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Moll Laurent R

Disclosed activity across 1 company

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32130
SEC CIK
0001888601

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Arteris, Inc.AIP · Entity 2399Chief Operating OfficerOctober 02, 2026October 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Arteris, Inc.

Report date October 02, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect194,659 Ending reported balance After 2026-10-05 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2026-10-02 · Sale · Disposed 887 · Balance 211,591

F1: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Row 2 · 2026-10-02 · Sale · Disposed 1,931 · Balance 209,660

F1: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Row 3 · 2026-10-02 · Sale · Disposed 1,889 · Balance 207,771

F1: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Row 4 · 2026-10-02 · Sale · Disposed 893 · Balance 206,878

F1: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Row 5 · 2026-10-05 · Sale · Disposed 12,219 · Balance 194,659

F2: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2026.

F3: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.89 to $24.64 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2026.

F3: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.89 to $24.64 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2025 Filed Jun 6, 2025 22:14 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 202 $7.96 $1,607.92
Disclosure

SEC source: 0001562180-25-004581 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 483,759

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:48 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 612 $7.70 $4,714.42
Disclosure

SEC source: 0001562180-25-004446 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 483,961

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

F2 · balance_after: Includes 3,000 of shares of common stock acquired on May 21, 2025 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 04, 2025 Filed Apr 5, 2025 00:34 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,260 $6.15 $7,749.00
Disclosure

SEC source: 0001562180-25-003026 · primarydocument.xml · nonDerivative · entry 4

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 481,573

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:34 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,885 $7.12 $13,418.56
Disclosure

SEC source: 0001562180-25-003026 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 482,833

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:34 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 891 $7.12 $6,342.67
Disclosure

SEC source: 0001562180-25-003026 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 484,718

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:34 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,927 $7.12 $13,717.54
Disclosure

SEC source: 0001562180-25-003026 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 485,609

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 22:08 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 193 $8.19 $1,580.67
Disclosure

SEC source: 0001562180-25-002225 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 487,536

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 01:13 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 654 $8.38 $5,482.68
Disclosure

SEC source: 0001562180-25-002072 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487,729

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 23:47 UTC Arteris, Inc. AIP · Entity 2399 GrantStock Options (Right to buy) · Derivative 40,000 $0.00 Strike: $9.28 $0.00
Disclosure

SEC source: 0001562180-25-001644 · primarydocument.xml · derivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-02-20

F2 · derivative.exercise_date: 40,000 of the shares subject to the stock option vest and become exercisable in 16 substantially equal quarterly installments commencing on April 1, 2025.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 23:47 UTC Arteris, Inc. AIP · Entity 2399 GrantCommon Stock 37,783 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001644 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,383

F1 · shares: Includes 37,783 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in16 substantially equal quarterly installments commencing on April 1, 2025.

Read SEC document
January 06, 2025 Filed Jan 9, 2025 00:38 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,161 $12.52 $14,535.72
Disclosure

SEC source: 0001562180-25-000283 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 450,600

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 22:16 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 16,966 $12.08 $204,949.28
Disclosure

SEC source: 0001562180-25-000192 · primarydocument.xml · nonDerivative · entry 4

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 451,761

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:16 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 18,558 $10.95 $203,211.96
Disclosure

SEC source: 0001562180-25-000192 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 468,727

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.90 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:16 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 2,130 $11.41 $24,310.33
Disclosure

SEC source: 0001562180-25-000192 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 487,285

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:16 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 2,177 $11.41 $24,846.75
Disclosure

SEC source: 0001562180-25-000192 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 489,415

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 23:09 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 202 $8.64 $1,745.28
Disclosure

SEC source: 0001562180-24-008186 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 491,592

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

F2 · balance_after: Includes 3,000 of shares of common stock acquired on November 21, 2024 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 23:09 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 611 $8.58 $5,241.34
Disclosure

SEC source: 0001562180-24-008186 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 491,794

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

F2 · balance_after: Includes 3,000 of shares of common stock acquired on November 21, 2024 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 03, 2024 Filed Oct 4, 2024 21:07 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,262 $7.08 $8,935.21
Disclosure

SEC source: 0001562180-24-007247 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 489,405

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.04 to $7.20 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 21:07 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,880 $7.18 $13,498.59
Disclosure

SEC source: 0001562180-24-007247 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 490,667

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 21:07 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,921 $7.18 $13,792.97
Disclosure

SEC source: 0001562180-24-007247 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 492,547

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
September 12, 2024 Filed Sep 12, 2024 21:29 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 6,652 $7.16 $47,606.37
Disclosure

SEC source: 0001562180-24-006792 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 494,468

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.07 to $7.27 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 11, 2024 Filed Sep 12, 2024 21:29 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 862 $6.95 $5,994.69
Disclosure

SEC source: 0001562180-24-006792 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 501,120

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
September 11, 2024 Filed Sep 12, 2024 21:29 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 29,998 $6.95 $208,618.09
Disclosure

SEC source: 0001562180-24-006792 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 501,982

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 20:44 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 12,488 $7.26 $90,605.44
Disclosure

SEC source: 0001562180-24-006717 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 531,980

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.14 to $7.51 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 20:44 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 37,561 $7.49 $281,388.23
Disclosure

SEC source: 0001562180-24-006717 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 544,468

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 22:25 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,262 $7.18 $9,054.85
Disclosure

SEC source: 0001562180-24-005667 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 582,029

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.06 to $7.29 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:27 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,880 $6.98 $13,121.46
Disclosure

SEC source: 0001562180-24-005626 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 583,291

F2 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:27 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,921 $6.98 $13,407.62
Disclosure

SEC source: 0001562180-24-005626 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 585,171

F2 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:27 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 603 $7.51 $4,528.53
Disclosure

SEC source: 0001562180-24-005626 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 587,092

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2014.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:15 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 611 $7.81 $4,773.44
Disclosure

SEC source: 0001562180-24-004784 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 587,695

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

F2 · ownership.direct: Includes 409,396 restricted stock units.

Read SEC document
April 03, 2024 Filed Apr 4, 2024 21:29 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 581 $7.17 $4,166.99
Disclosure

SEC source: 0001562180-24-003303 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 588,306

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.59 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 411,017 restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:29 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,985 $7.03 $13,948.00
Disclosure

SEC source: 0001562180-24-003303 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 588,887

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:29 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 2,206 $7.03 $15,500.90
Disclosure

SEC source: 0001562180-24-003303 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 590,872

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 22:33 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 184 $7.17 $1,319.28
Disclosure

SEC source: 0001562180-24-002377 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 593,078

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

F3 · balance_after: Includes 421,127 restricted stock units.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 22:33 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 701 $7.17 $5,023.51
Disclosure

SEC source: 0001562180-24-002377 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 593,262

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:19 UTC Arteris, Inc. AIP · Entity 2399 GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001038 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 593,963

F1 · shares: Includes 80,000 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 1/16th of the total RSUs on 4/1/2024 and in equal quarterly installments thereafter. The RSUs have no expiration date.

F2 · balance_after: Includes 422.748 restricted stock units.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 21:24 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 571 $5.49 $3,134.79
Disclosure

SEC source: 0001562180-24-000253 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 513,963

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

F3 · balance_after: Includes 342,748 restricted stock units.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:24 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 2,256 $5.69 $12,843.86
Disclosure

SEC source: 0001562180-24-000253 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 514,534

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
December 06, 2023 Filed Dec 6, 2023 22:15 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 120 $5.40 $648.00
Disclosure

SEC source: 0001562180-23-008167 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 516,790

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

F3 · balance_after: Includes 347,858 restricted stock units.

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December 05, 2023 Filed Dec 6, 2023 22:15 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 86 $5.32 $457.52
Disclosure

SEC source: 0001562180-23-008167 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 516,910

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

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December 04, 2023 Filed Dec 6, 2023 22:15 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 593 $5.33 $3,158.85
Disclosure

SEC source: 0001562180-23-008167 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 516,996

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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October 03, 2023 Filed Oct 5, 2023 21:16 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 668 $6.43 $4,295.24
Disclosure

SEC source: 0001562180-23-007219 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 517,589

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

F2 · balance_after: Includes 349,480 restricted stock units.

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October 01, 2023 Filed Oct 3, 2023 20:27 UTC Arteris, Inc. AIP · Entity 2399 Tax withholdingCommon Stock 1,768 $6.51 $11,509.68
Disclosure

SEC source: 0001562180-23-007134 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,257

F1 · kind: The reported transaction involved the withholding of 1,768 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 349,480 restricted stock units.

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September 08, 2023 Filed Sep 12, 2023 20:08 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 20,336 $7.11 $144,649.97
Disclosure

SEC source: 0001562180-23-006825 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 520,025

F1 · shares: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.91 to $7.25 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 354,590 restricted stock units.

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September 01, 2023 Filed Sep 6, 2023 22:04 UTC Arteris, Inc. AIP · Entity 2399 Tax withholdingCommon Stock 804 $7.18 $5,772.72
Disclosure

SEC source: 0001562180-23-006750 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 540,361

F3 · kind: The reported transaction involved the withholding of 804 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F4 · balance_after: Includes 354,590 restricted stock units.

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September 01, 2023 Filed Sep 6, 2023 22:04 UTC Arteris, Inc. AIP · Entity 2399 Tax withholdingCommon Stock 34,580 $7.18 $248,284.40
Disclosure

SEC source: 0001562180-23-006750 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,165

F2 · kind: The reported transaction involved the withholding of 34,580 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

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September 01, 2023 Filed Sep 6, 2023 22:04 UTC Arteris, Inc. AIP · Entity 2399 Tax withholdingCommon Stock 27,057 $7.18 $194,269.26
Disclosure

SEC source: 0001562180-23-006750 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,745

F1 · kind: The reported transaction involved the withholding of 27,057 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

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July 05, 2023 Filed Jul 6, 2023 20:23 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 668 $7.02 $4,688.22
Disclosure

SEC source: 0001562180-23-005771 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 602,802

F2 · shares: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.90 to $7.18 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 518,711 restricted stock units.

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July 03, 2023 Filed Jul 6, 2023 20:23 UTC Arteris, Inc. AIP · Entity 2399 Tax withholdingCommon Stock 1,768 $6.82 $12,057.76
Disclosure

SEC source: 0001562180-23-005771 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 603,470

F1 · shares: The reported transaction involved the withholding of 1,768 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

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June 15, 2023 Filed Jun 20, 2023 20:58 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 885 $7.50 $6,637.50
Disclosure

SEC source: 0001562180-23-005371 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 605,238

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

F2 · balance_after: Includes 523,821 restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.