Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PLUG POWER INCPLUG · Entity 4258 | Director | October 01, 2026 | October 03, 2026 |
| SEACHANGE INTERNATIONAL INCSEAC · Entity 109346 | Director | December 03, 2019 | December 05, 2019 |
| TILE SHOP HOLDINGS, INC.TTSH · Entity 9564 | Director | June 03, 2025 | June 05, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PLUG POWER INC
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 283,772 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 12,242 · Balance 283,772 F1: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.
SEACHANGE INTERNATIONAL INC
Report date December 03, 2019 · Filed December 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 304,866 |
Reported balance
After 2019-12-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-03 · Grant · Acquired 70,821 · Balance 304,866 F1: The securities awarded on December 3, 2019 are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's Second Amended and Restated 2011 Compensation and Incentive Plan that entitles the reporting person to receive one (1) share of common stock per RSU. The RSUs will vest on April 4, 2020. F2: The Amount of Securities Beneficially Owned Following Reported Transactions has been reduced to reflect the RSUs forfeited by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities awarded on December 3, 2019 are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's Second Amended and Restated 2011 Compensation and Incentive Plan that entitles the reporting person to receive one (1) share of common stock per RSU. The RSUs will vest on April 4, 2020.
F2: The Amount of Securities Beneficially Owned Following Reported Transactions has been reduced to reflect the RSUs forfeited by the reporting person.
TILE SHOP HOLDINGS, INC.
Report date June 03, 2025 · Filed June 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 127,627 |
Reported balance
After 2025-06-03 transaction · row 1
1 source rowRow 1 · 2025-06-03 · Grant · Acquired 11,813 · Balance 127,627 F1: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 3, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 3, 2026.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MRV COMMUNICATIONS INC
Report date August 14, 2017 · Filed August 15, 2017
Section 16 reporting ended · disclosed 2017-08-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-14 transaction · row 1
1 source rowRow 1 · 2017-08-14 · Disposition to issuer · Disposed 64,996 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive $10.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement (as defined below). |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.10 | Direct | 0 |
Reported balance
After 2017-08-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-08-14 · Disposition to issuer · Disposed 6,203 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.32 | Direct | 0 |
Reported balance
After 2017-08-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-14 · Disposition to issuer · Disposed 4,472 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.46 | Direct | 0 |
Reported balance
After 2017-08-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-08-14 · Disposition to issuer · Disposed 13,487 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.63 | Direct | 0 |
Reported balance
After 2017-08-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-08-14 · Disposition to issuer · Disposed 65,000 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.95 | Direct | 0 |
Reported balance
After 2017-08-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-08-14 · Disposition to issuer · Disposed 60,000 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.90 | Direct | 0 |
Reported balance
After 2017-08-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-08-14 · Disposition to issuer · Disposed 100,000 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive $10.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement (as defined below).
F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.
ZIX CORP
Report date December 23, 2021 · Filed December 28, 2021
Section 16 reporting ended · disclosed 2021-12-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,049 |
Reported balance
After 2021-12-23 transaction · row 1
1 source rowRow 1 · 2021-12-23 · Disposition to issuer · Disposed 32,087 · Balance 39,049 F1: On December 23, 2021, the Issuer was acquired by Open Text Corporation ("Parent") pursuant to the Agreement and Plan of Merger (the "Agreement"), dated as of November 7, 2021, by and among Parent, Issuer and Zeta Merger Sub Inc. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive $8.50 in cash, without interest. F2: Pursuant to the Agreement and the letter agreement, dated December 18, 2021 between the Issuer and Parent (the "Letter Agreement"), each Company Stock-Based Award (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Company Stock-Based Award Consideration (as defined in the Letter Agreement) and each Company Option (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Option Consideration (as defined in the Letter Agreement), payable in accordance with and subject to the terms of the Letter Agreement. |
| Deferred Stock UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-12-23 transaction · row 2
1 source rowRow 2 · 2021-12-23 · Disposition to issuer · Disposed 39,049 · Balance 0 F2: Pursuant to the Agreement and the letter agreement, dated December 18, 2021 between the Issuer and Parent (the "Letter Agreement"), each Company Stock-Based Award (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Company Stock-Based Award Consideration (as defined in the Letter Agreement) and each Company Option (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Option Consideration (as defined in the Letter Agreement), payable in accordance with and subject to the terms of the Letter Agreement. |
| Common Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.96 | Direct | 63,519 |
Reported balance
After 2021-12-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-12-23 · Disposition to issuer · Disposed 15,375 · Balance 63,519 F2: Pursuant to the Agreement and the letter agreement, dated December 18, 2021 between the Issuer and Parent (the "Letter Agreement"), each Company Stock-Based Award (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Company Stock-Based Award Consideration (as defined in the Letter Agreement) and each Company Option (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Option Consideration (as defined in the Letter Agreement), payable in accordance with and subject to the terms of the Letter Agreement. F3: Granted under the Amended and Restated 2012 Incentive Plan (the "Plan"). Options vest pro rata and quarterly over one year and subject to acceleration under conditions described in the Plan. |
| Common Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.61 | Direct | 25,000 |
Reported balance
After 2021-12-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-12-23 · Disposition to issuer · Disposed 38,519 · Balance 25,000 F2: Pursuant to the Agreement and the letter agreement, dated December 18, 2021 between the Issuer and Parent (the "Letter Agreement"), each Company Stock-Based Award (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Company Stock-Based Award Consideration (as defined in the Letter Agreement) and each Company Option (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Option Consideration (as defined in the Letter Agreement), payable in accordance with and subject to the terms of the Letter Agreement. F3: Granted under the Amended and Restated 2012 Incentive Plan (the "Plan"). Options vest pro rata and quarterly over one year and subject to acceleration under conditions described in the Plan. |
| Common Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.90 | Direct | 0 |
Reported balance
After 2021-12-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-12-23 · Disposition to issuer · Disposed 25,000 · Balance 0 F2: Pursuant to the Agreement and the letter agreement, dated December 18, 2021 between the Issuer and Parent (the "Letter Agreement"), each Company Stock-Based Award (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Company Stock-Based Award Consideration (as defined in the Letter Agreement) and each Company Option (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Option Consideration (as defined in the Letter Agreement), payable in accordance with and subject to the terms of the Letter Agreement. F3: Granted under the Amended and Restated 2012 Incentive Plan (the "Plan"). Options vest pro rata and quarterly over one year and subject to acceleration under conditions described in the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 23, 2021, the Issuer was acquired by Open Text Corporation ("Parent") pursuant to the Agreement and Plan of Merger (the "Agreement"), dated as of November 7, 2021, by and among Parent, Issuer and Zeta Merger Sub Inc. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive $8.50 in cash, without interest.
F2: Pursuant to the Agreement and the letter agreement, dated December 18, 2021 between the Issuer and Parent (the "Letter Agreement"), each Company Stock-Based Award (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Company Stock-Based Award Consideration (as defined in the Letter Agreement) and each Company Option (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Option Consideration (as defined in the Letter Agreement), payable in accordance with and subject to the terms of the Letter Agreement.
F3: Granted under the Amended and Restated 2012 Incentive Plan (the "Plan"). Options vest pro rata and quarterly over one year and subject to acceleration under conditions described in the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 01:04 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 12,242 | $1.94 | $23,749.48 |
DisclosureSEC source: 0001104659-26-113347 · tm2626923-2_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,772 F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:16 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 8,764 | $2.71 | $23,750.44 |
DisclosureSEC source: 0001104659-26-080758 · tm2619722-2_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,530 F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan. Read SEC document |
| June 11, 2026 Filed Jun 16, 2026 22:40 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantStock Option (Right to Buy) · Derivative | 39,753 | $0.00 Strike: $2.83 | $0.00 |
DisclosureSEC source: 0001104659-26-074756 · tm2617957-2_4seq1.xml · derivative · entry 2 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,753 Underlying: Common Stock · 39,753 shares Expires 2036-06-11 F2 · security: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. F3 · derivative.exercise_date: The options shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date. Read SEC document |
| June 11, 2026 Filed Jun 16, 2026 22:40 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 39,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-074756 · tm2617957-2_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,766 F1 · shares: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date. Read SEC document |
| April 01, 2026 Filed Apr 10, 2026 21:37 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 10,509 | $2.26 | $23,750.34 |
DisclosureSEC source: 0001104659-26-042131 · tm2611556-3_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,013 F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan. Read SEC document |
| January 02, 2026 Filed Jan 7, 2026 02:02 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 12,056 | $1.97 | $23,750.32 |
DisclosureSEC source: 0001104659-26-001511 · tm261957-3_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,504 F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:33 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 10,193 | $2.33 | $23,749.69 |
DisclosureSEC source: 0001104659-25-096692 · tm2527965-4_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,448 F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan. Read SEC document |
| July 03, 2025 Filed Jul 24, 2025 20:17 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantStock Option (Right to Buy) · Derivative | 76,531 | $0.00 Strike: $1.47 | $0.00 |
DisclosureSEC source: 0001104659-25-070383 · tm2521653-3_4seq1.xml · derivative · entry 2 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,531 Underlying: Common Stock · 76,531 shares Expires 2035-07-03 F2 · security: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. F3 · derivative.exercise_date: The options shall vest in full on the earlier of (i) first anniversary of the grant date or (ii) the date of the next annual meeting which is at least fifty (50) weeks after the immediately preceding year's annual meeting. Read SEC document |
| July 03, 2025 Filed Jul 24, 2025 20:17 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 76,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-070383 · tm2521653-3_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,255 F1 · shares: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock shall vest in full on the earlier of (i) first anniversary of the grant date or (ii) the date of the next annual meeting which is at least fifty (50) weeks after the immediately preceding year's annual meeting. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 20:31 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 15,940 | $1.49 | $23,750.60 |
DisclosureSEC source: 0001104659-25-065801 · tm2519809-3_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,724 F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 20:16 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | GrantCommon Stock | 11,813 | $5.93 | $70,003.84 |
DisclosureSEC source: 0001104659-25-056840 · tm2517158-1_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,627 F1 · shares: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 3, 2026. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:09 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 17,593 | $1.35 | $23,750.55 |
DisclosureSEC source: 0001104659-25-031669 · tm2511426-6_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,784 F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:01 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 11,150 | $2.13 | $23,749.50 |
DisclosureSEC source: 0001104659-25-001292 · tm252002-2_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,191 F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 10,509 | $2.26 | $23,750.34 |
DisclosureSEC source: 0001104659-24-105829 · tm2425494-2_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,041 F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:05 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 10,193 | $2.33 | $23,749.69 |
DisclosureSEC source: 0001104659-24-077764 · tm2418785-3_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,532 F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 11:42 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | GrantCommon Stock | 10,593 | $6.61 | $70,001.72 |
DisclosureSEC source: 0001104659-24-073744 · tm2417589-1_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,814 F1 · shares: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 18, 2025. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:30 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantStock Option (Right to Buy) · Derivative | 37,375 | $0.00 Strike: $3.01 | $0.00 |
DisclosureSEC source: 0001104659-24-069677 · tm2416747-1_4seq1.xml · derivative · entry 2 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,375 Underlying: Common Stock · 37,375 shares Expires 2034-06-05 F2 · security: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:30 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 37,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-069677 · tm2416747-1_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,339 F1 · shares: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock shall vest (100%) on the first anniversary of the grant date. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:25 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 6,904 | $3.44 | $23,749.76 |
DisclosureSEC source: 0001104659-24-043218 · tm2411034-3_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,964 F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:02 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 2,639 | $4.50 | $11,875.50 |
DisclosureSEC source: 0001104659-24-001332 · tm241909-5_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,060 F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:20 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 1,421 | $7.60 | $10,799.60 |
DisclosureSEC source: 0001104659-23-106824 · tm2327421-8_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,421 F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan. Read SEC document |
| July 10, 2023 Filed Jul 18, 2023 22:50 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantStock Option (Right to Buy) · Derivative | 20,548 | $0.00 Strike: $10.95 | $0.00 |
DisclosureSEC source: 0001104659-23-082102 · tm2321569-3_4seq1.xml · derivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,548 Underlying: Common Stock · 20,548 shares Expires 2033-07-10 F1 · security: Stock option granted pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. F2 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 21:44 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | GrantCommon Stock | 14,092 | $4.97 | $70,004.83 |
DisclosureSEC source: 0001104659-23-071692 · tm2318831-1_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,221 F1 · shares: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 13, 2024. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 13:54 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | GrantCommon Stock | 30,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-071712 · tm2218509-1_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,129 F1 · shares: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 14, 2023. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 15:13 UTC | ZIX CORP ZIXI · Entity 132010 | Disposition to issuerCommon Stock Option · Derivative | 25,000 | Not disclosed Strike: $2.90 | Not disclosed |
DisclosureSEC source: 0000899243-21-049908 · doc4.xml · derivative · entry 5 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed F2 · shares: Pursuant to the Agreement and the letter agreement, dated December 18, 2021 between the Issuer and Parent (the "Letter Agreement"), each Company Stock-Based Award (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Company Stock-Based Award Consideration (as defined in the Letter Agreement) and each Company Option (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Option Consideration (as defined in the Letter Agreement), payable in accordance with and subject to the terms of the Letter Agreement. F2 · price: Pursuant to the Agreement and the letter agreement, dated December 18, 2021 between the Issuer and Parent (the "Letter Agreement"), each Company Stock-Based Award (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Company Stock-Based Award Consideration (as defined in the Letter Agreement) and each Company Option (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Option Consideration (as defined in the Letter Agreement), payable in accordance with and subject to the terms of the Letter Agreement. F3 · derivative.exercise_date: Granted under the Amended and Restated 2012 Incentive Plan (the "Plan"). Options vest pro rata and quarterly over one year and subject to acceleration under conditions described in the Plan. F3 · derivative.expiration_date: Granted under the Amended and Restated 2012 Incentive Plan (the "Plan"). Options vest pro rata and quarterly over one year and subject to acceleration under conditions described in the Plan. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 15:13 UTC | ZIX CORP ZIXI · Entity 132010 | Disposition to issuerCommon Stock Option · Derivative | 38,519 | Not disclosed Strike: $3.61 | Not disclosed |
DisclosureSEC source: 0000899243-21-049908 · doc4.xml · derivative · entry 4 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 38,519 shares Expires not disclosed F2 · shares: Pursuant to the Agreement and the letter agreement, dated December 18, 2021 between the Issuer and Parent (the "Letter Agreement"), each Company Stock-Based Award (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Company Stock-Based Award Consideration (as defined in the Letter Agreement) and each Company Option (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Option Consideration (as defined in the Letter Agreement), payable in accordance with and subject to the terms of the Letter Agreement. F2 · price: Pursuant to the Agreement and the letter agreement, dated December 18, 2021 between the Issuer and Parent (the "Letter Agreement"), each Company Stock-Based Award (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Company Stock-Based Award Consideration (as defined in the Letter Agreement) and each Company Option (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Option Consideration (as defined in the Letter Agreement), payable in accordance with and subject to the terms of the Letter Agreement. F3 · derivative.exercise_date: Granted under the Amended and Restated 2012 Incentive Plan (the "Plan"). Options vest pro rata and quarterly over one year and subject to acceleration under conditions described in the Plan. F3 · derivative.expiration_date: Granted under the Amended and Restated 2012 Incentive Plan (the "Plan"). Options vest pro rata and quarterly over one year and subject to acceleration under conditions described in the Plan. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 15:13 UTC | ZIX CORP ZIXI · Entity 132010 | Disposition to issuerCommon Stock Option · Derivative | 15,375 | Not disclosed Strike: $4.96 | Not disclosed |
DisclosureSEC source: 0000899243-21-049908 · doc4.xml · derivative · entry 3 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,519 Underlying: Common Stock · 15,375 shares Expires not disclosed F2 · shares: Pursuant to the Agreement and the letter agreement, dated December 18, 2021 between the Issuer and Parent (the "Letter Agreement"), each Company Stock-Based Award (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Company Stock-Based Award Consideration (as defined in the Letter Agreement) and each Company Option (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Option Consideration (as defined in the Letter Agreement), payable in accordance with and subject to the terms of the Letter Agreement. F2 · price: Pursuant to the Agreement and the letter agreement, dated December 18, 2021 between the Issuer and Parent (the "Letter Agreement"), each Company Stock-Based Award (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Company Stock-Based Award Consideration (as defined in the Letter Agreement) and each Company Option (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Option Consideration (as defined in the Letter Agreement), payable in accordance with and subject to the terms of the Letter Agreement. F3 · derivative.exercise_date: Granted under the Amended and Restated 2012 Incentive Plan (the "Plan"). Options vest pro rata and quarterly over one year and subject to acceleration under conditions described in the Plan. F3 · derivative.expiration_date: Granted under the Amended and Restated 2012 Incentive Plan (the "Plan"). Options vest pro rata and quarterly over one year and subject to acceleration under conditions described in the Plan. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 15:13 UTC | ZIX CORP ZIXI · Entity 132010 | Disposition to issuerDeferred Stock Units | 39,049 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-049908 · doc4.xml · nonDerivative · entry 2 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Agreement and the letter agreement, dated December 18, 2021 between the Issuer and Parent (the "Letter Agreement"), each Company Stock-Based Award (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Company Stock-Based Award Consideration (as defined in the Letter Agreement) and each Company Option (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Option Consideration (as defined in the Letter Agreement), payable in accordance with and subject to the terms of the Letter Agreement. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 15:13 UTC | ZIX CORP ZIXI · Entity 132010 | Disposition to issuerCommon Stock | 32,087 | $8.50 | $272,739.50 |
DisclosureSEC source: 0000899243-21-049908 · doc4.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,049 F1 · price: On December 23, 2021, the Issuer was acquired by Open Text Corporation ("Parent") pursuant to the Agreement and Plan of Merger (the "Agreement"), dated as of November 7, 2021, by and among Parent, Issuer and Zeta Merger Sub Inc. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive $8.50 in cash, without interest. F2 · price: Pursuant to the Agreement and the letter agreement, dated December 18, 2021 between the Issuer and Parent (the "Letter Agreement"), each Company Stock-Based Award (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Company Stock-Based Award Consideration (as defined in the Letter Agreement) and each Company Option (as defined in the Letter Agreement) outstanding as of immediately prior to the Effective Time was cancelled and converted into a right to receive an amount of cash equal to the Option Consideration (as defined in the Letter Agreement), payable in accordance with and subject to the terms of the Letter Agreement. Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 21:33 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | GrantCommon Stock | 17,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-094503 · tm2122874-5_4seq1.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,764 F1 · shares: Represents 17,624 shares of restricted stock granted pursuant to the Company's 2012 Omnibus Award Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) July 20, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:54 UTC | ZIX CORP ZIXI · Entity 132010 | GrantCommon Stock | 16,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016933 · doc4.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,136 F1 · shares: Grant under the 2018 Omnibus Incentive Plan (the "Plan"). The restricted stock ("RS") will vest pro-rata and quarterly over one year, and subject to acceleration under conditions described in the Plan. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 20:25 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | GrantCommon Stock | 43,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-085645 · tm2025397-4_4.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,140 F1 · shares: Represents 43,140 shares of restricted stock granted pursuant to the Company's 2012 Omnibus Award Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) July 21, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 16:15 UTC | ZIX CORP ZIXI · Entity 132010 | GrantDeferred Stock Units | 13,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012981 · doc4.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,694 F1 · shares: Grant under the 2018 Omnibus Incentive Plan (the "Plan"). The deferred stock units will vest pro-rata and quarterly over one year, and subject to acceleration under conditions described in the Plan. Delivery of the underlying shares in respect of vesting will occur pursuant to the underlying award agreement. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 17:48 UTC | SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 | GrantCommon Stock | 70,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059359 · doc4.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,866 F1 · shares: The securities awarded on December 3, 2019 are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's Second Amended and Restated 2011 Compensation and Incentive Plan that entitles the reporting person to receive one (1) share of common stock per RSU. The RSUs will vest on April 4, 2020. F2 · balance_after: The Amount of Securities Beneficially Owned Following Reported Transactions has been reduced to reflect the RSUs forfeited by the reporting person. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 16:49 UTC | SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 | PurchaseCommon Stock | 50,000 | $1.54 | $77,000.00 |
DisclosureSEC source: 0001209191-19-036823 · doc4.xml · nonDerivative · entry 5 BONNEY MARK J · CIK 0001232607 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,814 F4 · price: $1.54 is the weighted average share price for the purchase of these shares. The actual prices of the shares purchased ranged from $1.49 to $1.55. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 16:49 UTC | SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 | PurchaseCommon Stock | 40,000 | $1.54 | $61,600.00 |
DisclosureSEC source: 0001209191-19-036823 · doc4.xml · nonDerivative · entry 4 BONNEY MARK J · CIK 0001232607 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,814 F3 · price: $1.54 is the weighted average share price for the purchase of these shares. The actual prices of the shares purchased ranged from $1.50 to $1.55. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 16:49 UTC | SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 | PurchaseCommon Stock | 4,764 | $1.45 | $6,907.80 |
DisclosureSEC source: 0001209191-19-036823 · doc4.xml · nonDerivative · entry 3 BONNEY MARK J · CIK 0001232607 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,814 Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 16:49 UTC | SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 | PurchaseCommon Stock | 18,523 | $1.39 | $25,746.97 |
DisclosureSEC source: 0001209191-19-036823 · doc4.xml · nonDerivative · entry 2 BONNEY MARK J · CIK 0001232607 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,050 F2 · price: $1.39 is the weighted average share price for the purchase of these shares. The actual prices of the shares purchased ranged from $1.35 to $1.40. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 16:49 UTC | SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 | PurchaseCommon Stock | 13,462 | $1.38 | $18,577.56 |
DisclosureSEC source: 0001209191-19-036823 · doc4.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,527 F1 · price: $1.38 is the weighted average share price for the purchase of these shares. The actual prices of the shares purchased ranged from $1.33 to $1.40. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 17:25 UTC | SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 | GrantCommon Stock | 230,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024011 · doc4.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,065 F1 · shares: The securities awarded on April 4, 2019 are in the form of restricted stock units (RSUs) issued pursuant to the SeaChange International, Inc. Second Amended and Restated 2011 Compensation and Incentive Plan (the "2011 Plan") that entitle the reporting person to receive one (1) share of common stock per RSU. One half of the RSUs will vest on April 4, 2020, and the remainder of the RSUs will vest on April 4, 2021. The reporting person has elected to defer issuance of the shares underlying the RSU award until the earlier of the reporting person's departure from the Issuer's board of directors or a change in control of the Issuer. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 16:37 UTC | ZIX CORP ZIXI · Entity 132010 | GrantDeferred Stock Units | 16,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018431 · doc4.xml · nonDerivative · entry 2 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,213 F2 · shares: On the Form 4/A filed on August 23, 2018, the reporting person elected to report on Table II 16,337 Deferred Stock Units ("DSUs") granted under the Amended and Restated 2012 Incentive Plan. Pursuant to guidance from the Securities and Exchange Commission, the reporting person has now elected to report these DSUs on Table I instead of Table II since the DSUs may be settled solely by delivery of an equal number of shares of the issuer's common stock. Therefore, the reporting person has moved the reporting of these 16,337 DSUs from Table II to Table I. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 16:37 UTC | ZIX CORP ZIXI · Entity 132010 | GrantDeferred Stock Units | 9,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018431 · doc4.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,876 F1 · shares: Grant under the 2018 Omnibus Incentive Plan (the "Plan"). The deferred stock units will vest pro-rata and quarterly over one year, and subject to acceleration under conditions described in the Plan. Delivery of the underlying shares in respect of vesting will occur pursuant to the underlying award agreement. Read SEC document |
| July 12, 2018 Filed Aug 29, 2018 17:18 UTC | SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 | GrantCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048835 · doc4.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,296 F1 · shares: The securities awarded on July 12, 2018 are in the form of restricted stock units (RSUs) issued pursuant to the SeaChange International, Inc. Second Amended and Restated 2011 Compensation and Incentive Plan (the "2011 Plan") that entitle the reporting person to receive one (1) share of common stock per RSU. The RSUs will vest on the earlier of (i) July 12, 2019, (ii) the business day before the Issuer's 2019 Annual Meeting of Stockholders or (iii) a change in control of the Issuer. The reporting person has elected to defer issuance of the shares underlying the RSU award until the earlier of the reporting person's departure from the Issuer's board of directors or a change in control of the Issuer. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:08 UTC | ZIX CORP ZIXI · Entity 132010 | GrantDeferred Stock Units · Derivative | 16,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014463 · doc4.xml · derivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,337 Underlying: Common Stock · 16,337 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of ZIXI common stock. F2 · derivative.exercise_date: Grant under the Amended and Restated 2012 Incentive Plan (as amended, the "Plan"). The deferred stock units will vest pro-rata and quarterly over one year, and subject to acceleration under conditions described in the Plan. Delivery of the underlying shares in respect of vesting will occur pursuant to the underlying award agreement. F2 · derivative.expiration_date: Grant under the Amended and Restated 2012 Incentive Plan (as amended, the "Plan"). The deferred stock units will vest pro-rata and quarterly over one year, and subject to acceleration under conditions described in the Plan. Delivery of the underlying shares in respect of vesting will occur pursuant to the underlying award agreement. Read SEC document |
| February 26, 2018 Filed Aug 23, 2018 17:11 UTC Amendment | ZIX CORP ZIXI · Entity 132010 | GrantDeferred Stock Units · Derivative | 16,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048226 · doc4a.xml · derivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,231 Underlying: Common Stock · 16,337 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of ZIXI common stock. F2 · derivative.exercise_date: Grant under the Amended and Restated 2012 Incentive Plan (as amended, the "Plan"). The deferred stock units will vest pro-rata and quarterly over one year, and subject to acceleration under conditions described in the Plan. Delivery of the underlying shares in respect of vesting will occur pursuant to the underlying award agreement. F2 · derivative.expiration_date: Grant under the Amended and Restated 2012 Incentive Plan (as amended, the "Plan"). The deferred stock units will vest pro-rata and quarterly over one year, and subject to acceleration under conditions described in the Plan. Delivery of the underlying shares in respect of vesting will occur pursuant to the underlying award agreement. F3 · balance_after: This Form 4/A amends the Form 4 filed by the Reporting Person on February 28, 2018. The amount of securities directly beneficially owned by the Reporting Person has been historically reported incorrectly and should have been reported as 95,231 shares of common stock. Read SEC document |
| February 26, 2018 Filed Mar 11, 2019 16:37 UTC | ZIX CORP ZIXI · Entity 132010 | Disposition to issuerDeferred Stock Units · Derivative | 16,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018431 · doc4.xml · derivative · entry 3 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,894 Underlying: Common Stock · 16,337 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of ZIXI common stock. F2 · derivative.exercise_date: On the Form 4/A filed on August 23, 2018, the reporting person elected to report on Table II 16,337 Deferred Stock Units ("DSUs") granted under the Amended and Restated 2012 Incentive Plan. Pursuant to guidance from the Securities and Exchange Commission, the reporting person has now elected to report these DSUs on Table I instead of Table II since the DSUs may be settled solely by delivery of an equal number of shares of the issuer's common stock. Therefore, the reporting person has moved the reporting of these 16,337 DSUs from Table II to Table I. F2 · derivative.expiration_date: On the Form 4/A filed on August 23, 2018, the reporting person elected to report on Table II 16,337 Deferred Stock Units ("DSUs") granted under the Amended and Restated 2012 Incentive Plan. Pursuant to guidance from the Securities and Exchange Commission, the reporting person has now elected to report these DSUs on Table I instead of Table II since the DSUs may be settled solely by delivery of an equal number of shares of the issuer's common stock. Therefore, the reporting person has moved the reporting of these 16,337 DSUs from Table II to Table I. F2 · balance_after: On the Form 4/A filed on August 23, 2018, the reporting person elected to report on Table II 16,337 Deferred Stock Units ("DSUs") granted under the Amended and Restated 2012 Incentive Plan. Pursuant to guidance from the Securities and Exchange Commission, the reporting person has now elected to report these DSUs on Table I instead of Table II since the DSUs may be settled solely by delivery of an equal number of shares of the issuer's common stock. Therefore, the reporting person has moved the reporting of these 16,337 DSUs from Table II to Table I. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 17:33 UTC | SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 | GrantCommon Stock | 38,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050445 · doc4.xml · nonDerivative · entry 2 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,046 F2 · shares: The securities awarded on August 24, 2017 are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's Second Amended and Restated 2011 Compensation and Incentive Plan that entitles the reporting person to receive one (1) share of common stock per RSU. The RSUs will vest on the earliest of (i) July 13, 2018, (ii) the business day before the Issuer's 2018 Annual Meeting of Stockholders or (iii) a change in control of the Issuer. The reporting person has elected to defer issuance of the shares underlying the RSU award until the earlier of the reporting person's departure from the Issuer's board of directors or a change in control of the Issuer. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 17:33 UTC | SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 | GrantCommon Stock | 38,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050445 · doc4.xml · nonDerivative · entry 1 BONNEY MARK J · CIK 0001232607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,023 F1 · shares: The securities awarded on August 24, 2017 are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's Second Amended and Restated 2011 Compensation and Incentive Plan that entitles the reporting person to receive one (1) share of common stock per RSU. The RSUs will vest at the rate of 33.33% on the first and second anniversary of August 17, 2017 with the balance of the award to be vested on the third anniversary of August 17, 2017, or upon a change in control of the Issuer. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 17:12 UTC | MRV COMMUNICATIONS INC MRVC · Entity 173787 | Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $8.90 | $0.00 |
DisclosureSEC source: 0000887969-17-000067 · wf-form4_150283152632424.xml · derivative · entry 7 BONNEY MARK J · CIK 0001232607 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires not disclosed F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 17:12 UTC | MRV COMMUNICATIONS INC MRVC · Entity 173787 | Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $10.95 | $0.00 |
DisclosureSEC source: 0000887969-17-000067 · wf-form4_150283152632424.xml · derivative · entry 6 BONNEY MARK J · CIK 0001232607 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires not disclosed F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.