Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Enovix CorpENVX · Entity 5188 | Director · 10% owner | June 11, 2026 | June 16, 2026 |
| Enphase Energy, Inc.ENPH · Entity 3957 | Director | May 13, 2026 | May 15, 2026 |
| SunPower Inc.SPWR · Entity 7152 | Director · Chief Executive Officer · 10% owner | August 24, 2026 | September 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Enovix Corp
Report date June 11, 2026 · Filed June 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,740 |
Reported balance
After 2026-06-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 29,104 · Balance 34,740 F1: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on each of September 11, 2026, December 11, 2026, March 11, 2027 and the earlier of (i) June 11, 2027; or (ii) the date of the Issuer's 2027 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date. F2: Includes 29,104 shares issuable upon the settlement of RSUs granted to the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 20,875,314 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,875,314 F3: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 1,120,114 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,120,114 F4: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on each of September 11, 2026, December 11, 2026, March 11, 2027 and the earlier of (i) June 11, 2027; or (ii) the date of the Issuer's 2027 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date.
F2: Includes 29,104 shares issuable upon the settlement of RSUs granted to the Reporting Person.
F3: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.
F4: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.
Enphase Energy, Inc.
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,542 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 5,952 · Balance 8,542 F1: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,597,641 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,597,641 F2: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 4,100 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,100 F3: These shares are held directly by the Valeta Massey 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 4,100 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,100 F4: These shares are held directly by the TJ Rodgers 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy Charitable Trust | 85,200 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 85,200 F5: These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.
F2: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.
F3: These shares are held directly by the Valeta Massey 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.
F4: These shares are held directly by the TJ Rodgers 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.
F5: These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein.
SunPower Inc.
Report date August 24, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee note | 36,687,593 |
Reported balance
After 2026-09-04 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-09-04 · Other · Acquired 7,870,917 · Balance 36,687,593 F2: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees. |
| Common StockSEC Table I · non-derivative | IndirectSee note | 2,471,485 |
Reported balance
Holding disclosure · report date 2026-08-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,471,485 F3: These shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust (the "Charitable Trust"). The reporting person and his spouse serve as trustees of the Charitable Trust. |
| Common StockSEC Table I · non-derivative | IndirectSee note | 485,562 |
Reported balance
Holding disclosure · report date 2026-08-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 485,562 F4: These shares are held by Rodgers Capital, LLC. The reporting person is the manager of Rodgers Capital, LLC. |
| Common StockSEC Table I · non-derivative | IndirectSee note | 463,589 |
Reported balance
Holding disclosure · report date 2026-08-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 463,589 F5: These shares are held by the TJ Rodgers 2012 Irrevocable Trust dtd 12/26/12, for which the reporting person serves as trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee note | 463,589 |
Reported balance
Holding disclosure · report date 2026-08-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 463,589 F6: These shares are held by the Valeta Massey 2012 Irrevocable Trust dtd 12/26/12, for which the reporting person's spouse serves as trustee. |
| Simple Agreement for Future EquitySEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
After 2026-08-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-24 · Purchase · Acquired Not disclosed · Balance Not disclosed F1: On 8/24/2026, the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees (the "Revocable Trust"), purchased a simple agreement for future equity (the "SAFE") in exchange for $2,000,000. The SAFE was automatically convertible at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE. At the closing of such financing transaction, the SAFE was convertible into $2,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer, and subject to the terms and conditions of the SAFE. The SAFE was converted into 7,870,917 shares of common stock on 9/4/2026. |
| Simple Agreement for Future EquitySEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
After 2026-09-04 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-04 · Other · Disposed Not disclosed · Balance Not disclosed F2: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees. |
| Common StockSEC Table I · non-derivative | Direct | 8,842 |
Reported balance
Holding disclosure · report date 2026-08-24 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 8,842 |
Filing footnotes · ownership attribution and instrument terms
F1: On 8/24/2026, the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees (the "Revocable Trust"), purchased a simple agreement for future equity (the "SAFE") in exchange for $2,000,000. The SAFE was automatically convertible at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE. At the closing of such financing transaction, the SAFE was convertible into $2,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer, and subject to the terms and conditions of the SAFE. The SAFE was converted into 7,870,917 shares of common stock on 9/4/2026.
F2: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.
F3: These shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust (the "Charitable Trust"). The reporting person and his spouse serve as trustees of the Charitable Trust.
F4: These shares are held by Rodgers Capital, LLC. The reporting person is the manager of Rodgers Capital, LLC.
F5: These shares are held by the TJ Rodgers 2012 Irrevocable Trust dtd 12/26/12, for which the reporting person serves as trustee.
F6: These shares are held by the Valeta Massey 2012 Irrevocable Trust dtd 12/26/12, for which the reporting person's spouse serves as trustee.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FTC Solar, Inc.
Report date April 06, 2023 · Filed April 06, 2023
Section 16 reporting ended · disclosed 2023-04-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust | 802,559 |
Reported balance
After 2023-04-06 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-04-06 · Purchase · Acquired 86,666 · Balance 802,559 F1: Represents a weighted average purchase price per share for these shares, which were acquired in multiple transactions at prices ranging from $2.435 to $2.45. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the range. F2: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 3,820,545 |
Reported balance
Holding disclosure · report date 2023-04-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,820,545 F3: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a weighted average purchase price per share for these shares, which were acquired in multiple transactions at prices ranging from $2.435 to $2.45. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the range.
F2: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.
F3: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2024 Filed May 17, 2024 20:43 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantCommon Stock | 2,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-24-000090 · wk-form4_1715978562.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,101 F1 · acquired: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 21:51 UTC | Enovix Corp ENVX · Entity 5188 | GiftCommon Stock | 1,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001828318-24-000028 · wk-form4_1711403459.xml · nonDerivative · entry 4 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Disclosed balance after: 20,784,303 F1 · shares: On January 3, 2024 and March 21, 2024, the Reporting Person transferred 3,668 shares and 1,834 shares, respectively, to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. F3 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 21:51 UTC | Enovix Corp ENVX · Entity 5188 | GiftCommon Stock | 1,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001828318-24-000028 · wk-form4_1711403459.xml · nonDerivative · entry 3 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,834 F1 · shares: On January 3, 2024 and March 21, 2024, the Reporting Person transferred 3,668 shares and 1,834 shares, respectively, to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. F2 · balance_after: Represents shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 03, 2024 Filed Mar 25, 2024 21:51 UTC | Enovix Corp ENVX · Entity 5188 | GiftCommon Stock | 3,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001828318-24-000028 · wk-form4_1711403459.xml · nonDerivative · entry 2 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Disclosed balance after: 20,782,469 F1 · shares: On January 3, 2024 and March 21, 2024, the Reporting Person transferred 3,668 shares and 1,834 shares, respectively, to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. F3 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. Read SEC document |
| January 03, 2024 Filed Mar 25, 2024 21:51 UTC | Enovix Corp ENVX · Entity 5188 | GiftCommon Stock | 3,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001828318-24-000028 · wk-form4_1711403459.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,668 F1 · shares: On January 3, 2024 and March 21, 2024, the Reporting Person transferred 3,668 shares and 1,834 shares, respectively, to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. F2 · balance_after: Represents shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 22:36 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GiftCommon Stock | 108,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-23-000185 · wk-form4_1703889372.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 2,303,706 F1 · shares: On December 28, 2023, the Reporting Person donated 108,000 shares of the Issuer's Common Stock as a charitable contribution to a charitable gift fund. F2 · ownership.nature: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 19:27 UTC | Enovix Corp ENVX · Entity 5188 | GiftCommon Stock | 36,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001828318-23-000216 · wk-form4_1703705253.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Disclosed balance after: 20,778,801 F1 · shares: On December 22, 2023, the Reporting Person donated 36,025 shares of the Issuer's Common Stock (the "Common Stock") as a charitable contribution to a charitable gift fund. F2 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 22:41 UTC Amendment | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 4,100 | $122.56 | $502,500.10 |
DisclosureSEC source: 0001463101-23-000151 · wk-form4a_1695076871.xml · nonDerivative · entry 3 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 4,100 F5 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $122.50 to $122.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. F6 · ownership.nature: These shares are held directly by the Valeta Massey 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 22:41 UTC Amendment | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 4,100 | $122.47 | $502,130.69 |
DisclosureSEC source: 0001463101-23-000151 · wk-form4a_1695076871.xml · nonDerivative · entry 2 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 4,100 F3 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $122.36 to $122.62. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. F4 · ownership.nature: These shares are held directly by the TJ Rodgers 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 22:41 UTC Amendment | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 24,400 | $122.84 | $2,997,296.00 |
DisclosureSEC source: 0001463101-23-000151 · wk-form4a_1695076871.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Charitable Trust Disclosed balance after: 85,200 F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $122.59 to $123.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · ownership.nature: These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 21:08 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 4,100 | $122.56 | $502,500.10 |
DisclosureSEC source: 0001463101-23-000149 · wk-form4_1695071322.xml · nonDerivative · entry 3 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 4,100 F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $122.50 to $122.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F6 · ownership.nature: These shares are held directly by the Valeta Massey 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 21:08 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 4,100 | $122.47 | $502,130.69 |
DisclosureSEC source: 0001463101-23-000149 · wk-form4_1695071322.xml · nonDerivative · entry 2 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 4,100 F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $122.36 to $122.62. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · ownership.nature: These shares are held directly by the TJ Rodgers 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 21:08 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 24,400 | $122.84 | $2,997,296.00 |
DisclosureSEC source: 0001463101-23-000149 · wk-form4_1695071322.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Charitable Trust Disclosed balance after: 85,200 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $122.59 to $123.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.nature: These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the Reporting Person and his spouse serve as trustees and of which the Reporting Person and his spouse are beneficiaries. The Reporting Person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein. Read SEC document |
| July 28, 2023 Filed Jul 31, 2023 22:25 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Conversion4% Convertible Senior Notes due 2023 · Derivative | 5,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-23-000147 · wk-form4_1690842335.xml · derivative · entry 4 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 900,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The conversion rate for the 4% Convertible Senior Notes due 2023 (the "Convertible Notes") is equal to 180.0180 shares of common stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $5.56 per share of common stock), subject to adjustment in accordance with the applicable indenture. F1 · price: The shares are issuable to the Trust as a result of the conversion of the Convertible Notes on 7/28/2023; however, pursuant to a letter agreement entered into with the Trust, such shares will not be issued by the Issuer to the Trust, and the Trust shall have no right or interest in such shares, until specific terms set forth in the letter have been complied with. Subject to compliance with such terms, and the subsequent issuance of the shares, theTrust will become the registered owner of the shares. F6 · derivative.exercise_date: The Convertible Notes mature on August 1, 2023, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Notes at any time prior to the close of business on the business day immediately preceding the maturity date. F6 · derivative.expiration_date: The Convertible Notes mature on August 1, 2023, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Notes at any time prior to the close of business on the business day immediately preceding the maturity date. F1 · derivative.underlying_shares: The shares are issuable to the Trust as a result of the conversion of the Convertible Notes on 7/28/2023; however, pursuant to a letter agreement entered into with the Trust, such shares will not be issued by the Issuer to the Trust, and the Trust shall have no right or interest in such shares, until specific terms set forth in the letter have been complied with. Subject to compliance with such terms, and the subsequent issuance of the shares, theTrust will become the registered owner of the shares. F4 · ownership.nature: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees. Read SEC document |
| July 28, 2023 Filed Jul 31, 2023 22:25 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | ConversionCommon Stock | 900,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-23-000147 · wk-form4_1690842335.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 2,411,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares are issuable to the Trust as a result of the conversion of the Convertible Notes on 7/28/2023; however, pursuant to a letter agreement entered into with the Trust, such shares will not be issued by the Issuer to the Trust, and the Trust shall have no right or interest in such shares, until specific terms set forth in the letter have been complied with. Subject to compliance with such terms, and the subsequent issuance of the shares, theTrust will become the registered owner of the shares. F2 · price: The conversion rate for the 4% Convertible Senior Notes due 2023 (the "Convertible Notes") is equal to 180.0180 shares of common stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $5.56 per share of common stock), subject to adjustment in accordance with the applicable indenture. F3 · balance_after: On July 12, 2023, the Reporting Person transferred 319,926 shares to the Rodgers Massey Recovable Trust dtd 4/4/11 (the "Trust"). F4 · ownership.nature: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees. Read SEC document |
| July 18, 2023 Filed Jul 21, 2023 01:24 UTC | SunPower Inc. CSLR · Entity 7152 | GrantWarrant (Right to Buy) · Derivative | 569,770 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-23-042999 · doc4.xml · derivative · entry 6 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 569,770 Underlying: Common Stock · 569,770 shares Expires not disclosed F4 · derivative.exercise_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination. F4 · derivative.expiration_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination. F3 · ownership.nature: The securities are held by the Rodgers Massey Revocable Living Trust for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose. Read SEC document |
| July 18, 2023 Filed Jul 21, 2023 01:24 UTC | SunPower Inc. CSLR · Entity 7152 | GrantWarrant (Right to Buy) · Derivative | 151,881 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-23-042999 · doc4.xml · derivative · entry 5 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 151,881 Underlying: Common Stock · 151,881 shares Expires not disclosed F4 · derivative.exercise_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination. F4 · derivative.expiration_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination. F2 · ownership.nature: The securities are held by the Rodgers Capital, LLC for which the Reporting Person is a manager. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose. Read SEC document |
| July 18, 2023 Filed Jul 21, 2023 01:24 UTC | SunPower Inc. CSLR · Entity 7152 | GrantWarrant (Right to Buy) · Derivative | 2,765 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-23-042999 · doc4.xml · derivative · entry 4 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,765 Underlying: Common Stock · 2,765 shares Expires not disclosed F4 · derivative.exercise_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination. F4 · derivative.expiration_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination. Read SEC document |
| July 18, 2023 Filed Jul 21, 2023 01:24 UTC | SunPower Inc. CSLR · Entity 7152 | GrantCommon Stock | 7,345,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042999 · doc4.xml · nonDerivative · entry 3 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,345,557 F1 · shares: Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria. F3 · ownership.nature: The securities are held by the Rodgers Massey Revocable Living Trust for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose. Read SEC document |
| July 18, 2023 Filed Jul 21, 2023 01:24 UTC | SunPower Inc. CSLR · Entity 7152 | GrantCommon Stock | 485,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042999 · doc4.xml · nonDerivative · entry 2 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 485,562 F1 · shares: Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria. F2 · ownership.nature: The securities are held by the Rodgers Capital, LLC for which the Reporting Person is a manager. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose. Read SEC document |
| July 18, 2023 Filed Jul 21, 2023 01:24 UTC | SunPower Inc. CSLR · Entity 7152 | GrantCommon Stock | 8,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042999 · doc4.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,842 F1 · shares: Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria. Read SEC document |
| July 18, 2023 Filed Jul 25, 2023 01:54 UTC Amendment | SunPower Inc. CSLR · Entity 7152 | GrantCommon Stock | 5,863,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043270 · doc4a.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,863,367 F1 · shares: This amendment is being filed to correctly reflect the shares held indirectly. F1 · balance_after: This amendment is being filed to correctly reflect the shares held indirectly. F2 · ownership.nature: The securities are held by the Rodgers Massey Revocable Living Trust for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 22:09 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 2,475 | $0.00 Strike: $64.17 | $0.00 |
DisclosureSEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · derivative · entry 12 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,475 shares Expires 2027-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Issued pursuant to the 2011 Equity Incentive Plan. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 22:09 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 10,016 | $0.00 Strike: $14.58 | $0.00 |
DisclosureSEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · derivative · entry 11 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,016 shares Expires 2026-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Issued pursuant to the 2011 Equity Incentive Plan. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 22:09 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 24,954 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · derivative · entry 10 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,954 shares Expires 2025-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Issued pursuant to the 2011 Equity Incentive Plan. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 22:09 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 111,052 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · derivative · entry 9 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 111,052 shares Expires 2024-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Issued pursuant to the 2011 Equity Incentive Plan. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 22:09 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 171,029 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · derivative · entry 8 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 171,029 shares Expires 2024-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Issued pursuant to the 2011 Equity Incentive Plan. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 22:09 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionCommon Stock | 2,475 | $64.17 | $158,820.75 |
DisclosureSEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · nonDerivative · entry 5 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 22:09 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionCommon Stock | 10,016 | $14.58 | $146,033.28 |
DisclosureSEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · nonDerivative · entry 4 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 22:09 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionCommon Stock | 24,954 | $5.53 | $137,995.62 |
DisclosureSEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · nonDerivative · entry 3 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 308,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 22:09 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionCommon Stock | 111,052 | $0.70 | $77,736.40 |
DisclosureSEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · nonDerivative · entry 2 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 22:09 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionCommon Stock | 171,029 | $1.11 | $189,842.19 |
DisclosureSEC source: 0001463101-23-000118 · wk-form4_1689113375.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2023 Filed Jun 22, 2023 21:00 UTC | Enovix Corp ENVX · Entity 5188 | GiftCommon Stock | 2,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001828318-23-000130 · wk-form4_1687467641.xml · nonDerivative · entry 2 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,336 F3 · shares: On June 22, 2023, the Reporting Person transferred 2,265 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. F4 · balance_after: Represents issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Common Stock. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC | Enovix Corp ENVX · Entity 5188 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828318-23-000130 · wk-form4_1687467641.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Disclosed balance after: 20,814,826 F1 · shares: On June 20, 2023, the Reporting Person transferred 50,000 shares of the Issuer's Common Stock (the "Common Stock") as a bona fide gift. There was no purchase or sale of shares of Common Stock in connection with the transfer. F2 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. Read SEC document |
| June 15, 2023 Filed Jun 21, 2023 01:14 UTC | Enovix Corp ENVX · Entity 5188 | GrantCommon Stock | 7,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001828318-23-000117 · wk-form4_1687310053.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,601 F1 · shares: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on each of September 15, 2023, December 15, 2023, March 15, 2024 and the earlier of June 15, 2024 and the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date. F2 · balance_after: Includes 7,336 shares issuable upon the settlement of RSUs granted to the Reporting Person. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 01:42 UTC | Enovix Corp ENVX · Entity 5188 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828318-23-000096 · wk-form4_1686015736.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Disclosed balance after: 20,862,561 F1 · shares: On June 5, 2023, the Reporting Person transferred 2,000 shares of the Issuer's Common Stock (the "Common Stock") as a bona fide gift to two individuals. There was no purchase or sale of shares of Common Stock in connection with the transfer. F2 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. Read SEC document |
| May 17, 2023 Filed May 17, 2023 21:39 UTC | Enovix Corp ENVX · Entity 5188 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018767 · wf-form4_168435952485829.xml · nonDerivative · entry 2 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Disclosed balance after: 20,864,561 F3 · shares: On May 17, 2023, the Reporting Person transferred 2,000 shares of the Common Stock as a bona fide gift to an individual. There was no purchase or sale of shares of Common Stock in connection with the transfer. F2 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:04 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantCommon Stock | 1,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-23-000097 · wf-form4_168453026955706.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,926 F1 · acquired: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date. Read SEC document |
| May 16, 2023 Filed May 17, 2023 21:39 UTC | Enovix Corp ENVX · Entity 5188 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018767 · wf-form4_168435952485829.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Disclosed balance after: 20,866,561 F1 · shares: On May 16, 2023, the Reporting Person transferred an aggregate of 6,000 shares of the Issuer's Common Stock (the "Common Stock") as a bona fide gift to three separate individuals. There was no purchase or sale of shares of Common Stock in connection with the transfer. F2 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. Read SEC document |
| April 26, 2023 Filed Apr 26, 2023 20:39 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 32,900 | $166.88 | $5,490,467.15 |
DisclosureSEC source: 0001463101-23-000086 · wf-form4_168254155425774.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Charitable Trust Disclosed balance after: 32,900 F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $166.29 to $167.00. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · ownership.nature: These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein. Read SEC document |
| April 26, 2023 Filed Apr 27, 2023 20:36 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GiftCommon Stock | 4,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-23-000087 · wf-form4_168262778568406.xml · nonDerivative · entry 5 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,191,309 F6 · ownership.nature: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees. Read SEC document |
| April 26, 2023 Filed Apr 27, 2023 20:36 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GiftCommon Stock | 4,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-23-000087 · wf-form4_168262778568406.xml · nonDerivative · entry 4 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400 F5 · shares: Transfer of shares from joint account to the Rodgers Massey Revocable Living Trust. Read SEC document |
| April 26, 2023 Filed Apr 27, 2023 20:36 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 584 | $164.90 | $96,299.15 |
DisclosureSEC source: 0001463101-23-000087 · wf-form4_168262778568406.xml · nonDerivative · entry 3 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Charitable Trust Disclosed balance after: 60,800 F4 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $164.87 to $164.91. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · ownership.nature: These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein. Read SEC document |
| April 26, 2023 Filed Apr 27, 2023 20:36 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 20,216 | $164.54 | $3,326,284.04 |
DisclosureSEC source: 0001463101-23-000087 · wf-form4_168262778568406.xml · nonDerivative · entry 2 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Charitable Trust Disclosed balance after: 60,216 F3 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $163.865 to $164.86. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · ownership.nature: These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein. Read SEC document |
| April 26, 2023 Filed Apr 27, 2023 20:36 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 7,100 | $161.45 | $1,146,329.79 |
DisclosureSEC source: 0001463101-23-000087 · wf-form4_168262778568406.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Charitable Trust Disclosed balance after: 40,000 F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $161.32 to $161.50. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · ownership.nature: These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 20:31 UTC | Enovix Corp ENVX · Entity 5188 | Purchase3.00% Convertible Senior Notes due 2028 · Derivative | Not disclosed | $10,000,000.00 Strike: $15.61 | $10,000,000.00 |
DisclosureSEC source: 0001628280-23-012575 · wf-form4_168236828174223.xml · derivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Disclosed balance after: Not disclosed Underlying: Common Stock · 640,800 shares Expires 2028-05-01 F1 · security: Pursuant to a subscription agreement, entered into on April 17, 2023, the Issuer issued and sold $10.0 million aggregate principal amount of 3.00% Convertible Secured Notes due 2028 (the "Notes") to an entity affiliated with the Reporting Person (the "Holder"). The Notes are convertible at the option of the Holder into cash, shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), or a combination of cash and shares of Common Stock, at the Issuer's election, subject to certain adjustments. F2 · reported_value: Interest on the Notes will accrue at a rate of 3.00% per year from April 20, 2023 and will be payable semi-annually in arrears on May 1, and November 1 of each year, beginning on November 1, 2023. F3 · derivative.underlying_shares: Represents the number of shares of Common Stock that may be issued upon conversion of the Notes based on the initial conversion rate of 64.0800 shares of Common Stock per $1,000 principal amount of Notes, which is subject to customary anti-dilution adjustment provisions. F4 · ownership.nature: The Holder is the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has dispositive power over the Notes. Read SEC document |
| April 06, 2023 Filed Apr 6, 2023 20:33 UTC | FTC Solar, Inc. FTCI · Entity 7353 | PurchaseCommon Stock | 86,666 | $2.45 | $212,331.70 |
DisclosureSEC source: 0001209191-23-023595 · doc4.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Former Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Disclosed balance after: 802,559 F1 · price: Represents a weighted average purchase price per share for these shares, which were acquired in multiple transactions at prices ranging from $2.435 to $2.45. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the range. F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares. Read SEC document |
| April 05, 2023 Filed Apr 5, 2023 20:55 UTC | FTC Solar, Inc. FTCI · Entity 7353 | PurchaseCommon Stock | 131,906 | $2.30 | $303,383.80 |
DisclosureSEC source: 0001209191-23-023361 · doc4.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Former Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Disclosed balance after: 715,893 F1 · price: Represents a weighted average purchase price per share for these shares, which were acquired in multiple transactions at prices ranging from $2.235 to $2.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the range. F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares. Read SEC document |
| April 04, 2023 Filed Apr 4, 2023 21:25 UTC | FTC Solar, Inc. FTCI · Entity 7353 | PurchaseCommon Stock | 119,421 | $2.42 | $288,998.82 |
DisclosureSEC source: 0001209191-23-022859 · doc4.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Former Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Disclosed balance after: 583,987 F1 · price: Represents a weighted average purchase price per share for these shares, which were acquired in multiple transactions at prices ranging from $2.325 to $2.45. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the range. F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares. Read SEC document |
| April 03, 2023 Filed Apr 3, 2023 23:09 UTC | FTC Solar, Inc. FTCI · Entity 7353 | PurchaseCommon Stock | 89,566 | $2.26 | $202,419.16 |
DisclosureSEC source: 0001209191-23-022380 · doc4.xml · nonDerivative · entry 1 Rodgers Thurman J · CIK 0001183967 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Disclosed balance after: 464,566 F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $2.255 to $2.27. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.