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Trainor-Degirolamo Sheldon

Disclosed activity across 3 companies

Tapewire entity
32198
SEC CIK
0001708966

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bitdeer Technologies GroupBTDR · Entity 283DirectorJuly 01, 2026July 06, 2026
Muzero Acquisition CorpMUZE · Entity 6048DirectorJanuary 29, 2026January 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bitdeer Technologies Group

Report date July 01, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Share UnitsSEC Table II · derivative / convertible securityDirect6,477 Reported balance After 2026-07-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-01 · Grant · Acquired 6,477 · Balance 6,477

F1: Each Restricted Share Unit ("RSU") represents a contingent right to receive Class A ordinary share of the Issuer on a one-for-one basis upon vesting. The RSUs vest over a four-year period, with 25% vesting on each anniversary of the grant date (i.e., July 1, 2026).

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Share Unit ("RSU") represents a contingent right to receive Class A ordinary share of the Issuer on a one-for-one basis upon vesting. The RSUs vest over a four-year period, with 25% vesting on each anniversary of the grant date (i.e., July 1, 2026).

Muzero Acquisition Corp

Report date January 29, 2026 · Filed January 29, 2026

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Athenex, Inc.

Report date March 14, 2019 · Filed March 18, 2019

Section 16 reporting ended · disclosed 2019-03-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy PacBridge Partners V Investment Co Ltd.611,333 Last balance in matching sequence After 2019-03-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2019-03-14 · Sale · Disposed 6 · Balance 665,412

F1: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F2: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Row 2 · 2019-03-15 · Sale · Disposed 54,079 · Balance 611,333

F3: This transaction was executed in multiple trades ranging from $11.75 to $11.85. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F1: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F2: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2027-06-13Direct19,500 Reported balance Holding disclosure · report date 2019-03-14 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 19,500

F4: The option vests in four equal annual installments beginning on June 13, 2018.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.30 · Expires 2028-03-27Direct19,500 Reported balance Holding disclosure · report date 2019-03-14 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 19,500

F5: This option vests in four equal annual installments beginning on March 27, 2019.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.17 · Expires 2029-02-28Direct17,500 Reported balance Holding disclosure · report date 2019-03-14 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 17,500

F6: The option vests in four equal annual installments beginning on February 28, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F2: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: This transaction was executed in multiple trades ranging from $11.75 to $11.85. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F4: The option vests in four equal annual installments beginning on June 13, 2018.

F5: This option vests in four equal annual installments beginning on March 27, 2019.

F6: The option vests in four equal annual installments beginning on February 28, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2026 Filed Jul 6, 2026 11:41 UTC Bitdeer Technologies Group BTDR · Entity 283 GrantRestricted Share Units · Derivative 6,477 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-075220 · ownership.xml · derivative · entry 1

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,477

Underlying: Class A Ordinary Shares · 6,477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit ("RSU") represents a contingent right to receive Class A ordinary share of the Issuer on a one-for-one basis upon vesting. The RSUs vest over a four-year period, with 25% vesting on each anniversary of the grant date (i.e., July 1, 2026).

F1 · derivative.exercise_date: Each Restricted Share Unit ("RSU") represents a contingent right to receive Class A ordinary share of the Issuer on a one-for-one basis upon vesting. The RSUs vest over a four-year period, with 25% vesting on each anniversary of the grant date (i.e., July 1, 2026).

F1 · derivative.expiration_date: Each Restricted Share Unit ("RSU") represents a contingent right to receive Class A ordinary share of the Issuer on a one-for-one basis upon vesting. The RSUs vest over a four-year period, with 25% vesting on each anniversary of the grant date (i.e., July 1, 2026).

Read SEC document
March 15, 2019 Filed Mar 18, 2019 16:21 UTC Athenex, Inc. ATNX · Entity 113753 SaleCommon Stock 54,079 $11.77 $636,509.83
Disclosure

SEC source: 0001209191-19-019994 · doc4.xml · nonDerivative · entry 2

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By PacBridge Partners V Investment Co Ltd.

Disclosed balance after: 611,333

F3 · price: This transaction was executed in multiple trades ranging from $11.75 to $11.85. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F1 · ownership.direct: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F2 · ownership.direct: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.nature: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F2 · ownership.nature: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 16:21 UTC Athenex, Inc. ATNX · Entity 113753 SaleCommon Stock 6 $11.79 $70.74
Disclosure

SEC source: 0001209191-19-019994 · doc4.xml · nonDerivative · entry 1

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By PacBridge Partners V Investment Co Ltd.

Disclosed balance after: 665,412

F1 · ownership.direct: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F2 · ownership.direct: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.nature: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F2 · ownership.nature: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 16:11 UTC Athenex, Inc. ATNX · Entity 113753 SaleCommon Stock 45,915 $11.77 $540,419.55
Disclosure

SEC source: 0001209191-19-019414 · doc4.xml · nonDerivative · entry 1

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By PacBridge Partners V Investment Co Ltd.

Disclosed balance after: 665,418

F1 · price: This transaction was executed in multiple trades ranging from $11.75 to $11.98. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.direct: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.nature: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 18:03 UTC Athenex, Inc. ATNX · Entity 113753 GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $13.17 $0.00
Disclosure

SEC source: 0001209191-19-015867 · doc4.xml · derivative · entry 3

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2029-02-28

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 28, 2020.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 16:18 UTC Athenex, Inc. ATNX · Entity 113753 SaleCommon Stock 12,401 $16.81 $208,460.81
Disclosure

SEC source: 0001209191-18-036335 · doc4.xml · nonDerivative · entry 1

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By PacBridge Partners V Investment Co Ltd.

Disclosed balance after: 711,333

F1 · price: This transaction was executed in multiple trades ranging from $16.80 to $16.85. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.direct: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.nature: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 16:06 UTC Athenex, Inc. ATNX · Entity 113753 SaleCommon Stock 57,421 $16.82 $965,821.22
Disclosure

SEC source: 0001209191-18-036041 · doc4.xml · nonDerivative · entry 1

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By PacBridge Partners V Investment Co Ltd.

Disclosed balance after: 723,734

F1 · price: This transaction was executed in multiple trades ranging from $16.80 to $16.94. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.direct: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.nature: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 16:07 UTC Athenex, Inc. ATNX · Entity 113753 SaleCommon Stock 31,633 $16.81 $531,750.73
Disclosure

SEC source: 0001209191-18-035595 · doc4.xml · nonDerivative · entry 1

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By PacBridge Partners V Investment Co Ltd.

Disclosed balance after: 781,155

F1 · price: This transaction was executed in multiple trades ranging from $16.80 to $16.87. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.direct: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.nature: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 24, 2018 Filed May 30, 2018 16:19 UTC Athenex, Inc. ATNX · Entity 113753 SaleCommon Stock 8,858 $16.88 $149,523.04
Disclosure

SEC source: 0001209191-18-034119 · doc4.xml · nonDerivative · entry 1

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By PacBridge Partners V Investment Co Ltd.

Disclosed balance after: 812,788

F1 · price: This transaction was executed in multiple trades ranging from $16.80 to $17.04. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.direct: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.nature: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 23, 2018 Filed May 24, 2018 16:12 UTC Athenex, Inc. ATNX · Entity 113753 SaleCommon Stock 14,584 $17.03 $248,365.52
Disclosure

SEC source: 0001209191-18-032968 · doc4.xml · nonDerivative · entry 6

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By PacBridge Partners V Investment Co Ltd.

Disclosed balance after: 821,646

F8 · price: This transaction was executed in multiple trades ranging from $17.00 to $17.10. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.direct: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.nature: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 22, 2018 Filed May 24, 2018 16:12 UTC Athenex, Inc. ATNX · Entity 113753 SaleCommon Stock 5,419 $17.00 $92,123.00
Disclosure

SEC source: 0001209191-18-032968 · doc4.xml · nonDerivative · entry 5

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By PacBridge Partners V Investment Co Ltd.

Disclosed balance after: 836,230

F7 · price: This transaction was executed in multiple trades ranging from $17.00 to $17.02. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.direct: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.nature: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 21, 2018 Filed May 24, 2018 16:12 UTC Athenex, Inc. ATNX · Entity 113753 SaleCommon Stock 23,920 $17.01 $406,879.20
Disclosure

SEC source: 0001209191-18-032968 · doc4.xml · nonDerivative · entry 4

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By PacBridge Partners V Investment Co Ltd.

Disclosed balance after: 841,649

F6 · price: This transaction was executed in multiple trades ranging from $17.00 to $17.05. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.direct: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.nature: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 18, 2018 Filed May 24, 2018 16:12 UTC Athenex, Inc. ATNX · Entity 113753 SaleCommon Stock 38,729 $17.01 $658,780.29
Disclosure

SEC source: 0001209191-18-032968 · doc4.xml · nonDerivative · entry 3

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By PacBridge Partners V Investment Co Ltd.

Disclosed balance after: 865,569

F5 · price: This transaction was executed in multiple trades ranging from $17.00 to $17.07. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.direct: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.nature: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 17, 2018 Filed May 24, 2018 16:12 UTC Athenex, Inc. ATNX · Entity 113753 SaleCommon Stock 989 $17.01 $16,822.89
Disclosure

SEC source: 0001209191-18-032968 · doc4.xml · nonDerivative · entry 2

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By PacBridge Partners V Investment Co Ltd.

Disclosed balance after: 904,298

F4 · price: This transaction was executed in multiple trades ranging from $17.00 to $17.01. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.direct: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.nature: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 15, 2018 Filed May 24, 2018 16:12 UTC Athenex, Inc. ATNX · Entity 113753 SaleCommon Stock 38,047 $17.00 $646,799.00
Disclosure

SEC source: 0001209191-18-032968 · doc4.xml · nonDerivative · entry 1

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By PacBridge Partners V Investment Co Ltd.

Disclosed balance after: 905,287

F1 · price: This transaction was executed in multiple trades ranging from $17.00 to $17.04. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.direct: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.

F3 · ownership.nature: Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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March 27, 2018 Filed Mar 5, 2019 16:50 UTC Athenex, Inc. ATNX · Entity 113753 GrantStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $17.30 $0.00
Disclosure

SEC source: 0001209191-19-016635 · doc4.xml · derivative · entry 3

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2028-03-27

F4 · derivative.exercise_date: This option vests in four equal annual installments beginning on March 27, 2019.

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June 19, 2017 Filed Jun 21, 2017 15:13 UTC Athenex, Inc. ATNX · Entity 113753 GrantStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0000905148-17-000610 · form4.xml · derivative · entry 1

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2027-06-19

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on June 19, 2018.

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June 14, 2017 Filed Apr 27, 2018 16:42 UTC Amendment Athenex, Inc. ATNX · Entity 113753 GrantStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-18-026617 · doc4a.xml · derivative · entry 1

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2027-06-14

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on June 14, 2018.

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June 13, 2017 Filed Aug 21, 2018 17:49 UTC Amendment Athenex, Inc. ATNX · Entity 113753 GrantStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-18-047804 · doc4a.xml · derivative · entry 1

Trainor-Degirolamo Sheldon · CIK 0001708966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2027-06-13

F1 · date: This option was previously reported by Mr. Trainor-Degirolamo. This amendment is being filed to correct the transaction date, exercise date, and expiration date.

F1 · derivative.exercise_date: This option was previously reported by Mr. Trainor-Degirolamo. This amendment is being filed to correct the transaction date, exercise date, and expiration date.

F2 · derivative.exercise_date: This option vests in four equal annual installments beginning on June 13, 2018.

F1 · derivative.expiration_date: This option was previously reported by Mr. Trainor-Degirolamo. This amendment is being filed to correct the transaction date, exercise date, and expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.