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Klimenko Paulina

Disclosed activity across 1 company

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32096
SEC CIK
0001974892

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364CHIEF GROWTH OFFICERJuly 01, 2026July 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date July 01, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect71,044 Ending reported balance After 2026-07-06 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-07-01 · Exercise / conversion · Acquired 33,531 · Balance 94,967

Row 2 · 2026-07-02 · Sale · Disposed 14,914 · Balance 80,053

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $13.50 to $13.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

Row 3 · 2026-07-06 · Sale · Disposed 9,009 · Balance 71,044

F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2025.

F4: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $13.34 to $13.525, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct13,167 Reported balance After 2026-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-07-01 · Exercise / conversion · Disposed 6,584 · Balance 13,167

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct38,908 Reported balance After 2026-07-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-07-01 · Exercise / conversion · Disposed 6,485 · Balance 38,908

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct53,636 Reported balance After 2026-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-07-01 · Exercise / conversion · Disposed 5,363 · Balance 53,636

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct211,396 Reported balance After 2026-07-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-07-01 · Exercise / conversion · Disposed 15,099 · Balance 211,396

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F10: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $13.50 to $13.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2025.

F4: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $13.34 to $13.525, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F10: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2024 Filed Oct 3, 2024 23:38 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 8,028 $14.52 $116,601.88
Disclosure

SEC source: 0001415889-24-024694 · form4-10032024_111028.xml · nonDerivative · entry 2

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,561

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer on October 2, 2024 and October 3, 2024 at prices ranging from $14.32 to $14.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:55 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 586 $14.87 $8,712.36
Disclosure

SEC source: 0001415889-24-024501 · form4-10022024_101008.xml · nonDerivative · entry 2

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,618

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: . The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $14.82 to $14.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:38 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 6,485 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024694 · form4-10032024_111028.xml · derivative · entry 5

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,301

Underlying: Class A Common Stock · 6,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:38 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 6,584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024694 · form4-10032024_111028.xml · derivative · entry 4

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,252

Underlying: Class A Common Stock · 6,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:38 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,902 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024694 · form4-10032024_111028.xml · derivative · entry 3

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,514

Underlying: Class A Common Stock · 2,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:38 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 15,971 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024694 · form4-10032024_111028.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:55 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,155 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024501 · form4-10022024_101008.xml · derivative · entry 3

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,156

Underlying: Class A Common Stock · 1,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:55 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,155 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024501 · form4-10022024_101008.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2024 Filed Jul 8, 2024 21:45 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,952 $20.14 $99,716.94
Disclosure

SEC source: 0001415889-24-019369 · form4-07082024_090757.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,049

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.71 to $20.60 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 21:33 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 8,523 $20.41 $173,988.52
Disclosure

SEC source: 0001415889-24-019250 · form4-07032024_090703.xml · nonDerivative · entry 2

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,001

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $20.12 to $20.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 22:04 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 627 $19.90 $12,475.61
Disclosure

SEC source: 0001415889-24-019016 · form4-07022024_100703.xml · nonDerivative · entry 2

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,554

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: . The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $19.76 to $19.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:33 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 6,484 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019250 · form4-07032024_090703.xml · derivative · entry 5

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,786

Underlying: Class A Common Stock · 6,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:33 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 6,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019250 · form4-07032024_090703.xml · derivative · entry 4

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,836

Underlying: Class A Common Stock · 6,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:33 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,903 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019250 · form4-07032024_090703.xml · derivative · entry 3

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,416

Underlying: Class A Common Stock · 2,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:33 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 15,970 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019250 · form4-07032024_090703.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 22:04 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,156 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019016 · form4-07022024_100703.xml · derivative · entry 3

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,311

Underlying: Class A Common Stock · 1,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 22:04 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,156 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019016 · form4-07022024_100703.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 00:53 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 5,653 $23.71 $134,004.37
Disclosure

SEC source: 0001415889-24-010624 · form4-04102024_120453.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,025

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December May 11, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.61 to $23.89 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 23:39 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 435 $23.64 $10,281.92
Disclosure

SEC source: 0001415889-24-009870 · form4-04022024_110416.xml · nonDerivative · entry 2

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 720

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $23.52 to $23.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:44 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 6,485 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010110 · form4-04032024_090434.xml · derivative · entry 5

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,270

Underlying: Class A Common Stock · 6,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:44 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 6,584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010110 · form4-04032024_090434.xml · derivative · entry 4

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,419

Underlying: Class A Common Stock · 6,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:44 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,903 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010110 · form4-04032024_090434.xml · derivative · entry 3

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,319

Underlying: Class A Common Stock · 2,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:44 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 8,014 $23.16 $185,641.91
Disclosure

SEC source: 0001415889-24-010110 · form4-04032024_090434.xml · nonDerivative · entry 2

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,678

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $22.675 to $23.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:44 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 15,972 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010110 · form4-04032024_090434.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 23:39 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,155 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009870 · form4-04022024_110416.xml · derivative · entry 3

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,467

Underlying: Class A Common Stock · 1,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 23:39 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,155 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009870 · form4-04022024_110416.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 23:25 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 24,275 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005752 · form4-02282024_110219.xml · derivative · entry 6

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 24,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 23:25 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 24,275 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005752 · form4-02282024_110219.xml · derivative · entry 5

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,275

Underlying: Class A Common Stock · 24,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 23:25 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 24,275 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001415889-24-005752 · form4-02282024_110219.xml · derivative · entry 4

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 24,275 shares

Expires 2030-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 23:25 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 21,032 $20.40 $429,052.80
Disclosure

SEC source: 0001415889-24-005752 · form4-02282024_110219.xml · nonDerivative · entry 3

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 23:25 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 3,243 $19.42 $62,974.20
Disclosure

SEC source: 0001415889-24-005752 · form4-02282024_110219.xml · nonDerivative · entry 2

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,032

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $19.19 and the highest price at which shares were sold was $19.75. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 23:25 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 24,275 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005752 · form4-02282024_110219.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 00:46 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 2,083 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004499 · form4-02212024_120244.xml · derivative · entry 5

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 00:46 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 2,083 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004499 · form4-02212024_120244.xml · derivative · entry 4

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,083

Underlying: Class A Common Stock · 2,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 00:46 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 2,083 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001415889-24-004499 · form4-02212024_120244.xml · derivative · entry 3

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,275

Underlying: Class A Common Stock · 2,083 shares

Expires 2030-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options are fully vested.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 00:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2,083 $17.00 $35,411.00
Disclosure

SEC source: 0001415889-24-004499 · form4-02212024_120244.xml · nonDerivative · entry 2

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 00:46 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 2,083 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004499 · form4-02212024_120244.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · CHIEF GROWTH OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2024 Filed Feb 1, 2024 02:27 UTC PubMatic, Inc. PUBM · Entity 364 GrantStock Option (Right to buy Class A Common Stock) · Derivative 103,755 $0.00 Strike: $15.38 $0.00
Disclosure

SEC source: 0001209191-24-002515 · doc4.xml · derivative · entry 2

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,755

Underlying: Class A Common Stock · 103,755 shares

Expires 2034-01-25

F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2024, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 26, 2024 Filed Feb 1, 2024 02:27 UTC PubMatic, Inc. PUBM · Entity 364 GrantRestricted Stock Units · Derivative 103,755 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002515 · doc4.xml · derivative · entry 1

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,755

Underlying: Class A Common Stock · 103,755 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 21:15 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 5,871 $15.23 $89,423.55
Disclosure

SEC source: 0001209191-24-001011 · doc4.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.06 to $15.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 00:16 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,167 $15.96 $66,522.82
Disclosure

SEC source: 0001209191-24-000553 · doc4.xml · nonDerivative · entry 4

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,871

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 00:16 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 604 $16.02 $9,677.47
Disclosure

SEC source: 0001209191-24-000553 · doc4.xml · nonDerivative · entry 3

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,038

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:16 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 6,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000553 · doc4.xml · derivative · entry 7

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,003

Underlying: Class A Common Stock · 6,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:16 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,903 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000553 · doc4.xml · derivative · entry 6

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,222

Underlying: Class A Common Stock · 2,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:16 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 9,486 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000553 · doc4.xml · nonDerivative · entry 2

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:16 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,156 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000553 · doc4.xml · derivative · entry 5

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,622

Underlying: Class A Common Stock · 1,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:16 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000553 · doc4.xml · nonDerivative · entry 1

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2023 Filed Dec 2, 2023 00:59 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 2,084 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057118 · doc4.xml · derivative · entry 12

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
December 01, 2023 Filed Dec 2, 2023 00:59 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 2,084 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057118 · doc4.xml · derivative · entry 11

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,084

Underlying: Class A Common Stock · 2,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

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December 01, 2023 Filed Dec 2, 2023 00:59 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 2,084 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001209191-23-057118 · doc4.xml · derivative · entry 10

Klimenko Paulina · CIK 0001974892 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,358

Underlying: Class A Common Stock · 2,084 shares

Expires 2030-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.