Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amer Sports, Inc.AS · Entity 1124 | Director | May 14, 2026 | May 18, 2026 |
| FIGS, Inc.FIGS · Entity 4347 | Director · Chief Executive Officer · 10% owner | October 01, 2026 | October 05, 2026 |
| Markforged Holding CorpAONE.U · Entity 80484 | Director | August 17, 2020 | August 19, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amer Sports, Inc.
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,250 |
Reported balance
After 2026-05-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 5,250 · Balance 5,250 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share of Amer Sports, Inc. F2: Reflects RSUs granted under the Amer Sports, Inc. 2024 Omnibus Incentive Plan (the "2024 Omnibus Plan") on May 14, 2026, which are scheduled to vest in full on the earlier of (a) the one-year anniversary of the grant date and (b) the date immediately preceding the date of the Issuer's next Annual Shareholder Meeting, subject to the terms of the 2024 Omnibus Plan and the applicable award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share of Amer Sports, Inc.
F2: Reflects RSUs granted under the Amer Sports, Inc. 2024 Omnibus Incentive Plan (the "2024 Omnibus Plan") on May 14, 2026, which are scheduled to vest in full on the earlier of (a) the one-year anniversary of the grant date and (b) the date immediately preceding the date of the Issuer's next Annual Shareholder Meeting, subject to the terms of the 2024 Omnibus Plan and the applicable award agreement.
FIGS, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,671,854 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Tax withholding · Disposed 61,554 · Balance 1,671,854 F1: THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs") AND THE RELATED WITHHOLDING OF SHARES TO SATISFY THE TAX OBLIGATION OWED IN CONNECTION THEREWITH. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the Reporting Person. F3: 855,987 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 19,919,349 shares of the Issuer's Class A Common Stock underlying vested options. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by the Catherine Spear Revocable Trust | 797,073 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 797,073 |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by Hollywood Capital Partners LLC | 141 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 141 F4: The Reporting Person is a managing member of Hollywood Capital Partners LLC and disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs") AND THE RELATED WITHHOLDING OF SHARES TO SATISFY THE TAX OBLIGATION OWED IN CONNECTION THEREWITH. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION.
F2: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the Reporting Person.
F3: 855,987 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 19,919,349 shares of the Issuer's Class A Common Stock underlying vested options.
F4: The Reporting Person is a managing member of Hollywood Capital Partners LLC and disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
Markforged Holding Corp
Report date August 17, 2020 · Filed August 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-08-17 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 22:15 UTC | FIGS, Inc. FIGS · Entity 4347 | Tax withholdingClass A Common Stock | 61,554 | $14.08 | $866,680.32 |
DisclosureSEC source: 0001628280-26-065107 · wk-form4_1791238504.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,671,854 F1 · date: THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs") AND THE RELATED WITHHOLDING OF SHARES TO SATISFY THE TAX OBLIGATION OWED IN CONNECTION THEREWITH. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the Reporting Person. F3 · balance_after: 855,987 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 19,919,349 shares of the Issuer's Class A Common Stock underlying vested options. Read SEC document |
| July 01, 2026 Filed Jul 7, 2026 00:25 UTC | FIGS, Inc. FIGS · Entity 4347 | Tax withholdingClass A Common Stock | 61,556 | $10.05 | $618,637.80 |
DisclosureSEC source: 0001628280-26-047417 · wk-form4_1783383906.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,733,408 F1 · date: THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs") AND THE RELATED WITHHOLDING OF SHARES TO SATISFY THE TAX OBLIGATION OWED IN CONNECTION THEREWITH. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the Reporting Person. F3 · balance_after: 976,967 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 19,776,378 shares of the Issuer's Class A Common Stock underlying vested options. Read SEC document |
| May 14, 2026 Filed May 18, 2026 13:02 UTC | Amer Sports, Inc. AS · Entity 1124 | GrantRestricted Stock Units · Derivative | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001820448-26-000005 · wk-form4_1779109365.xml · derivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,250 Underlying: Ordinary Shares · 5,250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share of Amer Sports, Inc. F2 · derivative.exercise_date: Reflects RSUs granted under the Amer Sports, Inc. 2024 Omnibus Incentive Plan (the "2024 Omnibus Plan") on May 14, 2026, which are scheduled to vest in full on the earlier of (a) the one-year anniversary of the grant date and (b) the date immediately preceding the date of the Issuer's next Annual Shareholder Meeting, subject to the terms of the 2024 Omnibus Plan and the applicable award agreement. F2 · derivative.expiration_date: Reflects RSUs granted under the Amer Sports, Inc. 2024 Omnibus Incentive Plan (the "2024 Omnibus Plan") on May 14, 2026, which are scheduled to vest in full on the earlier of (a) the one-year anniversary of the grant date and (b) the date immediately preceding the date of the Issuer's next Annual Shareholder Meeting, subject to the terms of the 2024 Omnibus Plan and the applicable award agreement. Read SEC document |
| May 08, 2026 Filed May 11, 2026 12:40 UTC | Amer Sports, Inc. AS · Entity 1124 | Exercise / conversionRestricted Stock Units · Derivative | 7,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001988894-26-000061 · wk-form4_1778503237.xml · derivative · entry 2 Spear Catherine Eva · CIK 0001820448 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 7,265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share of Amer Sports, Inc. F2 · derivative.exercise_date: The RSUs were granted on May 8, 2025 and vested in full on May 8, 2026. The Form 3 filed on March 18, 2026 inadvertently reported that the RSUs were scheduled to vest on May 7, 2026. F2 · derivative.expiration_date: The RSUs were granted on May 8, 2025 and vested in full on May 8, 2026. The Form 3 filed on March 18, 2026 inadvertently reported that the RSUs were scheduled to vest on May 7, 2026. Read SEC document |
| May 08, 2026 Filed May 11, 2026 12:40 UTC | Amer Sports, Inc. AS · Entity 1124 | Exercise / conversionOrdinary Shares | 7,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001988894-26-000061 · wk-form4_1778503237.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share of Amer Sports, Inc. Read SEC document |
| April 02, 2026 Filed Apr 7, 2026 01:02 UTC | FIGS, Inc. FIGS · Entity 4347 | SaleClass A Common Stock | 62,335 | $14.44 | $900,048.83 |
DisclosureSEC source: 0001628280-26-023974 · wk-form4_1775523718.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,794,964 F1 · date: THIS FORM 4 CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs"), WHICH SERVE TO INCREASE THE NUMBER OF SHARES OF THE OUTSTANDING CAPITAL STOCK OF THE ISSUER OWNED BY THE REPORTING PERSON, AND THE RELATED SALE OF CERTAIN SHARES REQUIRED PURSUANT TO A 10B5-1 INSTRUCTION LETTER TO SATISFY THE TAX OBLIGATIONS OWED IN CONNECTION WITH THE VESTING AND SETTLEMENT OF SUCH RSUs. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · kind: REPRESENTS THE AGGREGATE NUMBER OF SHARES SOLD BY THE REPORTING PERSON SOLELY TO COVER REQUIRED TAXES AND FEES DUE UPON THE VESTING AND SETTLEMENT OF RSUs. THE SALES WERE MADE PURSUANT TO A 10B5-1 INSTRUCTION LETTER DELIVERED TO THE ISSUER ON MAY 13, 2025, AND NONE OF THE SHARES REPORTED ON THIS FORM 4 WERE SOLD FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES AND FEES. F3 · balance_after: 1,097,946 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 19,633,407 shares of the Issuer's Class A Common Stock underlying vested options. Read SEC document |
| January 06, 2026 Filed Jan 9, 2026 00:07 UTC | FIGS, Inc. FIGS · Entity 4347 | SaleClass A Common Stock | 49,734 | $11.38 | $565,918.21 |
DisclosureSEC source: 0001628280-26-001432 · wk-form4_1767917249.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,857,299 F1 · date: THIS FORM 4 CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs"), WHICH SERVE TO INCREASE THE NUMBER OF SHARES OF THE OUTSTANDING CAPITAL STOCK OF THE ISSUER OWNED BY THE REPORTING PERSON, AND THE RELATED SALE OF CERTAIN SHARES REQUIRED PURSUANT TO A 10B5-1 INSTRUCTION LETTER TO SATISFY THE TAX OBLIGATIONS OWED IN CONNECTION WITH THE VESTING AND SETTLEMENT OF SUCH RSUs. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · kind: REPRESENTS THE AGGREGATE NUMBER OF SHARES SOLD BY THE REPORTING PERSON SOLELY TO COVER REQUIRED TAXES AND FEES DUE UPON THE VESTING AND SETTLEMENT OF RSUs. THE SALES WERE MADE PURSUANT TO A 10B5-1 INSTRUCTION LETTER DELIVERED TO THE ISSUER ON MAY 13, 2025, AND NONE OF THE SHARES REPORTED ON THIS FORM 4 WERE SOLD FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES AND FEES. F3 · balance_after: 1,218,926 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 19,490,436 shares of the Issuer's Class A Common Stock underlying vested options. Read SEC document |
| October 02, 2025 Filed Oct 6, 2025 22:44 UTC | FIGS, Inc. FIGS · Entity 4347 | SaleClass A Common Stock | 62,213 | $6.88 | $428,081.43 |
DisclosureSEC source: 0001628280-25-044385 · wk-form4_1759790648.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,907,033 F1 · date: THIS FORM 4 CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs"), WHICH SERVE TO INCREASE THE NUMBER OF SHARES OF THE OUTSTANDING CAPITAL STOCK OF THE ISSUER OWNED BY THE REPORTING PERSON, AND THE RELATED SALE OF CERTAIN SHARES REQUIRED PURSUANT TO A 10B5-1 INSTRUCTION LETTER TO SATISFY THE TAX OBLIGATIONS OWED IN CONNECTION WITH THE VESTING AND SETTLEMENT OF SUCH RSUs. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · kind: REPRESENTS THE AGGREGATE NUMBER OF SHARES SOLD BY THE REPORTING PERSON SOLELY TO COVER REQUIRED TAXES AND FEES DUE UPON THE VESTING AND SETTLEMENT OF RSUs. THE SALES WERE MADE PURSUANT TO A 10B5-1 INSTRUCTION LETTER DELIVERED TO THE ISSUER ON MAY 13, 2025, AND NONE OF THE SHARES REPORTED ON THIS FORM 4 WERE SOLD FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES AND FEES. F3 · balance_after: 1,339,906 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 19,347,466 shares of the Issuer's Class A Common Stock underlying vested options. Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 20:39 UTC | FIGS, Inc. FIGS · Entity 4347 | SaleClass A Common Stock | 65,866 | $6.88 | $453,158.08 |
DisclosureSEC source: 0001820448-25-000006 · wk-form4_1755203990.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,969,246 F1 · kind: REPRESENTS THE AGGREGATE NUMBER OF SHARES SOLD BY THE REPORTING PERSON SOLELY TO COVER REQUIRED TAXES AND FEES DUE UPON THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs"). THE SALES WERE MADE PURSUANT TO A 10B5-1 INSTRUCTION LETTER DELIVERED TO THE ISSUER ON MAY 13, 2025, AND NONE OF THE SHARES REPORTED AS SOLD ON THIS FORM 4 WERE SOLD FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES AND FEES. F2 · balance_after: 1,460,886 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person holds 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into an equal number of shares of Class A Common Stock, and 18,958,606 shares of the Issuer's Class A Common Stock underlying vested options, neither of which are reported on this Form 4. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 20:39 UTC | FIGS, Inc. FIGS · Entity 4347 | GrantStock Option (Right to Buy) · Derivative | 727,097 | Not disclosed Strike: $6.63 | Not disclosed |
DisclosureSEC source: 0001820448-25-000006 · wk-form4_1755203990.xml · derivative · entry 5 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 727,097 Underlying: Class A Common Stock · 727,097 shares Expires 2031-05-25 F5 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on August 12, 2025 (the "Repricing Date"). The Option Repricing applies to 727,097 fully vested options originally granted to the Reporting Person on May 26, 2021 with an original exercise price of $22.00. Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $6.63 per share, the closing price of the Issuer's Class A Common Stock on the Repricing Date. The vesting schedule of the repriced options has also been extended as reported herein. There is no change to the expiration date of, or number of shares underlying, the repriced options. For more information, see Part II, Item 5. "Other Information" in the Issuer's Form 10-Q filed with the SEC on August 7, 2025. F6 · derivative.exercise_date: The option vests and becomes exercisable in 24 equal monthly installments, with the first installment vesting on September 12, 2025. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 20:39 UTC | FIGS, Inc. FIGS · Entity 4347 | Disposition to issuerStock Option (Right to Buy) · Derivative | 727,097 | Not disclosed Strike: $22.00 | Not disclosed |
DisclosureSEC source: 0001820448-25-000006 · wk-form4_1755203990.xml · derivative · entry 4 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 727,097 shares Expires 2031-05-25 F5 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on August 12, 2025 (the "Repricing Date"). The Option Repricing applies to 727,097 fully vested options originally granted to the Reporting Person on May 26, 2021 with an original exercise price of $22.00. Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $6.63 per share, the closing price of the Issuer's Class A Common Stock on the Repricing Date. The vesting schedule of the repriced options has also been extended as reported herein. There is no change to the expiration date of, or number of shares underlying, the repriced options. For more information, see Part II, Item 5. "Other Information" in the Issuer's Form 10-Q filed with the SEC on August 7, 2025. F4 · derivative.exercise_date: All shares underlying this option have vested. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 21:59 UTC | FIGS, Inc. FIGS · Entity 4347 | GrantClass A Common Stock | 847,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-010977 · wk-form4_1741298350.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,035,112 F1 · shares: These Restricted Stock Units ("RSUs") vest as to 1/16th of the shares of Class A Common Stock underlying the RSUs on each quarterly anniversary following April 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: All but 371,024 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 18,683,086 shares of the Issuer's Class A Common Stock underlying vested options. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:40 UTC | FIGS, Inc. FIGS · Entity 4347 | GrantClass A Common Stock | 652,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-009429 · wk-form4_1709761184.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,187,654 F1 · shares: These Restricted Stock Units ("RSUs") vest as to 1/16th of the shares of Class A Common Stock underlying the RSUs on July 1, 2024 and as to 1/16th of the shares of Class A Common Stock underlying the RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: All but 146,676 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 16,245,767 shares of the Issuer's Class A Common Stock underlying vested options. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 02:02 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass B Common Stock · Derivative | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-041106 · wk-form4_1702000926.xml · derivative · entry 4 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,352,608 Underlying: Class A Common Stock · 169,076 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F2 · kind: Upon vesting and settlement of Restricted Stock Units ("RSUs") for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 02:02 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass A Common Stock | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-041106 · wk-form4_1702000926.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 535,480 F1 · date: THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE EXCHANGE BY THE REPORTING PERSON OF CERTAIN SHARES OF THE ISSUER'S CLASS A COMMON STOCK FOR SHARES OF THE ISSUER'S CLASS B COMMON STOCK. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · kind: Upon vesting and settlement of Restricted Stock Units ("RSUs") for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F3 · balance_after: All but 111,321 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to the Equity Award Exchange Right Agreement. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and which are reflected in Table II of this Form 4, and 15,636,436 shares of the Issuer's Class A Common Stock underlying vested options. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 23:32 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass B Common Stock · Derivative | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-031767 · wk-form4_1694129539.xml · derivative · entry 4 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,183,532 Underlying: Class A Common Stock · 169,076 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F2 · kind: Upon vesting and settlement of Restricted Stock Units ("RSUs") for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 23:32 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass A Common Stock | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-031767 · wk-form4_1694129539.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 704,556 F1 · date: THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE EXCHANGE BY THE REPORTING PERSON OF CERTAIN SHARES OF THE ISSUER'S CLASS A COMMON STOCK FOR SHARES OF THE ISSUER'S CLASS B COMMON STOCK. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · kind: Upon vesting and settlement of Restricted Stock Units ("RSUs") for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F3 · balance_after: All but 76,966 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to the Equity Award Exchange Right Agreement. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,300,085 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and which are reflected in Table II of this Form 4, and 15,027,107 shares of the Issuer's Class A Common Stock underlying vested options. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 20:27 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass B Common Stock · Derivative | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-021114 · wk-form4_1686083260.xml · derivative · entry 4 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,014,456 Underlying: Class A Common Stock · 169,076 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F2 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 20:27 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass A Common Stock | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-021114 · wk-form4_1686083260.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 873,632 F1 · date: THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE EXCHANGE BY THE REPORTING PERSON OF CERTAIN SHARES OF THE ISSUER'S CLASS A COMMON STOCK FOR SHARES OF THE ISSUER'S CLASS B COMMON STOCK. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F3 · balance_after: All but 42,612 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to the Equity Award Exchange Right Agreement. Read SEC document |
| May 09, 2023 Filed May 11, 2023 20:56 UTC | FIGS, Inc. FIGS · Entity 4347 | GrantStock Option (Right to Buy) · Derivative | 833,334 | $0.00 Strike: $7.91 | $0.00 |
DisclosureSEC source: 0001628280-23-017628 · wk-form4_1683838568.xml · derivative · entry 4 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 833,334 Underlying: Class A Common Stock · 833,334 shares Expires 2033-05-09 F4 · derivative.exercise_date: The option vests and becomes exercisable in 48 equal monthly installments, with the first installment vesting on June 9, 2023. Read SEC document |
| May 09, 2023 Filed May 11, 2023 20:56 UTC | FIGS, Inc. FIGS · Entity 4347 | GrantClass A Common Stock | 436,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-017628 · wk-form4_1683838568.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,042,708 F1 · shares: These Restricted Stock Units ("RSUs") vest as to 1/16th of the shares of Class A Common Stock underlying the RSUs on September 1, 2023 and as to 1/16th of the shares of Class A Common Stock underlying the RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: All but 35,510 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person. Read SEC document |
| March 08, 2023 Filed Mar 8, 2023 21:34 UTC | FIGS, Inc. FIGS · Entity 4347 | PurchaseClass A Common Stock | 40,000 | $6.06 | $242,464.00 |
DisclosureSEC source: 0001628280-23-007010 · wf-form4_167831124289930.xml · nonDerivative · entry 2 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Catherine Spear Revocable Trust Disclosed balance after: 797,073 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.96 to $6.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 21:34 UTC | FIGS, Inc. FIGS · Entity 4347 | PurchaseClass A Common Stock | 750,000 | $6.32 | $4,736,925.00 |
DisclosureSEC source: 0001628280-23-007010 · wf-form4_167831124289930.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Catherine Spear Revocable Trust Disclosed balance after: 757,073 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.25 to $6.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 21:44 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass B Common Stock · Derivative | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-006730 · wf-form4_167822543439859.xml · derivative · entry 4 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,380 Underlying: Class A Common Stock · 169,076 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F2 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 21:44 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass A Common Stock | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-006730 · wf-form4_167822543439859.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,661 F1 · date: THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE EXCHANGE BY THE REPORTING PERSON OF CERTAIN SHARES OF THE ISSUER'S CLASS A COMMON STOCK FOR SHARES OF THE ISSUER'S CLASS B COMMON STOCK. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F3 · balance_after: All but 35,510 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to the Equity Award Exchange Right Agreement. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 21:32 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass B Common Stock · Derivative | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-031452 · wf-form4_167036236042922.xml · derivative · entry 4 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,304 Underlying: Class A Common Stock · 169,076 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F2 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 21:32 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass A Common Stock | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-031452 · wf-form4_167036236042922.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,737 F1 · date: THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE EXCHANGE BY THE REPORTING PERSON OF CERTAIN SHARES OF THE ISSUER'S CLASS A COMMON STOCK FOR SHARES OF THE ISSUER'S CLASS B COMMON STOCK. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F3 · balance_after: All but 28,408 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to the Equity Award Exchange Right Agreement. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 21:27 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass B Common Stock · Derivative | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024527 · wf-form4_166258605381056.xml · derivative · entry 4 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,228 Underlying: Class A Common Stock · 169,076 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F2 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 21:27 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass A Common Stock | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024527 · wf-form4_166258605381056.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944,813 F1 · date: THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE EXCHANGE BY THE REPORTING PERSON OF CERTAIN SHARES OF THE ISSUER'S CLASS A COMMON STOCK FOR SHARES OF THE ISSUER'S CLASS B COMMON STOCK. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F3 · balance_after: All but 21,306 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to the Equity Award Exchange Right Agreement. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 23:54 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass B Common Stock · Derivative | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034721 · doc4.xml · derivative · entry 4 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,152 Underlying: Class A Common Stock · 169,076 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F2 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 23:54 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass A Common Stock | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034721 · doc4.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113,889 F1 · date: THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE EXCHANGE BY THE REPORTING PERSON OF CERTAIN SHARES OF THE ISSUER'S CLASS A COMMON STOCK FOR SHARES OF THE ISSUER'S CLASS B COMMON STOCK AND A PRO RATA DISTRIBUTION OF SHARES TO AN ENTITY OF WHICH THE REPORTING PERSON IS A MEMBER. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F3 · balance_after: All but 14,204 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to the Equity Award Exchange Right Agreement. Read SEC document |
| March 02, 2022 Filed Mar 5, 2022 01:07 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass B Common Stock · Derivative | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016506 · doc4.xml · derivative · entry 6 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,076 Underlying: Class A Common Stock · 169,076 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F3 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| March 02, 2022 Filed Mar 5, 2022 01:07 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass A Common Stock | 169,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016506 · doc4.xml · nonDerivative · entry 3 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282,965 F3 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person (the "Equity Award Exchange Right Agreement"). F4 · balance_after: All but 7,102 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to the Equity Award Exchange Right Agreement. Read SEC document |
| January 13, 2022 Filed Mar 5, 2022 01:07 UTC | FIGS, Inc. FIGS · Entity 4347 | GiftClass B Common Stock · Derivative | 679,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016506 · doc4.xml · derivative · entry 5 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Catherine Spear Revocable Trust Disclosed balance after: 2,150,521 Underlying: Class A Common Stock · 679,301 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F6 · shares: On January 13, 2022, the Reporting Person transferred 679,301 shares of Class B Common Stock of the Issuer to the Catherine Spear Revocable Trust, of which the Reporting Person is trustee. The Reporting Person is the sole beneficiary of the trust. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| January 13, 2022 Filed Mar 5, 2022 01:07 UTC | FIGS, Inc. FIGS · Entity 4347 | GiftClass B Common Stock · Derivative | 679,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016506 · doc4.xml · derivative · entry 4 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 679,301 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F6 · shares: On January 13, 2022, the Reporting Person transferred 679,301 shares of Class B Common Stock of the Issuer to the Catherine Spear Revocable Trust, of which the Reporting Person is trustee. The Reporting Person is the sole beneficiary of the trust. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| January 13, 2022 Filed Mar 5, 2022 01:07 UTC | FIGS, Inc. FIGS · Entity 4347 | GiftClass A Common Stock | 7,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016506 · doc4.xml · nonDerivative · entry 2 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Catherine Spear Revocable Trust Disclosed balance after: 7,073 F2 · shares: On January 13, 2022, the Reporting Person transferred 7,073 shares of Class A Common Stock of the Issuer to the Catherine Spear Revocable Trust, of which the Reporting Person is trustee. The Reporting Person is the sole beneficiary of the trust. Read SEC document |
| January 13, 2022 Filed Mar 5, 2022 01:07 UTC | FIGS, Inc. FIGS · Entity 4347 | GiftClass A Common Stock | 7,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016506 · doc4.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,452,041 F1 · date: THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS TRANSFERS MADE BY THE REPORTING PERSON TO HER TRUST AND THE EXCHANGE BY THE REPORTING PERSON OF CERTAIN SHARES OF THE ISSUER'S CLASS A COMMON STOCK FOR SHARES OF THE ISSUER'S CLASS B COMMON STOCK. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · shares: On January 13, 2022, the Reporting Person transferred 7,073 shares of Class A Common Stock of the Issuer to the Catherine Spear Revocable Trust, of which the Reporting Person is trustee. The Reporting Person is the sole beneficiary of the trust. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 01:44 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass B Common Stock · Derivative | 84,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068219 · doc4.xml · derivative · entry 3 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,301 Underlying: Class A Common Stock · 84,187 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F3 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person, as previously approved by the Issuer's board of directors (the "Equity Award Exchange Right Agreement"). F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 01:44 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass A Common Stock | 84,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068219 · doc4.xml · nonDerivative · entry 2 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,459,114 F3 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person, as previously approved by the Issuer's board of directors (the "Equity Award Exchange Right Agreement"). F4 · balance_after: All but 7,073 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to the Equity Award Exchange Right Agreement. Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 01:44 UTC | FIGS, Inc. FIGS · Entity 4347 | SaleClass A Common Stock | 84,889 | $30.60 | $2,597,603.40 |
DisclosureSEC source: 0001209191-21-068219 · doc4.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,543,301 F1 · date: THIS FORM 4 CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs"), WHICH SERVE TO INCREASE THE NUMBER OF SHARES OF THE OUTSTANDING CAPITAL STOCK OF THE ISSUER OWNED BY THE REPORTING PERSON, THE RELATED SALE OF CERTAIN SHARES REQUIRED TO SATISFY THE TAX OBLIGATIONS OWED IN CONNECTION WITH THE VESTING AND SETTLEMENT OF SUCH RSUs AND THE EXCHANGE BY THE REPORTING PERSON OF CERTAIN SHARES OF THE ISSUER'S CLASS A COMMON STOCK FOR SHARES OF THE ISSUER'S CLASS B COMMON STOCK. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · kind: REPRESENTS THE AGGREGATE NUMBER OF SHARES SOLD BY THE REPORTING PERSON SOLELY TO COVER REQUIRED TAXES AND FEES DUE UPON THE VESTING AND SETTLEMENT OF RSUs. THE REPORTING PERSON DID NOT SELL OR OTHERWISE DISPOSE OF ANY OF THE SHARES REPORTED ON THIS FORM 4 FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES AND FEES. Read SEC document |
| November 29, 2021 Filed Dec 2, 2021 02:01 UTC | FIGS, Inc. FIGS · Entity 4347 | SaleClass A Common Stock | 3,540 | $32.79 | $116,076.60 |
DisclosureSEC source: 0001209191-21-067388 · doc4.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628,190 F1 · date: THIS FORM 4 CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs"), WHICH SERVE TO INCREASE THE NUMBER OF SHARES OF THE OUTSTANDING CAPITAL STOCK OF THE ISSUER OWNED BY THE REPORTING PERSON, AND THE RELATED SALE OF SHARES REQUIRED TO SATISFY THE TAX OBLIGATIONS OWED IN CONNECTION WITH THE VESTING AND SETTLEMENT OF SUCH RSUs. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. F2 · kind: REPRESENTS THE AGGREGATE NUMBER OF SHARES SOLD BY THE REPORTING PERSON SOLELY TO COVER REQUIRED TAXES AND FEES DUE UPON THE VESTING AND SETTLEMENT OF RSUs. THE REPORTING PERSON DID NOT SELL OR OTHERWISE DISPOSE OF ANY OF THE SHARES REPORTED ON THIS FORM 4 FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES AND FEES. F3 · balance_after: All but 7,073 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person, as previously approved by the Issuer's board of directors. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 02:06 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass B Common Stock · Derivative | 83,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065352 · doc4.xml · derivative · entry 3 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,114 Underlying: Class A Common Stock · 83,607 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F3 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person, as previously approved by the Issuer's board of directors (the "Equity Award Exchange Right Agreement"). F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 02:06 UTC | FIGS, Inc. FIGS · Entity 4347 | OtherClass A Common Stock | 83,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065352 · doc4.xml · nonDerivative · entry 2 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631,730 F3 · kind: Upon vesting and settlement of RSUs for shares of the Issuer's Class A Common Stock, such shares were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person, as previously approved by the Issuer's board of directors (the "Equity Award Exchange Right Agreement"). F4 · balance_after: All but 3,511 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to the Equity Award Exchange Right Agreement. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 02:06 UTC | FIGS, Inc. FIGS · Entity 4347 | SaleClass A Common Stock | 89,060 | $34.29 | $3,053,778.34 |
DisclosureSEC source: 0001209191-21-065352 · doc4.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,715,337 F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes and fees due upon the vesting and settlement of Restricted Stock Units ("RSUs"). The Reporting Person did not sell any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.890 to $34.292 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 01:48 UTC | FIGS, Inc. FIGS · Entity 4347 | ConversionClass B Common Stock · Derivative | 1,468,324 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-036683 · doc4.xml · derivative · entry 8 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Catherine Spear Revocable Trust Disclosed balance after: 1,471,220 Underlying: Class A Common Stock · 1,468,324 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F1 · shares: On September 20, 2021, the Reporting Person directed the sale of 1,468,324 shares of her Class B Common Stock, resulting in the automatic conversion of such shares of Class B Common Stock at a 1:1 ratio into shares of the Issuer's Class A Common Stock upon execution of the sale and pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 01:48 UTC | FIGS, Inc. FIGS · Entity 4347 | SaleClass A Common Stock | 1,468,324 | $40.25 | $59,100,041.00 |
DisclosureSEC source: 0000899243-21-036683 · doc4.xml · nonDerivative · entry 2 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Catherine Spear Revocable Trust Disclosed balance after: 0 Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 01:48 UTC | FIGS, Inc. FIGS · Entity 4347 | ConversionClass A Common Stock | 1,468,324 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-036683 · doc4.xml · nonDerivative · entry 1 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Catherine Spear Revocable Trust Disclosed balance after: 1,468,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On September 20, 2021, the Reporting Person directed the sale of 1,468,324 shares of her Class B Common Stock, resulting in the automatic conversion of such shares of Class B Common Stock at a 1:1 ratio into shares of the Issuer's Class A Common Stock upon execution of the sale and pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| July 01, 2021 Filed Sep 21, 2021 01:48 UTC | FIGS, Inc. FIGS · Entity 4347 | GiftClass B Common Stock · Derivative | 319,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-036683 · doc4.xml · derivative · entry 7 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Catherine Spear Revocable Trust Disclosed balance after: 2,939,544 Underlying: Class A Common Stock · 319,734 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F5 · shares: On July 1, 2021, the Reporting Person transferred 319,734 shares of Class B Common Stock of the Issuer from the Wingaersheek Irrevocable Trust II u/a/d 10/15/2020 to the Catherine Spear Revocable Trust, of each of which the Reporting Person is trustee. The Reporting Person has voting and investment control over these shares. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| July 01, 2021 Filed Sep 21, 2021 01:48 UTC | FIGS, Inc. FIGS · Entity 4347 | GiftClass B Common Stock · Derivative | 319,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-036683 · doc4.xml · derivative · entry 6 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Wingaersheek Irrevocable Trust II u/a/d 10/15/2020 Disclosed balance after: 983,016 Underlying: Class A Common Stock · 319,734 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F5 · shares: On July 1, 2021, the Reporting Person transferred 319,734 shares of Class B Common Stock of the Issuer from the Wingaersheek Irrevocable Trust II u/a/d 10/15/2020 to the Catherine Spear Revocable Trust, of each of which the Reporting Person is trustee. The Reporting Person has voting and investment control over these shares. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
| July 01, 2021 Filed Sep 21, 2021 01:48 UTC | FIGS, Inc. FIGS · Entity 4347 | GiftClass B Common Stock · Derivative | 319,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-036683 · doc4.xml · derivative · entry 5 Spear Catherine Eva · CIK 0001820448 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Catherine Spear Revocable Trust Disclosed balance after: 2,619,810 Underlying: Class A Common Stock · 319,734 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F4 · shares: On July 1, 2021, the Reporting Person transferred 319,734 shares of Class B Common Stock of the Issuer from the Wingaersheek Irrevocable Trust I u/a/d 10/15/2020 to the Catherine Spear Revocable Trust, of each of which the Reporting Person is trustee. The Reporting Person has voting and investment control over these shares. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.