source: 0000904454-25-000560 · edgar.xml · derivative · entry 9

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 17,810 shares

Expires 2032-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F7 · derivative.exercise_date: The Stock Option vested in full on June 15, 2023.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:01 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0000904454-25-000560 · edgar.xml · derivative · entry 8

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 11,000 shares

Expires 2027-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F6 · derivative.exercise_date: The Stock Option vested in full on January 27, 2018.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:01 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.37 $0.00
Disclosure

SEC source: 0000904454-25-000560 · edgar.xml · derivative · entry 7

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 10,000 shares

Expires 2027-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F5 · derivative.exercise_date: The Stock Option vested 25% on June 30, 2018 and 6.25% quarterly thereafter.

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November 04, 2025 Filed Nov 6, 2025 22:01 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 17,810 $30.33 $540,177.30
Disclosure

SEC source: 0000904454-25-000560 · edgar.xml · nonDerivative · entry 6

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,439

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.00 to $30.90. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 04, 2025 Filed Nov 6, 2025 22:01 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 17,810 $14.08 $250,764.80
Disclosure

SEC source: 0000904454-25-000560 · edgar.xml · nonDerivative · entry 5

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

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November 04, 2025 Filed Nov 6, 2025 22:01 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 11,000 $30.34 $333,740.00
Disclosure

SEC source: 0000904454-25-000560 · edgar.xml · nonDerivative · entry 4

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,439

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.16 to $30.75. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 04, 2025 Filed Nov 6, 2025 22:01 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 11,000 $5.37 $59,070.00
Disclosure

SEC source: 0000904454-25-000560 · edgar.xml · nonDerivative · entry 3

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

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November 04, 2025 Filed Nov 6, 2025 22:01 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 10,000 $30.36 $303,600.00
Disclosure

SEC source: 0000904454-25-000560 · edgar.xml · nonDerivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,439

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.20 to $30.79. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:01 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 10,000 $7.37 $73,700.00
Disclosure

SEC source: 0000904454-25-000560 · edgar.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person on June 16, 2025 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:53 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 2,112 $14.45 $30,518.40
Disclosure

SEC source: 0000904454-25-000336 · edgar.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,439

F1 · kind: The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.

F1 · shares: The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.40 to $14.50. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 11, 2025 Filed Jun 13, 2025 21:01 UTC uniQure N.V. QURE · Entity 4162 GrantStock Option (Right to Buy) · Derivative 15,630 $0.00 Strike: $16.22 $0.00
Disclosure

SEC source: 0000904454-25-000316 · edgar.xml · derivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,630

Underlying: Ordinary Shares · 15,630 shares

Expires 2035-06-11

F2 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:01 UTC uniQure N.V. QURE · Entity 4162 GrantOrdinary Shares 7,970 $0.00 $0.00
Disclosure

SEC source: 0000904454-25-000316 · edgar.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,551

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:07 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionStock Option · Derivative 22,500 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001437749-25-006667 · rdgdoc.xml · derivative · entry 5

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 27,517 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.45, which was the closing price of the Issuer's common stock on March 5, 2025.

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March 05, 2025 Filed Mar 7, 2025 21:07 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionStock Option · Derivative 7,500 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001437749-25-006667 · rdgdoc.xml · derivative · entry 4

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 27,517 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.45, which was the closing price of the Issuer's common stock on March 5, 2025.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:07 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Tax withholdingCommon Stock 27,517 $1.45 $39,899.65
Disclosure

SEC source: 0001437749-25-006667 · rdgdoc.xml · nonDerivative · entry 3

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,649

F1 · shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 27,517 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.45, which was the closing price of the Issuer's common stock on March 5, 2025.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:07 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionCommon Stock 22,500 $1.33 $29,925.00
Disclosure

SEC source: 0001437749-25-006667 · rdgdoc.xml · nonDerivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 27,517 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.45, which was the closing price of the Issuer's common stock on March 5, 2025.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:07 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionCommon Stock 7,500 $1.33 $9,975.00
Disclosure

SEC source: 0001437749-25-006667 · rdgdoc.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 27,517 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.45, which was the closing price of the Issuer's common stock on March 5, 2025.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 11:08 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantRestricted Stock Unit · Derivative 21,552 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-000553 · rdgdoc.xml · derivative · entry 4

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,552

Underlying: Common Stock · 21,552 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 11:08 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantStock Option · Derivative 67,500 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001437749-25-000553 · rdgdoc.xml · derivative · entry 3

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2035-01-02

F2 · shares: Annual grant of stock options.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 11:08 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionRestricted Stock Unit · Derivative 23,585 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-000553 · rdgdoc.xml · derivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 11:08 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionCommon Stock 23,585 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-000553 · rdgdoc.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 19, 2024 Filed Jun 21, 2024 21:04 UTC uniQure N.V. QURE · Entity 4162 GrantStock Option (Right to Buy) · Derivative 15,840 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0000904454-24-000399 · edgar.xml · derivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,840

Underlying: Ordinary Shares · 15,840 shares

Expires 2034-06-19

F2 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
June 19, 2024 Filed Jun 21, 2024 21:04 UTC uniQure N.V. QURE · Entity 4162 GrantOrdinary Shares 8,080 $0.00 $0.00
Disclosure

SEC source: 0000904454-24-000399 · edgar.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,581

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 23:14 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 2,218 $5.16 $11,444.88
Disclosure

SEC source: 0000904454-24-000365 · edgar.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,501

F1 · kind: The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.

F1 · shares: The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.12 to $5.19. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 01:00 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000646 · rdgdoc.xml · derivative · entry 4

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 01:00 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionCommon Stock 27,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-000646 · rdgdoc.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:00 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantRestricted Stock Unit · Derivative 23,585 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000646 · rdgdoc.xml · derivative · entry 3

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,585

Underlying: Common Stock · 23,585 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:00 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantStock Option · Derivative 67,500 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001437749-24-000646 · rdgdoc.xml · derivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2034-01-02

F2 · shares: Annual grant of stock options.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.