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person · Reporting owner

Klimenko Paulina

Disclosed activity across 1 company

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32096
SEC CIK
0001974892

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364CHIEF GROWTH OFFICERJuly 01, 2026July 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date July 01, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect71,044 Ending reported balance After 2026-07-06 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-07-01 · Exercise / conversion · Acquired 33,531 · Balance 94,967

Row 2 · 2026-07-02 · Sale · Disposed 14,914 · Balance 80,053

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $13.50 to $13.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

Row 3 · 2026-07-06 · Sale · Disposed 9,009 · Balance 71,044

F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2025.

F4: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $13.34 to $13.525, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct13,167 Reported balance After 2026-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-07-01 · Exercise / conversion · Disposed 6,584 · Balance 13,167

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct38,908 Reported balance After 2026-07-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-07-01 · Exercise / conversion · Disposed 6,485 · Balance 38,908

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct53,636 Reported balance After 2026-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-07-01 · Exercise / conversion · Disposed 5,363 · Balance 53,636

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct211,396 Reported balance After 2026-07-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-07-01 · Exercise / conversion · Disposed 15,099 · Balance 211,396

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F10: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $13.50 to $13.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2025.

F4: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $13.34 to $13.525, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F10: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2023 Filed Dec 2, 2023 00:59 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2,084 $17.00 $35,428.00
Disclosure

SEC source: 0001209191-23-057118 · doc4.xml · nonDerivative · entry 4

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.

Read SEC document
December 01, 2023 Filed Dec 2, 2023 00:59 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 2,084 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057118 · doc4.xml · nonDerivative · entry 3

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2023 Filed Dec 2, 2023 00:59 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 30,706 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057118 · doc4.xml · derivative · entry 9

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
November 29, 2023 Filed Dec 2, 2023 00:59 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 6,523 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057118 · doc4.xml · derivative · entry 8

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,706

Underlying: Class A Common Stock · 6,523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
November 29, 2023 Filed Dec 2, 2023 00:59 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 6,523 $0.00 Strike: $2.97 $0.00
Disclosure

SEC source: 0001209191-23-057118 · doc4.xml · derivative · entry 7

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 6,523 shares

Expires 2029-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested.

F4 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
November 29, 2023 Filed Dec 2, 2023 00:59 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 24,183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057118 · doc4.xml · derivative · entry 6

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,183

Underlying: Class A Common Stock · 24,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
November 29, 2023 Filed Dec 2, 2023 00:59 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 24,183 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001209191-23-057118 · doc4.xml · derivative · entry 5

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,442

Underlying: Class B Common Stock · 24,183 shares

Expires 2030-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested.

F4 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
November 29, 2023 Filed Dec 2, 2023 00:59 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 30,706 $17.04 $523,221.03
Disclosure

SEC source: 0001209191-23-057118 · doc4.xml · nonDerivative · entry 2

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 29, 2023 Filed Dec 2, 2023 00:59 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 30,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057118 · doc4.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 21:23 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 18,206 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055003 · doc4.xml · derivative · entry 7

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 21:23 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 5,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055003 · doc4.xml · derivative · entry 6

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,206

Underlying: Class A Common Stock · 5,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 21:23 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 5,144 $0.00 Strike: $2.97 $0.00
Disclosure

SEC source: 0001209191-23-055003 · doc4.xml · derivative · entry 5

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,523

Underlying: Class B Common Stock · 5,144 shares

Expires 2029-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested.

F4 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 21:23 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 13,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055003 · doc4.xml · derivative · entry 4

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,062

Underlying: Class A Common Stock · 13,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 21:23 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 13,062 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001209191-23-055003 · doc4.xml · derivative · entry 3

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 13,062 shares

Expires 2028-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested.

F4 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 21:23 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 18,206 $15.01 $273,235.65
Disclosure

SEC source: 0001209191-23-055003 · doc4.xml · nonDerivative · entry 2

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 21:23 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 18,206 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055003 · doc4.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 00:40 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 5,809 $11.88 $68,988.26
Disclosure

SEC source: 0001209191-23-052265 · doc4.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.65 to $12.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 01:07 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,832 $11.83 $57,173.19
Disclosure

SEC source: 0001209191-23-051770 · doc4.xml · nonDerivative · entry 3

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,809

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.69 to $12.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:07 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 6,584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051770 · doc4.xml · derivative · entry 6

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,586

Underlying: Class A Common Stock · 6,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:07 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,902 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051770 · doc4.xml · derivative · entry 5

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,125

Underlying: Class A Common Stock · 2,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:07 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 9,486 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051770 · doc4.xml · nonDerivative · entry 2

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 30, 2023 Filed Oct 4, 2023 01:07 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,155 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051770 · doc4.xml · derivative · entry 4

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,778

Underlying: Class A Common Stock · 1,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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September 30, 2023 Filed Oct 4, 2023 01:07 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,155 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051770 · doc4.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 22:00 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 6,750 $13.20 $89,130.38
Disclosure

SEC source: 0001209191-23-046400 · doc4.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.

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August 11, 2023 Filed Aug 14, 2023 20:05 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 9,074 $13.22 $119,931.06
Disclosure

SEC source: 0001209191-23-045600 · doc4.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,750

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.02 to $13.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 03, 2023 Filed Jul 6, 2023 01:17 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 3,892 $18.10 $70,453.76
Disclosure

SEC source: 0001209191-23-041411 · doc4.xml · nonDerivative · entry 3

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,824

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

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July 01, 2023 Filed Jul 6, 2023 01:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 6,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041411 · doc4.xml · derivative · entry 6

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,170

Underlying: Class A Common Stock · 6,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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July 01, 2023 Filed Jul 6, 2023 01:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,903 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041411 · doc4.xml · derivative · entry 5

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,027

Underlying: Class A Common Stock · 2,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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July 01, 2023 Filed Jul 6, 2023 01:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 9,486 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041411 · doc4.xml · nonDerivative · entry 2

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 01:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,156 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041411 · doc4.xml · derivative · entry 4

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,933

Underlying: Class A Common Stock · 1,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 01:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041411 · doc4.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.