Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amprius Technologies, Inc.AMPX · Entity 4742 | Director | September 03, 2024 | September 05, 2024 |
| Kensington Capital Acquisition Corp. IIKCAC · Entity 142143 | Director · See Remarks · 10% owner | February 25, 2021 | February 26, 2021 |
| Kensington Capital Acquisition Corp. VKCGI · Entity 136336 | Director · See Remarks · 10% owner | August 12, 2021 | August 12, 2021 |
| Kensington Capital Acquisition Corp. VIKCAC · Entity 9322 | Director · See Remarks · 10% owner | March 03, 2026 | July 07, 2026 |
| QuantumScape CorpQS · Entity 4158 | Director | January 07, 2022 | January 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amprius Technologies, Inc.
Report date September 03, 2024 · Filed September 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | IndirectSee footnote | 2,333,042 |
Reported balance
After 2024-09-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-09-03 · Sale · Disposed 60,000 · Balance 2,333,042 F1: The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.9501 to $1.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2: The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common stockSEC Table I · non-derivative | IndirectSee footnote | 1,510,000 |
Reported balance
After 2024-09-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-09-03 · Sale · Disposed 75,000 · Balance 1,510,000 F1: The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.9501 to $1.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: The shares are owned by Elizabeth Mirro as trustee of the Kensington Capital Trust dated 6/27/20. Elizabeth Mirro is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities. |
| Common stockSEC Table I · non-derivative | IndirectSee footnote | 2,183,042 |
Reported balance
After 2024-09-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-09-04 · Sale · Disposed 150,000 · Balance 2,183,042 F4: The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.9035 to $1.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2: The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common stockSEC Table I · non-derivative | IndirectSee footnote | 1,335,000 |
Reported balance
After 2024-09-04 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2024-09-04 · Sale · Disposed 175,000 · Balance 1,335,000 F5: The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.9013 to $0.995, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: The shares are owned by Elizabeth Mirro as trustee of the Kensington Capital Trust dated 6/27/20. Elizabeth Mirro is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities. |
| Common stockSEC Table I · non-derivative | IndirectSee footnote | 2,073,042 |
Reported balance
After 2024-09-05 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2024-09-05 · Sale · Disposed 110,000 · Balance 2,073,042 F6: The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.75 to $0.8999, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2: The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common stockSEC Table I · non-derivative | IndirectSee footnote | 1,195,000 |
Reported balance
After 2024-09-05 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2024-09-05 · Sale · Disposed 140,000 · Balance 1,195,000 F6: The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.75 to $0.8999, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: The shares are owned by Elizabeth Mirro as trustee of the Kensington Capital Trust dated 6/27/20. Elizabeth Mirro is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities. |
| Common stockSEC Table I · non-derivative | Direct | 142,895 |
Reported balance
Holding disclosure · report date 2024-09-03 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 142,895 F7: Includes 125,000 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.9501 to $1.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2: The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3: The shares are owned by Elizabeth Mirro as trustee of the Kensington Capital Trust dated 6/27/20. Elizabeth Mirro is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities.
F4: The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.9035 to $1.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5: The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.9013 to $0.995, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F6: The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $0.75 to $0.8999, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F7: Includes 125,000 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.
Kensington Capital Acquisition Corp. II
Report date February 25, 2021 · Filed February 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-25 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252266) under the heading "Description of Securities-Founder Shares", the issuer's shares of Class B common stock, par value $0.0001 per share, will automatically convert into the issuer's shares of Class A common stock, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: These shares represent Class B Common Stock held by Kensington Capital Sponsor II LLC (the "Sponsor") that were acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. The shares of Class B common stock owned by the Sponsor include up to 750,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. F3: As a managing member of the managing member of the Sponsor, the reporting person may be deemed to share beneficial ownership of the shares of Class B Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252266) under the heading "Description of Securities-Founder Shares", the issuer's shares of Class B common stock, par value $0.0001 per share, will automatically convert into the issuer's shares of Class A common stock, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: These shares represent Class B Common Stock held by Kensington Capital Sponsor II LLC (the "Sponsor") that were acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. The shares of Class B common stock owned by the Sponsor include up to 750,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
F3: As a managing member of the managing member of the Sponsor, the reporting person may be deemed to share beneficial ownership of the shares of Class B Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Kensington Capital Acquisition Corp. V
Report date August 12, 2021 · Filed August 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-08-12 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-257993) under the heading "Description of Securities-Founder Shares", the issuer's Class B ordinary shares, par value $0.0001 per share, will automatically convert into the issuer's Class A ordinary shares, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: These shares represent Class B ordinary shares held by Kensington Capital Sponsor V LLC (the "Sponsor") that were acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. The Class B ordinary shares owned by the Sponsor include up to 900,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. F3: As a managing member of the managing member of the Sponsor, the reporting person may be deemed to share beneficial ownership of the Class B ordinary shares held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-257993) under the heading "Description of Securities-Founder Shares", the issuer's Class B ordinary shares, par value $0.0001 per share, will automatically convert into the issuer's Class A ordinary shares, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: These shares represent Class B ordinary shares held by Kensington Capital Sponsor V LLC (the "Sponsor") that were acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. The Class B ordinary shares owned by the Sponsor include up to 900,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
F3: As a managing member of the managing member of the Sponsor, the reporting person may be deemed to share beneficial ownership of the Class B ordinary shares held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Kensington Capital Acquisition Corp. VI
Report date March 03, 2026 · Filed July 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-03 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-293233) under the heading "Description of Securities-Founder Shares", the issuer's Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: These shares represent Class B ordinary shares held by Kensington Capital VI LLC (the "Sponsor") that were acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. F3: As the managing member of the managing member of the Sponsor, the reporting person may be deemed to have beneficial ownership of the Class B ordinary shares held directly by the Sponsor and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-293233) under the heading "Description of Securities-Founder Shares", the issuer's Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: These shares represent Class B ordinary shares held by Kensington Capital VI LLC (the "Sponsor") that were acquired pursuant to a subscription agreement by and between the Sponsor and the issuer.
F3: As the managing member of the managing member of the Sponsor, the reporting person may be deemed to have beneficial ownership of the Class B ordinary shares held directly by the Sponsor and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
QuantumScape Corp
Report date January 07, 2022 · Filed January 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Kensington Capital Partners, LLC | 1,184,056 |
Last balance in matching sequence
After 2022-01-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-01-07 · Sale · Disposed 46,852 · Balance 1,187,204 F1: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.53 to $21.51, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member. Row 2 · 2022-01-07 · Sale · Disposed 3,148 · Balance 1,184,056 F1: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.57 to $21.75, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member. |
| Class A Common StockSEC Table I · non-derivative | Direct | 5,294 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,294 F5: Includes 5,294 shares represented by Restricted Stock Units (RSUs). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Kensington Capital Trust | 250,000 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 250,000 F6: Held of record by the Kensington Capital Trust under agreement dated June 27, 2020, for which the Reporting Person's spouse serves as a trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Justin E. Mirro 2020 Qualified Annuity Trust | 250,000 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 250,000 F7: Held of record by the Justin E. Mirro 2020 Qualified Annuity Trust under agreement dated June 27, 2020, for which the Reporting Person serves as trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Kensington Capital Sponsor LLC | 4,005,102 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 4,005,102 F8: As a managing member of the managing member of Kensington Capital Sponsor LLC (the "Sponsor"), the Reporting Person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.53 to $21.51, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.57 to $21.75, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F5: Includes 5,294 shares represented by Restricted Stock Units (RSUs). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.
F6: Held of record by the Kensington Capital Trust under agreement dated June 27, 2020, for which the Reporting Person's spouse serves as a trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F7: Held of record by the Justin E. Mirro 2020 Qualified Annuity Trust under agreement dated June 27, 2020, for which the Reporting Person serves as trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F8: As a managing member of the managing member of Kensington Capital Sponsor LLC (the "Sponsor"), the Reporting Person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Cooper-Standard Holdings Inc.
Report date May 19, 2022 · Filed May 23, 2022
Section 16 reporting ended · disclosed 2022-05-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 30,754 |
Ending reported balance
After 2022-05-19 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2022-05-19 · Exercise / conversion · Acquired 910 · Balance 10,451 F1: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F2: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. Row 2 · 2022-05-19 · Exercise / conversion · Acquired 956 · Balance 11,407 F1: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F2: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. Row 3 · 2022-05-19 · Exercise / conversion · Acquired 2,596 · Balance 14,003 F1: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F2: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. Row 4 · 2022-05-19 · Exercise / conversion · Acquired 12,699 · Balance 26,702 F1: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F2: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. Row 5 · 2022-05-19 · Exercise / conversion · Acquired 4,052 · Balance 30,754 F1: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F2: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-19 · Exercise / conversion · Disposed 910 · Balance 0 F3: These are time-based restricted stock units (RSUs) granted to the reporting person on May 18, 2017, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F2: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F1: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F4: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-05-19 · Exercise / conversion · Disposed 956 · Balance 0 F5: These are time-based restricted stock units (RSUs) granted to the reporting person on May 17, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F2: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F1: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F4: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-19 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-05-19 · Exercise / conversion · Disposed 2,596 · Balance 0 F6: These are time-based restricted stock units (RSUs) granted to the reporting person on May 16, 2019, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F2: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F1: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F4: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-05-19 · Exercise / conversion · Disposed 12,699 · Balance 0 F7: These are time-based restricted stock units (RSUs) granted to the reporting person on May 21, 2020, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F2: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F1: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F4: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-05-19 · Exercise / conversion · Disposed 4,052 · Balance 0 F8: These are time-based restricted stock units (RSUs) granted to the reporting person on May 20, 2021, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan. F2: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F1: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F4: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. |
Filing footnotes · ownership attribution and instrument terms
F1: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election.
F2: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.
F3: These are time-based restricted stock units (RSUs) granted to the reporting person on May 18, 2017, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.
F4: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events.
F5: These are time-based restricted stock units (RSUs) granted to the reporting person on May 17, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.
F6: These are time-based restricted stock units (RSUs) granted to the reporting person on May 16, 2019, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.
F7: These are time-based restricted stock units (RSUs) granted to the reporting person on May 21, 2020, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.
F8: These are time-based restricted stock units (RSUs) granted to the reporting person on May 20, 2021, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2022 Filed May 23, 2022 19:04 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionRestricted Stock Units · Derivative | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0001320461-22-000074 · wf-form4_165333263046090.xml · derivative · entry 6 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on May 18, 2017, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F1 · kind: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F4 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. F4 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. Read SEC document |
| May 19, 2022 Filed May 23, 2022 19:04 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 4,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001320461-22-000074 · wf-form4_165333263046090.xml · nonDerivative · entry 5 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F2 · price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. Read SEC document |
| May 19, 2022 Filed May 23, 2022 19:04 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 12,699 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001320461-22-000074 · wf-form4_165333263046090.xml · nonDerivative · entry 4 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F2 · price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. Read SEC document |
| May 19, 2022 Filed May 23, 2022 19:04 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 2,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001320461-22-000074 · wf-form4_165333263046090.xml · nonDerivative · entry 3 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F2 · price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. Read SEC document |
| May 19, 2022 Filed May 23, 2022 19:04 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001320461-22-000074 · wf-form4_165333263046090.xml · nonDerivative · entry 2 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F2 · price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. Read SEC document |
| May 19, 2022 Filed May 23, 2022 19:04 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 910 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001320461-22-000074 · wf-form4_165333263046090.xml · nonDerivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Following the end of the director's term, the RSUs were settled into shares of common stock pursuant to the director's deferral election. F2 · price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 00:59 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 3,148 | $21.64 | $68,116.11 |
DisclosureSEC source: 0001209191-22-002765 · doc4.xml · nonDerivative · entry 2 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,184,056 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.57 to $21.75, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 00:59 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 46,852 | $21.03 | $985,096.10 |
DisclosureSEC source: 0001209191-22-002765 · doc4.xml · nonDerivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,187,204 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.53 to $21.51, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 00:00 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 5,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070427 · doc4.xml · nonDerivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,294 F1 · kind: On December 15, the Issuer granted an RSU to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 00:12 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 50,000 | $26.24 | $1,311,925.00 |
DisclosureSEC source: 0001209191-21-068609 · doc4.xml · nonDerivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,234,056 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.72 to $26.60, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member. Read SEC document |
| November 08, 2021 Filed Nov 11, 2021 00:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 5,065 | $38.14 | $193,155.80 |
DisclosureSEC source: 0001209191-21-063957 · doc4.xml · nonDerivative · entry 7 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,284,056 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F9 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.95 to $38.45, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member. Read SEC document |
| November 08, 2021 Filed Nov 11, 2021 00:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 13,762 | $37.52 | $516,380.52 |
DisclosureSEC source: 0001209191-21-063957 · doc4.xml · nonDerivative · entry 6 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,289,121 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.95 to $37.92, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member. Read SEC document |
| November 08, 2021 Filed Nov 11, 2021 00:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 5,963 | $36.23 | $216,024.58 |
DisclosureSEC source: 0001209191-21-063957 · doc4.xml · nonDerivative · entry 5 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,302,883 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.85 to $36.81, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member. Read SEC document |
| November 08, 2021 Filed Nov 11, 2021 00:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 4,645 | $35.29 | $163,938.31 |
DisclosureSEC source: 0001209191-21-063957 · doc4.xml · nonDerivative · entry 4 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,308,846 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.84 to $35.75, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member. Read SEC document |
| November 08, 2021 Filed Nov 11, 2021 00:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 6,085 | $34.28 | $208,563.38 |
DisclosureSEC source: 0001209191-21-063957 · doc4.xml · nonDerivative · entry 3 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,313,491 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.72 to $34.67, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member. Read SEC document |
| November 08, 2021 Filed Nov 11, 2021 00:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 10,675 | $33.29 | $355,399.57 |
DisclosureSEC source: 0001209191-21-063957 · doc4.xml · nonDerivative · entry 2 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,319,576 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.72 to $33.69, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member. Read SEC document |
| November 08, 2021 Filed Nov 11, 2021 00:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 3,805 | $32.07 | $122,014.94 |
DisclosureSEC source: 0001209191-21-063957 · doc4.xml · nonDerivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,330,251 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.59 to $32.45, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member. Read SEC document |
| October 07, 2021 Filed Oct 12, 2021 17:06 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 20,000 | $22.97 | $459,376.00 |
DisclosureSEC source: 0001209191-21-060190 · doc4.xml · nonDerivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,334,056 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.52 to $23.27, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:00 UTC | QuantumScape Corp QS · Entity 4158 | OtherWarrant (right to buy) · Derivative | 379,357 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001209191-21-059152 · doc4.xml · derivative · entry 6 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Kensington Capital Partners, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 379,357 shares Expires not disclosed F6 · deemedExecutionDate: These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F6 · price: These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F6 · derivative.exercise_date: These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F6 · derivative.expiration_date: These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F5 · ownership.nature: As a managing member of the managing member of Kensington Capital Sponsor LLC (the "Sponsor"), the Reporting Person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 186,437 | $23.40 | $4,362,625.80 |
DisclosureSEC source: 0001209191-21-059152 · doc4.xml · nonDerivative · entry 2 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,354,056 F2 · kind: On September 30, 2021, Kensington Capital Partners, LLC exercised a warrant to purchase 379,357 shares of Company common stock for $11.50 a share. Kensington Capital Partners, LLC paid the exercise price on a cashless basis, resulting in the withholding of 186,437 of the warrant shares by the Company to pay the exercise price and issuing to Kensington Capital Partners, LLC the remaining 192,920 shares. F1 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:00 UTC | QuantumScape Corp QS · Entity 4158 | OtherClass A Common Stock | 379,357 | $11.50 | $4,362,605.50 |
DisclosureSEC source: 0001209191-21-059152 · doc4.xml · nonDerivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,540,493 F1 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 22:00 UTC | QuantumScape Corp QS · Entity 4158 | OtherWarrant (right to buy) · Derivative | 500,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001209191-21-056001 · doc4.xml · derivative · entry 6 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Kensington Capital Partners, LLC Disclosed balance after: 379,357 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed F6 · deemedExecutionDate: These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F6 · price: These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F6 · derivative.exercise_date: These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F6 · derivative.expiration_date: These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F5 · ownership.nature: As a managing member of the managing member of Kensington Capital Sponsor LLC (the "Sponsor"), the Reporting Person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 22:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 263,762 | $21.80 | $5,750,011.60 |
DisclosureSEC source: 0001209191-21-056001 · doc4.xml · nonDerivative · entry 2 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,161,136 F2 · kind: On September 10, 2021, Kensington Capital Partners, LLC exercised a warrant to purchase 500,000 shares of Company common stock for $11.50 a share. Kensington Capital Partners, LLC paid the exercise price on a cashless basis, resulting in the withholding of 263,762 of the warrant shares by the Company to pay the exercise price and issuing to Kensington Capital Partners, LLC the remaining 236,238 shares. F1 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 22:00 UTC | QuantumScape Corp QS · Entity 4158 | OtherClass A Common Stock | 500,000 | $11.50 | $5,750,000.00 |
DisclosureSEC source: 0001209191-21-056001 · doc4.xml · nonDerivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 1,424,898 F1 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 22:00 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 20,000 | $22.17 | $443,386.00 |
DisclosureSEC source: 0001209191-21-055351 · doc4.xml · nonDerivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 924,898 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.96 to $22.38, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner. Read SEC document |
| July 30, 2021 Filed Aug 4, 2021 00:49 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 2,458 | $23.40 | $57,508.35 |
DisclosureSEC source: 0001209191-21-049500 · doc4.xml · nonDerivative · entry 6 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Justin E. Mirro 2020 Qualified Annuity Trust Disclosed balance after: 250,000 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.34 to $23.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F9 · ownership.nature: Held of record by the Justin E. Mirro 2020 Qualified Annuity Trust under agreement dated June 27, 2020, for which the Reporting Person serves as trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| July 30, 2021 Filed Aug 4, 2021 00:49 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 47,542 | $22.92 | $1,089,829.04 |
DisclosureSEC source: 0001209191-21-049500 · doc4.xml · nonDerivative · entry 5 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Justin E. Mirro 2020 Qualified Annuity Trust Disclosed balance after: 252,458 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.34 to $23.31, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F9 · ownership.nature: Held of record by the Justin E. Mirro 2020 Qualified Annuity Trust under agreement dated June 27, 2020, for which the Reporting Person serves as trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| July 30, 2021 Filed Aug 4, 2021 00:49 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 1,834 | $23.43 | $42,966.04 |
DisclosureSEC source: 0001209191-21-049500 · doc4.xml · nonDerivative · entry 4 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Trust Disclosed balance after: 250,000 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.37 to $23.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F6 · ownership.nature: Held of record by the Kensington Capital Trust under agreement dated June 27, 2020, for which the Reporting Person's spouse serves as a trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| July 30, 2021 Filed Aug 4, 2021 00:49 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 48,166 | $22.93 | $1,104,369.31 |
DisclosureSEC source: 0001209191-21-049500 · doc4.xml · nonDerivative · entry 3 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Trust Disclosed balance after: 251,834 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.37 to $23.36, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F6 · ownership.nature: Held of record by the Kensington Capital Trust under agreement dated June 27, 2020, for which the Reporting Person's spouse serves as a trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| July 30, 2021 Filed Aug 4, 2021 00:49 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 10,258 | $23.40 | $240,037.20 |
DisclosureSEC source: 0001209191-21-049500 · doc4.xml · nonDerivative · entry 2 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 944,898 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.33 to $23.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner. Read SEC document |
| July 30, 2021 Filed Aug 4, 2021 00:49 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 189,742 | $22.92 | $4,349,247.15 |
DisclosureSEC source: 0001209191-21-049500 · doc4.xml · nonDerivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensington Capital Partners, LLC Disclosed balance after: 955,156 F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.33 to $23.32, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner. Read SEC document |
| May 20, 2021 Filed May 24, 2021 17:30 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 4,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001320461-21-000083 · wf-form4_162187740377430.xml · derivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,052 Underlying: Common stock · 4,052 shares Expires not disclosed F1 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on May 20, 2021, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan. F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSUs by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSUs that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested. F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 02:56 UTC | QuantumScape Corp QS · Entity 4158 | OtherPrivate Placement Warrants · Derivative | 804,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060829 · doc4.xml · derivative · entry 7 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 804,357 Underlying: Class A Common Stock · 804,357 shares Expires not disclosed F12 · derivative.exercise_price: These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F12 · price: These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F12 · derivative.exercise_date: These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F12 · derivative.expiration_date: These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F13 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 02:56 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass B Common Stock · Derivative | 5,750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060829 · doc4.xml · derivative · entry 6 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 5,750,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As described in the Issuer's Registration Statement on Form S-1 (File No. 333-239053) under the heading "Description of Securities-Founder Shares", the Issuer's shares of Class B Common Stock, par value $0.0001 per share, automatically converted into the Issuer's shares of Class A Common Stock, par value $0.0001 per share, at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F10 · shares: These shares represent Class B Common Stock held by the Sponsor that were acquired pursuant to a subscription agreement by and between the Sponsor and the Issuer. F1 · derivative.exercise_date: As described in the Issuer's Registration Statement on Form S-1 (File No. 333-239053) under the heading "Description of Securities-Founder Shares", the Issuer's shares of Class B Common Stock, par value $0.0001 per share, automatically converted into the Issuer's shares of Class A Common Stock, par value $0.0001 per share, at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · derivative.expiration_date: As described in the Issuer's Registration Statement on Form S-1 (File No. 333-239053) under the heading "Description of Securities-Founder Shares", the Issuer's shares of Class B Common Stock, par value $0.0001 per share, automatically converted into the Issuer's shares of Class A Common Stock, par value $0.0001 per share, at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F11 · ownership.nature: As a managing member of the managing member of the Sponsor, the Reporting Person may be deemed to share beneficial ownership of the shares of Class B Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 02:56 UTC | QuantumScape Corp QS · Entity 4158 | OtherClass A Common Stock | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060829 · doc4.xml · nonDerivative · entry 5 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 300,000 F8 · kind: These shares were acquired by the Kensington Capital Trust under agreement dated June 27, 2020, for which the Reporting Person's spouse serves as a trustee, by virtue of a distribution of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F4 · price: These shares were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F9 · ownership.nature: Held of record by the Kensington Capital Trust under agreement dated June 27, 2020, for which the Reporting Person's spouse serves as a trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 02:56 UTC | QuantumScape Corp QS · Entity 4158 | OtherClass A Common Stock | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060829 · doc4.xml · nonDerivative · entry 4 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 300,000 F6 · kind: These shares were acquired by the Justin E. Mirro 2020 Qualified Annuity Trust under agreement dated June 27, 2020, for which the Reporting Person serves as trustee, by virtue of a distribution of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F4 · price: These shares were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F7 · ownership.nature: Held of record by the Justin E. Mirro 2020 Qualified Annuity Trust under agreement dated June 27, 2020, for which the Reporting Person serves as trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 02:56 UTC | QuantumScape Corp QS · Entity 4158 | OtherClass A Common Stock | 1,144,898 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060829 · doc4.xml · nonDerivative · entry 3 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,144,898 F4 · kind: These shares were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F5 · price: Held of record by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F5 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 02:56 UTC | QuantumScape Corp QS · Entity 4158 | OtherClass A Common Stock | 1,744,898 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060829 · doc4.xml · nonDerivative · entry 2 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,005,102 F3 · kind: These Class A Common Stock shares were distributed by Kensington Capital Sponsor LLC to its members following the Issuer's initial business combination on November 25, 2020. F4 · price: These shares were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. F2 · ownership.nature: As a managing member of the managing member of Kensington Capital Sponsor LLC (the "Sponsor"), the Reporting Person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 02:56 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass A Common Stock | 5,750,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060829 · doc4.xml · nonDerivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,750,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As described in the Issuer's Registration Statement on Form S-1 (File No. 333-239053) under the heading "Description of Securities-Founder Shares", the Issuer's shares of Class B Common Stock, par value $0.0001 per share, automatically converted into the Issuer's shares of Class A Common Stock, par value $0.0001 per share, at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · ownership.nature: As a managing member of the managing member of Kensington Capital Sponsor LLC (the "Sponsor"), the Reporting Person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 25, 2020 Filed Dec 3, 2020 00:45 UTC Amendment | QuantumScape Corp QS · Entity 4158 | OtherWorking Capital Warrants · Derivative | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-061324 · doc4a.xml · derivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: These securities were acquired from Kensington Capital Sponsor LLC, an affiliate of Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner, by virtue of warrants issued by the Issuer in consideration of the conversion of a working capital loan following the Issuer's initial business combination on November 25, 2020. These warrants are exercisable for shares of Class A Common Stock. F1 · deemedExecutionDate: These securities were acquired from Kensington Capital Sponsor LLC, an affiliate of Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner, by virtue of warrants issued by the Issuer in consideration of the conversion of a working capital loan following the Issuer's initial business combination on November 25, 2020. These warrants are exercisable for shares of Class A Common Stock. F1 · price: These securities were acquired from Kensington Capital Sponsor LLC, an affiliate of Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner, by virtue of warrants issued by the Issuer in consideration of the conversion of a working capital loan following the Issuer's initial business combination on November 25, 2020. These warrants are exercisable for shares of Class A Common Stock. F1 · derivative.exercise_date: These securities were acquired from Kensington Capital Sponsor LLC, an affiliate of Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner, by virtue of warrants issued by the Issuer in consideration of the conversion of a working capital loan following the Issuer's initial business combination on November 25, 2020. These warrants are exercisable for shares of Class A Common Stock. F1 · derivative.expiration_date: These securities were acquired from Kensington Capital Sponsor LLC, an affiliate of Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner, by virtue of warrants issued by the Issuer in consideration of the conversion of a working capital loan following the Issuer's initial business combination on November 25, 2020. These warrants are exercisable for shares of Class A Common Stock. F1 · ownership.nature: These securities were acquired from Kensington Capital Sponsor LLC, an affiliate of Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner, by virtue of warrants issued by the Issuer in consideration of the conversion of a working capital loan following the Issuer's initial business combination on November 25, 2020. These warrants are exercisable for shares of Class A Common Stock. Read SEC document |
| May 21, 2020 Filed May 26, 2020 13:06 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 12,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001641982-20-000004 · wf-form4_159049839071163.xml · derivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,699 Underlying: Common stock · 12,699 shares Expires not disclosed F1 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on May 21, 2020, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSUs by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSUs that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested. F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 17:07 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | PurchaseCommon stock | 5,000 | $15.67 | $78,350.00 |
DisclosureSEC source: 0001641982-20-000002 · wf-form4_158334161714004.xml · nonDerivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,541 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $15.605 to $15.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:16 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 2,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001641982-19-000002 · wf-form4_155838336084110.xml · derivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,596 Underlying: Common stock · 2,596 shares Expires not disclosed F1 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on May 16, 2019, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. Read SEC document |
| May 17, 2018 Filed May 21, 2018 16:33 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 956 | $0.00 | $0.00 |
DisclosureSEC source: 0001641982-18-000002 · wf-form4_152692036879879.xml · derivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 956 Underlying: Common stock · 956 shares Expires 2019-05-17 F1 · security: These are time-based restricted stock units (RSUs) granted to the reporting person under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F2 · derivative.exercise_price: The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's will vest and no longer be subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:28 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0001641982-17-000002 · wf-form4_149548851992110.xml · derivative · entry 3 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910 Underlying: Common stock · 910 shares Expires 2018-05-18 F3 · security: These are restricted stock units (RSU's) granted to the reporting person under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F4 · derivative.exercise_price: These are time-based restricted stock units (RSUs) that will vest, assuming continued service as a director, on the earlier of the first annual shareholder meeting after the grant date or May 18, 2018. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting requirements. F4 · derivative.exercise_date: These are time-based restricted stock units (RSUs) that will vest, assuming continued service as a director, on the earlier of the first annual shareholder meeting after the grant date or May 18, 2018. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting requirements. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:28 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionRestricted Stock Units · Derivative | 1,256 | $0.00 Strike: $107.24 | $0.00 |
DisclosureSEC source: 0001641982-17-000002 · wf-form4_149548851992110.xml · derivative · entry 2 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 1,256 shares Expires 2017-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These are restricted stock units (RSU's) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated. F2 · derivative.exercise_date: These are time-based restricted stock units (RSU) that will vest, assuming continued service as a director, on the earlier of the first annual shareholder meeting after the grant date or May 19, 2017. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting requirements. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:28 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 1,256 | $107.24 | $134,693.44 |
DisclosureSEC source: 0001641982-17-000002 · wf-form4_149548851992110.xml · nonDerivative · entry 1 MIRRO JUSTIN E · CIK 0001641982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.