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Rodgers Thurman J

Disclosed activity across 4 companies

Tapewire entity
32070
SEC CIK
0001183967

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Enovix CorpENVX · Entity 5188Director · 10% ownerJune 11, 2026June 16, 2026
Enphase Energy, Inc.ENPH · Entity 3957DirectorMay 13, 2026May 15, 2026
SunPower Inc.SPWR · Entity 7152Director · Chief Executive Officer · 10% ownerAugust 24, 2026September 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Enovix Corp

Report date June 11, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,740 Reported balance After 2026-06-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 29,104 · Balance 34,740

F1: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on each of September 11, 2026, December 11, 2026, March 11, 2027 and the earlier of (i) June 11, 2027; or (ii) the date of the Issuer's 2027 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date.

F2: Includes 29,104 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Common StockSEC Table I · non-derivativeIndirectTrust20,875,314 Reported balance Holding disclosure · report date 2026-06-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 20,875,314

F3: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Common StockSEC Table I · non-derivativeIndirectTrust1,120,114 Reported balance Holding disclosure · report date 2026-06-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,120,114

F4: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on each of September 11, 2026, December 11, 2026, March 11, 2027 and the earlier of (i) June 11, 2027; or (ii) the date of the Issuer's 2027 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date.

F2: Includes 29,104 shares issuable upon the settlement of RSUs granted to the Reporting Person.

F3: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F4: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Enphase Energy, Inc.

Report date May 13, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,542 Reported balance After 2026-05-13 transaction · row 1
1 source row

Row 1 · 2026-05-13 · Grant · Acquired 5,952 · Balance 8,542

F1: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

Common StockSEC Table I · non-derivativeIndirectBy Trust1,597,641 Reported balance Holding disclosure · report date 2026-05-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,597,641

F2: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.

Common StockSEC Table I · non-derivativeIndirectBy Trust4,100 Reported balance Holding disclosure · report date 2026-05-13 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 4,100

F3: These shares are held directly by the Valeta Massey 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.

Common StockSEC Table I · non-derivativeIndirectBy Trust4,100 Reported balance Holding disclosure · report date 2026-05-13 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,100

F4: These shares are held directly by the TJ Rodgers 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.

Common StockSEC Table I · non-derivativeIndirectBy Charitable Trust85,200 Reported balance Holding disclosure · report date 2026-05-13 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 85,200

F5: These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

F2: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.

F3: These shares are held directly by the Valeta Massey 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.

F4: These shares are held directly by the TJ Rodgers 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.

F5: These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein.

SunPower Inc.

Report date August 24, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee note36,687,593 Reported balance After 2026-09-04 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-09-04 · Other · Acquired 7,870,917 · Balance 36,687,593

F2: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

Common StockSEC Table I · non-derivativeIndirectSee note2,471,485 Reported balance Holding disclosure · report date 2026-08-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,471,485

F3: These shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust (the "Charitable Trust"). The reporting person and his spouse serve as trustees of the Charitable Trust.

Common StockSEC Table I · non-derivativeIndirectSee note485,562 Reported balance Holding disclosure · report date 2026-08-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 485,562

F4: These shares are held by Rodgers Capital, LLC. The reporting person is the manager of Rodgers Capital, LLC.

Common StockSEC Table I · non-derivativeIndirectSee note463,589 Reported balance Holding disclosure · report date 2026-08-24 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 463,589

F5: These shares are held by the TJ Rodgers 2012 Irrevocable Trust dtd 12/26/12, for which the reporting person serves as trustee.

Common StockSEC Table I · non-derivativeIndirectSee note463,589 Reported balance Holding disclosure · report date 2026-08-24 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 463,589

F6: These shares are held by the Valeta Massey 2012 Irrevocable Trust dtd 12/26/12, for which the reporting person's spouse serves as trustee.

Simple Agreement for Future EquitySEC Table II · derivative / convertible securityIndirectSee FootnoteNot disclosed Reported balance After 2026-08-24 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-08-24 · Purchase · Acquired Not disclosed · Balance Not disclosed

F1: On 8/24/2026, the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees (the "Revocable Trust"), purchased a simple agreement for future equity (the "SAFE") in exchange for $2,000,000. The SAFE was automatically convertible at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE. At the closing of such financing transaction, the SAFE was convertible into $2,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer, and subject to the terms and conditions of the SAFE. The SAFE was converted into 7,870,917 shares of common stock on 9/4/2026.

Simple Agreement for Future EquitySEC Table II · derivative / convertible securityIndirectSee FootnoteNot disclosed Reported balance After 2026-09-04 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-04 · Other · Disposed Not disclosed · Balance Not disclosed

F2: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

Common StockSEC Table I · non-derivativeDirect8,842 Reported balance Holding disclosure · report date 2026-08-24 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 8,842

Filing footnotes · ownership attribution and instrument terms

F1: On 8/24/2026, the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees (the "Revocable Trust"), purchased a simple agreement for future equity (the "SAFE") in exchange for $2,000,000. The SAFE was automatically convertible at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE. At the closing of such financing transaction, the SAFE was convertible into $2,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer, and subject to the terms and conditions of the SAFE. The SAFE was converted into 7,870,917 shares of common stock on 9/4/2026.

F2: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

F3: These shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust (the "Charitable Trust"). The reporting person and his spouse serve as trustees of the Charitable Trust.

F4: These shares are held by Rodgers Capital, LLC. The reporting person is the manager of Rodgers Capital, LLC.

F5: These shares are held by the TJ Rodgers 2012 Irrevocable Trust dtd 12/26/12, for which the reporting person serves as trustee.

F6: These shares are held by the Valeta Massey 2012 Irrevocable Trust dtd 12/26/12, for which the reporting person's spouse serves as trustee.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FTC Solar, Inc.

Report date April 06, 2023 · Filed April 06, 2023

Section 16 reporting ended · disclosed 2023-04-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTrust802,559 Reported balance After 2023-04-06 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2023-04-06 · Purchase · Acquired 86,666 · Balance 802,559

F1: Represents a weighted average purchase price per share for these shares, which were acquired in multiple transactions at prices ranging from $2.435 to $2.45. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the range.

F2: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Common StockSEC Table I · non-derivativeIndirectTrust3,820,545 Reported balance Holding disclosure · report date 2023-04-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,820,545

F3: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a weighted average purchase price per share for these shares, which were acquired in multiple transactions at prices ranging from $2.435 to $2.45. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the range.

F2: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F3: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2026 Filed Sep 9, 2026 20:30 UTC SunPower Inc. SPWR · Entity 7152 OtherSimple Agreement for Future Equity · Derivative Not disclosed $0.00 $2,000,000.00
Disclosure

SEC source: 0001213900-26-098416 · ownership.xml · derivative · entry 8

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · 7,870,917 shares

Expires not disclosed

F2 · derivative.exercise_price: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

F2 · derivative.exercise_date: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

F2 · derivative.expiration_date: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

F2 · derivative.underlying: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

F2 · ownership.nature: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

Read SEC document
September 04, 2026 Filed Sep 9, 2026 20:30 UTC SunPower Inc. SPWR · Entity 7152 OtherCommon Stock 7,870,917 $0.25 $2,000,000.01
Disclosure

SEC source: 0001213900-26-098416 · ownership.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See note

Disclosed balance after: 36,687,593

F2 · shares: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

F2 · price: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

F2 · ownership.nature: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

Read SEC document
August 24, 2026 Filed Sep 9, 2026 20:30 UTC SunPower Inc. SPWR · Entity 7152 PurchaseSimple Agreement for Future Equity · Derivative Not disclosed $2,000,000.00 $2,000,000.00
Disclosure

SEC source: 0001213900-26-098416 · ownership.xml · derivative · entry 7

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Equity · 7,870,917 shares

Expires not disclosed

F1 · derivative.exercise_price: On 8/24/2026, the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees (the "Revocable Trust"), purchased a simple agreement for future equity (the "SAFE") in exchange for $2,000,000. The SAFE was automatically convertible at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE. At the closing of such financing transaction, the SAFE was convertible into $2,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer, and subject to the terms and conditions of the SAFE. The SAFE was converted into 7,870,917 shares of common stock on 9/4/2026.

F1 · derivative.exercise_date: On 8/24/2026, the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees (the "Revocable Trust"), purchased a simple agreement for future equity (the "SAFE") in exchange for $2,000,000. The SAFE was automatically convertible at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE. At the closing of such financing transaction, the SAFE was convertible into $2,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer, and subject to the terms and conditions of the SAFE. The SAFE was converted into 7,870,917 shares of common stock on 9/4/2026.

F1 · derivative.expiration_date: On 8/24/2026, the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees (the "Revocable Trust"), purchased a simple agreement for future equity (the "SAFE") in exchange for $2,000,000. The SAFE was automatically convertible at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE. At the closing of such financing transaction, the SAFE was convertible into $2,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer, and subject to the terms and conditions of the SAFE. The SAFE was converted into 7,870,917 shares of common stock on 9/4/2026.

F1 · derivative.underlying: On 8/24/2026, the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees (the "Revocable Trust"), purchased a simple agreement for future equity (the "SAFE") in exchange for $2,000,000. The SAFE was automatically convertible at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE. At the closing of such financing transaction, the SAFE was convertible into $2,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer, and subject to the terms and conditions of the SAFE. The SAFE was converted into 7,870,917 shares of common stock on 9/4/2026.

F1 · ownership.nature: On 8/24/2026, the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees (the "Revocable Trust"), purchased a simple agreement for future equity (the "SAFE") in exchange for $2,000,000. The SAFE was automatically convertible at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE. At the closing of such financing transaction, the SAFE was convertible into $2,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer, and subject to the terms and conditions of the SAFE. The SAFE was converted into 7,870,917 shares of common stock on 9/4/2026.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 23:14 UTC SunPower Inc. SWPR · Entity 7152 PurchaseCommon Stock 633,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-075658 · ownership.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 2,471,485

F2 · price: Consists of 633,250 shares of common stock issued to the Rodgers Family Freedom and Free Markets Charitable Trust (the "Charitable Trust") on July 1, 2026 pursuant to an equity-for-interest exchange transaction consummated with respect to interest amounts otherwise payable pursuant to the 12% convertible senior notes due 2029, 10% convertible senior secured notes due 2029 and 7% convertible senior notes due 2029 held by the Charitable Trust. The reporting person and his spouse serve as trustees of the Charitable Trust.

F2 · ownership.nature: Consists of 633,250 shares of common stock issued to the Rodgers Family Freedom and Free Markets Charitable Trust (the "Charitable Trust") on July 1, 2026 pursuant to an equity-for-interest exchange transaction consummated with respect to interest amounts otherwise payable pursuant to the 12% convertible senior notes due 2029, 10% convertible senior secured notes due 2029 and 7% convertible senior notes due 2029 held by the Charitable Trust. The reporting person and his spouse serve as trustees of the Charitable Trust.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 23:14 UTC SunPower Inc. SWPR · Entity 7152 PurchaseCommon Stock 7,226,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-075658 · ownership.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 28,816,676

F1 · price: Consists of 7,226,186 shares of common stock issued to the Rodgers Massey Revocable Living Trust dtd 4/4/11 (the "Revocable Trust") on July 1, 2026 pursuant to an equity-for-interest exchange transaction consummated with respect to interest amounts otherwise payable pursuant to the 12% convertible senior notes due 2029, 10% convertible senior secured notes due 2029 and 7% convertible senior notes due 2029 held by the Revocable Trust. The reporting person and his spouse serve as trustees of the Revocable Trust.

F1 · ownership.nature: Consists of 7,226,186 shares of common stock issued to the Rodgers Massey Revocable Living Trust dtd 4/4/11 (the "Revocable Trust") on July 1, 2026 pursuant to an equity-for-interest exchange transaction consummated with respect to interest amounts otherwise payable pursuant to the 12% convertible senior notes due 2029, 10% convertible senior secured notes due 2029 and 7% convertible senior notes due 2029 held by the Revocable Trust. The reporting person and his spouse serve as trustees of the Revocable Trust.

Read SEC document
June 11, 2026 Filed Jun 16, 2026 01:29 UTC Enovix Corp ENVX · Entity 5188 GrantCommon Stock 29,104 $0.00 $0.00
Disclosure

SEC source: 0001183967-26-000004 · wk-form4_1781573375.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,740

F1 · shares: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on each of September 11, 2026, December 11, 2026, March 11, 2027 and the earlier of (i) June 11, 2027; or (ii) the date of the Issuer's 2027 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · balance_after: Includes 29,104 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Read SEC document
May 13, 2026 Filed May 15, 2026 22:01 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 5,952 $0.00 $0.00
Disclosure

SEC source: 0001183967-26-000002 · wk-form4_1778882504.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,542

F1 · acquired: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

Read SEC document
April 23, 2026 Filed Apr 27, 2026 22:08 UTC SunPower Inc. SWPR · Entity 7152 OtherSimple Agreement for Future Equity · Derivative Not disclosed $0.00 $1,000,000.00
Disclosure

SEC source: 0001213900-26-048125 · ownership.xml · derivative · entry 3

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Convertible Notes · 1,000,000 shares

Expires not disclosed

F4 · derivative.exercise_price: On 5/13/2024, a trust controlled by the Reporting Person purchased a simple agreement for future equity (the "May 2024 SAFE") in exchange for $1,000,000. The May 2024 SAFE was converted and exchanged into $1,000,000 principal amount of the Convertible Notes.

F4 · derivative.exercise_date: On 5/13/2024, a trust controlled by the Reporting Person purchased a simple agreement for future equity (the "May 2024 SAFE") in exchange for $1,000,000. The May 2024 SAFE was converted and exchanged into $1,000,000 principal amount of the Convertible Notes.

F4 · derivative.expiration_date: On 5/13/2024, a trust controlled by the Reporting Person purchased a simple agreement for future equity (the "May 2024 SAFE") in exchange for $1,000,000. The May 2024 SAFE was converted and exchanged into $1,000,000 principal amount of the Convertible Notes.

F4 · derivative.underlying: On 5/13/2024, a trust controlled by the Reporting Person purchased a simple agreement for future equity (the "May 2024 SAFE") in exchange for $1,000,000. The May 2024 SAFE was converted and exchanged into $1,000,000 principal amount of the Convertible Notes.

F4 · derivative.underlying_shares: On 5/13/2024, a trust controlled by the Reporting Person purchased a simple agreement for future equity (the "May 2024 SAFE") in exchange for $1,000,000. The May 2024 SAFE was converted and exchanged into $1,000,000 principal amount of the Convertible Notes.

F5 · ownership.nature: $5,000,000 principal amount of the Convertible Notes are held by the Rodgers Massey Revocable Living Trust, and $1,000,000 principal amount of the Convertible Notes are held by the Rodgers Family Freedom & Free Markets Charitable Trust. The April 2026 SAFE was held by Rodgers Massey Revocable Living Trust, and the May 2024 SAFE was held by the Rodgers Family Freedom & Free Markets Charitable Trust. The Reporting Person and his spouse serve as trustees for each of the Rodgers Massey Revocable Living Trust and the Rodgers Family Freedom & Free Markets Charitable Trust.

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April 23, 2026 Filed Apr 27, 2026 22:08 UTC SunPower Inc. SWPR · Entity 7152 OtherSimple Agreement for Future Equity · Derivative Not disclosed $0.00 $5,000,000.00
Disclosure

SEC source: 0001213900-26-048125 · ownership.xml · derivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Convertible Notes · 5,000,000 shares

Expires not disclosed

F3 · derivative.exercise_price: On 4/8/2026, a trust controlled by the Reporting Person purchased a simple agreement for future equity ("April 2026 SAFE") in exchange for $5,000,000. At the closing of the issuance of the Convertible Notes, the April 2026 SAFE was converted and exchanged into $5,000,000 principal amount of the Convertible Notes.

F3 · derivative.exercise_date: On 4/8/2026, a trust controlled by the Reporting Person purchased a simple agreement for future equity ("April 2026 SAFE") in exchange for $5,000,000. At the closing of the issuance of the Convertible Notes, the April 2026 SAFE was converted and exchanged into $5,000,000 principal amount of the Convertible Notes.

F3 · derivative.expiration_date: On 4/8/2026, a trust controlled by the Reporting Person purchased a simple agreement for future equity ("April 2026 SAFE") in exchange for $5,000,000. At the closing of the issuance of the Convertible Notes, the April 2026 SAFE was converted and exchanged into $5,000,000 principal amount of the Convertible Notes.

F3 · derivative.underlying: On 4/8/2026, a trust controlled by the Reporting Person purchased a simple agreement for future equity ("April 2026 SAFE") in exchange for $5,000,000. At the closing of the issuance of the Convertible Notes, the April 2026 SAFE was converted and exchanged into $5,000,000 principal amount of the Convertible Notes.

F3 · derivative.underlying_shares: On 4/8/2026, a trust controlled by the Reporting Person purchased a simple agreement for future equity ("April 2026 SAFE") in exchange for $5,000,000. At the closing of the issuance of the Convertible Notes, the April 2026 SAFE was converted and exchanged into $5,000,000 principal amount of the Convertible Notes.

F5 · ownership.nature: $5,000,000 principal amount of the Convertible Notes are held by the Rodgers Massey Revocable Living Trust, and $1,000,000 principal amount of the Convertible Notes are held by the Rodgers Family Freedom & Free Markets Charitable Trust. The April 2026 SAFE was held by Rodgers Massey Revocable Living Trust, and the May 2024 SAFE was held by the Rodgers Family Freedom & Free Markets Charitable Trust. The Reporting Person and his spouse serve as trustees for each of the Rodgers Massey Revocable Living Trust and the Rodgers Family Freedom & Free Markets Charitable Trust.

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April 23, 2026 Filed Apr 27, 2026 22:08 UTC SunPower Inc. SWPR · Entity 7152 Other10% Convertible Senior Secured Notes due 2029 · Derivative Not disclosed $6,000,000.00 $6,000,000.00
Disclosure

SEC source: 0001213900-26-048125 · ownership.xml · derivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · 3,661,885 shares

Expires not disclosed

F1 · derivative.exercise_price: The conversion rate for the 10% Convertible Senior Secured Notes due 2029 (the "Convertible Notes") is initially equal to 610.3143 shares of common stock per $1,000 principal amount of the Convertible Notes, subject to adjustment in accordance with the terms of the Convertible Notes.

F3 · reported_value: On 4/8/2026, a trust controlled by the Reporting Person purchased a simple agreement for future equity ("April 2026 SAFE") in exchange for $5,000,000. At the closing of the issuance of the Convertible Notes, the April 2026 SAFE was converted and exchanged into $5,000,000 principal amount of the Convertible Notes.

F4 · reported_value: On 5/13/2024, a trust controlled by the Reporting Person purchased a simple agreement for future equity (the "May 2024 SAFE") in exchange for $1,000,000. The May 2024 SAFE was converted and exchanged into $1,000,000 principal amount of the Convertible Notes.

F2 · derivative.exercise_date: The Convertible Notes mature on May 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Note prior to the close of business on the business day immediately preceding the maturity date.

F2 · derivative.expiration_date: The Convertible Notes mature on May 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Note prior to the close of business on the business day immediately preceding the maturity date.

F5 · ownership.nature: $5,000,000 principal amount of the Convertible Notes are held by the Rodgers Massey Revocable Living Trust, and $1,000,000 principal amount of the Convertible Notes are held by the Rodgers Family Freedom & Free Markets Charitable Trust. The April 2026 SAFE was held by Rodgers Massey Revocable Living Trust, and the May 2024 SAFE was held by the Rodgers Family Freedom & Free Markets Charitable Trust. The Reporting Person and his spouse serve as trustees for each of the Rodgers Massey Revocable Living Trust and the Rodgers Family Freedom & Free Markets Charitable Trust.

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April 08, 2026 Filed Apr 10, 2026 21:30 UTC SunPower Inc. SPWR · Entity 7152 PurchaseSimple Agreement for Future Equity · Derivative Not disclosed $5,000,000.00 $5,000,000.00
Disclosure

SEC source: 0001213900-26-042615 · ownership.xml · derivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Equity · 5,000,000 shares

Expires not disclosed

F3 · derivative.exercise_price: On 4/8/2026, a trust controlled by the Reporting Person purchased a simple agreement for future equity ("SAFE") in exchange for $5,000,000. The SAFE provides that it will automatically convert at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE, including a financing transaction involving the sale of capital stock, warrants, debt securities or other convertible securities of the Issuer. At the closing of such financing transaction, the SAFE will convert into $5,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer.

F3 · derivative.exercise_date: On 4/8/2026, a trust controlled by the Reporting Person purchased a simple agreement for future equity ("SAFE") in exchange for $5,000,000. The SAFE provides that it will automatically convert at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE, including a financing transaction involving the sale of capital stock, warrants, debt securities or other convertible securities of the Issuer. At the closing of such financing transaction, the SAFE will convert into $5,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer.

F3 · derivative.expiration_date: On 4/8/2026, a trust controlled by the Reporting Person purchased a simple agreement for future equity ("SAFE") in exchange for $5,000,000. The SAFE provides that it will automatically convert at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE, including a financing transaction involving the sale of capital stock, warrants, debt securities or other convertible securities of the Issuer. At the closing of such financing transaction, the SAFE will convert into $5,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer.

F3 · derivative.underlying: On 4/8/2026, a trust controlled by the Reporting Person purchased a simple agreement for future equity ("SAFE") in exchange for $5,000,000. The SAFE provides that it will automatically convert at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE, including a financing transaction involving the sale of capital stock, warrants, debt securities or other convertible securities of the Issuer. At the closing of such financing transaction, the SAFE will convert into $5,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer.

F3 · derivative.underlying_shares: On 4/8/2026, a trust controlled by the Reporting Person purchased a simple agreement for future equity ("SAFE") in exchange for $5,000,000. The SAFE provides that it will automatically convert at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE, including a financing transaction involving the sale of capital stock, warrants, debt securities or other convertible securities of the Issuer. At the closing of such financing transaction, the SAFE will convert into $5,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer.

F4 · ownership.nature: The Convertible Note and SAFE are held by the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 22:00 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 137,250 $43.61 $5,985,925.43
Disclosure

SEC source: 0001183967-26-000001 · wk-form4_1773784809.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,597,641

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $43.50 to $43.935. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.

Read SEC document
January 29, 2026 Filed Apr 10, 2026 21:30 UTC SunPower Inc. SPWR · Entity 7152 Purchase12% Convertible Senior Note due 2029 · Derivative Not disclosed $3,300,000.00 $3,300,000.00
Disclosure

SEC source: 0001213900-26-042615 · ownership.xml · derivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,783,783 shares

Expires not disclosed

F1 · derivative.exercise_price: The conversion rate for the 12% Convertible Senior Note due 2029 (the "Convertible Note") is equal to 540.5405 shares of common stock per $1,000 principal amount of the Convertible Note, subject to adjustment in accordance with the terms of the Convertible Note.

F2 · derivative.exercise_date: The Convertible Note matures on July 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Note prior to the close of business on the business day immediately preceding the maturity date.

F2 · derivative.expiration_date: The Convertible Note matures on July 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Note prior to the close of business on the business day immediately preceding the maturity date.

F4 · ownership.nature: The Convertible Note and SAFE are held by the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

Read SEC document
December 02, 2025 Filed Dec 5, 2025 00:05 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 150,000 $29.13 $4,369,140.00
Disclosure

SEC source: 0001183967-25-000015 · wk-form4_1764893151.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,733,596

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $28.755 to $29.60. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.

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September 18, 2025 Filed Sep 19, 2025 20:01 UTC Enovix Corp ENVX · Entity 5188 GrantCommon Stock 5,635 $0.00 $0.00
Disclosure

SEC source: 0001183967-25-000014 · wk-form4_1758312099.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 20,864,042

F1 · shares: On September 18, 2025, the Reporting Person transferred 5,635 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F3 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 20:01 UTC Enovix Corp ENVX · Entity 5188 GiftCommon Stock 5,635 $0.00 $0.00
Disclosure

SEC source: 0001183967-25-000014 · wk-form4_1758312099.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,908

F1 · shares: On September 18, 2025, the Reporting Person transferred 5,635 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F2 · balance_after: Includes 16,908 shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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August 29, 2025 Filed Sep 3, 2025 01:12 UTC Enovix Corp ENVX · Entity 5188 SaleWarrant (Right to Buy) · Derivative 1,259,211 $0.60 Strike: $8.75 $755,526.60
Disclosure

SEC source: 0001183967-25-000012 · wk-form4_1756861965.xml · derivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 · 1,259,211 shares

Expires 2026-10-01

F1 · shares: This Form 4 relates to sales of publicly-traded warrants (the "Warrants") previously distributed to the Reporting Person. The Warrants were distributed by the Issuer on July 21, 2025 at no cost to the Reporting Person, and each Warrant entitles the holder to purchase one share of common stock at an exercise price of $8.75 per share in accordance with the Warrant Agreement dated July 21, 2025 between the Issuer and Computershare Trust Company N.A., as warrant agent (the "Warrant Agreement").

F5 · price: The price reported in Column 8 is a weighted-average price. The shares were sold in multiple transactions ranging from $0.59 to $0.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · derivative.expiration_date: In accordance with the Warrant Agreement, the original expiration date ceased to be exercisable at 5:00 p.m. New York City time on October 1, 2026 (the Expiration Date), subject to automatic acceleration upon satisfaction of the early expiration price condition. On August 28, 2025, the early expiration price condition was met and the expiration date for the warrants was accelerated to be on August 29, 2025. The Warrants was ceased to be exercisable prior to 5:00pm New York City time on August 29, 2025.

Read SEC document
August 28, 2025 Filed Sep 3, 2025 01:12 UTC Enovix Corp ENVX · Entity 5188 SaleWarrant (Right to Buy) · Derivative 655,255 $1.27 Strike: $8.75 $832,173.85
Disclosure

SEC source: 0001183967-25-000012 · wk-form4_1756861965.xml · derivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 1,259,211

Underlying: Common Stock, par value $0.0001 · 655,255 shares

Expires 2026-10-01

F1 · shares: This Form 4 relates to sales of publicly-traded warrants (the "Warrants") previously distributed to the Reporting Person. The Warrants were distributed by the Issuer on July 21, 2025 at no cost to the Reporting Person, and each Warrant entitles the holder to purchase one share of common stock at an exercise price of $8.75 per share in accordance with the Warrant Agreement dated July 21, 2025 between the Issuer and Computershare Trust Company N.A., as warrant agent (the "Warrant Agreement").

F3 · price: The price reported in Column 8 is a weighted-average price. The shares were sold in multiple transactions ranging from $1.20 to $1.44, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · derivative.expiration_date: In accordance with the Warrant Agreement, the original expiration date ceased to be exercisable at 5:00 p.m. New York City time on October 1, 2026 (the Expiration Date), subject to automatic acceleration upon satisfaction of the early expiration price condition. On August 28, 2025, the early expiration price condition was met and the expiration date for the warrants was accelerated to be on August 29, 2025. The Warrants was ceased to be exercisable prior to 5:00pm New York City time on August 29, 2025.

F4 · ownership.nature: The remaining Warrants are held by the Trust for which the Reporting Person is a trustee and has voting and dispositive power over the Warrants.

Read SEC document
August 15, 2025 Filed Aug 15, 2025 18:28 UTC Enovix Corp ENVX · Entity 5188 GiftWarrant (Right to Buy) · Derivative 500,000 $0.00 Strike: $8.75 $0.00
Disclosure

SEC source: 0001183967-25-000010 · wk-form4_1755282520.xml · derivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 1,914,466

Underlying: Common Stock, par value $0.0001 · 500,000 shares

Expires 2026-10-01

F1 · security: This Form 4 relates to a bona fide gift of publicly-traded warrants (the "Warrants") previously distributed to the Rodgers Massey Revocable Living Trust dtd 4/4/11 (the Trust) for which the Reporting Person is a trustee and has voting and dispositive power over the Warrants. The Warrants were distributed by the Issuer on July 21, 2025 at no cost to the Reporting Person, and each Warrant entitles the holder to purchase one share of common stock at an exercise price of $8.75 per share in accordance with the Warrant Agreement dated July 21, 2025 between the Issuer and Computershare Trust Company N.A., as warrant agent (the "Warrant Agreement").

F2 · kind: Represents a bona fide gift of 500,000 Warrants from the Trust to a donor advised fund.

F3 · derivative.expiration_date: The Warrants will expire and cease to be exercisable at 5:00 p.m. New York City time on October 1, 2026 (the Expiration Date). The Expiration Date is subject to automatic acceleration upon satisfaction of the early expiration price condition (as defined in the Warrant Agreement) and subject to the other terms of the Warrant Agreement.

F4 · ownership.nature: The remaining Warrants are held by the Trust for which the Reporting Person is a trustee and has voting and dispositive power over the Warrants.

Read SEC document
August 14, 2025 Filed Aug 15, 2025 01:00 UTC Enovix Corp ENVX · Entity 5188 GiftWarrant (Right to Buy) · Derivative 500,000 $0.00 Strike: $8.75 $0.00
Disclosure

SEC source: 0001183967-25-000008 · wk-form4_1755219610.xml · derivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 2,414,466

Underlying: Common Stock, par value $0.0001 · 500,000 shares

Expires 2026-10-01

F1 · security: This Form 4 relates to a bona fide gift of publicly-traded warrants (the "Warrants") previously distributed to the Rodgers Massey Revocable Living Trust dtd 4/4/11 (the Trust) for which the Reporting Person is a trustee and has voting and dispositive power over the Warrants. The Warrants were distributed by the Issuer on July 21, 2025 at no cost to the Reporting Person, and each Warrant entitles the holder to purchase one share of common stock at an exercise price of $8.75 per share in accordance with the Warrant Agreement dated July 21, 2025 between the Issuer and Computershare Trust Company N.A., as warrant agent (the "Warrant Agreement").

F2 · kind: Represents a bona fide gift of 500,000 Warrants from the Trust to a donor advised fund.

F3 · derivative.expiration_date: The Warrants will expire and cease to be exercisable at 5:00 p.m. New York City time on October 1, 2026 (the Expiration Date). The Expiration Date is subject to automatic acceleration upon satisfaction of the early expiration price condition (as defined in the Warrant Agreement) and subject to the other terms of the Warrant Agreement.

F4 · ownership.nature: The remaining Warrants are held by the Trust for which the Reporting Person is a trustee and has voting and dispositive power over the Warrants.

Read SEC document
August 11, 2025 Filed Aug 12, 2025 12:33 UTC Enovix Corp ENVX · Entity 5188 OtherWarrant (Right to Buy) · Derivative 220,114 $0.00 Strike: $8.75 $0.00
Disclosure

SEC source: 0001183967-25-000006 · wk-form4_1755001978.xml · derivative · entry 4

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 · 220,114 shares

Expires 2026-10-01

F1 · shares: Reflects shares issued upon the exercise of publicly-traded warrants (the "Warrants") by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares and the Warrants. The Warrants were distributed by the Issuer on July 21, 2025 at no cost to the Reporting Person, and each Warrant entitles the holder to purchase one share of common stock at an exercise price of $8.75 per share in accordance with the Warrant Agreement dated July 21, 2025 between the Issuer and Computershare Trust Company N.A., as warrant agent (the "Warrant Agreement").

F5 · derivative.expiration_date: The Warrants will expire and cease to be exercisable at 5:00 p.m. New York City time on October 1, 2026 (the "Expiration Date"). The Expiration Date is subject to automatic acceleration upon satisfaction of the early expiration price condition (as defined in the Warrant Agreement) and subject to the other terms of the Warrant Agreement.

F2 · ownership.nature: The shares and Warrants are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares and Warrants.

Read SEC document
August 11, 2025 Filed Aug 12, 2025 12:33 UTC Enovix Corp ENVX · Entity 5188 OtherCommon Stock 220,114 $8.75 $1,925,997.50
Disclosure

SEC source: 0001183967-25-000006 · wk-form4_1755001978.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 1,120,114

F1 · shares: Reflects shares issued upon the exercise of publicly-traded warrants (the "Warrants") by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares and the Warrants. The Warrants were distributed by the Issuer on July 21, 2025 at no cost to the Reporting Person, and each Warrant entitles the holder to purchase one share of common stock at an exercise price of $8.75 per share in accordance with the Warrant Agreement dated July 21, 2025 between the Issuer and Computershare Trust Company N.A., as warrant agent (the "Warrant Agreement").

F2 · balance_after: The shares and Warrants are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares and Warrants.

F2 · ownership.nature: The shares and Warrants are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares and Warrants.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 12:51 UTC Enovix Corp ENVX · Entity 5188 OtherWarrant (Right to Buy) · Derivative 57,142 $0.00 Strike: $8.75 $0.00
Disclosure

SEC source: 0001183967-25-000004 · wk-form4_1754916690.xml · derivative · entry 4

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 2,914,466

Underlying: Common Stock, par value $0.0001 · 2,971,608 shares

Expires 2026-10-01

F1 · shares: Reflects shares issued upon the exercise of publicly-traded warrants (the Warrants) by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. The Warrants were distributed by the Issuer on July 21, 2025, and each Warrant entitles the holder to purchase one share of common stock at an exercise price of $8.75 per share in accordance with the Warrant Agreement dated July 21, 2025 between the Issuer and Computershare Trust Company N.A., as warrant agent (the Warrant Agreement).

F5 · derivative.expiration_date: The Warrants will expire and cease to be exercisable at 5:00 p.m. New York City time on October 1, 2026 (the Expiration Date). The Expiration Date is subject to automatic acceleration upon satisfaction of the early expiration price condition (as defined in the Warrant Agreement) and subject to the other terms of the Warrant Agreement.

F2 · ownership.nature: The shares and Warrants are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares and Warrants.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 12:51 UTC Enovix Corp ENVX · Entity 5188 GrantCommon Stock 57,142 $8.75 $499,992.50
Disclosure

SEC source: 0001183967-25-000004 · wk-form4_1754916690.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 20,858,407

F1 · shares: Reflects shares issued upon the exercise of publicly-traded warrants (the Warrants) by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. The Warrants were distributed by the Issuer on July 21, 2025, and each Warrant entitles the holder to purchase one share of common stock at an exercise price of $8.75 per share in accordance with the Warrant Agreement dated July 21, 2025 between the Issuer and Computershare Trust Company N.A., as warrant agent (the Warrant Agreement).

F2 · balance_after: The shares and Warrants are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares and Warrants.

F2 · ownership.nature: The shares and Warrants are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares and Warrants.

Read SEC document
July 10, 2025 Filed Jul 16, 2025 01:00 UTC SunPower Inc. SWPR · Entity 7152 Purchase12% Convertible Senior Note due 2029 · Derivative Not disclosed $5,000,000.00 $5,000,000.00
Disclosure

SEC source: 0001213900-25-064418 · ownership.xml · derivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · 2,793,296 shares

Expires not disclosed

F1 · derivative.exercise_price: The conversion rate for the 12% Convertible Senior Note due 2029 (the "Convertible Note") is equal to 558.6592 shares of common stock per $1,000 principal amount of the Convertible Note, subject to adjustment in accordance with the terms of the Convertible Note.

F2 · derivative.exercise_date: The Convertible Note matures on July 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Note prior to the close of business on the business day immediately preceding the maturity date.

F2 · derivative.expiration_date: The Convertible Note matures on July 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Note prior to the close of business on the business day immediately preceding the maturity date.

F3 · ownership.nature: The Convertible Note is held by the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

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June 16, 2025 Filed Jun 17, 2025 20:50 UTC Enovix Corp ENVX · Entity 5188 GrantCommon Stock 3,782 $0.00 $0.00
Disclosure

SEC source: 0001828318-25-000211 · wk-form4_1750193404.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 20,801,265

F1 · shares: On June 16, 2025, the Reporting Person transferred 3,782 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F3 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

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June 16, 2025 Filed Jun 17, 2025 20:50 UTC Enovix Corp ENVX · Entity 5188 GiftCommon Stock 3,782 $0.00 $0.00
Disclosure

SEC source: 0001828318-25-000211 · wk-form4_1750193404.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,543

F1 · shares: On June 16, 2025, the Reporting Person transferred 3,782 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F2 · balance_after: Includes 22,543 shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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June 12, 2025 Filed Jun 13, 2025 23:43 UTC Enovix Corp ENVX · Entity 5188 GrantCommon Stock 22,543 $0.00 $0.00
Disclosure

SEC source: 0001828318-25-000193 · wk-form4_1749858199.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,325

F1 · shares: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on each of September 12, 2025, December 12, 2025, March 12, 2026 and the earlier of (i) June 12, 2026; or (ii) the date of the Issuer's 2026 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · balance_after: Includes 26,325 shares issuable upon the settlement of RSUs granted to the Reporting Person.

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June 03, 2025 Filed Jun 6, 2025 01:30 UTC SunPower Inc. SWPR · Entity 7152 PurchaseCommon Stock 303,000 $1.68 $509,040.00
Disclosure

SEC source: 0001213900-25-051705 · ownership.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 463,588

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.57 to $1.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Consists of 303,000 shares of common stock purchased by the Valeta Massey 2012 Irrevocable Trust DTD 12/26/12, for which the reporting person's spouse serves as trustee.

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June 03, 2025 Filed Jun 6, 2025 01:30 UTC SunPower Inc. SWPR · Entity 7152 PurchaseCommon Stock 303,000 $1.68 $509,040.00
Disclosure

SEC source: 0001213900-25-051705 · ownership.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 463,589

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.57 to $1.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: Consists of 303,000 shares of common stock purchased by the TJ Rodgers 2012 Irrevocable Trust DTD 12/26/12, for which the reporting person's spouse serves as trustee.

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June 02, 2025 Filed Jun 5, 2025 01:30 UTC SunPower Inc. SWPR · Entity 7152 PurchaseCommon Stock 10,588 $1.49 $15,776.12
Disclosure

SEC source: 0001213900-25-051321 · ownership.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 160,588

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.44 to $1.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Consists of 10,588 shares of common stock purchased by the Valeta Massey 2012 Irrevocable Trust DTD 12/26/12, for which the reporting person's spouse serves as trustee.

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June 02, 2025 Filed Jun 5, 2025 01:30 UTC SunPower Inc. SWPR · Entity 7152 PurchaseCommon Stock 10,589 $1.49 $15,777.61
Disclosure

SEC source: 0001213900-25-051321 · ownership.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 160,589

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.44 to $1.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: Consists of 10,589 shares of common stock purchased by the TJ Rodgers 2012 Irrevocable Trust DTD 12/26/12, for which the reporting person's spouse serves as trustee.

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May 30, 2025 Filed Jun 4, 2025 01:30 UTC SunPower Inc. SWPR · Entity 7152 PurchaseCommon Stock 150,000 $1.38 $207,000.00
Disclosure

SEC source: 0001213900-25-050947 · ownership.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 150,000

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.33 to $1.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Consists of 150,000 shares of common stock purchased by the Valeta Massey 2012 Irrevocable Trust DTD 12/26/12, for which the reporting person's spouse serves as trustee.

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May 30, 2025 Filed Jun 4, 2025 01:30 UTC SunPower Inc. SWPR · Entity 7152 PurchaseCommon Stock 150,000 $1.38 $207,000.00
Disclosure

SEC source: 0001213900-25-050947 · ownership.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 150,000

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.33 to $1.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: Consists of 150,000 shares of common stock purchased by the TJ Rodgers 2012 Irrevocable Trust DTD 12/26/12, for which the reporting person's spouse serves as trustee.

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May 14, 2025 Filed May 16, 2025 22:00 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 5,179 $0.00 $0.00
Disclosure

SEC source: 0001463101-25-000065 · wk-form4_1747432816.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,721

F1 · acquired: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

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April 01, 2025 Filed Apr 3, 2025 20:18 UTC Enovix Corp ENVX · Entity 5188 GrantCommon Stock 3,782 $0.00 $0.00
Disclosure

SEC source: 0001828318-25-000085 · wk-form4_1743711494.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 20,797,483

F1 · shares: On April 1, 2025, the Reporting Person transferred 3,782 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F3 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

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April 01, 2025 Filed Apr 3, 2025 20:18 UTC Enovix Corp ENVX · Entity 5188 GiftCommon Stock 3,782 $0.00 $0.00
Disclosure

SEC source: 0001828318-25-000085 · wk-form4_1743711494.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,782

F1 · shares: On April 1, 2025, the Reporting Person transferred 3,782 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F2 · balance_after: Includes 3,782 shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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March 07, 2025 Filed Mar 8, 2025 00:01 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 100,000 $61.26 $6,125,700.00
Disclosure

SEC source: 0001463101-25-000028 · wk-form4_1741392102.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,881,760

F1 · shares: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $61.08 to $61.64. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.

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December 30, 2024 Filed Jan 1, 2025 02:39 UTC Enovix Corp ENVX · Entity 5188 GrantCommon Stock 3,782 $0.00 $0.00
Disclosure

SEC source: 0001828318-24-000279 · wk-form4_1735699155.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 20,793,701

F1 · shares: On December 30, 2024, the Reporting Person transferred 3,782 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F3 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

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December 30, 2024 Filed Jan 1, 2025 02:39 UTC Enovix Corp ENVX · Entity 5188 GiftCommon Stock 3,782 $0.00 $0.00
Disclosure

SEC source: 0001828318-24-000279 · wk-form4_1735699155.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,564

F1 · shares: On December 30, 2024, the Reporting Person transferred 3,782 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F2 · balance_after: Includes 7,564 shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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September 26, 2024 Filed Oct 1, 2024 01:00 UTC Enovix Corp ENVX · Entity 5188 GrantCommon Stock 3,782 $0.00 $0.00
Disclosure

SEC source: 0001828318-24-000207 · wk-form4_1727744394.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 20,789,919

F1 · shares: On September 26, 2024, the Reporting Person transferred 3,782 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F3 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

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September 26, 2024 Filed Oct 1, 2024 01:00 UTC Enovix Corp ENVX · Entity 5188 GiftCommon Stock 3,782 $0.00 $0.00
Disclosure

SEC source: 0001828318-24-000207 · wk-form4_1727744394.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,346

F1 · shares: On September 26, 2024, the Reporting Person transferred 3,782 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F2 · balance_after: Includes 11,346 shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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September 08, 2024 Filed Sep 24, 2024 21:53 UTC SunPower Inc. CLSR · Entity 7152 Purchase7% Convertible Senior Notes Due 2029 · Derivative Not disclosed $8,000,000.00 $8,000,000.00
Disclosure

SEC source: 0001213900-24-081505 · ownership.xml · derivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · 3,742,690 shares

Expires not disclosed

F1 · derivative.exercise_price: The conversion rate for the 7% Convertible Senior Notes due 2029 (the "Convertible Notes") is equal to 467.8363 shares of common stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $2.14 per share of common stock), subject to adjustment in accordance with the applicable indenture.

F2 · derivative.exercise_date: The Convertible Notes mature on July 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Notes at any time after September 16, 2025 and prior to the close of business on the business day immediately preceding the maturity date.

F2 · derivative.expiration_date: The Convertible Notes mature on July 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Notes at any time after September 16, 2025 and prior to the close of business on the business day immediately preceding the maturity date.

F1 · derivative.underlying_shares: The conversion rate for the 7% Convertible Senior Notes due 2029 (the "Convertible Notes") is equal to 467.8363 shares of common stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $2.14 per share of common stock), subject to adjustment in accordance with the applicable indenture.

F3 · ownership.nature: $4,000,000 of the Convertible Notes are owned by the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustee. $4,000,000 of the remaining Convertible Notes are owned by the Rodgers Family Freedom and Free Markets Charitable Trust, for which the Reporting Person and his spouse serve as trustee.

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June 21, 2024 Filed Jun 24, 2024 23:19 UTC Enovix Corp ENVX · Entity 5188 GrantCommon Stock 1,834 $0.00 $0.00
Disclosure

SEC source: 0001828318-24-000132 · wk-form4_1719271163.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 20,786,137

F1 · shares: On June 21, 2024, the Reporting Person transferred 1,834 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F3 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

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June 21, 2024 Filed Jun 24, 2024 23:19 UTC Enovix Corp ENVX · Entity 5188 GiftCommon Stock 1,834 $0.00 $0.00
Disclosure

SEC source: 0001828318-24-000132 · wk-form4_1719271163.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,128

F1 · shares: On June 21, 2024, the Reporting Person transferred 1,834 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F2 · balance_after: Includes 15,128 shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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June 13, 2024 Filed Jun 17, 2024 23:21 UTC Enovix Corp ENVX · Entity 5188 GrantCommon Stock 15,128 $0.00 $0.00
Disclosure

SEC source: 0001828318-24-000116 · wk-form4_1718666505.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,962

F1 · shares: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on each of September 13, 2024, December 13, 2024, March 13, 2025 and the earlier of (i) June 13, 2025; or (ii) the date of the Issuer's 2025 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · balance_after: Includes 15,128 shares issuable upon the settlement of RSUs granted to the Reporting Person.

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May 30, 2024 Filed May 31, 2024 21:59 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 5,188 $129.60 $672,345.60
Disclosure

SEC source: 0001463101-24-000100 · wk-form4_1717192760.xml · nonDerivative · entry 4

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,979,374

F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $129.06 to $129.98. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.

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May 29, 2024 Filed May 31, 2024 21:59 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 314 $127.63 $40,076.51
Disclosure

SEC source: 0001463101-24-000100 · wk-form4_1717192760.xml · nonDerivative · entry 3

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,984,562

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $127.625 to $127.645. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.

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May 29, 2024 Filed May 31, 2024 21:59 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 195,840 $126.89 $24,850,862.21
Disclosure

SEC source: 0001463101-24-000100 · wk-form4_1717192760.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,984,876

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $126.545 to $127.42. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.

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May 29, 2024 Filed May 31, 2024 21:59 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 123,372 $125.96 $15,540,171.53
Disclosure

SEC source: 0001463101-24-000100 · wk-form4_1717192760.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 2,180,716

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $125.55 to $126.54. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.